Code of Federal Regulations Title 27 Alcohol, Tobacco Products and Firearms Part 400 to End 27 400 End 2017-04-01 2016-07-22 CFR Title United States Government Publishing Office Office of the Federal Register 2019-05-29T17:43:49+00:00 CFR Converter 0.9.9; SGML Converter 1.2.14 text/xml EN Code of Federal Regulations Title 27 Alcohol, Tobacco Products and Firearms Part 400 to End Revised as of April 1, 2017 Containing a codification of documents of general applicability and future effect As of April 1, 2017 Published by the Office of the Federal Register National Archives and Records Administration as a Special Edition of the Federal Register U.S. GOVERNMENT OFFICIAL EDITION NOTICE Legal Status and Use of Seals and Logos

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THIS TITLE

Title 27—Alcohol, Tobacco Products and Firearms is composed of three volumes: Parts 1–39, parts 40–399, and part 400 to end. The contents of these volumes represent all current regulations issued by the Alcohol and Tobacco Tax and Trade Bureau, Department of the Treasury, and the Bureau of Alcohol, Tobacco, Firearms, and Explosives, Department of Justice, as of April 1, 2017.

27 CFR Ch. II (4–1–17 Edition) Bureau of Alcohol, Tobacco, Firearms, and Explosives, Justice <?page num="1"?> <num value="27" style="-uslm-sgm:HED">Title 27—</num> <heading style="-uslm-sgm:HED">Alcohol, Tobacco Products, and Firearms</heading> <note style="-uslm-sgm:P" class="centered">(This book contains part 400 to End)</note> <toc style="-uslm-sgm:CFRTOC" role="cfrTitleTOC"> <headingItem style="-uslm-sgm:PTHD" role="columnHeader"> <target>Part</target> </headingItem> <referenceItem style="-uslm-sgm:SUBJECT"> <designator style="-uslm-sgm:SUBJECT" href="/us/cfr/t27/ch2">CHAPTER II—</designator> <label style="-uslm-sgm:SUBJECT">Bureau of Alcohol, Tobacco, Firearms, and Explosives, Department of Justice</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/ch2">447</target> <editorialNote style="-uslm-sgm:ABBR"> <heading style="-uslm-sgm:HED">Abbreviations Used in This Chapter:</heading> <p style="-uslm-sgm:P">ATF = <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Alcohol, Tobacco and Firearms.</inline> </p> <p style="-uslm-sgm:P">TD = <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Treasury Decision.</inline> </p> <p style="-uslm-sgm:P">TTB = <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Alcohol and Tobacco Tax and Trade Bureau.</inline> </p> </editorialNote> </referenceItem> </toc> <leftRunningHead style="-uslm-sgm:LRH">27 CFR Ch. II (4–1–17 Edition)</leftRunningHead> <rightRunningHead style="-uslm-sgm:RRH">Bureau of Alcohol, Tobacco, Firearms, and Explosives, Justice</rightRunningHead> <chapter style="-uslm-sgm:CHAPTER" identifier="/us/cfr/t27/ch2"> <num value="II" style="-uslm-sgm:HED">CHAPTER II—</num> <heading style="-uslm-sgm:HED">BUREAU OF ALCOHOL, TOBACCO, FIREARMS, AND EXPLOSIVES, DEPARTMENT OF JUSTICE</heading> <toc style="-uslm-sgm:TOC" role="cfrChapterTOC"> <groupItem> <headingItem style="-uslm-sgm:SUBCHAP" role="reserved headerEntry"> <designator style="-uslm-sgm:RESERVED" href="/us/cfr/t27/ch2/schA">SUBCHAPTER A </designator> <label style="-uslm-sgm:RESERVED">[RESERVED]</label> </headingItem> </groupItem> <groupItem> <headingItem style="-uslm-sgm:SUBCHAP" role="headerEntry"> <designator style="-uslm-sgm:HED" href="/us/cfr/t27/ch2/schB">SUBCHAPTER B—</designator> <label style="-uslm-sgm:HED">FIREARMS AND AMMUNITION</label> </headingItem> <headingItem role="columnHeader"> <designator style="-uslm-sgm:PTHD">Part</designator> <target style="-uslm-sgm:PGHD">Page</target> </headingItem> <referenceItem role="reserved"> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p400-446">400–446</designator> <label style="-uslm-sgm:RESERVED">[Reserved]</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p447">447</designator> <label style="-uslm-sgm:SUBJECT">Importation of arms, ammunition and implements of war</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/p447">5</target> </referenceItem> <referenceItem> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p478">478</designator> <label style="-uslm-sgm:SUBJECT">Commerce in firearms and ammunition</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/p478">18</target> </referenceItem> <referenceItem> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p479">479</designator> <label style="-uslm-sgm:SUBJECT">Machine guns, destructive devices, and certain other firearms</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/p479">86</target> </referenceItem> </groupItem> <groupItem> <headingItem style="-uslm-sgm:SUBCHAP" role="headerEntry"> <designator style="-uslm-sgm:HED" href="/us/cfr/t27/ch2/schC">SUBCHAPTER C—</designator> <label style="-uslm-sgm:HED">EXPLOSIVES</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p555">555</designator> <label style="-uslm-sgm:SUBJECT">Commerce in explosives</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/p555">117</target> </referenceItem> </groupItem> <groupItem> <headingItem style="-uslm-sgm:SUBCHAP" role="headerEntry"> <designator style="-uslm-sgm:HED" href="/us/cfr/t27/ch2/schD">SUBCHAPTER D—</designator> <label style="-uslm-sgm:HED">MISCELLANEOUS REGULATIONS RELATING TO ALCOHOL AND TOBACCO</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p646">646</designator> <label style="-uslm-sgm:SUBJECT">Contraband cigarettes</label> <target style="-uslm-sgm:PG" href="/us/cfr/t27/p646">179</target> </referenceItem> <referenceItem role="reserved"> <designator style="-uslm-sgm:PT" href="/us/cfr/t27/p647-699">647–699</designator> <label style="-uslm-sgm:RESERVED">[Reserved]</label> </referenceItem> </groupItem> </toc> <subchapter style="-uslm-sgm:SUBCHAP" role="reserved N" identifier="/us/cfr/t27/ch2/schA"><?page num="5"?> <num value="A" style="-uslm-sgm:RESERVED">SUBCHAPTER A </num> <heading style="-uslm-sgm:RESERVED">[RESERVED] </heading> </subchapter> <subchapter style="-uslm-sgm:SUBCHAP" role="R" identifier="/us/cfr/t27/ch2/schB"> <num value="B" style="-uslm-sgm:HED">SUBCHAPTER B—</num> <heading style="-uslm-sgm:HED">FIREARMS AND AMMUNITION </heading> <part style="-uslm-sgm:PART" role="reserved" identifier="/us/cfr/t27/p446"> <num value="446" style="-uslm-sgm:RESERVED">PARTS 400–446 </num> <heading style="-uslm-sgm:RESERVED">[RESERVED] </heading> </part> <ear style="-uslm-sgm:EAR">Pt. 447</ear> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/p447"> <num value="447" style="-uslm-sgm:HED">PART 447—</num> <heading style="-uslm-sgm:HED">IMPORTATION OF ARMS, AMMUNITION AND IMPLEMENTS OF WAR</heading> <toc style="-uslm-sgm:CONTENTS"> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spA">Subpart A—</designator> <label>Scope</label> </headingItem> <headingItem style="-uslm-sgm:SECHD" role="columnHeader"> <designator>Sec.</designator> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.1">447.1</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.2">447.2</designator> <label style="-uslm-sgm:SUBJECT">Relation to other laws and regulations. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spB">Subpart B—</designator> <label>Definitions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.11">447.11</designator> <label style="-uslm-sgm:SUBJECT">Meaning of terms. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spC">Subpart C—</designator> <label>The U.S. Munitions Import List</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.21">447.21</designator> <label style="-uslm-sgm:SUBJECT">The U.S. Munitions Import List.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.22">447.22</designator> <label style="-uslm-sgm:SUBJECT">Forgings, castings, and machined bodies. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spD">Subpart D—</designator> <label>Registration</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.31">447.31</designator> <label style="-uslm-sgm:SUBJECT">Registration requirement.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.32">447.32</designator> <label style="-uslm-sgm:SUBJECT">Application for registration and refund of fee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.33">447.33</designator> <label style="-uslm-sgm:SUBJECT">Notification of changes in information furnished by registrants.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.34">447.34</designator> <label style="-uslm-sgm:SUBJECT">Maintenance of records by persons required to register as importers of Import List articles.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.35">447.35</designator> <label style="-uslm-sgm:SUBJECT">Forms prescribed. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spE">Subpart E—</designator> <label>Permits</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.41">447.41</designator> <label style="-uslm-sgm:SUBJECT">Permit requirement.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.42">447.42</designator> <label style="-uslm-sgm:SUBJECT">Application for permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.43">447.43</designator> <label style="-uslm-sgm:SUBJECT">Terms of permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.44">447.44</designator> <label style="-uslm-sgm:SUBJECT">Permit denial, revocation or suspension.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.45">447.45</designator> <label style="-uslm-sgm:SUBJECT">Importation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.46">447.46</designator> <label style="-uslm-sgm:SUBJECT">Articles in transit. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spF">Subpart F—</designator> <label>Miscellaneous Provisions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.51">447.51</designator> <label style="-uslm-sgm:SUBJECT">Import certification and delivery verification.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.52">447.52</designator> <label style="-uslm-sgm:SUBJECT">Import restrictions applicable to certain countries.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.53">447.53</designator> <label style="-uslm-sgm:SUBJECT">Exemptions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.54">447.54</designator> <label style="-uslm-sgm:SUBJECT">Administrative procedures inapplicable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.55">447.55</designator> <label style="-uslm-sgm:SUBJECT">Departments of State and Defense consulted.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.56">447.56</designator> <label style="-uslm-sgm:SUBJECT">Authority of Customs officers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.57">447.57</designator> <label style="-uslm-sgm:SUBJECT">U.S. military defense articles.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.58">447.58</designator> <label style="-uslm-sgm:SUBJECT">Delegations of the Director. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p447/spG">Subpart G—</designator> <label>Penalties, Seizures and Forfeitures</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.61">447.61</designator> <label style="-uslm-sgm:SUBJECT">Unlawful importation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.62">447.62</designator> <label style="-uslm-sgm:SUBJECT">False statements or concealment of facts.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s447.63">447.63</designator> <label style="-uslm-sgm:SUBJECT">Seizure and forfeiture.</label> </referenceItem> </groupItem> </toc> <authority style="-uslm-sgm:AUTH"> <heading style="-uslm-sgm:HED">Authority:</heading> <ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>; <ref href="/us/eo/13637">E.O. 13637</ref>, <ref href="/us/fr/78/16129">78 FR 16129</ref> (Mar. 8, 2013).</authority> <source style="-uslm-sgm:SOURCE"> <heading style="-uslm-sgm:HED">Source:</heading> T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, unless otherwise noted. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3747">68 FR 3747</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>.</source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">Nomenclature changes to part 447 appear by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24">Jan. 24, 2003</date>.</p> </editorialNote> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spA"> <num value="A" style="-uslm-sgm:HED">Subpart A—</num> <heading style="-uslm-sgm:HED">Scope </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.1"> <num value="447.1" style="-uslm-sgm:SECTNO">§ 447.1</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <content> <p style="-uslm-sgm:P">The regulations in this part relate to that portion of section 38 of the Arms Export Control Act of 1976, as amended, authorizing the President to designate defense articles and defense services as part of the United States Munitions List (USML) for purposes of import and export controls. To distinguish the list of defense articles and defense services controlled in this part for purposes of permanent import from the list of defense articles and defense services controlled by the Secretary of State for purposes of export and temporary import, this part shall refer to the defense articles and defense services controlled for purposes of permanent import as the U.S. Munitions Import List (USMIL) and shall refer to the export and temporary import control list set out by the Department of State in its International Traffic in Arms Regulations as the USML. Part 447 contains the USMIL and includes procedural and administrative requirements relating to registration of importers, permits, articles in transit, import certification, delivery verification, import restrictions applicable to certain countries, exemptions, U.S. military firearms and ammunition, penalties, seizures, and forfeitures. The President's delegation of permanent import control authorities to the Attorney General provides the Attorney General the <?page num="6"?>authority to assess whether controls are justified, but in designating the defense articles and defense services set out in the USMIL the Attorney General shall be guided by the views of the Secretary of State on matters affecting world peace and the external security and foreign policy of the United States. All designations and changes in designations of defense articles and defense services subject to permanent import control under this part must have the concurrence of the Secretary of State and the Secretary of Defense, with notice given to the Secretary of Commerce.</p> <source style="-uslm-sgm:CITA">[ATF–50F, <ref href="/us/fr/78/23676">78 FR 23676</ref>, <date date="2013-04-22">Apr. 22, 2013</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.2"> <num value="447.2" style="-uslm-sgm:SECTNO">§ 447.2</num> <heading style="-uslm-sgm:SUBJECT">Relation to other laws and regulations.</heading> <paragraph identifier="/us/cfr/t27/s447.2/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> All of those items on the U.S. Munitions Import List (see <ref href="/us/cfr/t27/s447.21">§ 447.21</ref>) which are “firearms” or “ammunition” as defined in <ref href="/us/usc/t18/s921/a">18 U.S.C. 921(a)</ref> are subject to the interstate and foreign commerce controls contained in Chapter 44 of Title <ref href="/us/usc/t18">18 U.S.C. </ref>and <ref href="/us/cfr/t27/p478">27 CFR Part 478</ref> and if they are “firearms” within the definition set out in <ref href="/us/usc/t26/s5845/a">26 U.S.C. 5845(a)</ref> are also subject to the provisions of <ref href="/us/cfr/t27/p479">27 CFR Part 479</ref>. Any person engaged in the business of importing firearms or ammunition as defined in <ref href="/us/usc/t18/s921/a">18 U.S.C. 921(a)</ref> must obtain a license under the provisions of <ref href="/us/cfr/t27/p478">27 CFR Part 478</ref>, and if he imports firearms which fall within the definition of <ref href="/us/usc/t26/s5845/a">26 U.S.C. 5845(a)</ref> must also register and pay special tax pursuant to the provisions of <ref href="/us/cfr/t27/p479">27 CFR Part 479</ref>. Such licensing, registration and special tax requirements are in addition to registration under subpart D of this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.2/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The permit procedures of subpart E of this part are applicable to all importations of articles on the U.S. Munitions Import List not subject to controls under <ref href="/us/cfr/t27/p478">27 CFR Part 478</ref> or 479. U.S. Munitions Import List articles subject to controls under <ref href="/us/cfr/t27/p478">27 CFR Part 478</ref> or <ref href="/us/cfr/t27/p479">27 CFR Part 479</ref> are subject to the import permit procedures of those regulations if imported into the United States (within the meaning of <ref href="/us/cfr/t27/p478">27 CFR Parts 478</ref> and 479).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.2/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Articles on the U.S. Munitions Import List imported for the United States or any State or political subdivision thereof are exempt from the import controls of <ref href="/us/cfr/t27/p478">27 CFR Part 478</ref> but are not exempt from control under Section 38, Arms Export Control Act of 1976, unless imported by the United States or any agency thereof. All such importations not imported by the United States or any agency thereof shall be subject to the import permit procedures of subpart E of this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.2/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> For provisions requiring the registration of persons engaged in the business of brokering activities with respect to the importation of any defense article or defense service, see Department of State regulations in <ref href="/us/cfr/t22/p129">22 CFR part 129</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42158">50 FR 42158</ref>, <date date="1985-10-18">Oct. 18, 1985</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spB"> <num value="B" style="-uslm-sgm:HED">Subpart B—</num> <heading style="-uslm-sgm:HED">Definitions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.11"> <num value="447.11" style="-uslm-sgm:SECTNO">§ 447.11</num> <heading style="-uslm-sgm:SUBJECT">Meaning of terms.</heading> <chapeau> <p style="-uslm-sgm:P">When used in this part and in forms prescribed under this part, where not otherwise distinctly expressed or manifestly incompatible with the intent thereof, terms shall have the meanings ascribed in this section. Words in the plural form shall include the singular, and vice versa, and words imparting the masculine gender shall include the feminine. The terms “includes” and “including” do not exclude other things not enumerated which are in the same general class or are otherwise within the scope thereof.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Appropriate ATF officer.</inline> An officer or employee of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) specified by ATF Order 1130.34, Delegation of the Director's Authorities in <ref href="/us/cfr/t27/p447">27 CFR Part 447</ref>, Importation of Arms, Ammunition and Implements of War. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Article.</inline> Any of the defense articles enumerated in the U.S. Munitions Import List (USMIL).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Bureau.</inline> Bureau of Alcohol, Tobacco, Firearms, and Explosives, the Department of Justice.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Carbine.</inline> A short-barrelled rifle whose barrel is generally not longer than 22 inches and is characterized by light weight.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">CFR.</inline> The Code of Federal Regulations.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Chemical agent.</inline> A substance useful in war which, by its ordinary and direct <?page num="7"?>chemical action, produces a powerful physiological effect.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Defense articles.</inline> Any item designated in <ref href="/us/cfr/t27/s447.21">§ 447.21</ref> or <ref href="/us/cfr/t27/s447.22">§ 447.22</ref>. This term includes models, mockups, and other such items which reveal technical data directly relating to <ref href="/us/cfr/t27/s447.21">§ 447.21</ref> or <ref href="/us/cfr/t27/s447.22">§ 447.22</ref>. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Defense services.</inline> (a) The furnishing of assistance, including training, to foreign persons in the design, engineering, development, production, processing, manufacture, use, operation, overhaul, repair, maintenance, modification, or reconstruction of defense articles, whether in the United States or abroad; or</p> </chapeau> <paragraph identifier="/us/cfr/t27/s447.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> The furnishing to foreign persons of any technical data, whether in the United States or abroad.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director.</inline> The Director, Bureau of Alcohol, Tobacco, Firearms, and Explosives, the Department of Justice, Washington, DC 20226.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Executed under the penalties of perjury.</inline> Signed with the prescribed declaration under the penalties of perjury as provided on or with respect to the application, form, or other document or, where no form of declaration is prescribed, with the declaration: “I declare under the penalties of perjury that this ______ (insert type of document such as statement, certificate, application, or other document), including the documents submitted in support thereof, has been examined by me and, to best of my knowledge and belief, is true, correct, and complete.”</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Firearms.</inline> A weapon, and all components and parts therefor, not over .50 caliber which will or is designed to or may be readily converted to expel a projectile by the action of an explosive, but shall not include BB and pellet guns, and muzzle loading (black powder) firearms (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) or firearms covered by Category I(a) established to have been manufactured in or before 1898.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Import or importation.</inline> Bringing into the United States from a foreign country any of the articles on the Import List, but shall not include intransit, temporary import or temporary export transactions subject to Department of State controls under <ref href="/us/cfr/t22">Title 22, Code of Federal Regulations</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Import List.</inline> The list of articles contained in <ref href="/us/cfr/t27/s447.21">§ 447.21</ref> and identified therein as “The U.S. Munitions Import List”.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Machinegun.</inline> A “machinegun”, “machine pistol”, “submachinegun”, or “automatic rifle” is a firearm originally designed to fire, or capable of being fired fully automatically by a single pull of the trigger.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Permit.</inline> The same as “license” for purposes of <ref href="/us/usc/t22/s1934/c">22 U.S.C. 1934(c)</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Person.</inline> A partnership, company, association, or corporation, as well as a natural person.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Pistol.</inline> A hand-operated firearm having a chamber integral with, or permanently aligned with, the bore.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Revolver.</inline> A hand-operated firearm with a revolving cylinder containing chambers for individual cartridges.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Rifle.</inline> A shoulder firearm discharging bullets through a rifled barrel at least 16 inches in length, including combination and drilling guns.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Sporting type sight including optical.</inline> A telescopic sight suitable for daylight use on a rifle, shotgun, pistol, or revolver for hunting or target shooting.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">This chapter.</inline> <ref href="/us/cfr/t27">Title 27, Code of Federal Regulations</ref>, Chapter II (27 CFR Chapter II).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">United States.</inline> When used in the geographical sense, includes the several States, the Commonwealth of Puerto Rico, the insular possessions of the United States, the District of Columbia, and any territory over which the United States exercises any powers of administration, legislation, and jurisdiction.</p> </content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s7805">26 U.S.C. 7805</ref> (68A Stat. 917), <ref href="/us/usc/t27/s205">27 U.S.C. 205</ref> (<ref href="/us/stat/49/981">49 Stat. 981</ref> as amended), <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/959">82 Stat. 959</ref>), and sec. 38, Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>, <ref href="/us/stat/90/744">90 Stat. 744</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–48, <ref href="/us/fr/43/13535">43 FR 13535</ref>, <date date="1978-03-31">Mar. 31, 1978</date>; <ref href="/us/fr/44/55840">44 FR 55840</ref>, <date date="1979-09-28">Sept. 28, 1979</date>, as amended by T.D. ATF–202, <ref href="/us/fr/50/14382">50 FR 14382</ref>, <date date="1985-04-12" role="amended">Apr. 12, 1985</date>; T.D. ATF–215, <ref href="/us/fr/50/42158">50 FR 42158</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T.D. ATF–9F, <ref href="/us/fr/72/72938">72 FR 72938</ref>, <date date="2007-12-26" role="amended">Dec. 26, 2007</date>; ATF–50F, <ref href="/us/fr/78/23677">78 FR 23677</ref>, <date date="2013-04-22" role="amended">Apr. 22, 2013</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spC"><?page num="8"?> <num value="C" style="-uslm-sgm:HED">Subpart C—</num> <heading style="-uslm-sgm:HED">The U.S. Munitions Import List </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.21"> <num value="447.21" style="-uslm-sgm:SECTNO">§ 447.21</num> <heading style="-uslm-sgm:SUBJECT">The U.S. Munitions Import List.</heading> <content> <p style="-uslm-sgm:P">The following defense articles and defense services, designated pursuant to section 38(a) of the Arms Export Control Act, <ref href="/us/usc/t22/s2778/a">22 U.S.C. 2778(a)</ref>, and <ref href="/us/eo/13637">E.O. 13637</ref> are subject to controls under this part. For purposes of this part, the list shall be known as the U.S. Munitions Import List (USMIL):</p> <note style="-uslm-sgm:EXTRACT"> <heading style="-uslm-sgm:HD1">The U.S. Munitions Import List</heading> <heading style="-uslm-sgm:HD1">category i—firearms</heading> <p style="-uslm-sgm:P">(a) Nonautomatic and semiautomatic firearms, to caliber .50 inclusive, combat shotguns, and shotguns with barrels less than 18 inches in length, and all components and parts for such firearms.</p> <p style="-uslm-sgm:P">(b) Automatic firearms and all components and parts for such firearms to caliber .50 inclusive.</p> <p style="-uslm-sgm:P">(c) Insurgency-counterinsurgency type firearms of other weapons having a special military application (e.g. close assault weapons systems) regardless of caliber and all components and parts for such firearms.</p> <p style="-uslm-sgm:P">(d) Firearms silencers and suppressors, including flash suppressors.</p> <p style="-uslm-sgm:P" role="reserved">(e) [Reserved]</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Rifles, carbines, revolvers, and pistols, to caliber .50 inclusive, combat shotguns, and shotguns with barrels less than 18 inches in length are included under Category I(a). Machineguns, submachineguns, machine pistols and fully automatic rifles to caliber .50 inclusive are included under Category I(b).</p> </note> <heading style="-uslm-sgm:HD1">category ii—artillery projectors</heading> <p style="-uslm-sgm:P">(a) Guns over caliber .50, howitzers, mortars, and recoiless rifles.</p> <p style="-uslm-sgm:P">(b) Military flamethrowers and projectors.</p> <p style="-uslm-sgm:P">(c) Components, parts, accessories, and attachments for the articles in paragraphs (a) and (b) of this category, including but not limited to mounts and carriages for these articles.</p> <heading style="-uslm-sgm:HD1">category iii—ammunition</heading> <p style="-uslm-sgm:P">(a) Ammunition for the arms in Categories I and II of this section.</p> <p style="-uslm-sgm:P">(b) Components, parts, accessories, and attachments for articles in paragraph (a) of this category, including but not limited to cartridge cases, powder bags, bullets, jackets, cores, shells (excluding shotgun shells), projectiles, boosters, fuzes and components therefor, primers, and other detonating devices for such ammunition.</p> <p style="-uslm-sgm:P" role="reserved">(c)–(d) [Reserved]</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Cartridge and shell casings are included under Category III unless, prior to their importation, they have been rendered useless beyond the possibility of restoration for use as a cartridge or shell casing by means of heating, flame treatment, mangling, crushing, cutting, or popping.</p> </note> <heading style="-uslm-sgm:HD1">category iv—launch vehicles, guided missiles, ballistic missiles, rockets, torpedoes, bombs and mines</heading> <p style="-uslm-sgm:P">(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps.</p> <p style="-uslm-sgm:P">(b) Launch vehicles and missile and anti-missile systems including but not limited to guided, tactical and strategic missiles, launchers, and systems.</p> <p style="-uslm-sgm:P">(c) Apparatus, devices, and materials for the handling, control, activation, monitoring, detection, protection, discharge, or detonation of the articles in paragraphs (a) and (b) of this category. Articles in this category include, but are not limited to, the following: Fuses and components for the items in this category, bomb racks and shackles, bomb shackle release units, bomb ejectors, torpedo tubes, torpedo and guided missile boosters, guidance system equipment and parts, launching racks and projectors, pistols (exploders), igniters, fuze arming devices, intervalometers, guided missile launchers and specialized handling equipment, and hardened missile launching facilities.</p> <p style="-uslm-sgm:P">(d) Missile and space vehicle powerplants.</p> <p style="-uslm-sgm:P">(e) Military explosive excavating devices.</p> <p style="-uslm-sgm:P" role="reserved">(f) [Reserved]</p> <p style="-uslm-sgm:P">(g) Non/nuclear warheads for rockets and guided missiles.</p> <p style="-uslm-sgm:P">(h) All specifically designed components or modified components, parts, accessories, attachments, and associated equipment for the articles in this category.</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Military demolition blocks and blasting caps referred to in Category IV(a) do not include the following articles:</p> <p style="-uslm-sgm:P">(a) Electric squibs.</p> <p style="-uslm-sgm:P">(b) No. 6 and No. 8 blasting caps, including electric ones.</p> <p style="-uslm-sgm:P">(c) Delay electric blasting caps (including No. 6 and No. 8 millisecond ones).</p> <p style="-uslm-sgm:P">(d) Seismograph electric blasting caps (including SSS, Static-Master, Vibrocap SR, and SEISMO SR).</p> <p style="-uslm-sgm:P">(e) Oil well perforating devices.</p> </note> <heading style="-uslm-sgm:HD1" role="reserved">category v <inline style="-uslm-sgm:E" class="-gpo-grid-0-1">[Reserved]</inline> </heading> <heading style="-uslm-sgm:HD1">category vi—vessels of war and special naval equipment</heading> <p style="-uslm-sgm:P">(a) Vessels of War, if they are armed and equipped with offensive or defensive weapon <?page num="9"?>systems, including but not limited to amphibious warfare vessels, landing craft, mine warfare vessels, patrol vessels, auxiliary vessels, service craft, experimental types of naval ships, and any vessels specifically designed or modified for military purposes or other surface vessels equipped with offensive or defensive military systems.</p> <p style="-uslm-sgm:P">(b) Turrets and gun mounts, special weapons systems, protective systems, and other components, parts, attachments, and accessories specifically designed or modified for such articles on combatant vessels.</p> <p style="-uslm-sgm:P" role="reserved">(c)–(d) [Reserved]</p> <p style="-uslm-sgm:P">(e) Naval nuclear propulsion plants, their land prototypes and special facilities for their construction, support and maintenance. This includes any machinery, device, component, or equipment specifically developed or designed or modified for use in such plants or facilities.</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">The term “vessels of war” includes, but is not limited to, the following, if armed and equipped with offensive or defensive weapons systems:”.</p> <p style="-uslm-sgm:P">(a) Combatant vessels:</p> <p style="-uslm-sgm:P">(1) Warships (including nuclear-powered versions):</p> <p style="-uslm-sgm:P">(i) Aircraft carriers (CV, CVN)</p> <p style="-uslm-sgm:P">(ii) Battleships (BB)</p> <p style="-uslm-sgm:P">(iii) Cruisers (CA, CG, CGN)</p> <p style="-uslm-sgm:P">(iv) Destroyers (DD, DDG)</p> <p style="-uslm-sgm:P">(v) Frigates (FF, FFG)</p> <p style="-uslm-sgm:P">(vi) Submarines (SS, SSN, SSBN, SSG, SSAG).</p> <p style="-uslm-sgm:P">(2) Other Combatant Classifications:</p> <p style="-uslm-sgm:P">(i) Patrol Combatants (PC, PHM)</p> <p style="-uslm-sgm:P">(ii) Amphibious Helicopter/Landing Craft Carriers (LHA, LPD, LPH)</p> <p style="-uslm-sgm:P">(iii) Amphibious Landing Craft Carriers (LKA, LPA, LSD, LST)</p> <p style="-uslm-sgm:P">(iv) Amphibious Command Ships (LCC)</p> <p style="-uslm-sgm:P">(v) Mine Warfare Ships (MSO).</p> <p style="-uslm-sgm:P">(b) Auxiliaries:</p> <p style="-uslm-sgm:P">(1) Mobile Logistics Support:</p> <p style="-uslm-sgm:P">(i) Under way Replenishment (AD, AF, AFS, AO, AOE, AOR)</p> <p style="-uslm-sgm:P">(ii) Material Support (AD, AR, AS).</p> <p style="-uslm-sgm:P">(2) Support Ships:</p> <p style="-uslm-sgm:P">(i) Fleet Support Ships (ARS, ASR, ATA, ATF, ATS)</p> <p style="-uslm-sgm:P">(ii) Other Auxiliaries (AG, AGDS, AGF, AGM, AGOR, AGOS, AGS, AH, AK, AKR, AOG, AOT, AP, APB, ARC, ARL, AVM, AVT).</p> <p style="-uslm-sgm:P">(c) Combatant Craft:</p> <p style="-uslm-sgm:P">(1) Patrol Craft:</p> <p style="-uslm-sgm:P">(i) Coastal Patrol Combatants (PB, PCF, PCH, PTF)</p> <p style="-uslm-sgm:P">(ii) River, Roadstead Craft (ATC, PBR).</p> <p style="-uslm-sgm:P">(2) Amphibious Warfare Craft:</p> <p style="-uslm-sgm:P">(i) Landing Craft (AALC, LCAC, LCM, LCPL, LCPR, LCU, LWT, SLWT)</p> <p style="-uslm-sgm:P">(ii) Special Warfare Craft (LSSC, MSSC, SDV, SWCL, SWCM).</p> <p style="-uslm-sgm:P">(3) Mine Warfare Craft:</p> <p style="-uslm-sgm:P">(i) Mine Countermeasures Craft (MSB, MSD, MSI, MSM, MSR).</p> <p style="-uslm-sgm:P">(d) Support and Service Craft:</p> <p style="-uslm-sgm:P">(1) Tugs (YTB, YTL, YTM)</p> <p style="-uslm-sgm:P">(2) Tankers (YO, YOG, YW)</p> <p style="-uslm-sgm:P">(3) Lighters (YC, YCF, YCV, YF, YFN, YFNB, YFNX, YFR, YFRN, YFU, YG, YGN, YOGN, YON, YOS, YSR, YWN)</p> <p style="-uslm-sgm:P">(4) Floating Dry Docks (AFDB, AFDL, AFDM, ARD, ARDM, YFD)</p> <p style="-uslm-sgm:P">(5) Miscellaneous (APL, DSRV, DSV, IX, NR, YAG, YD, YDT, YFB, YFND, YEP, YFRT, YHLC, YM, YNG, YP, YPD, YR, YRB, YRBN, YRDH, YRDM, YRR, YRST, YSD).</p> <p style="-uslm-sgm:P">(e) Coast Guard Patrol and Service Vessels and Craft:</p> <p style="-uslm-sgm:P">(1) Coast Guard Cutters (CGC, WHEC, WMEC)</p> <p style="-uslm-sgm:P">(2) Patrol Craft (WPB)</p> <p style="-uslm-sgm:P">(3) Icebreakers (WAGB)</p> <p style="-uslm-sgm:P">(4) Oceanography Vessels (WAGO)</p> <p style="-uslm-sgm:P">(5) Special Vessels (WIX)</p> <p style="-uslm-sgm:P">(6) Buoy Tenders (WLB, WLM, WLI, WLR, WLIC)</p> <p style="-uslm-sgm:P">(7) Tugs (WYTM, WYTL)</p> <p style="-uslm-sgm:P">(8) Light Ships (WLV).</p> </note> <heading style="-uslm-sgm:HD1">category vii—tanks and military vehicles</heading> <p style="-uslm-sgm:P">(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items.</p> <p style="-uslm-sgm:P">(b) Military tanks, combat engineer vehicles, bridge launching vehicles, halftracks and gun carriers.</p> <p style="-uslm-sgm:P">(c) Self-propelled guns and howitzers.</p> <p style="-uslm-sgm:P" role="reserved">(d)–(e) [Reserved]</p> <p style="-uslm-sgm:P">(f) Amphibious vehicles.</p> <p style="-uslm-sgm:P" role="reserved">(g) [Reserved]</p> <p style="-uslm-sgm:P">(h) Tank and military vehicle parts, components, accessories, attachments, and associated equipment for offensive or defensive systems for the articles in this category, as follows:</p> <p style="-uslm-sgm:P">(1) Armored hulls, armored turrets and turret support rings;</p> <p style="-uslm-sgm:P">(2) Active protection systems (i.e., defensive systems that actively detect and track incoming threats and launch a ballistic, explosive, energy or electromagnetic countermeasure(s) to neutralize the threat prior to contact with a vehicle);</p> <p style="-uslm-sgm:P">(3) Composite armor parts and components;</p> <p style="-uslm-sgm:P">(4) Spaced armor components and parts, including slat armor parts and components;</p> <p style="-uslm-sgm:P">(5) Reactive armor and components;</p> <p style="-uslm-sgm:P">(6) Electromagnetic armor parts and components, including pulsed power;</p> <p style="-uslm-sgm:P">(7) Gun mount, stabilization, turret drive, and automatic elevating systems;</p> <p style="-uslm-sgm:P">(8) Kits specifically designed to convert a vehicle in this category into either an unmanned or a driver-optional vehicle. For a kit to be controlled by this paragraph it must include all of the following: <?page num="10"?></p> <p style="-uslm-sgm:P">(i) Remote or autonomous steering;</p> <p style="-uslm-sgm:P">(ii) Acceleration and braking; and</p> <p style="-uslm-sgm:P">(iii) A control system;</p> <p style="-uslm-sgm:P">(9) Fire control computers, stored management systems, armaments control processors, vehicle weapon interface units and computers;</p> <p style="-uslm-sgm:P">(10) Electro-optical sighting systems; and</p> <p style="-uslm-sgm:P">(11) Laser rangefinder or target designating devices.</p> <p style="-uslm-sgm:P">(i) Other ground vehicles having all of the following:</p> <p style="-uslm-sgm:P">(1) Manufactured or fitted with materials or components to provide ballistic protection to level III (NIJ 0108.01, September 1985) or better;</p> <p style="-uslm-sgm:P">(2) A transmission to provide drive to both front and rear wheels simultaneously, including those vehicles having additional wheels for load bearing purposes whether driven or not;</p> <p style="-uslm-sgm:P">(3) Gross Vehicle Weight Rating (GVWR) greater than 4,500 kg; and</p> <p style="-uslm-sgm:P">(4) Designed or modified for off-road use.</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">An “amphibious vehicle” in Category VII(f) is a vehicle or chassis that is equipped to meet special military requirements, and that is designed or adapted for operation on or under water, as well as on land.</p> </note> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Engines and engine parts are not included in paragraph (h) of Category VII.</p> </note> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Paragraph (i) of Category VII does not apply to civil vehicles designed or modified for transporting money or valuables.</p> </note> <heading style="-uslm-sgm:HD1">category viii—aircraft and associated equipment</heading> <p style="-uslm-sgm:P">(a) Aircraft, including but not limited to helicopters, non-expansive balloons, drones and lighter-than-air aircraft, which are specifically designed, modified, or equipped for military purposes. This includes but is not limited to the following military purposes: gunnery, bombing, rocket or missile launching, electronic and other surveillance, reconnaissance, refueling, aerial mapping, military liaison, cargo carrying or dropping, personnel dropping, airborne warning and control, and military training.</p> <p style="-uslm-sgm:P" role="reserved">(b) [Reserved]</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">In Category VIII, “aircraft” means aircraft designed, modified, or equipped for a military purpose, including aircraft described as “demilitarized.” All aircraft bearing an original military designation are included in Category VIII. However, the following aircraft are not so included so long as they have not been specifically equipped, reequipped, or modified for military operations:</p> <p style="-uslm-sgm:P">(a) Cargo aircraft bearing “C” designations and numbered C–45 through C–118 inclusive, and C–121 through C–125 inclusive, and C–131, using reciprocating engines only.</p> <p style="-uslm-sgm:P">(b) Trainer aircraft bearing “T” designations and using reciprocating engines or turboprop engines with less than 600 horsepower (s.h.p.).</p> <p style="-uslm-sgm:P">(c) Utility aircraft bearing “U” designations and using reciprocating engines only.</p> <p style="-uslm-sgm:P">(d) All liaison aircraft bearing an “L” designation.</p> <p style="-uslm-sgm:P">(e) All observation aircraft bearing “O” designations and using reciprocating engines.</p> </note> <heading style="-uslm-sgm:HD1" role="reserved">categories ix–xiii <inline style="-uslm-sgm:E" class="-gpo-grid-0-1">[Reserved]</inline> </heading> <heading style="-uslm-sgm:HD1">category xiv—toxicological agents and equipment and radiological equipment</heading> <p style="-uslm-sgm:P">(a) Chemical agents, including but not limited to lung irritants, vesicants, lachrymators, and tear gases (except tear gas formulations containing 1% or less CN or CS), sternutators and irritant smoke, and nerve gases and incapacitating agents.</p> <p style="-uslm-sgm:P" role="reserved">(b) [Reserved]</p> <p style="-uslm-sgm:P">(c) All specifically designed or modified equipment, including components, parts, accessories, and attachments for disseminating the articles in paragraph (a) of this category.</p> <p style="-uslm-sgm:P" role="reserved">(d)–(e)[Reserved]</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">A chemical agent in Category XIV(a) is a substance having military application which by its ordinary and direct chemical action produces a powerful physiological effect. The term “chemical agent” includes, but is not limited to, the following chemical compounds:</p> <p style="-uslm-sgm:P">(a) Lung irritants:</p> <p style="-uslm-sgm:P">(1) Diphenylcyanoarsine (DC).</p> <p style="-uslm-sgm:P">(2) Fluorine (but not fluorene).</p> <p style="-uslm-sgm:P">(3) Trichloronitro methane (chloropicrin PS).</p> <p style="-uslm-sgm:P">(b) Vesicants:</p> <p style="-uslm-sgm:P">(1) B-Chlorovinyldichloroarsine (Lewisite, L).</p> <p style="-uslm-sgm:P">(2) Bis(dichlorethyl) sulphide (Mustard Gas, HD or H).</p> <p style="-uslm-sgm:P">(3) Ethyldichloroarsine (ED).</p> <p style="-uslm-sgm:P">(4) Methyldichloroarsine (MD).</p> <p style="-uslm-sgm:P">(c) Lachrymators and tear gases:</p> <p style="-uslm-sgm:P">(1) A-Brombenzyl cyanide (BBC).</p> <p style="-uslm-sgm:P">(2) Chloroacetophenone (CN).</p> <p style="-uslm-sgm:P">(3) Dibromodimethyl ether.</p> <p style="-uslm-sgm:P">(4) Dichlorodimethyl ether (ClCi).</p> <p style="-uslm-sgm:P">(5) Ethyldibromoarsine.</p> <p style="-uslm-sgm:P">(6) Phenylcarbylamine chloride.</p> <p style="-uslm-sgm:P">(7) Tear gas solutions (CNB and CNS).</p> <p style="-uslm-sgm:P">(8) Tear gas orthochlorobenzalmalononitrile (CS).</p> <p style="-uslm-sgm:P">(d) Sternutators and irritant smokes:</p> <p style="-uslm-sgm:P">(1) Diphenylamine chloroarsine (Adamsite, DM).</p> <p style="-uslm-sgm:P">(2) Diphenylchloroarsine (BA).</p> <p style="-uslm-sgm:P">(3) Liquid pepper.</p> <p style="-uslm-sgm:P">(e) Nerve agents, gases, and aerosols. These are toxic compounds which affect the nervous system, such as:</p> <p style="-uslm-sgm:P">(1) Dimethylaminoethoxycyanophosphine oxide (GA). <?page num="11"?></p> <p style="-uslm-sgm:P">(2) Methylisopropoxyfluorophosphine oxide (GB).</p> <p style="-uslm-sgm:P">(3) Methylpinacolyloxyfluoriphosphine oxide (GD).</p> <p style="-uslm-sgm:P">(f) Antiplant chemicals, such as: Butyl 2-chloro-4-fluorophenoxyacetate (LNF).</p> </note> <heading style="-uslm-sgm:HD1" role="reserved">category xv <inline style="-uslm-sgm:E" class="-gpo-grid-0-1">[Reserved]</inline> </heading> <heading style="-uslm-sgm:HD1">category xvi—nuclear weapons design and test equipment</heading> <p style="-uslm-sgm:P" role="reserved">(a)[Reserved]</p> <p style="-uslm-sgm:P">(b) Modeling or simulation tools that model or simulate the environments generated by nuclear detonations or the effects of these environments on systems, subsystems, components, structures, or humans.</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Category XVI does not include equipment, technical data, or services controlled by the Department of Energy pursuant to the Atomic Energy Act of 1954, as amended, and the Nuclear Non-Proliferation Act of 1978, as amended, or are government transfers authorized pursuant to these Acts.</p> </note> <heading style="-uslm-sgm:HD1" role="reserved">category xvii–xix <inline style="-uslm-sgm:E" class="-gpo-grid-0-1">[Reserved]</inline> </heading> <heading style="-uslm-sgm:HD1">category xx—submersible vessels, oceanographic and associated equipment</heading> <p style="-uslm-sgm:P">(a) Submersible vessels, manned and unmanned, designed or modified for military purposes or having independent capability to maneuver vertically or horizontally at depths below 1,000 feet, or powered by nuclear propulsion plants.</p> <p style="-uslm-sgm:P">(b) Submersible vessels, manned or unmanned, designed or modified in whole or in part from technology developed by or for the U.S. Armed Forces.</p> <p style="-uslm-sgm:P">(c) Any of the articles in Category VI and elsewhere in this part specifically designed or modified for use with submersible vessels, and oceanographic or associated equipment assigned a military designation.</p> <p style="-uslm-sgm:P">(d) Equipment, components, parts, accessories, and attachments specifically designed for any of the articles in paragraphs (a) and (b) of this category.</p> <heading style="-uslm-sgm:HD1">category xxi—miscellaneous articles</heading> <p style="-uslm-sgm:P">Any defense article or defense service not specifically enumerated in the other categories of the USMIL that has substantial military applicability and that has been specifically designed or modified for military purposes. The decision as to whether any article may be included in this category shall be made by the Attorney General with the concurrence of the Secretary of State and the Secretary of Defense.</p> </note> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42158">50 FR 42158</ref>, <date date="1985-10-18">Oct. 18, 1985</date>; <ref href="/us/fr/50/46647">50 FR 46647</ref>, <date date="1985-11-12">Nov. 12, 1985</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–9F, <ref href="/us/fr/72/72938">72 FR 72938</ref>, <date date="2007-12-26" role="amended">Dec. 26, 2007</date>; ATF–50F, <ref href="/us/fr/78/23677">78 FR 23677</ref>, <date date="2013-04-22" role="amended">Apr. 22, 2013</date>; T.D. ATF–25I, <ref href="/us/fr/79/17028">79 FR 17028</ref>, <date date="2014-03-27" role="amended">Mar. 27, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.22"> <num value="447.22" style="-uslm-sgm:SECTNO">§ 447.22</num> <heading style="-uslm-sgm:SUBJECT">Forgings, castings, and machined bodies.</heading> <content> <p style="-uslm-sgm:P">Articles on the U.S. Munitions Import List include articles in a partially completed state (such as forgings, castings, extrusions, and machined bodies) which have reached a stage in manufacture where they are clearly identifiable as defense articles. If the end-item is an article on the U.S. Munitions Import List, (including components, accessories, attachments and parts) then the particular forging, casting, extrusion, machined body, etc., is considered a defense article subject to the controls of this part, except for such items as are in normal commercial use.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42160">50 FR 42160</ref>, <date date="1985-10-18">Oct. 18, 1985</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spD"> <num value="D" style="-uslm-sgm:HED">Subpart D—</num> <heading style="-uslm-sgm:HED">Registration </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.31"> <num value="447.31" style="-uslm-sgm:SECTNO">§ 447.31</num> <heading style="-uslm-sgm:SUBJECT">Registration requirement.</heading> <content> <p style="-uslm-sgm:P">Persons engaged in the business, in the United States, of importing articles enumerated on the U.S. Munitions Import List must register by making an application on ATF Form 4587.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21">Oct. 21, 2002</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.32"> <num value="447.32" style="-uslm-sgm:SECTNO">§ 447.32</num> <heading style="-uslm-sgm:SUBJECT">Application for registration and refund of fee.</heading> <paragraph identifier="/us/cfr/t27/s447.32/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Application for registration must be filed on ATF Form 4587 and must be accompanied by the registration fee at the rate prescribed in this section. The appropriate ATF officer will approve the application and return the original to the applicant. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.32/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Registration may be effected for periods of from 1 to 5 years at the option of the registrant by identifying on Form 4587 the period of registration desired. The registration fees are as follows:</p> <xhtml:table cols="2" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c2,L0,8/9,g1,t1,s50,5"> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">1 year</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">$250</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">2 years</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">500</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">3 years</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">700</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">4 years</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">850</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">5 years</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,000</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.32/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> Fees paid in advance for whole future years of a multiple year registration will be refunded upon request if the registrant ceases to engage in importing articles on the U.S. Munitions Import List. A request for a refund must be submitted to the appropriate ATF officer at the Bureau of Alcohol, <?page num="12"?>Tobacco, Firearms, and Explosives, Martinsburg, WV 25405, prior to the beginning of any year for which a refund is claimed. </p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0009)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T,D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.33"> <num value="447.33" style="-uslm-sgm:SECTNO">§ 447.33</num> <heading style="-uslm-sgm:SUBJECT">Notification of changes in information furnished by registrants.</heading> <content> <p style="-uslm-sgm:P">Registered persons shall notify the appropriate ATF officer in writing, in duplicate, of significant changes in the information set forth in their registration</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0009)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.34"> <num value="447.34" style="-uslm-sgm:SECTNO">§ 447.34</num> <heading style="-uslm-sgm:SUBJECT">Maintenance of records by persons required to register as importers of Import List articles.</heading> <paragraph identifier="/us/cfr/t27/s447.34/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Registrants under this part engaged in the business of importing articles subject to controls under <ref href="/us/cfr/t27/p478">27 CFR Parts 478</ref> and 479 shall maintain records in accordance with the applicable provisions of those parts.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.34/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Registrants under this part engaged in importing articles on the U.S. Munitions Import List subject to the permit procedures of subpart E of this part must maintain for a period of 6 years records bearing on such articles imported, including records concerning their acquisition and disposition, including Forms 6 and 6A. The appropriate ATF officer may prescribe a longer or shorter period in individual cases as such officer deems necessary. See <ref href="/us/cfr/t27/s478.129">§ 478.129</ref> of this chapter for articles subject to import control under part 478 of this chapter.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.35"> <num value="447.35" style="-uslm-sgm:SECTNO">§ 447.35</num> <heading style="-uslm-sgm:SUBJECT">Forms prescribed.</heading> <paragraph identifier="/us/cfr/t27/s447.35/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The appropriate ATF officer is authorized to prescribe all forms required by this part. All of the information called for in each form shall be furnished as indicated by the headings on the form and the instructions on or pertaining to the form. In addition, information called for in each form shall be furnished as required by this part. The form will be filed in accordance with the instructions for the form. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.35/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Forms may be requested from the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or by calling (202) 648–6420.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–92, <ref href="/us/fr/46/46914">46 FR 46914</ref>, <date date="1981-09-23">Sept. 23, 1981</date>, as amended by T.D. ATF–249, <ref href="/us/fr/52/5961">52 FR 5961</ref>, <date date="1987-02-27" role="amended">Feb. 27, 1987</date>; T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spE"> <num value="E" style="-uslm-sgm:HED">Subpart E—</num> <heading style="-uslm-sgm:HED">Permits </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.41"> <num value="447.41" style="-uslm-sgm:SECTNO">§ 447.41</num> <heading style="-uslm-sgm:SUBJECT">Permit requirement.</heading> <paragraph identifier="/us/cfr/t27/s447.41/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Articles on the U.S. Munitions Import List will not be imported into the United States except pursuant to a permit under this subpart. For articles subject to control under parts 478 or 479 of this chapter, a separate permit is not necessary.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.41/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Articles on the U.S. Munitions Import List intended for the United States or any State or political subdivision thereof, or the District of Columbia, which are exempt from import controls of <ref href="/us/cfr/t27/s478.115">27 CFR 478.115</ref> shall not be imported into the United States, except by the United States or agency thereof, without first obtaining a permit under this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.41/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A permit is not required for the importation of—</chapeau> <paragraph identifier="/us/cfr/t27/s447.41/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <paragraph identifier="/us/cfr/t27/s447.41/c/1/i" class="inline"> <num value="i">(i)</num> <content> The U.S. Munitions Import List articles from Canada, except articles enumerated in Categories I, II, III, IV, VI(e), VIII(a), XVI, and XX; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.41/c/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Nuclear weapons strategic delivery systems and all specifically designed components, parts, accessories, attachments, and associated equipment thereof (see Category XXI); or</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.41/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Minor components and parts for Category I(a) and I(b) firearms, except barrels, cylinders, receivers (frames) or complete breech mechanisms, when the <?page num="13"?>total value does not exceed $100 wholesale in any single transaction.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18">Oct. 18, 1985</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.42"> <num value="447.42" style="-uslm-sgm:SECTNO">§ 447.42</num> <heading style="-uslm-sgm:SUBJECT">Application for permit.</heading> <paragraph identifier="/us/cfr/t27/s447.42/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s447.42/a/1" class="inline"> <num value="1">(1)</num> <chapeau> Persons required to obtain a permit as provided in <ref href="/us/cfr/t27/s447.41">§ 447.41</ref> must file a Form 6—Part I. The application must be signed and dated and must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s447.42/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, telephone number, license and registration number, if any (including expiration date) of the importer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The country from which the defense article is to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The name and address of the foreign seller and foreign shipper;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <chapeau> A description of the defense article to be imported, including—</chapeau> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The type (e.g., rifle, shotgun, pistol, revolver, aircraft, vessel, and in the case of ammunition only, ball, wadcutter, shot, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> The length of barrel, if any (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> The overall length, if a firearm (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> The serial number, if known;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> Whether the defense article is new or used;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> The quantity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/J" style="-uslm-sgm:P"> <num value="J">(J)</num> <content> The unit cost of the firearm, firearm barrel, ammunition, or other defense article to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/iv/K" style="-uslm-sgm:P"> <num value="K">(K)</num> <content> The category of U.S. Munitions Import List under which the article is regulated;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The specific purpose of importation, including final recipient information if different from the importer; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> Certification of origin.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s447.42/a/2/i" class="inline"> <num value="i">(i)</num> <content> If the appropriate ATF officer approves the application, such approved application will serve as the permit to import the defense article described therein, and importation of such defense article may continue to be made by the licensed/registered importer (if applicable) under the approved application (permit) during the period specified thereon. The appropriate ATF officer will furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director disapproves the application, the licensed/registered importer (if applicable) will be notified of the basis for the disapproval.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.42/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> For additional requirements relating to the importation of plastic explosives into the United States on or after <date date="1997-04-24">April 24, 1997</date>, see <ref href="/us/cfr/t27/s555.183">§ 555.183</ref> of this title.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0005)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18">Oct. 18, 1985</date>, as amended by T.D. ATF–387, <ref href="/us/fr/62/8376">62 FR 8376</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>;T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T.. DATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.43"> <num value="447.43" style="-uslm-sgm:SECTNO">§ 447.43</num> <heading style="-uslm-sgm:SUBJECT">Terms of permit.</heading> <paragraph identifier="/us/cfr/t27/s447.43/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Import permits issued under this subpart are valid for two years from their issuance date unless a different period of validity is stated thereon. They are not transferable.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.43/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> If shipment cannot be completed during the period of validity of the permit, another application must be submitted for permit to cover the unshipped balance. Such an application shall make reference to the previous permit and may include materials in addition to the unshipped balance.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.43/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> No amendments or alteration of a permit may be made, except by the appropriate ATF officer.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–325, <ref href="/us/fr/57/29787">57 FR 29787</ref>, <date date="1992-07-07" role="amended">July 7, 1992</date>; T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; ATF–26F, <ref href="/us/fr/79/7396">79 FR 7396</ref>, <date date="2014-02-07" role="amended">Feb. 7, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.44"> <num value="447.44" style="-uslm-sgm:SECTNO">§ 447.44</num> <heading style="-uslm-sgm:SUBJECT">Permit denial, revocation or suspension.</heading> <paragraph identifier="/us/cfr/t27/s447.44/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Import permits under this subpart may be denied, revoked, suspended or revised without prior notice whenever the appropriate ATF officer finds the proposed importation to be inconsistent with the purpose or in violation of section 38, Arms Export Control Act of 1976 or the regulations in this part. <?page num="14"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.44/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Whenever, after appropriate consideration, a permit application is denied or an outstanding permit is revoked, suspended, or revised, the applicant or permittee shall be promptly advised in writing of the appropriate ATF officer's decision and the reasons therefor.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.44/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Upon written request made within 30 days after receipt of an adverse decision, the applicant or permittee shall be accorded an opportunity to present additional information and to have a full review of his case by the appropriate ATF officer.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.44/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Unused, expired, suspended, or revoked permits must be returned immediately to the appropriate ATF officer.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.45"> <num value="447.45" style="-uslm-sgm:SECTNO">§ 447.45</num> <heading style="-uslm-sgm:SUBJECT">Importation.</heading> <paragraph identifier="/us/cfr/t27/s447.45/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Articles subject to the import permit procedures of this subpart imported into the United States may be released from Customs custody to the person authorized to import same upon his showing that he has a permit for the importation of the article or articles to be released. For articles in Categories I and III imported by a registered importer, the importer will also submit to Customs a copy of the export license authorizing the export of the article or articles from the exporting country. If the exporting country does not require issuance of an export license, the importer must submit a certification, under penalty of perjury, to that effect.</chapeau> <paragraph identifier="/us/cfr/t27/s447.45/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In obtaining the release from Customs custody of an article imported pursuant to a permit, the permit holder will prepare and file Form 6A according to its instructions. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The ATF Form 6A must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s447.45/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, and license number (if any) of the importer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name of the manufacturer of the defense article;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The type;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The serial number in the case of firearms, if known; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/a/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> The number of defense articles released.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.45/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Within 15 days of the date of their release from Customs custody, the importer of the articles released will forward to the address specified on the form a copy of Form 6A on which will be reported any error or discrepancy appearing on the Form 6A certified by Customs and serial numbers if not previously provided on ATF Form 6A.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18">Oct. 18, 1985</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38197">65 FR 38197</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; TD ..ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.46"> <num value="447.46" style="-uslm-sgm:SECTNO">§ 447.46</num> <heading style="-uslm-sgm:SUBJECT">Articles in transit.</heading> <content> <p style="-uslm-sgm:P">Articles subject to the import permit procedures of this subpart which enter the United States for temporary deposit pending removal therefrom and such articles which are temporarily taken out of the United States for return thereto shall be regarded as in transit and will be considered neither imported nor exported under this part. Such transactions are subject to the Intransit or Temporary Export License procedures of the Department of State (see <ref href="/us/cfr/t22/p123">22 CFR Part 123</ref>).</p> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42161">50 FR 42161</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spF"> <num value="F" style="-uslm-sgm:HED">Subpart F—</num> <heading style="-uslm-sgm:HED">Miscellaneous Provisions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.51"> <num value="447.51" style="-uslm-sgm:SECTNO">§ 447.51</num> <heading style="-uslm-sgm:SUBJECT">Import certification and delivery verification.</heading> <content> <p style="-uslm-sgm:P">Pursuant to agreement with the United States, certain foreign countries are entitled to request certification of legality of importation of articles on the U.S. Munitions Import List. Upon request of a foreign government, the appropriate ATF officer will certify the importation, on Form ITA–645P/ATF–4522/DSP53, for the U.S. importer. Normally, the U.S. importer will submit this form at the time he applies for an import permit. This document will serve as evidence to the government of the exporting company that the U.S. importer has complied with import regulations of the U.S. <?page num="15"?>Government and is prohibited from diverting, transshipping, or reexporting the material described therein without the approval of the U.S. Government. Foreign governments may also require documentation attesting to the delivery of the material into the United States. When such delivery certification is requested by a foreign government, the U.S. importer may obtain directly from the U.S. District Director of Customs the authenticated Delivery Verification Certificate (U.S. Department of Commerce Form ITA–647P) for this purpose.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 0625–0064)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18">Oct. 18, 1985</date>, as amended by T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.52"> <num value="447.52" style="-uslm-sgm:SECTNO">§ 447.52</num> <heading style="-uslm-sgm:SUBJECT">Import restrictions applicable to certain countries.</heading> <paragraph identifier="/us/cfr/t27/s447.52/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> <p> It is the policy of the United States to deny licenses and other approvals with respect to defense articles and defense services originating in certain countries or areas. This policy applies to Afghanistan, Belarus (one of the states composing the former Soviet Union), Cuba, Iran, Iraq, Libya, Mongolia, North Korea, Sudan, Syria, and Vietnam. This policy applies to countries or areas with respect to which the United States maintains an arms embargo (e.g., Burma, China, the Democratic Republic of the Congo, Haiti, Liberia, Rwanda, Somalia, Sudan, and UNITA (Angola)). It also applies when an import would not be in furtherance of world peace and the security and foreign policy of the United States.</p> <?GPOvSpace 02?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">Changes in foreign policy may result in additions to and deletions from the above list of countries. The ATF will publish changes to this list in the <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register.</inline> Contact the Firearms and Explosives Imports Branch at (304) 616–4550 for current information.</p> </note> <?GPOvSpace 02?> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Notwithstanding paragraph (a) of this section, the appropriate ATF officer shall deny applications to import into the United States the following firearms and ammunition:</chapeau> <paragraph identifier="/us/cfr/t27/s447.52/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <chapeau> Any firearm located or manufactured in Georgia, Kazakstan, Kyrgyzstan, Moldova, Russian Federation, Turkmenistan, Ukraine, or Uzbekistan, and any firearm previously manufactured in the Soviet Union, that is not one of the models listed below:</chapeau> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <chapeau> Pistols/Revolvers:</chapeau> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> German Model P08 Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> IZH 34M, .22 caliber Target Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> IZH 35M, .22 caliber Target Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> Mauser Model 1896 Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> MC–57–1 Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> MC–1–5 Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> Polish Vis Model 35 Pistol.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> Soviet Nagant Revolver.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/i/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> TOZ 35, .22 caliber Target Pistol.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Rifles:</chapeau> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> BARS–4 Bolt Action Carbine.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> Biathlon Target Rifle, .22LR caliber.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> British Enfield Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> CM2, .22 caliber Target Rifle (also known as SM2, 22 caliber).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> German Model 98K Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> German Model G41 Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> German Model G43 Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> IZH–94.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> LOS–7 Bolt Action Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/J" style="-uslm-sgm:P"> <num value="J">(J)</num> <content> MC–7–07.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/K" style="-uslm-sgm:P"> <num value="K">(K)</num> <content> MC–18–3.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/L" style="-uslm-sgm:P"> <num value="L">(L)</num> <content> MC–19–07.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/M" style="-uslm-sgm:P"> <num value="M">(M)</num> <content> MC–105–01.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/N" style="-uslm-sgm:P"> <num value="N">(N)</num> <content> MC–112–02.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/O" style="-uslm-sgm:P"> <num value="O">(O)</num> <content> MC–113–02.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/P" style="-uslm-sgm:P"> <num value="P">(P)</num> <content> MC–115–1.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/Q" style="-uslm-sgm:P"> <num value="Q">(Q)</num> <content> MC–125/127.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/R" style="-uslm-sgm:P"> <num value="R">(R)</num> <content> MC–126.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/S" style="-uslm-sgm:P"> <num value="S">(S)</num> <content> MC–128.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/T" style="-uslm-sgm:P"> <num value="T">(T)</num> <content> Saiga Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/U" style="-uslm-sgm:P"> <num value="U">(U)</num> <content> Soviet Model 38 Carbine.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/V" style="-uslm-sgm:P"> <num value="V">(V)</num> <content> Soviet Model 44 Carbine.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/W" style="-uslm-sgm:P"> <num value="W">(W)</num> <content> Soviet Model 91/30 Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/X" style="-uslm-sgm:P"> <num value="X">(X)</num> <content> TOZ 18, .22 caliber Bolt Action Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/Y" style="-uslm-sgm:P"> <num value="Y">(Y)</num> <content> TOZ 55.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/Z" style="-uslm-sgm:P"> <num value="Z">(Z)</num> <content> TOZ 78.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/AA" style="-uslm-sgm:P"> <num value="AA">(AA)</num> <content> Ural Target Rifle, .22LR caliber.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/BB" style="-uslm-sgm:P"> <num value="BB">(BB)</num> <content> VEPR Rifle.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/1/ii/CC" style="-uslm-sgm:P"> <num value="CC">(CC)</num> <content> Winchester Model 1895, Russian Model Rifle;</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Ammunition located or manufactured in Georgia, Kazakstan, Kyrgyzstan, Moldova, Russian Federation, Turkmenistan, Ukraine, or Uzbekistan, and ammunition previously manufactured in the Soviet Union, that is 7.62 × 25mm caliber (also known as 7.63 × 25mm caliber or .30 Mauser); or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A type of firearm the manufacture of which began after <date date="1996-02-09">February 9, 1996</date>. <?page num="16"?></content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The provisions of paragraph (b) of this section shall not affect the fulfillment of contracts with respect to firearms or ammunition entered or withdrawn from warehouse for consumption in the United States on or before <date date="1996-02-09">February 9, 1996</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> A defense article authorized for importation under this part may not be shipped on a vessel, aircraft or other means or conveyance which is owned or operated by, or leased to or from, any of the countries or areas covered by paragraph (a) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <chapeau> Applications for permits to import articles that were manufactured in, or have been in, a country or area proscribed under this section may be approved where the articles are covered by Category I(a) of the Import List (other than those subject to the provisions of <ref href="/us/cfr/t27/p479">27 CFR Part 479</ref>), are importable as curios or relics under the provisions of <ref href="/us/cfr/t27/s478.118">27 CFR 478.118</ref>, and meet the following criteria:</chapeau> <paragraph identifier="/us/cfr/t27/s447.52/e/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The articles were manufactured in a proscribed country or area prior to the date, as established by the Department of State, the country or area became proscribed, or, were manufactured in a non-proscribed country or area; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/e/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The articles have been stored for the five year period immediately prior to importation in a non-proscribed country or area.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.52/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> Applicants desiring to import articles claimed to meet the criteria specified in paragraph (e) of this section shall explain, and certify to, how the firearms meet the criteria. The certification statement will be prepared in letter form, executed under the penalties of perjury, and should be submitted with the application for an import permit. The certification statement must be accompanied by documentary information on the country or area of original manufacture and on the country or area of storage for the five year period immediately prior to importation. Such information may, for example, include a verifiable statement in the English language of a government official or any other person having knowledge of the date and place of manufacture and/or the place of storage; a warehouse receipt or other document which provides the required history of storage; and any other document that the applicant believes substantiates the place and date of manufacture and the place of storage. The appropriate ATF officer, however, reserves the right to determine whether documentation is acceptable. Applicants shall, when required by the appropriate ATF officer, furnish additional documentation as may be necessary to determine whether an import permit application should be approved.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–202, <ref href="/us/fr/50/14382">50 FR 14382</ref>, <date date="1985-04-12">Apr. 12, 1985</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–287, <ref href="/us/fr/54/13681">54 FR 13681</ref>, <date date="1989-04-05" role="amended">Apr. 5, 1989</date>; T.D. ATF–323, <ref href="/us/fr/57/24189">57 FR 24189</ref>, <date date="1992-06-08" role="amended">June 8, 1992</date>; T.D. ATF–349, <ref href="/us/fr/58/47831">58 FR 47831</ref>, <date date="1993-09-13" role="amended">Sept. 13, 1993</date>; T.D. ATF–367, <ref href="/us/fr/60/47866">60 FR 47866</ref>, <date date="1995-09-15" role="amended">Sept. 15, 1995</date>; T.D. ATF–396, <ref href="/us/fr/62/61234">62 FR 61234</ref>, <date date="1997-11-17" role="amended">Nov. 17, 1997</date>; T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21" role="amended">Oct. 21, 2002</date>; T.D. ATF–9F, <ref href="/us/fr/72/72938">72 FR 72938</ref>, <date date="2007-12-26" role="amended">Dec. 26, 2007</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.53"> <num value="447.53" style="-uslm-sgm:SECTNO">§ 447.53</num> <heading style="-uslm-sgm:SUBJECT">Exemptions.</heading> <paragraph identifier="/us/cfr/t27/s447.53/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> The provisions of this part are not applicable to:</chapeau> <paragraph identifier="/us/cfr/t27/s447.53/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Importations by the United States or any agency thereof;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.53/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Importation of components for items being manufactured under contract for the Department of Defense; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.53/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Importation of articles (other than those which would be “firearms” as defined in <ref href="/us/usc/t18/s921/a/3">18 U.S.C. 921(a)(3)</ref> manufactured in foreign countries for persons in the United States pursuant to Department of State approval.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.53/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any person seeking to import articles on the U.S. Munitions Import List as exempt under paragraph (a)(2) or (3) of this section may obtain release of such articles from Customs custody by submitting, to the Customs officer with authority to release, a statement claiming the exemption accompanied by satisfactory proof of eligibility. Such proof may be in the form of a letter from the Department of Defense or State, as the case may be, confirming that the conditions of the exemption are met.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.54"> <num value="447.54" style="-uslm-sgm:SECTNO">§ 447.54</num> <heading style="-uslm-sgm:SUBJECT">Administrative procedures inapplicable.</heading> <content> <p style="-uslm-sgm:P">The functions conferred under section 38, Arms Export Control Act of 1976, as amended, are excluded from the <?page num="17"?>operation of Chapter 5, <ref href="/us/usc/t5">Title 5, United States Code</ref>, with respect to Rule Making and Adjudication, <ref href="/us/usc/t5/s553">5 U.S.C. 553</ref> and 554.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.55"> <num value="447.55" style="-uslm-sgm:SECTNO">§ 447.55</num> <heading style="-uslm-sgm:SUBJECT">Departments of State and Defense consulted.</heading> <content style="-uslm-sgm:P">The administration of the provisions of this part will be subject to the guidance of the Secretaries of State and Defense on matters affecting world peace and the external security and foreign policy of the United States. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.56"> <num value="447.56" style="-uslm-sgm:SECTNO">§ 447.56</num> <heading style="-uslm-sgm:SUBJECT">Authority of Customs officers.</heading> <paragraph identifier="/us/cfr/t27/s447.56/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Officers of the U.S. Customs Service are authorized to take appropriate action to assure compliance with this part and with <ref href="/us/cfr/t27/p478">27 CFR Parts 478</ref> and 479 as to the importation or attempted importation of articles on the U.S. Munitions Import List, whether or not authorized by permit.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.56/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Upon the presentation to him of a permit or written approval authorizing importation of articles on the U.S. Munitions Import List, the Customs officer who has authority to release same may require, in addition to such documents as may be required by Customs regulations, the production of other relevant documents relating to the proposed importation, including, but not limited to, invoices, orders, packing lists, shipping documents, correspondence, and instructions.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.57"> <num value="447.57" style="-uslm-sgm:SECTNO">§ 447.57</num> <heading style="-uslm-sgm:SUBJECT">U.S. military defense articles.</heading> <paragraph identifier="/us/cfr/t27/s447.57/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s447.57/a/1" class="inline"> <num value="1">(1)</num> <content> Notwithstanding any other provision of this part or of parts 478 or 479 of this chapter, no military defense article of United States manufacture may be imported into the United States if such article was furnished to a foreign government under a foreign assistance or foreign military sales program of the United States.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.57/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The restrictions in paragraph (a)(1) of this section cover defense articles which are advanced in value or improved in condition in a foreign country, but do not include those which have been substantially transformed as to become, in effect, articles of foreign manufacture.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.57/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Paragraph (a) of this section will not apply if:</chapeau> <paragraph identifier="/us/cfr/t27/s447.57/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The applicant submits with the ATF Form 6—Part I application written authorization from the Department of State to import the defense article; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.57/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In the case of firearms, such firearms are curios or relics under <ref href="/us/usc/t18/s925/e">18 U.S.C. 925(e)</ref> and the person seeking to import such firearms provides a certification of a foreign government that the firearms were furnished to such government under a foreign assistance or foreign military sales program of the United States and that the firearms are owned by such foreign government. (See <ref href="/us/cfr/t27/s478.118">§ 478.118</ref> of this chapter providing for the importation of certain curio or relic handguns, rifles and shotguns.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s447.57/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> For the purpose of this section, the term “military defense article” includes all defense articles furnished to foreign governments under a foreign assistance or foreign military sales program of the United States as set forth in paragraph (a) of this section.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under OMB Control No. 1140–0005)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–287, <ref href="/us/fr/54/13681">54 FR 13681</ref>, <date date="1989-04-05">Apr. 5, 1989</date>, as amended by T.D. ATF–393, <ref href="/us/fr/62/61235">62 FR 61235</ref>, <date date="1997-11-17" role="amended">Nov. 17, 1997</date>; T.D. ATF–426, <ref href="/us/fr/65/38198">65 FR 38198</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.58"> <num value="447.58" style="-uslm-sgm:SECTNO">§ 447.58</num> <heading style="-uslm-sgm:SUBJECT">Delegations of the Director. </heading> <content> <p style="-uslm-sgm:P">The regulatory authorities of the Director contained in this part are delegated to appropriate ATF officers. These ATF officers are specified in ATF O 1130.34, Delegation of the Director's Authorities in <ref href="/us/cfr/t27/p447">27 CFR Part 447</ref>. ATF delegation orders, such as ATF O 1130.34, are available to any interested party by submitting a request to the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or by calling (202) 648–6420 </p> <source style="-uslm-sgm:CITA">[T.D. ATF–484, <ref href="/us/fr/67/64526">67 FR 64526</ref>, <date date="2002-10-21">Oct. 21, 2002</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p447/spG"><?page num="18"?> <num value="G" style="-uslm-sgm:HED">Subpart G—</num> <heading style="-uslm-sgm:HED">Penalties, Seizures and Forfeitures </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.61"> <num value="447.61" style="-uslm-sgm:SECTNO">§ 447.61</num> <heading style="-uslm-sgm:SUBJECT">Unlawful importation.</heading> <chapeau style="-uslm-sgm:P">Any person who willfully:</chapeau> <paragraph identifier="/us/cfr/t27/s447.61/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Imports articles on the U.S. Munitions Import List without a permit;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.61/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Engages in the business of importing articles on the U.S. Munitions Import List without registering under this part; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s447.61/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> Otherwise violates any provisions of this part;</p> <p style="-uslm-sgm:FP">Shall upon conviction be fined not more than $1,000,000 or imprisoned not more than 10 years, or both.</p> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended at <ref href="/us/fr/39/4760">39 FR 4760</ref>, <date date="1974-02-07" role="amended">Feb. 7, 1974</date>; T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–287, <ref href="/us/fr/54/13681">54 FR 13681</ref>, <date date="1989-04-05" role="amended">Apr. 5, 1989</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.62"> <num value="447.62" style="-uslm-sgm:SECTNO">§ 447.62</num> <heading style="-uslm-sgm:SUBJECT">False statements or concealment of facts.</heading> <content> <p style="-uslm-sgm:P">Any person who willfully, in a registration or permit application, makes any untrue statement of a material fact or fails to state a material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $1,000,000, or imprisoned not more than 10 years, or both.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>; T.D. ATF–287, <ref href="/us/fr/54/13681">54 FR 13681</ref>, <date date="1989-04-05" role="amended">Apr. 5, 1989</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s447.63"> <num value="447.63" style="-uslm-sgm:SECTNO">§ 447.63</num> <heading style="-uslm-sgm:SUBJECT">Seizure and forfeiture.</heading> <content> <p style="-uslm-sgm:P">Whoever knowingly imports into the United States contrary to law any article on the U.S. Munitions Import List; or receives, conceals, buys, sells, or in any manner facilitates its transportation, concealment, or sale after importation, knowing the same to have been imported contrary to law, shall be fined not more than $10,000 or imprisoned not more than 5 years, or both; and the merchandise so imported, or the value thereof shall be forfeited to the United States.</p> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s545">18 U.S.C. 545</ref>)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–8, <ref href="/us/fr/39/3251">39 FR 3251</ref>, <date date="1974-01-25">Jan. 25, 1974</date>, as amended by T.D. ATF–215, <ref href="/us/fr/50/42162">50 FR 42162</ref>, <date date="1985-10-18" role="amended">Oct. 18, 1985</date>] </source> </content> </section> </subpart> </part> <ear style="-uslm-sgm:EAR">Pt. 478</ear> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/p478"> <num value="478" style="-uslm-sgm:HED">PART 478—</num> <heading style="-uslm-sgm:HED">COMMERCE IN FIREARMS AND AMMUNITION</heading> <toc style="-uslm-sgm:CONTENTS"> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spA">Subpart A—</designator> <label>Introduction</label> </headingItem> <headingItem style="-uslm-sgm:SECHD" role="columnHeader"> <designator>Sec.</designator> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.1">478.1</designator> <label style="-uslm-sgm:SUBJECT">Scope of regulations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.2">478.2</designator> <label style="-uslm-sgm:SUBJECT">Relation to other provisions of law. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spB">Subpart B—</designator> <label>Definitions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.11">478.11</designator> <label style="-uslm-sgm:SUBJECT">Meaning of terms. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spC">Subpart C—</designator> <label>Administrative and Miscellaneous Provisions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.21">478.21</designator> <label style="-uslm-sgm:SUBJECT">Forms prescribed.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.22">478.22</designator> <label style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.23">478.23</designator> <label style="-uslm-sgm:SUBJECT">Right of entry and examination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.24">478.24</designator> <label style="-uslm-sgm:SUBJECT">Compilation of State laws and published ordinances.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.25">478.25</designator> <label style="-uslm-sgm:SUBJECT">Disclosure of information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.25">478.25a</designator> <label style="-uslm-sgm:SUBJECT">Responses to requests for information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.26">478.26</designator> <label style="-uslm-sgm:SUBJECT">Curio and relic determination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.27">478.27</designator> <label style="-uslm-sgm:SUBJECT">Destructive device determination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.28">478.28</designator> <label style="-uslm-sgm:SUBJECT">Transportation of destructive devices and certain firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.29">478.29</designator> <label style="-uslm-sgm:SUBJECT">Out-of-State acquisition of firearms by nonlicensees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.29">478.29a</designator> <label style="-uslm-sgm:SUBJECT">Acquisition of firearms by nonresidents.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.30">478.30</designator> <label style="-uslm-sgm:SUBJECT">Out-of-State disposition of firearms by nonlicensees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.31">478.31</designator> <label style="-uslm-sgm:SUBJECT">Delivery by common or contract carrier.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.32">478.32</designator> <label style="-uslm-sgm:SUBJECT">Prohibited shipment, transportation, possession, or receipt of firearms and ammunition by certain persons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.33">478.33</designator> <label style="-uslm-sgm:SUBJECT">Stolen firearms and ammunition.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.33">478.33a</designator> <label style="-uslm-sgm:SUBJECT">Theft of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.34">478.34</designator> <label style="-uslm-sgm:SUBJECT">Removed, obliterated, or altered serial number.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.35">478.35</designator> <label style="-uslm-sgm:SUBJECT">Skeet, trap, target, and similar shooting activities.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.36">478.36</designator> <label style="-uslm-sgm:SUBJECT">Transfer or possession of machine guns.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.37">478.37</designator> <label style="-uslm-sgm:SUBJECT">Manufacture, importation and sale of armor piercing ammunition.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.38">478.38</designator> <label style="-uslm-sgm:SUBJECT">Transportation of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.39">478.39</designator> <label style="-uslm-sgm:SUBJECT">Assembly of semiautomatic rifles or shotguns.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.39">478.39a</designator> <label style="-uslm-sgm:SUBJECT">Reporting theft or loss of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.40">478.40</designator> <label style="-uslm-sgm:SUBJECT">Manufacture, transfer, and possession of semiautomatic assault weapons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.40">478.40a</designator> <label style="-uslm-sgm:SUBJECT">Transfer and possession of large capacity ammunition feeding devices. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spD">Subpart D—</designator> <label>Licenses</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.41">478.41</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.42">478.42</designator> <label style="-uslm-sgm:SUBJECT">License fees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.43">478.43</designator> <label style="-uslm-sgm:SUBJECT">License fee not refundable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.44">478.44</designator> <label style="-uslm-sgm:SUBJECT">Original license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.45">478.45</designator> <label style="-uslm-sgm:SUBJECT">Renewal of license. <?page num="19"?></label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.46">478.46</designator> <label style="-uslm-sgm:SUBJECT">Insufficient fee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.47">478.47</designator> <label style="-uslm-sgm:SUBJECT">Issuance of license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.48">478.48</designator> <label style="-uslm-sgm:SUBJECT">Correction of error on license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.49">478.49</designator> <label style="-uslm-sgm:SUBJECT">Duration of license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.50">478.50</designator> <label style="-uslm-sgm:SUBJECT">Locations covered by license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.51">478.51</designator> <label style="-uslm-sgm:SUBJECT">License not transferable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.52">478.52</designator> <label style="-uslm-sgm:SUBJECT">Change of address.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.53">478.53</designator> <label style="-uslm-sgm:SUBJECT">Change in trade name.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.54">478.54</designator> <label style="-uslm-sgm:SUBJECT">Change of control.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.55">478.55</designator> <label style="-uslm-sgm:SUBJECT">Continuing partnerships.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.56">478.56</designator> <label style="-uslm-sgm:SUBJECT">Right of succession by certain persons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.57">478.57</designator> <label style="-uslm-sgm:SUBJECT">Discontinuance of business.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.58">478.58</designator> <label style="-uslm-sgm:SUBJECT">State or other law.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.59">478.59</designator> <label style="-uslm-sgm:SUBJECT">Abandoned application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.60">478.60</designator> <label style="-uslm-sgm:SUBJECT">Certain continuances of business. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spE">Subpart E—</designator> <label>License Proceedings</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.71">478.71</designator> <label style="-uslm-sgm:SUBJECT">Denial of an application for license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.72">478.72</designator> <label style="-uslm-sgm:SUBJECT">Hearing after application denial.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.73">478.73</designator> <label style="-uslm-sgm:SUBJECT">Notice of revocation, suspension, or imposition of civil fine.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.74">478.74</designator> <label style="-uslm-sgm:SUBJECT">Request for hearing after notice of suspension, revocation, or imposition of civil fine.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.75">478.75</designator> <label style="-uslm-sgm:SUBJECT">Service on applicant or licensee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.76">478.76</designator> <label style="-uslm-sgm:SUBJECT">Representation at a hearing.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.77">478.77</designator> <label style="-uslm-sgm:SUBJECT">Designated place of hearing.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.78">478.78</designator> <label style="-uslm-sgm:SUBJECT">Operations by licensee after notice. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spF">Subpart F—</designator> <label>Conduct of Business</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.91">478.91</designator> <label style="-uslm-sgm:SUBJECT">Posting of license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.92">478.92</designator> <label style="-uslm-sgm:SUBJECT">How must licensed manufacturers and licensed importers identify firearms, armor piercing ammunition, and large capacity ammunition feeding devices? </label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.93">478.93</designator> <label style="-uslm-sgm:SUBJECT">Authorized operations by a licensed collector.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.94">478.94</designator> <label style="-uslm-sgm:SUBJECT">Sales or deliveries between licensees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.95">478.95</designator> <label style="-uslm-sgm:SUBJECT">Certified copy of license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.96">478.96</designator> <label style="-uslm-sgm:SUBJECT">Out-of-State and mail order sales.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.97">478.97</designator> <label style="-uslm-sgm:SUBJECT">Loan or rental of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.98">478.98</designator> <label style="-uslm-sgm:SUBJECT">Sales or deliveries of destructive devices and certain firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.99">478.99</designator> <label style="-uslm-sgm:SUBJECT">Certain prohibited sales or deliveries.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.100">478.100</designator> <label style="-uslm-sgm:SUBJECT">Conduct of business away from licensed premises.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.101">478.101</designator> <label style="-uslm-sgm:SUBJECT">Record of transactions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.102">478.102</designator> <label style="-uslm-sgm:SUBJECT">Sales or deliveries of firearms on and after <date date="1998-11-30">November 30, 1998</date>.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.103">478.103</designator> <label style="-uslm-sgm:SUBJECT">Posting of signs and written notification to purchasers of handguns. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spG">Subpart G—</designator> <label>Importation</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.111">478.111</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.112">478.112</designator> <label style="-uslm-sgm:SUBJECT">Importation by a licensed importer.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.113">478.113</designator> <label style="-uslm-sgm:SUBJECT">Importation by other licensees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.113">478.113a</designator> <label style="-uslm-sgm:SUBJECT">Importation of firearm barrels by nonlicensees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.114">478.114</designator> <label style="-uslm-sgm:SUBJECT">Importation by members of the U.S. Armed Forces.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.115">478.115</designator> <label style="-uslm-sgm:SUBJECT">Exempt importation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.116">478.116</designator> <label style="-uslm-sgm:SUBJECT">Conditional importation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.117">478.117</designator> <label style="-uslm-sgm:SUBJECT">Function outside a customs territory.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.118">478.118</designator> <label style="-uslm-sgm:SUBJECT">Importation of certain firearms classified as curios and relics.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.119">478.119</designator> <label style="-uslm-sgm:SUBJECT">Importation of ammunition feeding devices.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.120">478.120</designator> <label style="-uslm-sgm:SUBJECT">Firearms or ammunition imported by or for a nonimmigrant alien. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spH">Subpart H—</designator> <label>Records</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.121">478.121</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.122">478.122</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by importers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.123">478.123</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by manufacturers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.124">478.124</designator> <label style="-uslm-sgm:SUBJECT">Firearms transaction record. </label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.125">478.125</designator> <label style="-uslm-sgm:SUBJECT">Record of receipt and disposition.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.125">478.125a</designator> <label style="-uslm-sgm:SUBJECT">Personal firearms collection.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.126">478.126</designator> <label style="-uslm-sgm:SUBJECT">Furnishing transaction information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.126">478.126a</designator> <label style="-uslm-sgm:SUBJECT">Reporting multiple sales or other disposition of pistols and revolvers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.127">478.127</designator> <label style="-uslm-sgm:SUBJECT">Discontinuance of business.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.128">478.128</designator> <label style="-uslm-sgm:SUBJECT">False statement or representation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.129">478.129</designator> <label style="-uslm-sgm:SUBJECT">Record retention. </label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.131">478.131</designator> <label style="-uslm-sgm:SUBJECT">Firearms transactions not subject to a NICS check.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.132">478.132</designator> <label style="-uslm-sgm:SUBJECT">Dispositions of semiautomatic assault weapons and large capacity ammunition feeding devices to law enforcement officers for official use and to employees or contractors of nuclear facilities.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.133">478.133</designator> <label style="-uslm-sgm:SUBJECT">Records of transactions in semiautomatic assault weapons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.134">478.134</designator> <label style="-uslm-sgm:SUBJECT">Sale of firearms to law enforcement officers. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spI">Subpart I—</designator> <label>Exemptions, Seizures, and Forfeitures</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.141">478.141</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.142">478.142</designator> <label style="-uslm-sgm:SUBJECT">Effect of pardons and expunctions of convictions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.143">478.143</designator> <label style="-uslm-sgm:SUBJECT">Relief from disabilities incurred by indictment.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.144">478.144</designator> <label style="-uslm-sgm:SUBJECT">Relief from disabilities under the Act.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.145">478.145</designator> <label style="-uslm-sgm:SUBJECT">Research organizations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.146">478.146</designator> <label style="-uslm-sgm:SUBJECT">Deliveries by mail to certain persons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.147">478.147</designator> <label style="-uslm-sgm:SUBJECT">Return of firearm.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.148">478.148</designator> <label style="-uslm-sgm:SUBJECT">Armor piercing ammunition intended for sporting or industrial purposes.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.149">478.149</designator> <label style="-uslm-sgm:SUBJECT">Armor piercing ammunition manufactured or imported for the purpose of testing or experimentation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.150">478.150</designator> <label style="-uslm-sgm:SUBJECT">Alternative to NICS in certain geographical locations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.151">478.151</designator> <label style="-uslm-sgm:SUBJECT">Semiautomatic rifles or shotguns for testing or experimentation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.152">478.152</designator> <label style="-uslm-sgm:SUBJECT">Seizure and forfeiture.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.153">478.153</designator> <label style="-uslm-sgm:SUBJECT">Semiautomatic assault weapons and large capacity ammunition feeding devices manufactured or imported for the purposes of testing or experimentation. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:RESERVED" role="reserved"> <designator href="/us/cfr/t27/p478/spJ">Subpart J </designator> <label>[Reserved] </label> </headingItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"><?page num="20"?> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p478/spK">Subpart K—</designator> <label>Exportation</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s478.171">478.171</designator> <label style="-uslm-sgm:SUBJECT">Exportation.</label> </referenceItem> </groupItem> </toc> <authority style="-uslm-sgm:AUTH"> <heading style="-uslm-sgm:HED">Authority:</heading> <ref href="/us/usc/t5/s552/a">5 U.S.C. 552(a)</ref>; <ref href="/us/usc/t18/s921–931">18 U.S.C. 921–931</ref>; <ref href="/us/usc/t44/s3504/h">44 U.S.C. 3504(h)</ref>.</authority> <source style="-uslm-sgm:SOURCE"> <heading style="-uslm-sgm:HED">Source:</heading> <ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>, unless otherwise noted. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and further redesignated by T.D. ATF–487, <ref href="/us/fr/68/3750">68 FR 3750</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>. </source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">Nomenclature changes to part 478 appear by T.D. ATF–411, <ref href="/us/fr/64/17291">64 FR 17291</ref>, <date date="1999-04-09">Apr. 9, 1999</date>, and T.D. ATF–487, <ref href="/us/fr/68/3750">68 FR 3750</ref>, <date date="2003-01-24">Jan. 24, 2003</date>, and T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02">Oct. 2, 2008</date>.</p> </editorialNote> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spA"> <num value="A" style="-uslm-sgm:HED">Subpart A—</num> <heading style="-uslm-sgm:HED">Introduction </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.1"> <num value="478.1" style="-uslm-sgm:SECTNO">§ 478.1</num> <heading style="-uslm-sgm:SUBJECT">Scope of regulations.</heading> <paragraph identifier="/us/cfr/t27/s478.1/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> The regulations contained in this part relate to commerce in firearms and ammunition and are promulgated to implement Title I, State Firearms Control Assistance (<ref href="/us/usc/t18/ch44">18 U.S.C. Chapter 44</ref>), of the Gun Control Act of 1968 (<ref href="/us/stat/82/1213">82 Stat. 1213</ref>) as amended by <ref href="/us/pl/99/308">Pub. L. 99–308</ref> (<ref href="/us/stat/100/449">100 Stat. 449</ref>), <ref href="/us/pl/99/360">Pub. L. 99–360</ref> (<ref href="/us/stat/100/766">100 Stat. 766</ref>), <ref href="/us/pl/99/408">Pub. L. 99–408</ref> (<ref href="/us/stat/100/920">100 Stat. 920</ref>), <ref href="/us/pl/103/159">Pub. L. 103–159</ref> (<ref href="/us/stat/107/1536">107 Stat. 1536</ref>), <ref href="/us/pl/103/322">Pub. L. 103–322</ref> (<ref href="/us/stat/108/1796">108 Stat. 1796</ref>), <ref href="/us/pl/104/208">Pub. L. 104–208</ref> (<ref href="/us/stat/110/3009">110 Stat. 3009</ref>), and <ref href="/us/pl/105/277">Pub. L. 105–277</ref> (<ref href="/us/stat/112/2681">112 Stat. 2681</ref>). </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Procedural and substantive requirements.</heading> <chapeau> This part contains the procedural and substantive requirements relative to:</chapeau> <paragraph identifier="/us/cfr/t27/s478.1/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The interstate or foreign commerce in firearms and ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The licensing of manufacturers and importers of firearms and ammunition, collectors of firearms, and dealers in firearms;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The conduct of business or activity by licensees;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The importation of firearms and ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The records and reports required of licensees;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Relief from disabilities under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Exempt interstate and foreign commerce in firearms and ammunition; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.1/b/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> Restrictions on armor piercing ammunition.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10490">53 FR 10490</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–354, <ref href="/us/fr/59/7112">59 FR 7112</ref>, <date date="1994-02-14" role="amended">Feb. 14, 1994</date>; T.D. ATF–363, <ref href="/us/fr/60/17450">60 FR 17450</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–401, <ref href="/us/fr/63/35522">63 FR 35522</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>; T.D. ATF–471, <ref href="/us/fr/67/5425">67 FR 5425</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.2"> <num value="478.2" style="-uslm-sgm:SECTNO">§ 478.2</num> <heading style="-uslm-sgm:SUBJECT">Relation to other provisions of law.</heading> <content> <p style="-uslm-sgm:P">The provisions in this part are in addition to, and are not in lieu of, any other provision of law, or regulations, respecting commerce in firearms or ammunition. For regulations applicable to traffic in machine guns, destructive devices, and certain other firearms, see Part 479 of this chapter. For statutes applicable to the registration and licensing of persons engaged in the business of manufacturing, importing or exporting arms, ammunition, or implements of war, see section 38 of the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>) and regulations thereunder and Part 447 of this chapter. For statutes applicable to nonmailable firearms, see <ref href="/us/usc/t18/s1715">18 U.S.C. 1715</ref> and regulations thereunder.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10490">53 FR 10490</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spB"> <num value="B" style="-uslm-sgm:HED">Subpart B—</num> <heading style="-uslm-sgm:HED">Definitions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.11"> <num value="478.11" style="-uslm-sgm:SECTNO">§ 478.11</num> <heading style="-uslm-sgm:SUBJECT">Meaning of terms.</heading> <chapeau> <p style="-uslm-sgm:P">When used in this part and in forms prescribed under this part, where not otherwise distinctly expressed or manifestly incompatible with the intent thereof, terms shall have the meanings ascribed in this section. Words in the plural form shall include the singular, and vice versa, and words importing the masculine gender shall include the feminine. The terms “includes” and “including” do not exclude other things not enumerated which are in the same general class or are otherwise within the scope thereof.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Act.</inline> <ref href="/us/usc/t18/ch44">18 U.S.C. Chapter 44</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Adjudicated as a mental defective.</inline> (a) A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease:</p> </chapeau> <paragraph identifier="/us/cfr/t27/s478.11/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is a danger to himself or to others; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Lacks the mental capacity to contract or manage his own affairs.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The term shall include—</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A finding of insanity by a court in a criminal case; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> Those persons found incompetent to stand trial or found not guilty by reason of lack of mental responsibility pursuant to articles 50a and 72b of the <?page num="21"?>Uniform Code of Military Justice, <ref href="/us/usc/t10/s850a">10 U.S.C. 850a</ref>, 876b.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Admitted to the United States for lawful hunting or sporting purposes.</inline> (a) Is entering the United States to participate in a competitive target shooting event sponsored by a national, State, or local organization, devoted to the competitive use or other sporting use of firearms; or </p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Is entering the United States to display firearms at a sports or hunting trade show sponsored by a national, State, or local firearms trade organization, devoted to the competitive use or other sporting use of firearms. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Alien.</inline> Any person not a citizen or national of the United States. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Alien illegally or unlawfully in the United States.</inline> Aliens who are unlawfully in the United States are not in valid immigrant, nonimmigrant or parole status. The term includes any alien—</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Who unlawfully entered the United States without inspection and authorization by an immigration officer and who has not been paroled into the United States under section 212(d)(5) of the Immigration and Nationality Act (INA);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Who is a nonimmigrant and whose authorized period of stay has expired or who has violated the terms of the nonimmigrant category in which he or she was admitted;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Paroled under INA section 212(d)(5) whose authorized period of parole has expired or whose parole status has been terminated; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> Under an order of deportation, exclusion, or removal, or under an order to depart the United States voluntarily, whether or not he or she has left the United States.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Ammunition.</inline> Ammunition or cartridge cases, primers, bullets, or propellent powder designed for use in any firearm other than an antique firearm. The term shall not include (a) any shotgun shot or pellet not designed for use as the single, complete projectile load for one shotgun hull or casing, nor (b) any unloaded, non-metallic shotgun hull or casing not having a primer.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Antique firearm.</inline> (a) Any firearm (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) manufactured in or before 1898; and (b) any replica of any firearm described in paragraph (a) of this definition if such replica (1) is not designed or redesigned for using rimfire or conventional centerfire fixed ammunition, or (2) uses rimfire or conventional centerfire fixed ammunition which is no longer manufactured in the United States and which is not readily available in the ordinary channels of commercial trade.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Armor piercing ammunition.</inline> Projectiles or projectile cores which may be used in a handgun and which are constructed entirely (excluding the presence of traces of other substances) from one or a combination of tungsten alloys, steel, iron, brass, bronze, beryllium copper, or depleted uranium; or full jacketed projectiles larger than .22 caliber designed and intended for use in a handgun and whose jacket has a weight of more than 25 percent of the total weight of the projectile. The term does not include shotgun shot required by Federal or State environmental or game regulations for hunting purposes, frangible projectiles designed for target shooting, projectiles which the Director finds are primarily intended to be used for sporting purposes, or any other projectiles or projectile cores which the Director finds are intended to be used for industrial purposes, including charges used in oil and gas well perforating devices.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">ATF officer.</inline> An officer or employee of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) authorized to perform any function relating to the administration or enforcement of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Business premises.</inline> The property on which the manufacturing or importing of firearms or ammunition or the dealing in firearms is or will be conducted. A private dwelling, no part of which is open to the public, shall not be recognized as coming within the meaning of the term.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Chief, Federal Firearms Licensing Center (FFLC).</inline> The ATF official responsible for the issuance and renewal of licenses under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Collector.</inline> Any person who acquires, holds, or disposes of firearms as curios or relics.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Collection premises.</inline> The premises described on the license of a collector as <?page num="22"?>the location at which he maintains his collection of curios and relics.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Commerce.</inline> Travel, trade, traffic, commerce, transportation, or communication among the several States, or between the District of Columbia and any State, or between any foreign country or any territory or possession and any State or the District of Columbia, or between points in the same State but through any other State or the District of Columbia or a foreign country.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Committed to a mental institution.</inline> A formal commitment of a person to a mental institution by a court, board, commission, or other lawful authority. The term includes a commitment to a mental institution involuntarily. The term includes commitment for mental defectiveness or mental illness. It also includes commitments for other reasons, such as for drug use. The term does not include a person in a mental institution for observation or a voluntary admission to a mental institution.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Controlled substance.</inline> A drug or other substance, or immediate precursor, as defined in section 102 of the Controlled Substances Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>. The term includes, but is not limited to, marijuana, depressants, stimulants, and narcotic drugs. The term does not include distilled spirits, wine, malt beverages, or tobacco, as those terms are defined or used in Subtitle E of the Internal Revenue Code of 1986, as amended.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Crime punishable by imprisonment for a term exceeding 1 year.</inline> Any Federal, State or foreign offense for which the maximum penalty, whether or not imposed, is capital punishment or imprisonment in excess of 1 year. The term shall not include (a) any Federal or State offenses pertaining to antitrust violations, unfair trade practices, restraints of trade, or other similar offenses relating to the regulation of business practices or (b) any State offense classified by the laws of the State as a misdemeanor and punishable by a term of imprisonment of 2 years or less. What constitutes a conviction of such a crime shall be determined in accordance with the law of the jurisdiction in which the proceedings were held. Any conviction which has been expunged or set aside or for which a person has been pardoned or has had civil rights restored shall not be considered a conviction for the purposes of the Act or this part, unless such pardon, expunction, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms, or unless the person is prohibited by the law of the jurisdiction in which the proceedings were held from receiving or possessing any firearms.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Curios or relics.</inline> Firearms which are of special interest to collectors by reason of some quality other than is associated with firearms intended for sporting use or as offensive or defensive weapons. To be recognized as curios or relics, firearms must fall within one of the following categories:</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Firearms which were manufactured at least 50 years prior to the current date, but not including replicas thereof;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Firearms which are certified by the curator of a municipal, State, or Federal museum which exhibits firearms to be curios or relics of museum interest; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> Any other firearms which derive a substantial part of their monetary value from the fact that they are novel, rare, bizarre, or because of their association with some historical figure, period, or event. Proof of qualification of a particular firearm under this category may be established by evidence of present value and evidence that like firearms are not available except as collector's items, or that the value of like firearms available in ordinary commercial channels is substantially less.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Customs officer.</inline> Any officer of U.S. Customs and Border Protection, any commissioned, warrant, or petty officer of the Coast Guard, or any agent or other person authorized by law to perform the duties of a customs officer.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Dealer.</inline> Any person engaged in the business of selling firearms at wholesale or retail; any person engaged in the business of repairing firearms or of making or fitting special barrels, stocks, or trigger mechanisms to firearms; or any person who is a pawnbroker. The term shall include any person who engages in such business or occupation on a part-time basis. <?page num="23"?></p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Destructive device.</inline> (a) Any explosive, incendiary, or poison gas (1) bomb, (2) grenade, (3) rocket having a propellant charge of more than 4 ounces, (4) missile having an explosive or incendiary charge of more than one-quarter ounce, (5) mine, or (6) device similar to any of the devices described in the preceding paragraphs of this definition; (b) any type of weapon (other than a shotgun or a shotgun shell which the Director finds is generally recognized as particularly suitable for sporting purposes) by whatever name known which will, or which may be readily converted to, expel a projectile by the action of an explosive or other propellant, and which has any barrel with a bore of more than one-half inch in diameter; and (c) any combination of parts either designed or intended for use in converting any device into any destructive device described in paragraph (a) or (b) of this section and from which a destructive device may be readily assembled. The term shall not include any device which is neither designed nor redesigned for use as a weapon; any device, although originally designed for use as a weapon, which is redesigned for use as a signalling, pyrotechnic, line throwing, safety, or similar device; surplus ordnance sold, loaned, or given by the Secretary of the Army pursuant to the provisions of section 4684(2), 4685, or 4686 of <ref href="/us/usc/t10">title 10, United States Code</ref>; or any other device which the Director finds is not likely to be used as a weapon, is an antique, or is a rifle which the owner intends to use solely for sporting, recreational, or cultural purposes.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director.</inline> The Director, Bureau of Alcohol, Tobacco, Firearms, and Explosives, the Department of Justice, Washington, DC.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director of Industry Operations.</inline> The principal ATF official in a Field Operations division responsible for administering regulations in this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Discharged under dishonorable conditions.</inline> Separation from the U.S. Armed Forces resulting from a dishonorable discharge or dismissal adjudged by a general court-martial. The term does not include any separation from the Armed Forces resulting from any other discharge, e.g., a bad conduct discharge. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Division.</inline> A Bureau of Alcohol, Tobacco, Firearms, and Explosives Division.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Engaged in the business</inline>—(a) <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Manufacturer of firearms.</inline> A person who devotes time, attention, and labor to manufacturing firearms as a regular course of trade or business with the principal objective of livelihood and profit through the sale or distribution of the firearms manufactured;</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Manufacturer of ammunition.</heading> <content> A person who devotes time, attention, and labor to manufacturing ammunition as a regular course of trade or business with the principal objective of livelihood and profit through the sale or distribution of the ammunition manufactured;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Dealer in firearms other than a gunsmith or a pawnbroker.</heading> <content> A person who devotes time, attention, and labor to dealing in firearms as a regular course of trade or business with the principal objective of livelihood and profit through the repetitive purchase and resale of firearms, but such a term shall not include a person who makes occasional sales, exchanges, or purchases of firearms for the enhancement of a personal collection or for a hobby, or who sells all or part of his personal collection of firearms;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Gunsmith.</heading> <content> A person who devotes time, attention, and labor to engaging in such activity as a regular course of trade or business with the principal objective of livelihood and profit, but such a term shall not include a person who makes occasional repairs of firearms or who occasionally fits special barrels, stocks, or trigger mechanisms to firearms;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Importer of firearms.</heading> <content> A person who devotes time, attention, and labor to importing firearms as a regular course of trade or business with the principal objective of livelihood and profit through the sale or distribution of the firearms imported; and,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/f" style="-uslm-sgm:P"> <num value="f">(f) </num> <heading>Importer of ammunition.</heading> <content> <p> A person who devotes time, attention, and labor to importing ammunition as a regular course of trade or business with the principal objective of livelihood and profit through the sale or distribution of the ammunition imported.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Executed under penalties of perjury.</inline> Signed with the prescribed declaration <?page num="24"?>under the penalties of perjury as provided on or with respect to the return form, or other document or, where no form of declaration is prescribed, with the declaration:</p> <?GPOvSpace 02?> <note style="-uslm-sgm:EXTRACT"> <p style="-uslm-sgm:P">“I declare under the penalties of perjury that this—(insert type of document, such as, statement, application, request, certificate), including the documents submitted in support thereof, has been examined by me and, to the best of my knowledge and belief, is true, correct, and complete.”</p> </note> <?GPOvSpace 02?> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Federal Firearms Act.</inline> <ref href="/us/usc/t15/ch18">15 U.S.C. Chapter 18</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Firearm.</inline> Any weapon, including a starter gun, which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; the frame or receiver of any such weapon; any firearm muffler or firearm silencer; or any destructive device; but the term shall not include an antique firearm. In the case of a licensed collector, the term shall mean only curios and relics.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Firearm frame or receiver.</inline> That part of a firearm which provides housing for the hammer, bolt or breechblock, and firing mechanism, and which is usually threaded at its forward portion to receive the barrel.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Firearm muffler or firearm silencer.</inline> Any device for silencing, muffling, or diminishing the report of a portable firearm, including any combination of parts, designed or redesigned, and intended for use in assembling or fabricating a firearm silencer or firearm muffler, and any part intended only for use in such assembly or fabrication.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Friendly foreign government.</inline> Any government with whom the United States has diplomatic relations and whom the United States has not identified as a State sponsor of terrorism. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fugitive from justice.</inline> Any person who has fled from any State to avoid prosecution for a felony or a misdemeanor; or any person who leaves the State to avoid giving testimony in any criminal proceeding. The term also includes any person who knows that misdemeanor or felony charges are pending against such person and who leaves the State of prosecution.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Handgun.</inline> (a) Any firearm which has a short stock and is designed to be held and fired by the use of a single hand; and</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> <p> Any combination of parts from which a firearm described in paragraph (a) can be assembled.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Hunting license or permit lawfully issued in the United States.</inline> A license or permit issued by a State for hunting which is valid and unexpired. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Identification document.</inline> A document containing the name, residence address, date of birth, and photograph of the holder and which was made or issued by or under the authority of the United States Government, a State, political subdivision of a State, a foreign government, political subdivision of a foreign government, an international governmental or an international quasi- governmental organization which, when completed with information concerning a particular individual, is of a type intended or commonly accepted for the purpose of identification of individuals.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Importation.</inline> The bringing of a firearm or ammunition into the United States; except that the bringing of a firearm or ammunition from outside the United States into a foreign-trade zone for storage pending shipment to a foreign country or subsequent importation into this country, pursuant to this part, shall not be deemed importation.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Importer.</inline> Any person engaged in the business of importing or bringing firearms or ammunition into the United States. The term shall include any person who engages in such business on a part-time basis.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Indictment.</inline> Includes an indictment or information in any court, under which a crime punishable by imprisonment for a term exceeding 1 year (as defined in this section) may be prosecuted, or in military cases to any offense punishable by imprisonment for a term exceeding 1 year which has been referred to a general court-martial. An information is a formal accusation of a crime, differing from an indictment in that it is made by a prosecuting attorney and not a grand jury.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Interstate or foreign commerce.</inline> Includes commerce between any place in a State and any place outside of that State, or within any possession of the United States (not including the Canal Zone) or the District of Columbia. The term shall not include commerce between places within the same State but <?page num="25"?>through any place outside of that State.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Intimate partner.</inline> With respect to a person, the spouse of the person, a former spouse of the person, an individual who is a parent of a child of the person, and an individual who cohabitates or has cohabitated with the person.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Large capacity ammunition feeding device.</inline> A magazine, belt, drum, feed strip, or similar device for a firearm manufactured after <date date="1994-09-13">September 13, 1994</date>, that has a capacity of, or that can be readily restored or converted to accept, more than 10 rounds of ammunition. The term does not include an attached tubular device designed to accept, and capable of operating only with, .22 caliber rimfire ammunition, or a fixed device for a manually operated firearm, or a fixed device for a firearm listed in <ref href="/us/usc/t18/s922">18 U.S.C. 922</ref>, appendix A.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed collector.</inline> A collector of curios and relics only and licensed under the provisions of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed dealer.</inline> A dealer licensed under the provisions of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed importer.</inline> An importer licensed under the provisions of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed manufacturer.</inline> A manufacturer licensed under the provisions of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Machine gun.</inline> Any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term shall also include the frame or receiver of any such weapon, any part designed and intended solely and exclusively, or combination of parts designed and intended, for use in converting a weapon into a machine gun, and any combination of parts from which a machine gun can be assembled if such parts are in the possession or under the control of a person.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Manufacturer.</inline> Any person engaged in the business of manufacturing firearms or ammunition. The term shall include any person who engages in such business on a part-time basis.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Mental institution.</inline> Includes mental health facilities, mental hospitals, sanitariums, psychiatric facilities, and other facilities that provide diagnoses by licensed professionals of mental retardation or mental illness, including a psychiatric ward in a general hospital.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Misdemeanor crime of domestic violence.</inline> (a) Is a Federal, State or local offense that:</p> </chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is a misdemeanor under Federal or State law or, in States which do not classify offenses as misdemeanors, is an offense punishable by imprisonment for a term of one year or less, and includes offenses that are punishable only by a fine. (This is true whether or not the State statute specifically defines the offense as a “misdemeanor” or as a “misdemeanor crime of domestic violence.” The term includes all such misdemeanor convictions in Indian Courts established pursuant to <ref href="/us/cfr/t25/p11">25 CFR part 11</ref>.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Has, as an element, the use or attempted use of physical force (e.g., assault and battery), or the threatened use of a deadly weapon; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Was committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabiting with or has cohabited with the victim as a spouse, parent, or guardian, (e.g., the equivalent of a “common law” marriage even if such relationship is not recognized under the law), or a person similarly situated to a spouse, parent, or guardian of the victim (e.g., two persons who are residing at the same location in an intimate relationship with the intent to make that place their home would be similarly situated to a spouse).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> A person shall not be considered to have been convicted of such an offense for purposes of this part unless:</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The person is considered to have been convicted by the jurisdiction in which the proceedings were held.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The person was represented by counsel in the case, or knowingly and intelligently waived the right to counsel in the case; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <chapeau> In the case of a prosecution for which a person was entitled to a jury trial in the jurisdiction in which the case was tried, either</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The case was tried by a jury, or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The person knowingly and intelligently waived the right to have the case tried by a jury, by guilty plea or otherwise. <?page num="26"?></content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> A person shall not be considered to have been convicted of such an offense for purposes of this part if the conviction has been expunged or set aside, or is an offense for which the person has been pardoned or has had civil rights restored (if the law of the jurisdiction in which the proceedings were held provides for the loss of civil rights upon conviction for such an offense) unless the pardon, expunction, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms, and the person is not otherwise prohibited by the law of the jurisdiction in which the proceedings were held from receiving or possessing any firearms.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">National Firearms Act.</inline> <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">NICS.</inline> The National Instant Criminal Background Check System established by the Attorney General pursuant to <ref href="/us/usc/t18/s922/t">18 U.S.C. 922(t)</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Nonimmigrant alien.</inline> An alien in the United States in a nonimmigrant classification as defined by section 101(a)(15) of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1101/a/15">8 U.S.C. 1101(a)(15)</ref>). </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Nonimmigrant visa.</inline> A visa properly issued to an alien as an eligible nonimmigrant by a competent officer as provided in the Immigration and Nationality Act, <ref href="/us/usc/t8/s1101">8 U.S.C. 1101</ref> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">et seq.</inline> </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Pawnbroker.</inline> Any person whose business or occupation includes the taking or receiving, by way of pledge or pawn, of any firearm as security for the payment or repayment of money. The term shall include any person who engages in such business on a part-time basis.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Permanently inoperable.</inline> A firearm which is incapable of discharging a shot by means of an explosive and incapable of being readily restored to a firing condition. An acceptable method of rendering most firearms permanently inoperable is to fusion weld the chamber closed and fusion weld the barrel solidly to the frame. Certain unusual firearms require other methods to render the firearm permanently inoperable. Contact ATF for instructions.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Person.</inline> Any individual, corporation, company, association, firm, partnership, society, or joint stock company.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Pistol.</inline> A weapon originally designed, made, and intended to fire a projectile (bullet) from one or more barrels when held in one hand, and having (a) a chamber(s) as an integral part(s) of, or permanently aligned with, the bore(s); and (b) a short stock designed to be gripped by one hand and at an angle to and extending below the line of the bore(s).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Principal objective of livelihood and profit.</inline> The intent underlying the sale or disposition of firearms is predominantly one of obtaining livelihood and pecuniary gain, as opposed to other intents such as improving or liquidating a personal firearms collection: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That proof of profit shall not be required as to a person who engages in the regular and repetitive purchase and disposition of firearms for criminal purposes or terrorism. For purposes of this part, the term “terrorism” means activity, directed against United States persons, which—</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Is committed by an individual who is not a national or permanent resident alien of the United States;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Involves violent acts or acts dangerous to human life which would be a criminal violation if committed within the jurisdiction of the United States; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Is intended—</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> To intimidate or coerce a civilian population;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> To influence the policy of a government by intimidation or coercion; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> To affect the conduct of a government by assassination or kidnapping.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Published ordinance.</inline> A published law of any political subdivision of a State which the Director determines to be relevant to the enforcement of this part and which is contained on a list compiled by the Director, which list is incorporated by reference in the <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register,</inline> revised annually, and furnished to licensees under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Renounced U.S. citizenship.</inline> (a) A person has renounced his U.S. citizenship if the person, having been a citizen of the United States, has renounced citizenship either—</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Before a diplomatic or consular officer of the United States in a foreign state pursuant to <ref href="/us/usc/t8/s1481/a/5">8 U.S.C. 1481(a)(5)</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Before an officer designated by the Attorney General when the United <?page num="27"?>States is in a state of war pursuant to <ref href="/us/usc/t8/s1481/a/6">8 U.S.C. 1481(a)(6)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> <p> The term shall not include any renunciation of citizenship that has been reversed as a result of administrative or judicial appeal.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Revolver.</inline> A projectile weapon, of the pistol type, having a breechloading chambered cylinder so arranged that the cocking of the hammer or movement of the trigger rotates it and brings the next cartridge in line with the barrel for firing.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Rifle.</inline> A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder, and designed or redesigned and made or remade to use the energy of the explosive in a fixed metallic cartridge to fire only a single projectile through a rifled bore for each single pull of the trigger.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Semiautomatic assault weapon.</inline> (a) Any of the firearms, or copies or duplicates of the firearms in any caliber, known as:</p> </chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Norinco, Mitchell, and Poly Technologies Avtomat Kalashnikovs (all models),</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Action Arms Israeli Military Industries UZI and Galil,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Beretta Ar70 (SC–70),</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Colt AR–15,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Fabrique National FN/FAL, FN/LAR, and FNC,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> SWD M–10, M–11, M–11/9, and M–12,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Steyr AUG,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> INTRATEC TEC–9, TEC-DC9 and TEC-22, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> Revolving cylinder shotguns, such as (or similar to) the Street Sweeper and Striker 12;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> A semiautomatic rifle that has an ability to accept a detachable magazine and has at least 2 of—</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A folding or telescoping stock,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A pistol grip that protrudes conspicuously beneath the action of the weapon,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A bayonet mount,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> A flash suppressor or threaded barrel designed to accommodate a flash suppressor, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> A grenade launcher;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A semiautomatic pistol that has an ability to accept a detachable magazine and has at least 2 of—</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> An ammunition magazine that attaches to the pistol outside of the pistol grip,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A threaded barrel capable of accepting a barrel extender, flash suppressor, forward handgrip, or silencer,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A shroud that is attached to, or partially or completely encircles, the barrel and that permits the shooter to hold the firearm with the nontrigger hand without being burned,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> A manufactured weight of 50 ounces or more when the pistol is unloaded, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> A semiautomatic version of an automatic firearm; and</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> A semiautomatic shotgun that has at least 2 of—</chapeau> <paragraph identifier="/us/cfr/t27/s478.11/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A folding or telescoping stock,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A pistol grip that protrudes conspicuously beneath the action of the weapon,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A fixed magazine capacity in excess of 5 rounds, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.11/d/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> <p> An ability to accept a detachable magazine.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Semiautomatic pistol.</inline> Any repeating pistol which utilizes a portion of the energy of a firing cartridge to extract the fired cartridge case and chamber the next round, and which requires a separate pull of the trigger to fire each cartridge.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Semiautomatic rifle.</inline> Any repeating rifle which utilizes a portion of the energy of a firing cartridge to extract the fired cartridge case and chamber the next round, and which requires a separate pull of the trigger to fire each cartridge.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Semiautomatic shotgun.</inline> Any repeating shotgun which utilizes a portion of the energy of a firing cartridge to extract the fired cartridge case and chamber the next round, and which requires a separate pull of the trigger to fire each cartridge.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Short-barreled rifle.</inline> A rifle having one or more barrels less than 16 inches in length, and any weapon made from a rifle, whether by alteration, modification, or otherwise, if such weapon, as modified, has an overall length of less than 26 inches.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Short-barreled shotgun.</inline> A shotgun having one or more barrels less than 18 inches in length, and any weapon made from a shotgun, whether by alteration, modification, or otherwise, if such weapon as modified has an overall length of less than 26 inches. <?page num="28"?></p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Shotgun.</inline> A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder, and designed or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore either a number of ball shot or a single projectile for each single pull of the trigger.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">State.</inline> A State of the United States. The term shall include the District of Columbia, the Commonwealth of Puerto Rico, and the possessions of the United States (not including the Canal Zone).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">State of residence.</inline> The State in which an individual resides. An individual resides in a State if he or she is present in a State with the intention of making a home in that State. If an individual is on active duty as a member of the Armed Forces, the individual's State of residence is the State in which his or her permanent duty station is located, as stated in <ref href="/us/usc/t18/s921/b">18 U.S.C. 921(b)</ref>. The following are examples that illustrate this definition:</p> <?GPOvSpace 02?> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 1.</heading> <p style="-uslm-sgm:P">A maintains a home in State X. A travels to State Y on a hunting, fishing, business, or other type of trip. A does not become a resident of State Y by reason of such trip.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 2.</heading> <p style="-uslm-sgm:P">A maintains a home in State X and a home in State Y. A resides in State X except for weekends or the summer months of the year and in State Y for the weekends or the summer months of the year. During the time that A actually resides in State X, A is a resident of State X, and during the time that A actually resides in State Y, A is a resident of State Y.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 3.</heading> <p style="-uslm-sgm:P">A, an alien, travels to the United States on a three-week vacation to State X. A does not have a state of residence in State X because A does not have the intention of making a home in State X while on vacation. This is true regardless of the length of the vacation.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 4.</heading> <p style="-uslm-sgm:P">A, an alien, travels to the United States to work for three years in State X. A rents a home in State X, moves his personal possessions into the home, and his family resides with him in the home. A intends to reside in State X during the 3-year period of his employment. A is a resident of State X.</p> </note> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Unlawful user of or addicted to any controlled substance.</inline> A person who uses a controlled substance and has lost the power of self-control with reference to the use of controlled substance; and any person who is a current user of a controlled substance in a manner other than as prescribed by a licensed physician. Such use is not limited to the use of drugs on a particular day, or within a matter of days or weeks before, but rather that the unlawful use has occurred recently enough to indicate that the individual is actively engaged in such conduct. A person may be an unlawful current user of a controlled substance even though the substance is not being used at the precise time the person seeks to acquire a firearm or receives or possesses a firearm. An inference of current use may be drawn from evidence of a recent use or possession of a controlled substance or a pattern of use or possession that reasonably covers the present time, e.g., a conviction for use or possession of a controlled substance within the past year; multiple arrests for such offenses within the past 5 years if the most recent arrest occurred within the past year; or persons found through a drug test to use a controlled substance unlawfully, provided that the test was administered within the past year. For a current or former member of the Armed Forces, an inference of current use may be drawn from recent disciplinary or other administrative action based on confirmed drug use, e.g., court-martial conviction, nonjudicial punishment, or an administrative discharge based on drug use or drug rehabilitation failure.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Unserviceable firearm.</inline> A firearm which is incapable of discharging a shot by means of an explosive and is incapable of being readily restored to a firing condition.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">U.S.C.</inline> The United States Code.</p> </content> </paragraph> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t5/s552/a">5 U.S.C. 552(a)</ref>, <ref href="/us/stat/80/383">80 Stat. 383</ref>, as amended; <ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–48, <ref href="/us/fr/43/13536">43 FR 13536</ref>, <date date="1978-03-31">Mar. 31, 1978</date>; <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28">Sept. 28, 1979</date>]</source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">For <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register</inline> citations affecting <ref href="/us/cfr/t27/s478.11">§ 478.11</ref>, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">www.fdsys.gov.</inline> </p> </editorialNote> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spC"><?page num="29"?> <num value="C" style="-uslm-sgm:HED">Subpart C—</num> <heading style="-uslm-sgm:HED">Administrative and Miscellaneous Provisions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.21"> <num value="478.21" style="-uslm-sgm:SECTNO">§ 478.21</num> <heading style="-uslm-sgm:SUBJECT">Forms prescribed.</heading> <paragraph identifier="/us/cfr/t27/s478.21/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The Director is authorized to prescribe all forms required by this part. All of the information called for in each form shall be furnished as indicated by the headings on the form and the instructions on or pertaining to the form. In addition, information called for in each form shall be furnished as required by this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.21/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Requests for forms should be submitted to the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or made by calling (202) 648–6420.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t5/s552/a">5 U.S.C. 552(a)</ref>; <ref href="/us/stat/80/383">80 Stat. 383</ref>, as amended)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–92, <ref href="/us/fr/46/46915">46 FR 46915</ref>, <date date="1981-09-23">Sept. 23, 1981</date>, as amended by T.D. ATF–249, <ref href="/us/fr/52/5962">52 FR 5962</ref>, <date date="1987-02-27" role="amended">Feb. 27, 1987</date>; T.D. ATF–270, <ref href="/us/fr/53/10492">53 FR 10492</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. 372, <ref href="/us/fr/61/20724">61 FR 20724</ref>, <date date="1996-05-08" role="amended">May 8, 1996</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.22"> <num value="478.22" style="-uslm-sgm:SECTNO">§ 478.22</num> <heading style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements.</heading> <paragraph identifier="/us/cfr/t27/s478.22/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Alternate methods or procedures.</heading> <chapeau> The licensee, on specific approval by the Director as provided in this paragraph, may use an alternate method or procedure in lieu of a method or procedure specifically prescribed in this part. The Director may approve an alternate method or procedure, subject to stated conditions, when it is found that:</chapeau> <paragraph identifier="/us/cfr/t27/s478.22/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Good cause is shown for the use of the alternate method or procedure;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.22/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The alternate method or procedure is within the purpose of, and consistent with the effect intended by, the specifically prescribed method or procedure and that the alternate method or procedure is substantially equivalent to that specifically prescribed method or procedure; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.22/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The alternate method or procedure will not be contrary to any provision of law and will not result in an increase in cost to the Government or hinder the effective administration of this part. Where the licensee desires to employ an alternate method or procedure, a written application shall be submitted to the appropriate Director of Industry Operations, for transmittal to the Director. The application shall specifically describe the proposed alternate method or procedure and shall set forth the reasons for it. Alternate methods or procedures may not be employed until the application is approved by the Director. The licensee shall, during the period of authorization of an alternate method or procedure, comply with the terms of the approved application. Authorization of any alternate method or procedure may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the authorization.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.22/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Emergency variations from requirements.</heading> <content> The Director may approve a method of operation other than as specified in this part, where it is found that an emergency exists and the proposed variation from the specified requirements are necessary and the proposed variations (1) will not hinder the effective administration of this part, and (2) will not be contrary to any provisions of law. Variations from requirements granted under this paragraph are conditioned on compliance with the procedures, conditions, and limitations set forth in the approval of the application. Failure to comply in good faith with the procedures, conditions, and limitations shall automatically terminate the authority for the variations, and the licensee shall fully comply with the prescribed requirements of regulations from which the variations were authorized. Authority for any variation may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the variation. Where the licensee desires to employ an emergency variation, a written application shall be submitted to the appropriate Director of Industry Operations for transmittal to the Director. The application shall describe the proposed variation and set forth the reasons for it. Variations may not be employed until the application is approved.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.22/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Retention of approved variations.</heading> <content> The licensee shall retain, as part of the <?page num="30"?>licensee's records, available for examination by ATF officers, any application approved by the Director under this section.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10492">53 FR 10492</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.23"> <num value="478.23" style="-uslm-sgm:SECTNO">§ 478.23</num> <heading style="-uslm-sgm:SUBJECT">Right of entry and examination.</heading> <paragraph identifier="/us/cfr/t27/s478.23/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Except as provided in paragraph (b), any ATF officer, when there is reasonable cause to believe a violation of the Act has occurred and that evidence of the violation may be found on the premises of any licensed manufacturer, licensed importer, licensed dealer, or licensed collector, may, upon demonstrating such cause before a Federal magistrate and obtaining from the magistrate a warrant authorizing entry, enter during business hours (or, in the case of a licensed collector, the hours of operation) the premises, including places of storage, of any such licensee for the purpose of inspecting or examining:</chapeau> <paragraph identifier="/us/cfr/t27/s478.23/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Any records or documents required to be kept by such licensee under this part and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Any inventory of firearms or ammunition kept or stored by any licensed manufacturer, licensed importer, or licensed dealer at such premises or any firearms curios or relics or ammunition kept or stored by any licensed collector at such premises.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Any ATF officer, without having reasonable cause to believe a violation of the Act has occurred or that evidence of the violation may be found and without demonstrating such cause before a Federal magistrate or obtaining from the magistrate a warrant authorizing entry, may enter during business hours the premises, including places of storage, of any licensed manufacturer, licensed importer, or licensed dealer for the purpose of inspecting or examining the records, documents, ammunition and firearms referred to in paragraph (a) of this section:</chapeau> <paragraph identifier="/us/cfr/t27/s478.23/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In the course of a reasonable inquiry during the course of a criminal investigation of a person or persons other than the licensee,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> For insuring compliance with the recordkeeping requirements of this part:</chapeau> <paragraph identifier="/us/cfr/t27/s478.23/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Not more than once during any 12-month period, or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> At any time with respect to records relating to a firearm involved in a criminal investigation that is traced to the licensee, or</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> When such inspection or examination may be required for determining the disposition of one or more particular firearms in the course of a bona fide criminal investigation.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Any ATF officer, without having reasonable cause to believe a violation of the Act has occurred or that evidence of the violation may be found and without demonstrating such cause before a Federal magistrate or obtaining from the magistrate a warrant authorizing entry, may enter during hours of operation the premises, including places of storage, of any licensed collector for the purpose of inspecting or examining the records, documents, firearms, and ammunition referred to in paragraph (a) of this section (1) for ensuring compliance with the recordkeeping requirements of this part not more than once during any 12-month period or (2) when such inspection or examination may be required for determining the disposition of one or more particular firearms in the course of a bona fide criminal investigation. At the election of the licensed collector, the annual inspection permitted by this paragraph shall be performed at the ATF office responsible for conducting such inspection in closest proximity to the collectors premises.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.23/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The inspections and examinations provided by this section do not authorize an ATF officer to seize any records or documents other than those records or documents constituting material evidence of a violation of law. If an ATF officer seizes such records or documents, copies shall be provided the licensee within a reasonable time.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10492">53 FR 10492</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17450">60 FR 17450</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.24"> <num value="478.24" style="-uslm-sgm:SECTNO">§ 478.24</num> <heading style="-uslm-sgm:SUBJECT">Compilation of State laws and published ordinances.</heading> <paragraph identifier="/us/cfr/t27/s478.24/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The Director shall annually revise and furnish Federal firearms licensees with a compilation of State laws and <?page num="31"?>published ordinances which are relevant to the enforcement of this part. The Director annually revises the compilation and publishes it as “State Laws and Published Ordinances—Firearms” which is furnished free of charge to licensees under this part. Where the compilation has previously been furnished to licensees, the Director need only furnish amendments of the relevant laws and ordinances to such licensees.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.24/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> “State Laws and Published Ordinances—Firearms” is incorporated by reference in this part. It is ATF Publication 5300.5, revised yearly. The current edition is available from the Superintendent of Documents, U.S. Government Printing Office, Washington, DC 20402. It is also available for inspection at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202–741–6030, or go to: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</inline> This incorporation by reference was approved by the Director of the Federal Register.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10493">53 FR 10493</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by <ref href="/us/fr/69/18803">69 FR 18803</ref>, <date date="2004-04-09" role="amended">Apr. 9, 2004</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.25"> <num value="478.25" style="-uslm-sgm:SECTNO">§ 478.25</num> <heading style="-uslm-sgm:SUBJECT">Disclosure of information.</heading> <content> <p style="-uslm-sgm:P">The Director of Industry Operations may make available to any Federal, State or local law enforcement agency any information which is obtained by reason of the provisions of the Act with respect to the identification of persons prohibited from purchasing or receiving firearms or ammunition who have purchased or received firearms or ammunition, together with a description of such firearms or ammunition. Upon the request of any Federal, State or local law enforcement agency, the Director of Industry Operations may provide such agency any information contained in the records required to be maintained by the Act or this part.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10493">53 FR 10493</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.25"> <num value="478.25" style="-uslm-sgm:SECTNO">§ 478.25a</num> <heading style="-uslm-sgm:SUBJECT">Responses to requests for information.</heading> <content> <p style="-uslm-sgm:P">Each licensee shall respond immediately to, and in no event later than 24 hours after the receipt of, a request by an ATF officer at the National Tracing Center for information contained in the records required to be kept by this part for determining the disposition of one or more firearms in the course of a bona fide criminal investigation. The requested information shall be provided orally to the ATF officer within the 24-hour period. Verification of the identity and employment of National Tracing Center personnel requesting information may be established at the time the requested information is provided by telephoning the toll-free number 1–800–788–7132 or using the toll-free facsimile (FAX) number 1–800–788–7133.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17451">60 FR 17451</ref>, <date date="1996-04-06">Apr. 6, 1996</date>, as amended by T.D. ATF–396, <ref href="/us/fr/63/12646">63 FR 12646</ref>, <date date="1998-03-16" role="amended">Mar. 16, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.26"> <num value="478.26" style="-uslm-sgm:SECTNO">§ 478.26</num> <heading style="-uslm-sgm:SUBJECT">Curio and relic determination.</heading> <content> <p style="-uslm-sgm:P">Any person who desires to obtain a determination whether a particular firearm is a curio or relic shall submit a written request, in duplicate, for a ruling thereon to the Director. Each such request shall be executed under the penalties of perjury and shall contain a complete and accurate description of the firearm, and such photographs, diagrams, or drawings as may be necessary to enable the Director to make a determination. The Director may require the submission of the firearm for examination and evaluation. If the submission of the firearm is impractical, the person requesting the determination shall so advise the Director and designate the place where the firearm will be available for examination and evaluation.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10493">53 FR 10493</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.27"> <num value="478.27" style="-uslm-sgm:SECTNO">§ 478.27</num> <heading style="-uslm-sgm:SUBJECT">Destructive device determination.</heading> <content style="-uslm-sgm:P">The Director shall determine in accordance with <ref href="/us/usc/t18/s921/a/4">18 U.S.C. 921(a)(4)</ref> whether a device is excluded from the definition of a destructive device. A person who desires to obtain a determination under that provision of law for any device which he believes is not likely to be used as a weapon shall submit a <?page num="32"?>written request, in triplicate, for a ruling thereon to the Director. Each such request shall be executed under the penalties of perjury and contain a complete and accurate description of the device, the name and address of the manufacturer or importer thereof, the purpose of and use for which it is intended, and such photographs, diagrams, or drawings as may be necessary to enable the Director to make his determination. The Director may require the submission to him, of a sample of such device for examination and evaluation. If the submission of such device is impracticable, the person requesting the ruling shall so advise the Director and designate the place where the device will be available for examination and evaluation. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.28"> <num value="478.28" style="-uslm-sgm:SECTNO">§ 478.28</num> <heading style="-uslm-sgm:SUBJECT">Transportation of destructive devices and certain firearms.</heading> <paragraph identifier="/us/cfr/t27/s478.28/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> The Director may authorize a person to transport in interstate or foreign commerce any destructive device, machine gun, short-barreled shotgun, or short-barreled rifle, if he finds that such transportation is reasonably necessary and is consistent with public safety and applicable State and local law. A person who desires to transport in interstate or foreign commerce any such device or weapon shall submit a written request so to do, in duplicate, to the Director. The request shall contain:</chapeau> <paragraph identifier="/us/cfr/t27/s478.28/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A complete description and identification of the device or weapon to be transported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A statement whether such transportation involves a transfer of title;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The need for such transportation;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The approximate date such transportation is to take place;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The present location of such device or weapon and the place to which it is to be transported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> The mode of transportation to be used (including, if by common or contract carrier, the name and address of such carrier); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/a/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Evidence that the transportation or possession of such device or weapon is not inconsistent with the laws at the place of destination.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> No person shall transport any destructive device, machine gun, short-barreled shotgun, or short-barreled rifle in interstate or foreign commerce under the provisions of this section until he has received specific authorization so to do from the Director. Authorization granted under this section does not carry or import relief from any other statutory or regulatory provision relating to firearms.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.28/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> This section shall not be construed as requiring licensees to obtain authorization to transport destructive devices, machine guns, short-barreled shotguns, and short-barreled rifles in interstate or foreign commerce: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That in the case of a licensed importer, licensed manufacturer, or licensed dealer, such a licensee is qualified under the National Firearms Act (see also Part 479 of this chapter) and this part to engage in the business with respect to the device or weapon to be transported, and that in the case of a licensed collector, the device or weapon to be transported is a curio or relic.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16385">40 FR 16385</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–138, <ref href="/us/fr/48/35399">48 FR 35399</ref>, <date date="1983-08-04" role="amended">Aug. 4, 1983</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.29"> <num value="478.29" style="-uslm-sgm:SECTNO">§ 478.29</num> <heading style="-uslm-sgm:SUBJECT">Out-of-State acquisition of firearms by nonlicensees.</heading> <chapeau style="-uslm-sgm:P">No person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, shall transport into or receive in the State where the person resides (or if a corporation or other business entity, where it maintains a place of business) any firearm purchased or otherwise obtained by such person outside that State: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this section:</chapeau> <paragraph identifier="/us/cfr/t27/s478.29/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Shall not preclude any person who lawfully acquires a firearm by bequest or intestate succession in a State other than his State of residence from transporting the firearm into or receiving it in that State, if it is lawful for such person to purchase or possess such firearm in that State,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.29/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Shall not apply to the transportation or receipt of a rifle or shotgun obtained from a licensed manufacturer, licensed importer, licensed dealer, or licensed collector in a State other than the transferee's State of residence in an over-the-counter transaction at the licensee's premises obtained in conformity with the provisions of <ref href="/us/cfr/t27/s478.96/c">§ 478.96(c)</ref> and <?page num="33"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.29/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Shall not apply to the transportation or receipt of a firearm obtained in conformity with the provisions of <ref href="/us/cfr/t27/s478.30">§§ 478.30</ref> and 478.97.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10493">53 FR 10493</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.29"> <num value="478.29" style="-uslm-sgm:SECTNO">§ 478.29a</num> <heading style="-uslm-sgm:SUBJECT">Acquisition of firearms by nonresidents.</heading> <content> <p style="-uslm-sgm:P">No person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, who does not reside in any State shall receive any firearms unless such receipt is for lawful sporting purposes.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17451">60 FR 17451</ref>, <date date="1995-04-06">Apr. 6, 1995</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.30"> <num value="478.30" style="-uslm-sgm:SECTNO">§ 478.30</num> <heading style="-uslm-sgm:SUBJECT">Out-of-State disposition of firearms by nonlicensees.</heading> <chapeau style="-uslm-sgm:P">No nonlicensee shall transfer, sell, trade, give, transport, or deliver any firearm to any other nonlicensee, who the transferor knows or has reasonable cause to believe does not reside in (or if the person is a corporation or other business entity, does not maintain a place of business in) the State in which the transferor resides: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this section:</chapeau> <paragraph identifier="/us/cfr/t27/s478.30/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> shall not apply to the transfer, transportation, or delivery of a firearm made to carry out a bequest of a firearm to, or any acquisition by intestate succession of a firearm by, a person who is permitted to acquire or possess a firearm under the laws of the State of his residence; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.30/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> shall not apply to the loan or rental of a firearm to any person for temporary use for lawful sporting purposes.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–313, <ref href="/us/fr/56/32508">56 FR 32508</ref>, <date date="1991-07-17">July 17, 1991</date>; <ref href="/us/fr/57/1205">57 FR 1205</ref>, <date date="1992-01-10">Jan. 10, 1992</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.31"> <num value="478.31" style="-uslm-sgm:SECTNO">§ 478.31</num> <heading style="-uslm-sgm:SUBJECT">Delivery by common or contract carrier.</heading> <paragraph identifier="/us/cfr/t27/s478.31/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No person shall knowingly deliver or cause to be delivered to any common or contract carrier for transportation or shipment in interstate or foreign commerce to any person other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, any package or other container in which there is any firearm or ammunition without written notice to the carrier that such firearm or ammunition is being transported or shipped: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That any passenger who owns or legally possesses a firearm or ammunition being transported aboard any common or contract carrier for movement with the passenger in interstate or foreign commerce may deliver said firearm or ammunition into the custody of the pilot, captain, conductor or operator of such common or contract carrier for the duration of that trip without violating any provision of this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.31/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> No common or contract carrier shall require or cause any label, tag, or other written notice to be placed on the outside of any package, luggage, or other container indicating that such package, luggage, or other container contains a firearm.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.31/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> No common or contract carrier shall transport or deliver in interstate or foreign commerce any firearm or ammunition with knowledge or reasonable cause to believe that the shipment, transportation, or receipt thereof would be in violation of any provision of this part: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided, however,</inline> That the provisions of this paragraph shall not apply in respect to the transportation of firearms or ammunition in in-bond shipment under Customs laws and regulations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.31/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> No common or contract carrier shall knowingly deliver in interstate or foreign commerce any firearm without obtaining written acknowledgement of receipt from the recipient of the package or other container in which there is a firearm: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That this paragraph shall not apply with respect to the return of a firearm to a passenger who places firearms in the carrier's custody for the duration of the trip.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16385">40 FR 16385</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–354, <ref href="/us/fr/59/7112">59 FR 7112</ref>, <date date="1994-02-14" role="amended">Feb. 14, 1994</date>; T.D. ATF–361, <ref href="/us/fr/60/10786">60 FR 10786</ref>, <date date="1995-02-27" role="amended">Feb. 27, 1995</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.32"> <num value="478.32" style="-uslm-sgm:SECTNO">§ 478.32</num> <heading style="-uslm-sgm:SUBJECT">Prohibited shipment, transportation, possession, or receipt of firearms and ammunition by certain persons.</heading> <paragraph identifier="/us/cfr/t27/s478.32/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> No person may ship or transport any firearm or ammunition in interstate or foreign commerce, or receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce, or possess any firearm or ammunition in or affecting commerce, who: <?page num="34"?></chapeau> <paragraph identifier="/us/cfr/t27/s478.32/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Has been convicted in any court of a crime punishable by imprisonment for a term exceeding 1 year,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is a fugitive from justice,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is an unlawful user of or addicted to any controlled substance (as defined in section 102 of the Controlled Substances Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>),</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Has been adjudicated as a mental defective or has been committed to a mental institution,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <chapeau> Being an alien—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/a/5/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is illegally or unlawfully in the United States; or </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/5/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Except as provided in paragraph (f) of this section, has been admitted to the United States under a nonimmigrant visa: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph (a)(5)(ii) do not apply to any alien who has been lawfully admitted to the United States under a nonimmigrant visa, if that alien is—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/a/5/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> Admitted to the United States for lawful hunting or sporting purposes or is in possession of a hunting license or permit lawfully issued in the United States; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/5/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> An official representative of a foreign government who is either accredited to the United States Government or the Government's mission to an international organization having its headquarters in the United States or is en route to or from another country to which that alien is accredited. This exception only applies if the firearm or ammunition is shipped, transported, possessed, or received in the representative's official capacity; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/5/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> An official of a foreign government or a distinguished foreign visitor who has been so designated by the Department of State. This exception only applies if the firearm or ammunition is shipped, transported, possessed, or received in the official's or visitor's official capacity, except if the visitor is a private individual who does not have an official capacity; or </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/5/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> A foreign law enforcement officer of a friendly foreign government entering the United States on official law enforcement business, </content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Has been discharged from the Armed Forces under dishonorable conditions,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Having been a citizen of the United States, has renounced citizenship,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <chapeau> Is subject to a court order that—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/a/8/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Was issued after a hearing of which such person received actual notice, and at which such person had an opportunity to participate;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/8/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/8/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <paragraph identifier="/us/cfr/t27/s478.32/a/8/iii/A" class="inline"> <num value="A">(A)</num> <content> Includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/8/iii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> By its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury, or</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/a/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> Has been convicted of a misdemeanor crime of domestic violence.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> No person who is under indictment for a crime punishable by imprisonment for a term exceeding one year may ship or transport any firearm or ammunition in interstate or foreign commerce or receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Any individual, who to that individual's knowledge and while being employed by any person described in paragraph (a) of this section, may not in the course of such employment receive, possess, or transport any firearm or ammunition in commerce or affecting commerce or receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> No person may sell or otherwise dispose of any firearm or ammunition to any person knowing or having reasonable cause to believe that such person:</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is under indictment for, or has been convicted in any court of, a crime punishable by imprisonment for a term exceeding 1 year,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is a fugitive from justice, <?page num="35"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is an unlawful user of or addicted to any controlled substance (as defined in section 102 of the Controlled Substances Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>),</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Has been adjudicated as a mental defective or has been committed to a mental institution,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <chapeau> Being an alien—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/d/5/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is illegally or unlawfully in the United States; or </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/5/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Except as provided in paragraph (f) of this section, has been admitted to the United States under a nonimmigrant visa: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph (d)(5)(ii) do not apply to any alien who has been lawfully admitted to the United States under a nonimmigrant visa, if that alien is—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/d/5/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> Admitted to the United States for lawful hunting or sporting purposes or is in possession of a hunting license or permit lawfully issued in the United States; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/5/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> An official representative of a foreign government who is either accredited to the United States Government or the Government's mission to an international organization having its headquarters in the United States or en route to or from another country to which that alien is accredited. This exception only applies if the firearm or ammunition is shipped, transported, possessed, or received in the representative's official capacity; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/5/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> An official of a foreign government or a distinguished foreign visitor who has been so designated by the Department of State. This exception only applies if the firearm or ammunition is shipped, transported, possessed, or received in the official's or visitor's official capacity, except if the visitor is a private individual who does not have an official capacity; or </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/5/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> A foreign law enforcement officer of a friendly foreign government entering the United States on official law enforcement business, </content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Has been discharged from the Armed Forces under dishonorable conditions,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Having been a citizen of the United States, has renounced citizenship,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <chapeau> Is subject to a court order that restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph shall only apply to a court order that—</chapeau> <paragraph identifier="/us/cfr/t27/s478.32/d/8/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Was issued after a hearing of which such person received actual notice, and at which such person had the opportunity to participate; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/8/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <paragraph identifier="/us/cfr/t27/s478.32/d/8/ii/A" class="inline"> <num value="A">(A)</num> <content> Includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/8/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> By its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury, or</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/d/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> Has been convicted of a misdemeanor crime of domestic violence.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> The actual notice required by paragraphs (a)(8)(i) and (d)(8)(i) of this section is notice expressly and actually given, and brought home to the party directly, including service of process personally served on the party and service by mail. Actual notice also includes proof of facts and circumstances that raise the inference that the party received notice including, but not limited to, proof that notice was left at the party's dwelling house or usual place of abode with some person of suitable age and discretion residing therein; or proof that the party signed a return receipt for a hearing notice which had been mailed to the party. It does not include notice published in a newspaper.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.32/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> Pursuant to <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>, any individual who has been admitted to the United States under a nonimmigrant visa may receive a waiver from the prohibition contained in paragraph (a)(5)(ii) of this section if the Attorney General approves a petition for the waiver.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10493">53 FR 10493</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17451">60 FR 17451</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–391, <ref href="/us/fr/62/34639">62 FR 34639</ref>, <date date="1997-06-27" role="amended">June 27, 1997</date>; T.D. ATF–401, <ref href="/us/fr/63/35522">63 FR 35522</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>; T.D. ATF–471, <ref href="/us/fr/67/5425">67 FR 5425</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>; T.D. ATF–24F, <ref href="/us/fr/77/33629">77 FR 33629</ref>, <date date="2012-06-07" role="amended">June 7, 2012</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.33"><?page num="36"?> <num value="478.33" style="-uslm-sgm:SECTNO">§ 478.33</num> <heading style="-uslm-sgm:SUBJECT">Stolen firearms and ammunition.</heading> <content> <p style="-uslm-sgm:P">No person shall transport or ship in interstate or foreign commerce any stolen firearm or stolen ammunition knowing or having reasonable cause to believe that the firearm or ammunition was stolen, and no person shall receive, possess, conceal, store, barter, sell, or dispose of any stolen firearm or stolen ammunition, or pledge or accept as security for a loan any stolen firearm or stolen ammunition, which is moving as, which is a part of, which constitutes, or which has been shipped or transported in, interstate or foreign commerce, either before or after it was stolen, knowing or having reasonable cause to believe that the firearm or ammunition was stolen.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17451">60 FR 17451</ref>, <date date="1995-04-06">Apr. 6, 1995</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.33"> <num value="478.33" style="-uslm-sgm:SECTNO">§ 478.33a</num> <heading style="-uslm-sgm:SUBJECT">Theft of firearms.</heading> <content> <p style="-uslm-sgm:P">No person shall steal or unlawfully take or carry away from the person or the premises of a person who is licensed to engage in the business of importing, manufacturing, or dealing in firearms, any firearm in the licensee's business inventory that has been shipped or transported in interstate or foreign commerce.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–354, <ref href="/us/fr/59/7112">59 FR 7112</ref>, <date date="1994-02-14">Feb. 14, 1994</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.34"> <num value="478.34" style="-uslm-sgm:SECTNO">§ 478.34</num> <heading style="-uslm-sgm:SUBJECT">Removed, obliterated, or altered serial number.</heading> <content> <p style="-uslm-sgm:P">No person shall knowingly transport, ship, or receive in interstate or foreign commerce any firearm which has had the importer's or manufacturer's serial number removed, obliterated, or altered, or possess or receive any firearm which has had the importer's or manufacturer's serial number removed, obliterated, or altered and has, at any time, been shipped or transported in interstate or foreign commerce.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–313, <ref href="/us/fr/56/32508">56 FR 32508</ref>, <date date="1991-07-17">July 17, 1991</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.35"> <num value="478.35" style="-uslm-sgm:SECTNO">§ 478.35</num> <heading style="-uslm-sgm:SUBJECT">Skeet, trap, target, and similar shooting activities.</heading> <content style="-uslm-sgm:P">Licensing and recordkeeping requirements, including permissible alternate records, for skeet, trap, target, and similar organized activities shall be determined by the Director of Industry Operations on a case by case basis. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.36"> <num value="478.36" style="-uslm-sgm:SECTNO">§ 478.36</num> <heading style="-uslm-sgm:SUBJECT">Transfer or possession of machine guns.</heading> <chapeau style="-uslm-sgm:P">No person shall transfer or possess a machine gun except:</chapeau> <paragraph identifier="/us/cfr/t27/s478.36/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A transfer to or by, or possession by or under the authority of, the United States, or any department or agency thereof, or a State, or a department, agency, or political subdivision thereof. (See Part 479 of this chapter); or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.36/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any lawful transfer or lawful possession of a machine gun that was lawfully possessed before <date date="1986-05-19">May 19, 1986</date> (See Part 479 of this chapter).</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.37"> <num value="478.37" style="-uslm-sgm:SECTNO">§ 478.37</num> <heading style="-uslm-sgm:SUBJECT">Manufacture, importation and sale of armor piercing ammunition.</heading> <chapeau style="-uslm-sgm:P">No person shall manufacture or import, and no manufacturer or importer shall sell or deliver, armor piercing ammunition, except:</chapeau> <paragraph identifier="/us/cfr/t27/s478.37/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The manufacture or importation, or the sale or delivery by any manufacturer or importer, of armor piercing ammunition for the use of the United States or any department or agency thereof or any State or any department, agency or political subdivision thereof;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.37/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The manufacture, or the sale or delivery by a manufacturer or importer, of armor piercing ammunition for the purpose of exportation; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.37/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The sale or delivery by a manufacturer or importer of armor piercing ammunition for the purposes of testing or experimentation as authorized by the Director under the provisions of <ref href="/us/cfr/t27/s478.149">§ 478.149</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.38"> <num value="478.38" style="-uslm-sgm:SECTNO">§ 478.38</num> <heading style="-uslm-sgm:SUBJECT">Transportation of firearms.</heading> <content> <p style="-uslm-sgm:P">Notwithstanding any other provision of any law or any rule or regulation of a State or any political subdivision thereof, any person who is not otherwise prohibited by this chapter from transporting, shipping, or receiving a firearm shall be entitled to transport a firearm for any lawful purpose from any place where such person may lawfully possess and carry such firearm to any other place where such person may lawfully possess and carry such firearm <?page num="37"?>if, during such transportation the firearm is unloaded, and neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That in the case of a vehicle without a compartment separate from the driver's compartment the firearm or ammunition shall be contained in a locked container other than the glove compartment or console.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.39"> <num value="478.39" style="-uslm-sgm:SECTNO">§ 478.39</num> <heading style="-uslm-sgm:SUBJECT">Assembly of semiautomatic rifles or shotguns.</heading> <paragraph identifier="/us/cfr/t27/s478.39/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No person shall assemble a semiautomatic rifle or any shotgun using more than 10 of the imported parts listed in paragraph (c) of this section if the assembled firearm is prohibited from importation under section 925(d)(3) as not being particularly suitable for or readily adaptable to sporting purposes.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The provisions of this section shall not apply to:</chapeau> <paragraph identifier="/us/cfr/t27/s478.39/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The assembly of such rifle or shotgun for sale or distribution by a licensed manufacturer to the United States or any department or agency thereof or to any State or any department, agency, or political subdivision thereof; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The assembly of such rifle or shotgun for the purposes of testing or experimentation authorized by the Director under the provisions of <ref href="/us/cfr/t27/s478.151">§ 478.151</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The repair of any rifle or shotgun which had been imported into or assembled in the United States prior to <date date="1990-11-30">November 30, 1990</date>, or the replacement of any part of such firearm.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> For purposes of this section, the term <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">imported parts</inline> are:</p> <p style="-uslm-sgm:FP-1">(1) Frames, receivers, receiver castings, forgings or stampings</p> <p style="-uslm-sgm:FP-1">(2) Barrels</p> <p style="-uslm-sgm:FP-1">(3) Barrel extensions</p> <p style="-uslm-sgm:FP-1">(4) Mounting blocks (trunions)</p> <p style="-uslm-sgm:FP-1">(5) Muzzle attachments</p> <p style="-uslm-sgm:FP-1">(6) Bolts</p> <p style="-uslm-sgm:FP-1">(7) Bolt carriers</p> <p style="-uslm-sgm:FP-1">(8) Operating rods</p> <p style="-uslm-sgm:FP-1">(9) Gas pistons</p> <p style="-uslm-sgm:FP-1">(10) Trigger housings</p> <p style="-uslm-sgm:FP-1">(11) Triggers</p> <p style="-uslm-sgm:FP-1">(12) Hammers</p> <p style="-uslm-sgm:FP-1">(13) Sears</p> <p style="-uslm-sgm:FP-1">(14) Disconnectors</p> <p style="-uslm-sgm:FP-1">(15) Buttstocks</p> <p style="-uslm-sgm:FP-1">(16) Pistol grips</p> <p style="-uslm-sgm:FP-1">(17) Forearms, handguards</p> <p style="-uslm-sgm:FP-1">(18) Magazine bodies</p> <p style="-uslm-sgm:FP-1">(19) Followers</p> <p style="-uslm-sgm:FP-1">(20) Floorplates</p> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–346, <ref href="/us/fr/58/40589">58 FR 40589</ref>, <date date="1993-07-29">July 29, 1993</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.39"> <num value="478.39" style="-uslm-sgm:SECTNO">§ 478.39a</num> <heading style="-uslm-sgm:SUBJECT">Reporting theft or loss of firearms.</heading> <paragraph identifier="/us/cfr/t27/s478.39/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s478.39/a/1" class="inline"> <num value="1">(1)</num> <content> Each licensee shall report the theft or loss of a firearm from the licensee's inventory (including any firearm which has been transferred from the licensee's inventory to a personal collection and held as a personal firearm for at least 1 year), or from the collection of a licensed collector, within 48 hours after the theft or loss is discovered.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> When a firearm is stolen or lost in transit on a common or contract carrier (which for purposes of this paragraph includes the U.S. Postal Service), it is considered stolen or lost from the transferor/sender licensee's inventory for reporting purposes. Therefore, the transferor/sender of the stolen or lost firearm shall report the theft or loss of the firearm within 48 hours after the transferor/sender discovers the theft or loss.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Each licensee shall report the theft or loss by telephoning ATF at 1–888–930–9275 (nationwide toll-free number), and by preparing and submitting to ATF a Federal Firearms Licensee Theft/Loss Report, ATF Form 3310.11, in accordance with the instructions on the form. The original of the report shall be retained by the licensee as part of the licensee's required records.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> When a licensee submits to ATF a Federal Firearms Licensee Theft/Loss Report, ATF Form 3310.11, for the theft or loss of a firearm registered under the National Firearms Act, this report also satisfies the notification requirement under <ref href="/us/cfr/t27/s479.141">§ 479.141</ref> of this chapter.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Theft or loss of any firearm shall also be reported to the appropriate local authorities. If the location of the theft or loss is known, the local law enforcement agency at that location would be the appropriate local authority. Otherwise, the report should be made to the local law enforcement authorities at the licensee's location or business premises. <?page num="38"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> Licensees shall reflect the theft or loss of a firearm as a disposition entry in the Record of Acquisition and Disposition required by subpart H of this part not later than 7 days following discovery of the theft or loss. The disposition entry shall record whether the incident is a theft or loss, the ATF-Issued Incident Number, and the Incident Number provided by the local law enforcement agency.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.39/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> Licensees who report the theft or loss of a firearm and later discover its whereabouts shall advise ATF at 1–888–930–9275 (nationwide toll-free number) that the firearm has been located, and shall re-enter the firearm in the Record of Acquisition and Disposition as an acquisition or disposition entry as appropriate. </content> </paragraph> <source style="-uslm-sgm:CITA">[ATF 40F, <ref href="/us/fr/81/1318">81 FR 1318</ref>, <date date="2016-01-12">Jan. 12, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.40"> <num value="478.40" style="-uslm-sgm:SECTNO">§ 478.40</num> <heading style="-uslm-sgm:SUBJECT">Manufacture, transfer, and possession of semiautomatic assault weapons.</heading> <paragraph identifier="/us/cfr/t27/s478.40/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Prohibition.</heading> <content> No person shall manufacture, transfer, or possess a semiautomatic assault weapon.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Exceptions.</heading> <chapeau> The provisions of paragraph (a) of this section shall not apply to:</chapeau> <paragraph identifier="/us/cfr/t27/s478.40/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The possession or transfer of any semiautomatic assault weapon otherwise lawfully possessed in the United States under Federal law on <date date="1994-09-13">September 13, 1994</date>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Any of the firearms, or replicas or duplicates of the firearms, specified in <ref href="/us/usc/t18/s922">18 U.S.C. 922</ref>, appendix A, as such firearms existed on <date date="1993-10-01">October 1, 1993</date>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <chapeau> Any firearm that—</chapeau> <paragraph identifier="/us/cfr/t27/s478.40/b/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is manually operated by bolt, pump, lever, or slide action;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Has been rendered permanently inoperable; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/3/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Is an antique firearm;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Any semiautomatic rifle that cannot accept a detachable magazine that holds more than 5 rounds of ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Any semiautomatic shotgun that cannot hold more than 5 rounds of ammunition in a fixed or detachable magazine;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> The manufacture for, transfer to, or possession by the United States or a department or agency of the United States or a State or a department, agency, or political subdivision of a State, or a transfer to or possession by a law enforcement officer employed by such an entity for purposes of law enforcement;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> The transfer to a licensee under title I of the Atomic Energy Act of 1954 (<ref href="/us/usc/t42/s2011">42 U.S.C. 2011</ref> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">et seq.</inline>) for purposes of establishing and maintaining an on-site physical protection system and security organization required by Federal law, or possession by an employee or contractor of such licensee on-site for such purposes or off-site for purposes of licensee-authorized training or transportation of nuclear materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> The possession, by an individual who is retired from service with a law enforcement agency and is not otherwise prohibited from receiving a firearm, of a semiautomatic assault weapon transferred to the individual by the agency upon such retirement;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> The manufacture, transfer, or possession of a semiautomatic assault weapon by a licensed manufacturer or licensed importer for the purposes of testing or experimentation as authorized by the Director under the provisions of <ref href="/us/cfr/t27/s478.153">§ 478.153</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/10" style="-uslm-sgm:P"> <num value="10">(10)</num> <content> The manufacture, transfer, or possession of a semiautomatic assault weapon by a licensed manufacturer, licensed importer, or licensed dealer for the purpose of exportation in compliance with the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Manufacture and dealing in semiautomatic assault weapons.</heading> <chapeau> Subject to compliance with the provisions of this part, licensed manufacturers and licensed dealers in semiautomatic assault weapons may manufacture and deal in such weapons manufactured after <date date="1994-09-13">September 13, 1994</date>: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> The licensee obtains evidence that the weapons will be disposed of in accordance with paragraph (b) of this section. Examples of acceptable evidence include the following:</chapeau> <paragraph identifier="/us/cfr/t27/s478.40/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Contracts between the manufacturer and dealers stating that the weapons may only be sold to law enforcement agencies, law enforcement officers, or other purchasers specified in paragraph (b) of this section;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Copies of purchase orders submitted to the manufacturer or dealer by law enforcement agencies or other <?page num="39"?>purchasers specified in paragraph (b) of this section;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Copies of letters submitted to the manufacturer or dealer by government agencies, law enforcement officers, or other purchasers specified in paragraph (b) of this section expressing an interest in purchasing the semiautomatic assault weapons;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Letters from dealers to the manufacturer stating that sales will only be made to law enforcement agencies, law enforcement officers, or other purchasers specified in paragraph (b) of this section; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> <p> Letters from law enforcement officers purchasing in accordance with paragraph (b)(6) of this section and <ref href="/us/cfr/t27/s478.132">§ 478.132</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (c) approved by the Office of Management and Budget under control number 1140–0041)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17451">60 FR 17451</ref>, <date date="1995-04-06">Apr. 6, 1995</date>], as amended by T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.40"> <num value="478.40" style="-uslm-sgm:SECTNO">§ 478.40a</num> <heading style="-uslm-sgm:SUBJECT">Transfer and possession of large capacity ammunition feeding devices.</heading> <paragraph identifier="/us/cfr/t27/s478.40/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Prohibition.</heading> <content> No person shall transfer or possess a large capacity ammunition feeding device.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Exceptions.</heading> <chapeau> The provisions of paragraph (a) of this section shall not apply to:</chapeau> <paragraph identifier="/us/cfr/t27/s478.40/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The possession or transfer of any large capacity ammunition feeding device otherwise lawfully possessed on <date date="1994-09-13">September 13, 1994</date>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The manufacture for, transfer to, or possession by the United States or a department or agency of the United States or a State or a department, agency, or political subdivision of a State, or a transfer to or possession by a law enforcement officer employed by such an entity for purposes of law enforcement;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The transfer to a licensee under title I of the Atomic Energy Act of 1954 for purposes of establishing and maintaining an on-site physical protection system and security organization required by Federal law, or possession by an employee or contractor of such licensee on-site for such purposes or off-site for purposes of licensee-authorized training or transportation of nuclear materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The possession, by an individual who is retired from service with a law enforcement agency and is not otherwise prohibited from receiving ammunition, of a large capacity ammunition feeding device transferred to the individual by the agency upon such retirement;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The manufacture, transfer, or possession of any large capacity ammunition feeding device by a manufacturer or importer for the purposes of testing or experimentation in accordance with <ref href="/us/cfr/t27/s478.153">§ 478.153</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> The manufacture, transfer, or possession of any large capacity ammunition feeding device by a manufacturer or importer for the purpose of exportation in accordance with the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Importation, manufacture, and dealing in large capacity ammunition feeding devices.</heading> <chapeau> Possession and transfer of large capacity ammunition feeding devices by persons who manufacture, import, or deal in such devices will be presumed to be lawful if such persons maintain evidence establishing that the devices are possessed and transferred for sale to purchasers specified in paragraph (b) of this section. Examples of acceptable evidence include the following:</chapeau> <paragraph identifier="/us/cfr/t27/s478.40/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Contracts between persons who import or manufacture such devices and persons who deal in such devices stating that the devices may only be sold to law enforcement agencies or other purchasers specified in paragraph (b) of this section;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Copies of purchase orders submitted to persons who manufacture, import, or deal in such devices by law enforcement agencies or other purchasers specified in paragraph (b) of this section;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Copies of letters submitted to persons who manufacture, import, or deal in such devices by government agencies or other purchasers specified in paragraph (b) of this section expressing an interest in purchasing the devices;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Letters from persons who deal in such devices to persons who import or manufacture such devices stating that sales will only be made to law enforcement agencies or other purchasers specified in paragraph (b) of this section; and <?page num="40"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.40/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> <p> Letters from law enforcement officers purchasing in accordance with paragraph (b)(2) of this section and <ref href="/us/cfr/t27/s478.132">§ 478.132</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (c) approved by the Office of Management and Budget under control number 1140–0041)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17452">60 FR 17452</ref>, <date date="1995-04-06">Apr. 6, 1995</date>, as amended by T.D. ATF–383, <ref href="/us/fr/61/39321">61 FR 39321</ref>, <date date="1996-07-29" role="amended">July 29, 1996</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spD"> <num value="D" style="-uslm-sgm:HED">Subpart D—</num> <heading style="-uslm-sgm:HED">Licenses </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.41"> <num value="478.41" style="-uslm-sgm:SECTNO">§ 478.41</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s478.41/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each person intending to engage in business as an importer or manufacturer of firearms or ammunition, or a dealer in firearms shall, before commencing such business, obtain the license required by this subpart for the business to be operated. Each person who desires to obtain a license as a collector of curios or relics may obtain such a license under the provisions of this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.41/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Each person intending to engage in business as a firearms or ammunition importer or manufacturer, or dealer in firearms shall file an application, with the required fee (see <ref href="/us/cfr/t27/s478.42">§ 478.42</ref>), with ATF in accordance with the instructions on the form (see <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>), and, pursuant to <ref href="/us/cfr/t27/s478.47">§ 478.47</ref>, receive the license required for such business from the Chief, Federal Firearms Licensing Center. Except as provided in <ref href="/us/cfr/t27/s478.50">§ 478.50</ref>, a license must be obtained for each business and each place at which the applicant is to do business. A license as an importer or manufacturer of firearms or ammunition, or a dealer in firearms shall, subject to the provisions of the Act and other applicable provisions of law, entitle the licensee to transport, ship, and receive firearms and ammunition covered by such license in interstate or foreign commerce and to engage in the business specified by the license, at the location described on the license, and for the period stated on the license. However, it shall not be necessary for a licensed importer or a licensed manufacturer to also obtain a dealer's license in order to engage in business on the licensed premises as a dealer in the same type of firearms authorized by the license to be imported or manufactured. Payment of the license fee as an importer or manufacturer of destructive devices, ammunition for destructive devices or armor piercing ammunition or as a dealer in destructive devices includes the privilege of importing or manufacturing firearms other than destructive devices and ammunition for other than destructive devices or ammunition other than armor piercing ammunition, or dealing in firearms other than destructive devices, as the case may be, by such a licensee at the licensed premises.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.41/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Each person seeking the privileges of a collector licensed under this part shall file an application, with the required fee (see <ref href="/us/cfr/t27/s478.42">§ 478.42</ref>), with ATF in accordance with the instructions on the form (see <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>), and pursuant to <ref href="/us/cfr/t27/s478.47">§ 478.47</ref>, receive from the Chief, Federal Firearms Licensing Center, the license covering the collection of curios and relics. A separate license may be obtained for each collection premises, and such license shall, subject to the provisions of the Act and other applicable provisions of law, entitle the licensee to transport, ship, receive, and acquire curios and relics in interstate or foreign commerce, and to make disposition of curios and relics in interstate or foreign commerce, to any other person licensed under the provisions of this part, for the period stated on the license.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.41/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The collector license provided by this part shall apply only to transactions related to a collector's activity in acquiring, holding or disposing of curios and relics. A collector's license does not authorize the collector to engage in a business required to be licensed under the Act or this part. Therefore, if the acquisitions and dispositions of curios and relics by a collector bring the collector within the definition of a manufacturer, importer, or dealer under this part, he shall qualify as such. (See also <ref href="/us/cfr/t27/s478.93">§ 478.93</ref> of this part.)</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.42"><?page num="41"?> <num value="478.42" style="-uslm-sgm:SECTNO">§ 478.42</num> <heading style="-uslm-sgm:SUBJECT">License fees.</heading> <chapeau style="-uslm-sgm:P">Each applicant shall pay a fee for obtaining a firearms license or ammunition license, a separate fee being required for each business or collecting activity at each place of such business or activity, as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s478.42/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> For a manufacturer:</chapeau> <paragraph identifier="/us/cfr/t27/s478.42/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Of destructive devices, ammunition for destructive devices or armor piercing ammunition—$1,000 per year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Of firearms other than destructive devices—$50 per year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Of ammunition for firearms other than ammunition for destructive devices or armor piercing ammunition—$10 per year.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> For an importer:</chapeau> <paragraph identifier="/us/cfr/t27/s478.42/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Of destructive devices, ammunition for destructive devices or armor piercing ammunition—$1,000 per year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Of firearms other than destructive devices or ammunition for firearms other than destructive devices or ammunition other than armor piercing ammunition—$50 per year.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> For a dealer:</chapeau> <paragraph identifier="/us/cfr/t27/s478.42/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In destructive devices—$1,000 per year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Who is not a dealer in destructive devices—$200 for 3 years, except that the fee for renewal of a valid license shall be $90 for 3 years.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.42/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> For a collector of curios and relics—$10 per year.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–354, <ref href="/us/fr/59/7112">59 FR 7112</ref>, <date date="1994-02-14" role="amended">Feb. 14, 1994</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.43"> <num value="478.43" style="-uslm-sgm:SECTNO">§ 478.43</num> <heading style="-uslm-sgm:SUBJECT">License fee not refundable.</heading> <content> <p style="-uslm-sgm:P">No refund of any part of the amount paid as a license fee shall be made where the operations of the licensee are, for any reason, discontinued during the period of an issued license. However, the license fee submitted with an application for a license shall be refunded if that application is denied or withdrawn by the applicant prior to being acted upon.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10494">53 FR 10494</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.44"> <num value="478.44" style="-uslm-sgm:SECTNO">§ 478.44</num> <heading style="-uslm-sgm:SUBJECT">Original license.</heading> <paragraph identifier="/us/cfr/t27/s478.44/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s478.44/a/1" class="inline"> <num value="1">(1)</num> <chapeau> Any person who intends to engage in business as a firearms or ammunition importer or manufacturer, or firearms dealer, or who has not previously been licensed under the provisions of this part to so engage in business, or who has not timely submitted an application for renewal of the previous license issued under this part, must file an application for license, ATF Form 7 (Firearms), in duplicate, with ATF in accordance with the instructions on the form. The application must: </chapeau> <paragraph identifier="/us/cfr/t27/s478.44/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s924">18 U.S.C. 924</ref>; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.44/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Include a photograph and fingerprints as required in the instructions on the form; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.44/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> If the applicant (including, in the case of a corporation, partnership, or association, any individual possessing, directly or indirectly, the power to direct or cause the direction of the management and policies of the corporation, partnership, or association) is an alien who has been admitted to the United States under a nonimmigrant visa, applicable documentation demonstrating that the alien falls within an exception specified in <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref> (e.g., a hunting license or permit lawfully issued in the United States) or has obtained a waiver as specified in <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.44/a/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Include the appropriate fee in the form of money order or check made payable to the “Bureau of Alcohol, Tobacco, Firearms, and Explosives”.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.44/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> ATF Form 7 may be obtained by contacting the ATF Distribution Center (See <ref href="/us/cfr/t27/s478.21">§ 478.21</ref>).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.44/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Any person who desires to obtain a license as a collector under the Act and this part, or who has not timely submitted an application for renewal of the previous license issued under this part, shall file an application, ATF Form 7CR (Curios and Relics), with ATF in accordance with the instructions on the form. If the applicant (including, in the case of a corporation, partnership, or association, any individual possessing, directly or indirectly, the power to direct or cause the direction of the management and policies of the corporation, partnership, or association) is an alien who has been admitted to the United States under a nonimmigrant visa, the application must include applicable documentation demonstrating that the alien falls within an exception specified in 18 <?page num="42"?>U.S.C. 922(y)(2) (e.g., a hunting license or permit lawfully issued in the United States) or has obtained a waiver as specified in <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>. The application must be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s924">18 U.S.C. 924</ref>. The application shall include the appropriate fee in the form of a money order or check made payable to the Bureau of Alcohol, Tobacco, Firearms, and Explosives. ATF Form 7CR (Curios and Relics) may be obtained by contacting the ATF Distribution Center (See <ref href="/us/cfr/t27/s478.21">§ 478.21</ref>).</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraphs (a) and (b) approved by the Office of Management and Budget under control number 1140–0060)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17453">60 FR 17453</ref>, <date date="1995-04-06">Apr. 6, 1995</date>, as amended by T.D. ATF–471, <ref href="/us/fr/67/5425">67 FR 5425</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>; T.D. ATF–11F, <ref href="/us/fr/73/57240">73 FR 57240</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF–24F, <ref href="/us/fr/77/33629">77 FR 33629</ref>, <date date="2012-06-07" role="amended">June 7, 2012</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.45"> <num value="478.45" style="-uslm-sgm:SECTNO">§ 478.45</num> <heading style="-uslm-sgm:SUBJECT">Renewal of license.</heading> <content> <p style="-uslm-sgm:P">If a licensee intends to continue the business or activity described on a license issued under this part during any portion of the ensuing year, the licensee shall, unless otherwise notified in writing by the Chief, Federal Firearms Licensing Center, execute and file with ATF prior to the expiration of the license an application for a license renewal, ATF Form 8 Part II, in accordance with the instructions on the form, and the required fee. If the applicant is an alien who has been admitted to the United States under a nonimmigrant visa, the application must include applicable documentation demonstrating that the alien falls within an exception specified in <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref> (e.g., a hunting license or permit lawfully issued in the United States) or has obtained a waiver as specified in <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>. The Chief, Federal Firearms Licensing Center may, in writing, require the applicant for license renewal to also file completed ATF Form 7 or ATF Form 7CR in the manner required by <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>. In the event the licensee does not timely file an ATF Form 8 Part II, the licensee must file an ATF Form 7 or ATF Form 7CR as required by <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>, and obtain the required license before continuing business or collecting activity. If an ATF Form 8 Part II is not timely received through the mails, the licensee should so notify the Chief, Federal Firearms Licensing Center.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0060)</note> <source style="-uslm-sgm:CITA">[ATF–11, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02">Oct. 2, 2008</date>, as amended by T.D. ATF–24F, <ref href="/us/fr/77/33629">77 FR 33629</ref>, <date date="2012-06-07" role="amended">June 7, 2012</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.46"> <num value="478.46" style="-uslm-sgm:SECTNO">§ 478.46</num> <heading style="-uslm-sgm:SUBJECT">Insufficient fee.</heading> <content> <p style="-uslm-sgm:P">If an application is filed with an insufficient fee, the application and any fee submitted will be returned to the applicant.</p> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–200, <ref href="/us/fr/50/10498">50 FR 10498</ref>, <date date="1985-03-15">Mar. 15, 1985</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.47"> <num value="478.47" style="-uslm-sgm:SECTNO">§ 478.47</num> <heading style="-uslm-sgm:SUBJECT">Issuance of license.</heading> <paragraph identifier="/us/cfr/t27/s478.47/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Upon receipt of a properly executed application for a license on ATF Form 7, ATF Form 7CR, or ATF Form 8 Part II, the Chief, Federal Firearms Licensing Center, shall, upon finding through further inquiry or investigation, or otherwise, that the applicant is qualified, issue the appropriate license. Each license shall bear a serial number and such number may be assigned to the licensee to whom issued for so long as the licensee maintains continuity of renewal in the same location (State).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The Chief, Federal Firearms Licensing Center, shall approve a properly executed application for license on ATF Form 7, ATF Form 7CR, or ATF Form 8 Part II, if:</chapeau> <paragraph identifier="/us/cfr/t27/s478.47/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The applicant is 21 years of age or over;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The applicant (including, in the case of a corporation, partnership, or association, any individual possessing, directly or indirectly, the power to direct or cause the direction of the management and policies of the corporation, partnership, or association) is not prohibited under the provisions of the Act from shipping or transporting in interstate or foreign commerce, or possessing in or affecting commerce, any firearm or ammunition, or from receiving any firearm or ammunition which has been shipped or transported in interstate or foreign commerce;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The applicant has not willfully violated any of the provisions of the Act or this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The applicant has not willfully failed to disclose any material information required, or has not made any <?page num="43"?>false statement as to any material fact, in connection with his application; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The applicant has in a State (i) premises from which he conducts business subject to license under the Act or from which he intends to conduct such business within a reasonable period of time, or (ii) in the case of a collector, premises from which he conducts his collecting subject to license under the Act or from which he intends to conduct such collecting within a reasonable period of time. </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The Chief, Federal Firearms Licensing Center, shall approve or the Director of Industry Operations shall deny an application for a license within the 60-day period beginning on the date the properly executed application was received: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That when an applicant for license renewal is a person who is, pursuant to the provisions of <ref href="/us/cfr/t27/s478.78">§ 478.78</ref>, <ref href="/us/cfr/t27/s478.143">§ 478.143</ref>, or <ref href="/us/cfr/t27/s478.144">§ 478.144</ref>, conducting business or collecting activity under a previously issued license, action regarding the application will be held in abeyance pending the completion of the proceedings against the applicant's existing license or license application, final determination of the applicant's criminal case, or final action by the Director on an application for relief submitted pursuant to <ref href="/us/cfr/t27/s478.144">§ 478.144</ref>, as the case may be.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.47/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> When the Director of Industry Operations or the Chief, Federal Firearms Licensing Center fails to act on an application for a license within the 60-day period prescribed by paragraph (c) of this section, the applicant may file an action under <ref href="/us/usc/t28/s1361">section 1361 of title 28, United States Code</ref>, to compel ATF to act upon the application.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–135, <ref href="/us/fr/48/24068">48 FR 24068</ref>, <date date="1983-05-31" role="amended">May 31, 1983</date>; T.D. ATF–241, <ref href="/us/fr/51/39619">51 FR 39619</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10495">53 FR 10495</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF–363, <ref href="/us/fr/60/17453">60 FR 17453</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.48"> <num value="478.48" style="-uslm-sgm:SECTNO">§ 478.48</num> <heading style="-uslm-sgm:SUBJECT">Correction of error on license.</heading> <paragraph identifier="/us/cfr/t27/s478.48/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Upon receipt of a license issued under the provisions of this part, each licensee shall examine same to ensure that the information contained thereon is accurate. If the license is incorrect, the licensee shall return the license to the Chief, Federal Firearms Licensing Center, with a statement showing the nature of the error. The Chief, Federal Firearms Licensing Center, shall correct the error, if the error was made in his office, and return the license. However, if the error resulted from information contained in the licensee's application for the license, the Chief, Federal Firearms Licensing Center, shall require the licensee to file an amended application setting forth the correct information and a statement explaining the error contained in the application. Upon receipt of the amended application and a satisfactory explanation of the error, the Chief, Federal Firearms Licensing Center, shall make the correction on the license and return same to the licensee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.48/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> When the Chief, Federal Firearms Licensing Center, finds through any means other than notice from the licensee that an incorrect license has been issued, the Chief, Federal Firearms Licensing Center, may require the holder of the incorrect license to (1) return the license for correction, and (2) if the error resulted from information contained in the licensee's application for the license, the Chief, Federal Firearms Licensing Center, shall require the licensee to file an amended application setting forth the correct information, and a statement explaining the error contained in the application. The Chief, Federal Firearms Licensing Center, then shall make the correction on the license and return same to the licensee.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.49"> <num value="478.49" style="-uslm-sgm:SECTNO">§ 478.49</num> <heading style="-uslm-sgm:SUBJECT">Duration of license.</heading> <content> <p style="-uslm-sgm:P">The license entitles the person to whom issued to engage in the business or activity specified on the license, within the limitations of the Act and the regulations contained in this part, for a three year period, unless terminated sooner.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10495">53 FR 10495</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.50"><?page num="44"?> <num value="478.50" style="-uslm-sgm:SECTNO">§ 478.50</num> <heading style="-uslm-sgm:SUBJECT">Locations covered by license.</heading> <chapeau style="-uslm-sgm:P">The license covers the class of business or the activity specified in the license at the address specified therein. A separate license must be obtained for each location at which a firearms or ammunition business or activity requiring a license under this part is conducted except:</chapeau> <paragraph identifier="/us/cfr/t27/s478.50/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No license is required to cover a separate warehouse used by the licensee solely for storage of firearms or ammunition if the records required by this part are maintained at the licensed premises served by such warehouse;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.50/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A licensed collector may acquire curios and relics at any location, and dispose of curios or relics to any licensee or to other persons who are residents of the State where the collector's license is held and the disposition is made;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.50/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> A licensee may conduct business at a gun show pursuant to the provision of <ref href="/us/cfr/t27/s478.100">§ 478.100</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.50/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> A licensed importer, manufacturer, or dealer may engage in the business of dealing in curio or relic firearms with another licensee at any location pursuant to the provisions of <ref href="/us/cfr/t27/s478.100">§ 478.100</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–191, <ref href="/us/fr/49/46890">49 FR 46890</ref>, <date date="1984-11-29">Nov. 29, 1984</date>, as amended by T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.51"> <num value="478.51" style="-uslm-sgm:SECTNO">§ 478.51</num> <heading style="-uslm-sgm:SUBJECT">License not transferable.</heading> <content style="-uslm-sgm:P">Licenses issued under this part are not transferable. In the event of the lease, sale, or other transfer of the operations authorized by the license, the successor must obtain the license required by this part prior to commencing such operations. However, for rules on right of succession, see <ref href="/us/cfr/t27/s478.56">§ 478.56</ref>. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.52"> <num value="478.52" style="-uslm-sgm:SECTNO">§ 478.52</num> <heading style="-uslm-sgm:SUBJECT">Change of address.</heading> <paragraph identifier="/us/cfr/t27/s478.52/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Licensees may during the term of their current license remove their business or activity to a new location at which they intend regularly to carry on such business or activity by filing an Application for an Amended Federal Firearms License, ATF Form 5300.38, in duplicate, not less than 30 days prior to such removal with the Chief, Federal Firearms Licensing Center. The ATF Form 5300.38 shall be completed in accordance with the instructions on the form. The application must be executed under the penalties of perjury and penalties imposed by <ref href="/us/usc/t18/s924">18 U.S.C. 924</ref>. The application shall be accompanied by the licensee's original license. The Chief, Federal Firearms Licensing Center Center, may, in writing, require the applicant for an amended license to also file completed ATF Form 7 or ATF Form 7CR, or portions thereof, in the manner required by <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.52/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Upon receipt of a properly executed application for an amended license, the Chief, Federal Firearms Licensing Center, shall, upon finding through further inquiry or investigation, or otherwise, that the applicant is qualified at the new location, issue the amended license, and return it to the applicant. The license shall be valid for the remainder of the term of the original license. The Chief, Federal Firearms Licensing Center, shall, if the applicant is not qualified, refer the application for amended license to the Director of Industry Operations for denial in accordance with <ref href="/us/cfr/t27/s478.71">§ 478.71</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0040)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17453">60 FR 17453</ref>, <date date="1995-04-06">Apr. 6, 1995</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.53"> <num value="478.53" style="-uslm-sgm:SECTNO">§ 478.53</num> <heading style="-uslm-sgm:SUBJECT">Change in trade name.</heading> <content> <p style="-uslm-sgm:P">A licensee continuing to conduct business at the location shown on his license is not required to obtain a new license by reason of a mere change in trade name under which he conducts his business: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That such licensee furnishes his license for endorsement of such change to the Chief, Federal Firearms Licensing Center within 30 days from the date the licensee begins his business under the new trade name.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–290, <ref href="/us/fr/54/53055">54 FR 53055</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.54"> <num value="478.54" style="-uslm-sgm:SECTNO">§ 478.54</num> <heading style="-uslm-sgm:SUBJECT">Change of control.</heading> <content> <p style="-uslm-sgm:P">In the case of a corporation or association holding a license under this part, if actual or legal control of the corporation or association changes, directly or indirectly, whether by reason <?page num="45"?>of change in stock ownership or control (in the licensed corporation or in any other corporation), by operations of law, or in any other manner, the licensee shall, within 30 days of such change, give written notification thereof, executed under the penalties of perjury, to the Chief, Federal Firearms Licensing Center. Upon expiration of the license, the corporation or association must file a Form 7 (Firearms) as required by <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.55"> <num value="478.55" style="-uslm-sgm:SECTNO">§ 478.55</num> <heading style="-uslm-sgm:SUBJECT">Continuing partnerships.</heading> <content style="-uslm-sgm:P">Where, under the laws of the particular State, the partnership is not terminated on death or insolvency of a partner, but continues until the winding up of the partnership affairs is completed, and the surviving partner has the exclusive right to the control and possession of the partnership assets for the purpose of liquidation and settlement, such surviving partner may continue to operate the business under the license of the partnership. If such surviving partner acquires the business on completion of the settlement of the partnership, he shall obtain a license in his own name from the date of acquisition, as provided in <ref href="/us/cfr/t27/s478.44">§ 478.44</ref>. The rule set forth in this section shall also apply where there is more than one surviving partner. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.56"> <num value="478.56" style="-uslm-sgm:SECTNO">§ 478.56</num> <heading style="-uslm-sgm:SUBJECT">Right of succession by certain persons.</heading> <paragraph identifier="/us/cfr/t27/s478.56/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Certain persons other than the licensee may secure the right to carry on the same firearms or ammunition business at the same address shown on, and for the remainder of the term of, a current license. Such persons are:</chapeau> <paragraph identifier="/us/cfr/t27/s478.56/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The surviving spouse or child, or executor, administrator, or other legal representative of a deceased licensee; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.56/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A receiver or trustee in bankruptcy, or an assignee for benefit of creditors.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.56/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> In order to secure the right provided by this section, the person or persons continuing the business shall furnish the license for that business for endorsement of such succession to the Chief, Federal Firearms Licensing Center, within 30 days from the date on which the successor begins to carry on the business.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–290, <ref href="/us/fr/54/53055">54 FR 53055</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.57"> <num value="478.57" style="-uslm-sgm:SECTNO">§ 478.57</num> <heading style="-uslm-sgm:SUBJECT">Discontinuance of business.</heading> <paragraph identifier="/us/cfr/t27/s478.57/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Where a firearm or ammunition business is either discontinued or succeeded by a new owner, the owner of the business discontinued or succeeded shall within 30 days thereof furnish to the Chief, Federal Firearms Licensing Center notification of the discontinuance or succession. (See also <ref href="/us/cfr/t27/s478.127">§ 478.127</ref>.)</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.57/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Since section 922(v), Title 18, U.S.C., makes it unlawful to transfer or possess a semiautomatic assault weapon, except as provided in the law, any licensed manufacturer, licensed importer, or licensed dealer intending to discontinue business shall, prior to going out of business, transfer in compliance with the provisions of this part any semiautomatic assault weapon manufactured or imported after <date date="1994-09-13">September 13, 1994</date>, to a person specified in <ref href="/us/cfr/t27/s478.40/b">§ 478.40(b)</ref>, or, subject to the provisions of <ref href="/us/cfr/t27/s478.40/c">§§ 478.40(c)</ref> and 478.132, a licensed manufacturer, a licensed importer, or a licensed dealer.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.57/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Since section 922(w), Title 18, U.S.C., makes it unlawful to transfer or possess a large capacity ammunition feeding device, except as provided in the law, any person who manufactures, imports, or deals in such devices and who intends to discontinue business shall, prior to going out of business, transfer in compliance with the provisions of this part any large capacity ammunition feeding device manufactured after <date date="1994-09-13">September 13, 1994</date>, to a person specified in <ref href="/us/cfr/t27/s478.40a/b">§ 478.40a(b)</ref>, or, subject to the provisions of <ref href="/us/cfr/t27/s478.40a/c">§§ 478.40a(c)</ref> and 478.132, a person who manufactures, imports, or deals in such devices.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–290, <ref href="/us/fr/54/53055">54 FR 53055</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF–363, <ref href="/us/fr/60/17453">60 FR 17453</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–383, <ref href="/us/fr/61/39321">61 FR 39321</ref>, <date date="1996-07-29" role="amended">July 29, 1996</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.58"><?page num="46"?> <num value="478.58" style="-uslm-sgm:SECTNO">§ 478.58</num> <heading style="-uslm-sgm:SUBJECT">State or other law.</heading> <content style="-uslm-sgm:P">A license issued under this part confers no right or privilege to conduct business or activity contrary to State or other law. The holder of such a license is not by reason of the rights and privileges granted by that license immune from punishment for operating a firearm or ammunition business or activity in violation of the provisions of any State or other law. Similarly, compliance with the provisions of any State or other law affords no immunity under Federal law or regulations. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.59"> <num value="478.59" style="-uslm-sgm:SECTNO">§ 478.59</num> <heading style="-uslm-sgm:SUBJECT">Abandoned application.</heading> <content> <p style="-uslm-sgm:P">Upon receipt of an incomplete or improperly executed application on ATF form 7 (5310.12), or ATF Form 8 (5310.11) Part II, the applicant shall be notified of the deficiency in the application. If the application is not corrected and returned within 30 days following the date of notification, the application shall be considered as having been abandoned and the license fee returned.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–135, <ref href="/us/fr/48/24068">48 FR 24068</ref>, <date date="1983-05-31">May 31, 1983</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.60"> <num value="478.60" style="-uslm-sgm:SECTNO">§ 478.60</num> <heading style="-uslm-sgm:SUBJECT">Certain continuances of business.</heading> <content> <p style="-uslm-sgm:P">A licensee who furnishes his license to the Chief, Federal Firearms Licensing Center for correction or endorsement in compliance with the provisions contained in this subpart may continue his operations while awaiting its return.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spE"> <num value="E" style="-uslm-sgm:HED">Subpart E—</num> <heading style="-uslm-sgm:HED">License Proceedings </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.71"> <num value="478.71" style="-uslm-sgm:SECTNO">§ 478.71</num> <heading style="-uslm-sgm:SUBJECT">Denial of an application for license.</heading> <content> <p style="-uslm-sgm:P">Whenever the Director has reason to believe that an applicant is not qualified to receive a license under the provisions of <ref href="/us/cfr/t27/s478.47">§ 478.47</ref>, he may issue a notice of denial, on Form 4498, to the applicant. The notice shall set forth the matters of fact and law relied upon in determining that the application should be denied, and shall afford the applicant 15 days from the date of receipt of the notice in which to request a hearing to review the denial. If no request for a hearing is filed within such time, the application shall be disapproved and a copy, so marked, shall be returned to the applicant.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–270, <ref href="/us/fr/53/10495">53 FR 10495</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="amended">Jan. 14, 2009</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.72"> <num value="478.72" style="-uslm-sgm:SECTNO">§ 478.72</num> <heading style="-uslm-sgm:SUBJECT">Hearing after application denial.</heading> <content> <p style="-uslm-sgm:P">If the applicant for an original or renewal license desires a hearing to review the denial of his application, he shall file a request therefor, in duplicate, with the Director of Industry Operations within 15 days after receipt of the notice of denial. The request should include a statement of the reasons therefor. On receipt of the request, the Director of Industry Operations shall, as expeditiously as possible, make the necessary arrangements for the hearing and advise the applicant of the date, time, location, and the name of the officer before whom the hearing will be held. Such notification shall be made not less than 10 days in advance of the date set for the hearing. During the hearing the applicant will have the opportunity to submit facts and arguments for review and consideration; offers of settlement will not be entertained at the hearing but may be made before or after the hearing. On conclusion of the hearing and consideration of all relevant facts and circumstances presented by the applicant or his representative, the Director shall render his decision confirming or reversing the denial of the application. A copy of the application, marked “Disapproved,” will be returned to the applicant. If the decision is that the license applied for should be issued, the applicant shall be so notified, in writing, and the license shall be issued as provided by <ref href="/us/cfr/t27/s478.47">§ 478.47</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>, as amended by ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="amended">Jan. 14, 2009</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>; ATF 2008R–15P; <ref href="/us/fr/81/32235">81 FR 32235</ref>, <date date="2016-05-23" role="amended">May 23, 2016</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.73"> <num value="478.73" style="-uslm-sgm:SECTNO">§ 478.73</num> <heading style="-uslm-sgm:SUBJECT">Notice of revocation, suspension, or imposition of civil fine.</heading> <paragraph identifier="/us/cfr/t27/s478.73/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Basis for action.</heading> <content> Whenever the Director has reason to believe that a licensee has willfully violated any provision of the Act or this part, a notice of revocation of the license, ATF Form <?page num="47"?>4500, may be issued. In addition, pursuant to <ref href="/us/usc/t18/s922/t/5">18 U.S.C. 922(t)(5)</ref> and <ref href="/us/usc/t18/s924/p">18 U.S.C. 924(p)</ref>, a notice of revocation, suspension, or imposition of a civil fine may be issued on ATF Form 4500 whenever the Director has reason to believe that a licensee has knowingly transferred a firearm to an unlicensed person and knowingly failed to comply with the requirements of <ref href="/us/usc/t18/s922/t/1">18 U.S.C. 922(t)(1)</ref> with respect to the transfer and, at the time that the transferee most recently proposed the transfer, the national instant criminal background check system was operating and information was available to the system demonstrating that the transferee's receipt of a firearm would violate <ref href="/us/usc/t18/s922/g">18 U.S.C. 922(g)</ref> or 922(n) or State law; or that a licensee has violated <ref href="/us/usc/t18/s922/z/1">18 U.S.C. 922(z)(1)</ref> by selling, delivering, or transferring any handgun to any person other than a licensee, unless the transferee was provided with a secure gun storage or safety device for that handgun.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.73/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Issuance of notice.</heading> <content> The notice shall set forth the matters of fact constituting the violations specified, dates, places, and the sections of law and regulations violated. The Director shall afford the licensee 15 days from the date of receipt of the notice in which to request a hearing prior to suspension or revocation of the license, or imposition of a civil fine. If the licensee does not file a timely request for a hearing, the Director shall issue a final notice of suspension or revocation and/or imposition of a civil fine on ATF Form 5300.13, as provided in <ref href="/us/cfr/t27/s478.74">§ 478.74</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58278">63 FR 58278</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by T.D. ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="amended">Jan. 14, 2009</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>; ATF 2008R–15P; <ref href="/us/fr/81/32235">81 FR 32235</ref>, <date date="2016-05-23" role="amended">May 23, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.74"> <num value="478.74" style="-uslm-sgm:SECTNO">§ 478.74</num> <heading style="-uslm-sgm:SUBJECT">Request for hearing after notice of suspension, revocation, or imposition of civil fine.</heading> <content> <p style="-uslm-sgm:P">If a licensee desires a hearing after receipt of a notice of suspension or revocation of a license, or imposition of a civil fine, the licensee shall file a request, in duplicate, with the Director of Industry Operations within 15 days after receipt of the notice of suspension or revocation of a license, or imposition of a civil fine. On receipt of such request, the Director of Industry Operations shall, as expeditiously as possible, make necessary arrangements for the hearing and advise the licensee of the date, time, location and the name of the officer before whom the hearing will be held. Such notification shall be made no less than 10 days in advance of the date set for the hearing. On conclusion of the hearing and consideration of all the relevant presentations made by the licensee or the licensee's representative, the Director shall render a decision and shall prepare a brief summary of the findings and conclusions on which the decision is based. If the decision is that the license should be revoked, or, in actions under <ref href="/us/usc/t18/s922/t/5">18 U.S.C. 922(t)(5)</ref> or 924(p), that the license should be revoked or suspended, or that a civil fine should be imposed, a certified copy of the summary shall be furnished to the licensee with the final notice of revocation, suspension, or imposition of a civil fine on ATF Form 5300.13. If the decision is that the license should not be revoked, or in actions under <ref href="/us/usc/t18/s922/t/5">18 U.S.C. 922(t)(5)</ref> or 924(p), that the license should not be revoked or suspended, and a civil fine should not be imposed, the licensee shall be notified in writing. During the hearing the licensee will have the opportunity to submit facts and arguments for review and consideration; offers of settlement will not be entertained at the hearing but may be made before or after the hearing. </p> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58278">63 FR 58278</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="amended">Jan. 14, 2009</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>; ATF 2008R–15P; <ref href="/us/fr/81/32235">81 FR 32235</ref>, <date date="2016-05-23" role="amended">May 23, 2016</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.75"> <num value="478.75" style="-uslm-sgm:SECTNO">§ 478.75</num> <heading style="-uslm-sgm:SUBJECT">Service on applicant or licensee.</heading> <content> <p style="-uslm-sgm:P">All notices and other documents required to be served on an applicant or licensee under this subpart shall be served by certified mail or by personal delivery. Where service is by certified mail, a signed duplicate original copy of the formal document shall be mailed, with return receipt requested, to the applicant or licensee at the address stated in his application or license, or at his last known address. Where service is by personal delivery, a signed duplicate original copy of the formal document shall be delivered to <?page num="48"?>the applicant or licensee, or, in the case of a corporation, partnership, or association, by delivering it to an officer, manager, or general agent thereof, or to its attorney of record.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and further redesignated by T.D. ATF–241, <ref href="/us/fr/51/39619">51 FR 39619</ref>, <date date="1986-10-29" role="redesignated">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31" role="redesignated">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.76"> <num value="478.76" style="-uslm-sgm:SECTNO">§ 478.76</num> <heading style="-uslm-sgm:SUBJECT">Representation at a hearing.</heading> <content> <p style="-uslm-sgm:P">An applicant or licensee may be represented by an attorney, certified public accountant, or other person recognized to practice before the Bureau of Alcohol, Tobacco, Firearms, and Explosives as provided in <ref href="/us/cfr/t31/p8">31 CFR Part 8</ref> (Practice Before the Bureau of Alcohol, Tobacco and Firearms), if he has otherwise complied with the applicable requirements of <ref href="/us/cfr/t26/s601.521">26 CFR 601.521</ref> through 601.527 (conference and practice requirements for alcohol, tobacco, and firearms activities) of this chapter. The Director may be represented in proceedings by an attorney in the office of Chief Counsel who is authorized to execute and file motions, briefs and other papers in the proceeding, on behalf of the Director, in his own name as “Attorney for the Government.”</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–92, <ref href="/us/fr/46/46916">46 FR 46916</ref>, <date date="1981-09-23" role="amended">Sept. 23, 1981</date>. Further redesignated by T.D. ATF–241, <ref href="/us/fr/51/39619">51 FR 39619</ref>, <date date="1986-10-29" role="redesignated">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31" role="redesignated">Mar. 31, 1988</date>; ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="redesignated">Jan. 14, 2009</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="redesignated">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.77"> <num value="478.77" style="-uslm-sgm:SECTNO">§ 478.77</num> <heading style="-uslm-sgm:SUBJECT">Designated place of hearing.</heading> <content> <p style="-uslm-sgm:P">The designated place of the hearing shall be a location convenient to the aggrieved party.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.78"> <num value="478.78" style="-uslm-sgm:SECTNO">§ 478.78</num> <heading style="-uslm-sgm:SUBJECT">Operations by licensee after notice.</heading> <content> <p style="-uslm-sgm:P">In any case where denial, suspension, or revocation proceedings are pending before the Bureau of Alcohol, Tobacco, Firearms, and Explosives, or notice of denial, suspension, or revocation has been served on the licensee and he has filed timely request for a hearing, the license in the possession of the licensee shall remain in effect even though such license has expired, or the suspension or revocation date specified in the notice of revocation on Form 4500 served on the licensee has passed: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That with respect to a license that has expired, the licensee has timely filed an application for the renewal of his license. If a licensee is dissatisfied with a posthearing decision revoking or suspending the license or denying the application or imposing a civil fine, as the case may be, he may, pursuant to <ref href="/us/usc/t18/s923/f/3">18 U.S.C. 923(f)(3)</ref>, within 60 days after receipt of the final notice denying the application or revoking or suspending the license or imposing a civil fine, file a petition for judicial review of such action. Such petition should be filed with the U.S. district court for the district in which the applicant or licensee resides or has his principal place of business. In such case, when the Director finds that justice so requires, he may postpone the effective date of suspension or revocation of a license or authorize continued operations under the expired license, as applicable, pending judicial review.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58278">63 FR 58278</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by ATF–27P, <ref href="/us/fr/74/1878">74 FR 1878</ref>, <date date="2009-01-14" role="amended">Jan. 14, 2009</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spF"> <num value="F" style="-uslm-sgm:HED">Subpart F—</num> <heading style="-uslm-sgm:HED">Conduct of Business </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.91"> <num value="478.91" style="-uslm-sgm:SECTNO">§ 478.91</num> <heading style="-uslm-sgm:SUBJECT">Posting of license.</heading> <content style="-uslm-sgm:P">Any license issued under this part shall be kept posted and kept available for inspection on the premises covered by the license. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.92"> <num value="478.92" style="-uslm-sgm:SECTNO">§ 478.92</num> <heading style="-uslm-sgm:SUBJECT">How must licensed manufacturers and licensed importers identify firearms, armor piercing ammunition, and large capacity ammunition feeding devices? </heading> <paragraph identifier="/us/cfr/t27/s478.92/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s478.92/a/1" class="inline"> <num value="1">(1) </num> <heading>Firearms.</heading> <chapeau> You, as a licensed manufacturer or licensed importer of firearms, must legibly identify each firearm manufactured or imported as follows: </chapeau> <paragraph identifier="/us/cfr/t27/s478.92/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> By engraving, casting, stamping (impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed) or placed on the frame or receiver thereof an individual serial number. The serial number must be placed in a manner not susceptible of being readily obliterated, altered, or removed, and must not duplicate any serial number placed by <?page num="49"?>you on any other firearm. For firearms manufactured or imported on and after <date date="2002-01-30">January 30, 2002</date>, the engraving, casting, or stamping (impressing) of the serial number must be to a minimum depth of .003 inch and in a print size no smaller than <inline role="fraction" style="-uslm-sgm:FR">1/16</inline> inch; and </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> By engraving, casting, stamping (impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed) or placed on the frame, receiver, or barrel thereof certain additional information. This information must be placed in a manner not susceptible of being readily obliterated, altered, or removed. For firearms manufactured or imported on and after <date date="2002-01-30">January 30, 2002</date>, the engraving, casting, or stamping (impressing) of this information must be to a minimum depth of .003 inch. The additional information includes: </chapeau> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The model, if such designation has been made; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The caliber or gauge; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> Your name (or recognized abbreviation) and also, when applicable, the name of the foreign manufacturer; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> In the case of a domestically made firearm, the city and State (or recognized abbreviation thereof) where you as the manufacturer maintain your place of business; and </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/1/ii/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> In the case of an imported firearm, the name of the country in which it was manufactured and the city and State (or recognized abbreviation thereof) where you as the importer maintain your place of business. For additional requirements relating to imported firearms, see Customs regulations at <ref href="/us/cfr/t19/p134">19 CFR part 134</ref>. </content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Firearm frames or receivers.</heading> <content> A firearm frame or receiver that is not a component part of a complete weapon at the time it is sold, shipped, or otherwise disposed of by you must be identified as required by this section. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Special markings for semiautomatic assault weapons, effective <date date="1995-07-05">July 5, 1995</date>.</heading> <content> In the case of any semiautomatic assault weapon manufactured after <date date="1994-09-13">September 13, 1994</date>, you must mark the frame or receiver “RESTRICTED LAW ENFORCEMENT/GOVERNMENT USE ONLY” or, in the case of weapons manufactured for export, “FOR EXPORT ONLY,” in a manner not susceptible of being readily obliterated, altered, or removed. For weapons manufactured or imported on and after <date date="2002-01-30">January 30, 2002</date>, the engraving, casting, or stamping (impressing) of the special markings prescribed in this paragraph (a)(3) must be to a minimum depth of .003 inch. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Exceptions.</heading> <paragraph identifier="/us/cfr/t27/s478.92/a/4/i" class="inline"> <num value="i"> (i) </num> <heading>Alternate means of identification.</heading> <content> The Director may authorize other means of identification upon receipt of a letter application from you, submitted in duplicate, showing that such other identification is reasonable and will not hinder the effective administration of this part. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/4/ii" style="-uslm-sgm:P"> <num value="ii">(ii) </num> <heading>Destructive devices.</heading> <content> In the case of a destructive device, the Director may authorize other means of identifying that weapon upon receipt of a letter application from you, submitted in duplicate, showing that engraving, casting, or stamping (impressing) such a weapon would be dangerous or impracticable. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/4/iii" style="-uslm-sgm:P"> <num value="iii">(iii) </num> <heading>Machine guns, silencers, and parts.</heading> <content> Any part defined as a machine gun, firearm muffler, or firearm silencer in <ref href="/us/cfr/t27/s478.11">§ 478.11</ref>, that is not a component part of a complete weapon at the time it is sold, shipped, or otherwise disposed of by you, must be identified as required by this section. The Director may authorize other means of identification of parts defined as machine guns other than frames or receivers and parts defined as mufflers or silencers upon receipt of a letter application from you, submitted in duplicate, showing that such other identification is reasonable and will not hinder the effective administration of this part. </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/a/5" style="-uslm-sgm:P"> <num value="5">(5) </num> <heading>Measurement of height and depth of markings.</heading> <content> The depth of all markings required by this section will be measured from the flat surface of the metal and not the peaks or ridges. The height of serial numbers required by paragraph (a)(1)(i) of this section will be measured as the distance between the latitudinal ends of the character impression bottoms (bases). </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Armor piercing ammunition—</heading> <paragraph identifier="/us/cfr/t27/s478.92/b/1" class="inline"> <num value="1">(1) </num> <heading>Marking of ammunition.</heading> <content> Each licensed manufacturer or licensed importer of armor piercing ammunition shall identify such ammunition by means of painting, staining or dying the exterior of the projectile with an opaque black coloring. This coloring must completely cover the point of the projectile <?page num="50"?>and at least 50 percent of that portion of the projectile which is visible when the projectile is loaded into a cartridge case.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Labeling of packages.</heading> <content> Each licensed manufacturer or licensed importer of armor piercing ammunition shall clearly and conspicuously label each package in which armor piercing ammunition is contained, e.g., each box, carton, case, or other container. The label shall include the words “ARMOR PIERCING” in block letters at least <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch in height. The lettering shall be located on the exterior surface of the package which contains information concerning the caliber or gauge of the ammunition. There shall also be placed on the same surface of the package in block lettering at least <inline role="fraction" style="-uslm-sgm:FR">1/8</inline> inch in height the words “FOR GOVERNMENTAL ENTITIES OR EXPORTATION ONLY.” The statements required by this subparagraph shall be on a contrasting background.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Large capacity ammunition feeding devices manufactured after <date date="1994-09-13">September 13, 1994</date>.</heading> <paragraph identifier="/us/cfr/t27/s478.92/c/1" class="inline"> <num value="1"> (1)</num> <chapeau> Each person who manufactures or imports any large capacity ammunition feeding device manufactured after <date date="1994-09-13">September 13, 1994</date>, shall legibly identify each such device with a serial number. Such person may use the same serial number for all large capacity ammunition feeding devices produced.</chapeau> <paragraph identifier="/us/cfr/t27/s478.92/c/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Additionally, in the case of a domestically made large capacity ammunition feeding device, such device shall be marked with the name, city and State (or recognized abbreviation thereof) of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> And in the case of an imported large capacity ammunition feeding device, such device shall be marked:</chapeau> <paragraph identifier="/us/cfr/t27/s478.92/c/1/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> With the name of the manufacturer, country of origin, and,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/1/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> Effective <date date="1995-07-05">July 5, 1995</date>, the name, city and State (or recognized abbreviation thereof) of the importer.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Further, large capacity ammunition feeding devices manufactured after <date date="1994-09-13">September 13, 1994</date>, shall be marked “RESTRICTED LAW ENFORCEMENT/GOVERNMENT USE ONLY” or, in the case of devices manufactured or imported for export, effective <date date="1995-07-05">July 5, 1995</date>, “FOR EXPORT ONLY.”</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> All markings required by this paragraph (c) shall be cast, stamped, or engraved on the exterior of the device. In the case of a magazine, the markings shall be placed on the magazine body.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Exceptions—</heading> <paragraph identifier="/us/cfr/t27/s478.92/c/3/i" class="inline"> <num value="i">(i) </num> <heading>Metallic links.</heading> <content> Persons who manufacture or import metallic links for use in the assembly of belted ammunition are only required to place the identification marks prescribed in paragraph (c)(1) of this section on the containers used for the packaging of the links.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.92/c/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii) </num> <heading>Alternate means of identification.</heading> <content> <p> The Director may authorize other means of identifying large capacity ammunition feeding devices upon receipt of a letter application, in duplicate, from the manufacturer or importer showing that such other identification is reasonable and will not hinder the effective administration of this part.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0050)</note> </content> </paragraph> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17454">60 FR 17454</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–383, <ref href="/us/fr/61/39321">61 FR 39321</ref>, <date date="1996-07-29" role="amended">July 29, 1996</date>; T.D. ATF–396, <ref href="/us/fr/63/12646">63 FR 12646</ref>, <date date="1998-03-16" role="amended">Mar. 16, 1998</date>; T.D. ATF–461, <ref href="/us/fr/66/40600">66 FR 40600</ref>, <date date="2001-08-03" role="amended">Aug. 3, 2001</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.93"> <num value="478.93" style="-uslm-sgm:SECTNO">§ 478.93</num> <heading style="-uslm-sgm:SUBJECT">Authorized operations by a licensed collector.</heading> <content> <p style="-uslm-sgm:P">The license issued to a collector of curios or relics under the provisions of this part shall cover only transactions by the licensed collector in curios and relics. The collector's license is of no force or effect and a licensed collector is of the same status under the Act and this part as a nonlicensee with respect to (a) any acquisition or disposition of firearms other than curios or relics, or any transportation, shipment, or receipt of firearms other than curios or relics in interstate or foreign commerce, and (b) any transaction with a nonlicensee involving any firearm other than a curio or relic. (See also <ref href="/us/cfr/t27/s478.50">§ 478.50</ref>.) A collectors license is not necessary to receive or dispose of ammunition, and a licensed collector is not precluded by law from receiving or disposing of armor piercing ammunition. However, a licensed collector may not dispose of any ammunition to a person prohibited from receiving or possessing <?page num="51"?>ammunition (see <ref href="/us/cfr/t27/s478.99/c">§ 478.99(c)</ref>). Any licensed collector who disposes of armor piercing ammunition must record the disposition as required by <ref href="/us/cfr/t27/s478.125">§ 478.125</ref> (a) and (b).</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.94"> <num value="478.94" style="-uslm-sgm:SECTNO">§ 478.94</num> <heading style="-uslm-sgm:SUBJECT">Sales or deliveries between licensees.</heading> <content> <p style="-uslm-sgm:P">A licensed importer, licensed manufacturer, or licensed dealer selling or otherwise disposing of firearms, and a licensed collector selling or otherwise disposing of curios or relics, to another licensee shall verify the identity and licensed status of the transferee prior to making the transaction. Verification shall be established by the transferee furnishing to the transferor a certified copy of the transferee's license and by such other means as the transferor deems necessary: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That it shall not be required (a) for a transferee who has furnished a certified copy of its license to a transferor to again furnish such certified copy to that transferor during the term of the transferee's current license, (b) for a licensee to furnish a certified copy of its license to another licensee if a firearm is being returned either directly or through another licensee to such licensee and (c) for licensees of multilicensed business organizations to furnish certified copies of their licenses to other licensed locations operated by such organization: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided further,</inline> That a multilicensed business organization may furnish to a transferor, in lieu of a certified copy of each license, a list, certified to be true, correct and complete, containing the name, address, license number, and the date of license expiration of each licensed location operated by such organization, and the transferor may sell or otherwise dispose of firearms as provided by this section to any licensee appearing on such list without requiring a certified copy of a license therefrom. A transferor licensee who has the certified information required by this section may sell or dispose of firearms to a licensee for not more than 45 days following the expiration date of the transferee's license.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10496">53 FR 10496</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.95"> <num value="478.95" style="-uslm-sgm:SECTNO">§ 478.95</num> <heading style="-uslm-sgm:SUBJECT">Certified copy of license.</heading> <content> <p style="-uslm-sgm:P">The license furnished to each person licensed under the provisions of this part contains a purchasing certification statement. This original license may be reproduced and the reproduction then certified by the licensee for use pursuant to <ref href="/us/cfr/t27/s178.94">§ 178.94</ref>. If the licensee desires an additional copy of the license for certification (instead of making a reproduction of the original license), the licensee may submit a request, in writing, for a certified copy or copies of the license to the Chief, Federal Firearms Licensing Center. The request must set forth the name, trade name (if any) and address of the licensee, and the number of license copies desired. There is a charge of $1 for each copy. The fee paid for copies of the license must accompany the request for copies. The fee may be paid by (a) cash, or (b) money order or check made payable to the Bureau of Alcohol, Tobacco, Firearms, and Explosives.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10497">53 FR 10497</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53055">54 FR 53055</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.96"> <num value="478.96" style="-uslm-sgm:SECTNO">§ 478.96</num> <heading style="-uslm-sgm:SUBJECT">Out-of-State and mail order sales.</heading> <paragraph identifier="/us/cfr/t27/s478.96/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The provisions of this section shall apply when a firearm is purchased by or delivered to a person not otherwise prohibited by the Act from purchasing or receiving it.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A licensed importer, licensed manufacturer, or licensed dealer may sell a firearm that is not subject to the provisions of <ref href="/us/cfr/t27/s478.102/a">§ 478.102(a)</ref> to a nonlicensee who does not appear in person at the licensee's business premises if the nonlicensee is a resident of the same State in which the licensee's business premises are located, and the nonlicensee furnishes to the licensee <?page num="52"?>the firearms transaction record, Form 4473, required by <ref href="/us/cfr/t27/s478.124">§ 478.124</ref>. The nonlicensee shall attach to such record a true copy of any permit or other information required pursuant to any statute of the State and published ordinance applicable to the locality in which he resides. The licensee shall prior to shipment or delivery of the firearm, forward by registered or certified mail (return receipt requested) a copy of the record, Form 4473, to the chief law enforcement officer named on such record, and delay shipment or delivery of the firearm for a period of at least 7 days following receipt by the licensee of the return receipt evidencing delivery of the copy of the record to such chief law enforcement officer, or the return of the copy of the record to him due to the refusal of such chief law enforcement officer to accept same in accordance with U.S. Postal Service regulations. The original Form 4473, and evidence of receipt or rejection of delivery of the copy of the Form 4473 sent to the chief law enforcement officer shall be retained by the licensee as a part of the records required of him to be kept under the provisions of subpart H of this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <paragraph identifier="/us/cfr/t27/s478.96/c/1" class="inline"> <num value="1">(1)</num> <chapeau> A licensed importer, licensed manufacturer, or licensed dealer may sell or deliver a rifle or shotgun, and a licensed collector may sell or deliver a rifle or shotgun that is a curio or relic to a nonlicensed resident of a State other than the State in which the licensee's place of business is located if—</chapeau> <paragraph identifier="/us/cfr/t27/s478.96/c/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The purchaser meets with the licensee in person at the licensee's premises to accomplish the transfer, sale, and delivery of the rifle or shotgun;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/c/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The licensed importer, licensed manufacturer, or licensed dealer complies with the provisions of <ref href="/us/cfr/t27/s478.102">§ 478.102</ref>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/c/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The purchaser furnishes to the licensed importer, licensed manufacturer, or licensed dealer the firearms transaction record, Form 4473, required by <ref href="/us/cfr/t27/s478.124">§ 478.124</ref>; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/c/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The sale, delivery, and receipt of the rifle or shotgun fully comply with the legal conditions of sale in both such States.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.96/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> For purposes of paragraph (c) of this section, any licensed manufacturer, licensed importer, or licensed dealer is presumed, in the absence of evidence to the contrary, to have had actual knowledge of the State laws and published ordinances of both such States.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0021)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–241, <ref href="/us/fr/51/39620">51 FR 39620</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10497">53 FR 10497</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–354, <ref href="/us/fr/59/7112">59 FR 7112</ref>, <date date="1994-02-14" role="amended">Feb. 14, 1994</date>; T.D. ATF–415, <ref href="/us/fr/63/58278">63 FR 58278</ref>, <date date="1998-10-29" role="amended">Oct. 29, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.97"> <num value="478.97" style="-uslm-sgm:SECTNO">§ 478.97</num> <heading style="-uslm-sgm:SUBJECT">Loan or rental of firearms.</heading> <paragraph identifier="/us/cfr/t27/s478.97/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A licensee may lend or rent a firearm to any person for temporary use off the premises of the licensee for lawful sporting purposes: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the delivery of the firearm to such person is not prohibited by <ref href="/us/cfr/t27/s478.99/b">§ 478.99(b)</ref> or <ref href="/us/cfr/t27/s478.99/c">§ 478.99(c)</ref>, the licensee complies with the requirements of <ref href="/us/cfr/t27/s478.102">§ 478.102</ref>, and the licensee records such loan or rental in the records required to be kept by him under Subpart H of this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.97/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A club, association, or similar organization temporarily furnishing firearms (whether by loan, rental, or otherwise) to participants in a skeet, trap, target, or similar shooting activity for use at the time and place such activity is held does not, unattended by other circumstances, cause such club, association, or similar organization to be engaged in the business of a dealer in firearms or as engaging in firearms transactions. Therefore, licensing and recordkeeping requirements contained in this part pertaining to firearms transactions would not apply to this temporary furnishing of firearms for use on premises on which such an activity is conducted.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58278">63 FR 58278</ref>, <date date="1998-10-29">Oct. 29, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.98"> <num value="478.98" style="-uslm-sgm:SECTNO">§ 478.98</num> <heading style="-uslm-sgm:SUBJECT">Sales or deliveries of destructive devices and certain firearms.</heading> <chapeau style="-uslm-sgm:P">The sale or delivery by a licensee of any destructive device, machine gun, short-barreled shotgun, or short-barreled rifle, to any person other than another licensee who is licensed under this part to deal in such device or firearm, is prohibited unless the person to receive such device or firearm furnishes to the licensee a sworn statement setting forth <?page num="53"?></chapeau> <paragraph identifier="/us/cfr/t27/s478.98/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The reasons why there is a reasonable necessity for such person to purchase or otherwise acquire the device or weapon; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.98/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> That such person's receipt or possession of the device or weapon would be consistent with public safety. Such sworn statement shall be made on the application to transfer and register the firearm required by Part 479 of this chapter. The sale or delivery of the device or weapon shall not be made until the application for transfer is approved by the Director and returned to the licensee (transferor) as provided in Part 479 of this chapter.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10497">53 FR 10497</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.99"> <num value="478.99" style="-uslm-sgm:SECTNO">§ 478.99</num> <heading style="-uslm-sgm:SUBJECT">Certain prohibited sales or deliveries.</heading> <paragraph identifier="/us/cfr/t27/s478.99/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Interstate sales or deliveries.</heading> <content> A licensed importer, licensed manufacturer, licensed dealer, or licensed collector shall not sell or deliver any firearm to any person not licensed under this part and who the licensee knows or has reasonable cause to believe does not reside in (or if a corporation or other business entity, does not maintain a place of business in) the State in which the licensee's place of business or activity is located: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the foregoing provisions of this paragraph (1) shall not apply to the sale or delivery of a rifle or shotgun (curio or relic, in the case of a licensed collector) to a resident of a State other than the State in which the licensee's place of business or collection premises is located if the requirements of <ref href="/us/cfr/t27/s478.96/c">§ 478.96(c)</ref> are fully met, and (2) shall not apply to the loan or rental of a firearm to any person for temporary use for lawful sporting purposes (see <ref href="/us/cfr/t27/s478.97">§ 478.97</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Sales or deliveries to underaged persons.</heading> <content> A licensed importer, licensed manufacturer, licensed dealer, or licensed collector shall not sell or deliver (1) any firearm or ammunition to any individual who the importer, manufacturer, dealer, or collector knows or has reasonable cause to believe is less than 18 years of age, and, if the firearm, or ammunition, is other than a shotgun or rifle, or ammunition for a shotgun or rifle, to any individual who the importer, manufacturer, dealer, or collector knows or has reasonable cause to believe is less than 21 years of age, or (2) any firearm to any person in any State where the purchase or possession by such person of such firearm would be in violation of any State law or any published ordinance applicable at the place of sale, delivery, or other disposition, unless the importer, manufacturer, dealer, or collector knows or has reasonable cause to believe that the purchase or possession would not be in violation of such State law or such published ordinance.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Sales or deliveries to prohibited categories of persons.</heading> <chapeau> A licensed manufacturer, licensed importer, licensed dealer, or licensed collector shall not sell or otherwise dispose of any firearm or ammunition to any person knowing or having reasonable cause to believe that such person:</chapeau> <paragraph identifier="/us/cfr/t27/s478.99/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is, except as provided by <ref href="/us/cfr/t27/s478.143">§ 478.143</ref>, under indictment for, or, except as provided by <ref href="/us/cfr/t27/s478.144">§ 478.144</ref>, has been convicted in any court of a crime punishable by imprisonment for a term exceeding 1 year;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is a fugitive from justice;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is an unlawful user of or addicted to any controlled substance (as defined in section 102 of the Controlled Substance Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Has been adjudicated as a mental defective or has been committed to any mental institution;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <chapeau> Is an alien illegally or unlawfully in the United States or, except as provided in <ref href="/us/cfr/t27/s478.32/f">§ 478.32(f)</ref>, is an alien who has been admitted to the United States under a nonimmigrant visa: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph (c)(5) do not apply to any alien who has been lawfully admitted to the United States under a nonimmigrant visa if that alien is—</chapeau> <paragraph identifier="/us/cfr/t27/s478.99/c/5/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Admitted to the United States for lawful hunting or sporting purposes or is in possession of a hunting license or permit lawfully issued in the United States; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/5/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> An official representative of a foreign government who is either accredited to the United States Government or the Government's mission to an international organization having its headquarters in the United States or en route to or from another country to which that alien is accredited. This exception only applies if the firearm or <?page num="54"?>ammunition is shipped, transported, possessed, or received in the representative's official capacity; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/5/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> An official of a foreign government or a distinguished foreign visitor who has been so designated by the Department of State. This exception only applies if the firearm or ammunition is shipped, transported, possessed, or received in the official's or visitor's official capacity, except if the visitor is a private individual who does not have an official capacity; or </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/5/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> A foreign law enforcement officer of a friendly foreign government entering the United States on official law enforcement business; </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Has been discharged from the Armed Forces under dishonorable conditions;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Who, having been a citizen of the United States, has renounced citizenship;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <chapeau> Is subject to a court order that restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child, except that this paragraph shall only apply to a court order that—</chapeau> <paragraph identifier="/us/cfr/t27/s478.99/c/8/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Was issued after a hearing of which such person received actual notice, and at which such person had the opportunity to participate; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/8/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <paragraph identifier="/us/cfr/t27/s478.99/c/8/ii/A" class="inline"> <num value="A">(A)</num> <content> Includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/8/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> By its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury, or</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/c/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> Has been convicted of a misdemeanor crime of domestic violence.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Manufacture, importation, and sale of armor piercing ammunition by licensed importers and licensed manufacturers.</heading> <chapeau> A licensed importer or licensed manufacturer shall not import or manufacture armor piercing ammunition or sell or deliver such ammunition, except:</chapeau> <paragraph identifier="/us/cfr/t27/s478.99/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> For use of the United States or any department or agency thereof or any State or any department, agency, or political subdivision thereof;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> For the purpose of exportation; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> For the purpose of testing or experimentation authorized by the Director under the provisions of <ref href="/us/cfr/t27/s478.149">§ 478.149</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.99/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Transfer of armor piercing ammunition by licensed dealers.</heading> <content> A licensed dealer shall not willfully transfer armor piercing ammunition: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That armor piercing ammunition received and maintained by the licensed dealer as business inventory prior to <date date="1986-08-28">August 28, 1986</date>, may be transferred to any department or agency of the United States or any State or political subdivision thereof if a record of such ammunition is maintained in the form and manner prescribed by <ref href="/us/cfr/t27/s478.125/c">§ 478.125(c)</ref>. Any licensed dealer who violates this paragraph is subject to license revocation. See subpart E of this part. For purposes of this paragraph, the Director shall furnish each licensed dealer information defining which projectiles are considered armor piercing. Such information may not be all-inclusive for purposes of the prohibition on manufacture, importation, or sale or delivery by a manufacturer or importer of such ammunition or <ref href="/us/usc/t18/s929">18 U.S.C. 929</ref> relating to criminal misuse of such ammunition.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10497">53 FR 10497</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17454">60 FR 17454</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>; T.D. ATF–471, <ref href="/us/fr/67/5426">67 FR 5426</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>; T.D. ATF–24F, <ref href="/us/fr/77/33629">77 FR 33629</ref>, <date date="2012-06-07" role="amended">June 7, 2012</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.100"> <num value="478.100" style="-uslm-sgm:SECTNO">§ 478.100</num> <heading style="-uslm-sgm:SUBJECT">Conduct of business away from licensed premises.</heading> <paragraph identifier="/us/cfr/t27/s478.100/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s478.100/a/1" class="inline"> <num value="1">(1)</num> <content> A licensee may conduct business temporarily at a gun show or event as defined in paragraph (b) if the gun show or event is located in the same State specified on the license: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That such business shall not be conducted from any motorized or towed vehicle. The premises of the gun show or event at which the licensee conducts business shall be considered part of the licensed premises. Accordingly, no separate fee or license is required for the gun show or event locations. However, licensees shall comply with the provisions of <ref href="/us/cfr/t27/s478.91">§ 478.91</ref> relating to posting of licenses (or a copy thereof) while conducting business at the gun show or event. <?page num="55"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.100/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A licensed importer, manufacturer, or dealer may engage in the business of dealing in curio or relic firearms with another licensee at any location.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.100/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A gun show or an event is a function sponsored by any national, State, or local organization, devoted to the collection, competitive use, or other sporting use of firearms, or an organization or association that sponsors functions devoted to the collection, competitive use, or other sporting use of firearms in the community.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.100/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Licensees conducting business at locations other than the premises specified on their license under the provisions of paragraph (a) of this section shall maintain firearms records in the form and manner prescribed by subpart H of this part. In addition, records of firearms transactions conducted at such locations shall include the location of the sale or other disposition, be entered in the acquisition and disposition records of the licensee, and retained on the premises specified on the license.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10498">53 FR 10498</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.101"> <num value="478.101" style="-uslm-sgm:SECTNO">§ 478.101</num> <heading style="-uslm-sgm:SUBJECT">Record of transactions.</heading> <content> <p style="-uslm-sgm:P">Every licensee shall maintain firearms and armor piercing ammunition records in such form and manner as is prescribed by subpart H of this part.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10498">53 FR 10498</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.102"> <num value="478.102" style="-uslm-sgm:SECTNO">§ 478.102</num> <heading style="-uslm-sgm:SUBJECT">Sales or deliveries of firearms on and after <date date="1998-11-30">November 30, 1998</date>.</heading> <paragraph identifier="/us/cfr/t27/s478.102/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Background check.</heading> <chapeau> Except as provided in paragraph (d) of this section, a licensed importer, licensed manufacturer, or licensed dealer (the licensee) shall not sell, deliver, or transfer a firearm to any other person who is not licensed under this part unless the licensee meets the following requirements:</chapeau> <paragraph identifier="/us/cfr/t27/s478.102/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Before the completion of the transfer, the licensee has contacted NICS;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s478.102/a/2/i" class="inline"> <num value="i">(i)</num> <content> NICS informs the licensee that it has no information that receipt of the firearm by the transferee would be in violation of Federal or State law and provides the licensee with a unique identification number; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Three business days (meaning days on which State offices are open) have elapsed from the date the licensee contacted NICS and NICS has not notified the licensee that receipt of the firearm by the transferee would be in violation of law; and</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> The licensee verifies the identity of the transferee by examining the identification document presented in accordance with the provisions of <ref href="/us/cfr/t27/s478.124/c">§ 478.124(c)</ref>.</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example for paragraph (a).</heading> <p style="-uslm-sgm:P">A licensee contacts NICS on Thursday, and gets a “delayed” response. The licensee does not get a further response from NICS. If State offices are not open on Saturday and Sunday, 3 business days would have elapsed on the following Tuesday. The licensee may transfer the firearm on the next day, Wednesday.</p> </note> <?GPOvSpace 04?> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Transaction number.</heading> <content> In any transaction for which a licensee receives a transaction number from NICS (which shall include either a NICS transaction number or, in States where the State is recognized as a point of contact for NICS checks, a State transaction number), such number shall be recorded on a firearms transaction record, Form 4473, which shall be retained in the records of the licensee in accordance with the provisions of <ref href="/us/cfr/t27/s478.129">§ 478.129</ref>. This applies regardless of whether the transaction is approved or denied by NICS, and regardless of whether the firearm is actually transferred.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Time limitation on NICS checks.</heading> <content> <p> A NICS check conducted in accordance with paragraph (a) of this section may be relied upon by the licensee only for use in a single transaction, and for a period not to exceed 30 calendar days from the date that NICS was initially contacted. If the transaction is not completed within the 30-day period, the licensee shall initiate a new NICS check prior to completion of the transfer.</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 1 for paragraph (c).</heading> <p style="-uslm-sgm:P">A purchaser completes the Form 4473 on <date date="1998-12-15">December 15, 1998</date>, and a NICS check is initiated by the licensee on that date. The licensee is informed by NICS that the information available to the system does not indicate that receipt of the firearm by the transferee would be in violation of law, and a unique identification number is provided. However, the State imposes a 7-day waiting period on all firearms <?page num="56"?>transactions, and the purchaser does not return to pick up the firearm until <date date="1999-01-22">January 22, 1999</date>. The licensee must conduct another NICS check before transferring the firearm to the purchaser.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 2 for paragraph (c).</heading> <p style="-uslm-sgm:P">A purchaser completes the Form 4473 on <date date="1999-01-25">January 25, 1999</date>, and arranges for the purchase of a single firearm. A NICS check is initiated by the licensee on that date. The licensee is informed by NICS that the information available to the system does not indicate that receipt of the firearm by the transferee would be in violation of law, and a unique identification number is provided. The State imposes a 7-day waiting period on all firearms transactions, and the purchaser returns to pick up the firearm on <date date="1999-02-15">February 15, 1999</date>. Before the licensee executes the Form 4473, and the firearm is transferred, the purchaser decides to purchase an additional firearm. The transfer of these two firearms is considered a single transaction; accordingly, the licensee may add the second firearm to the Form 4473, and transfer that firearm without conducting another NICS check.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 3 for paragraph (c).</heading> <p style="-uslm-sgm:P">A purchaser completes a Form 4473 on <date date="1999-02-15">February 15, 1999</date>. The licensee receives a unique identification number from NICS on that date, the Form 4473 is executed by the licensee, and the firearm is transferred. On <date date="1999-02-20">February 20, 1999</date>, the purchaser returns to the licensee's premises and wishes to purchase a second firearm. The purchase of the second firearm is a separate transaction; thus, a new NICS check must be initiated by the licensee.</p> </note> <?GPOvSpace 04?> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Exceptions to NICS check.</heading> <chapeau> The provisions of paragraph (a) of this section shall not apply if—</chapeau> <paragraph identifier="/us/cfr/t27/s478.102/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <chapeau> The transferee has presented to the licensee a valid permit or license that—</chapeau> <paragraph identifier="/us/cfr/t27/s478.102/d/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Allows the transferee to possess, acquire, or carry a firearm;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/d/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Was issued not more than 5 years earlier by the State in which the transfer is to take place; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/d/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The law of the State provides that such a permit or license is to be issued only after an authorized government official has verified that the information available to such official does not indicate that possession of a firearm by the transferee would be in violation of Federal, State, or local law: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That on and after <date date="1998-11-30">November 30, 1998</date>, the information available to such official includes the NICS;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The firearm is subject to the provisions of the National Firearms Act and has been approved for transfer under <ref href="/us/cfr/t27/p479">27 CFR part 479</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> On application of the licensee, in accordance with the provisions of <ref href="/us/cfr/t27/s478.150">§ 478.150</ref>, the Director has certified that compliance with paragraph (a)(1) of this section is impracticable.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.102/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> <p> The document referred to in paragraph (d)(1) of this section (or a copy thereof) shall be retained or the required information from the document shall be recorded on the firearms transaction record in accordance with the provisions of <ref href="/us/cfr/t27/s478.131">§ 478.131</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0045)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58279">63 FR 58279</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.103"> <num value="478.103" style="-uslm-sgm:SECTNO">§ 478.103</num> <heading style="-uslm-sgm:SUBJECT">Posting of signs and written notification to purchasers of handguns.</heading> <paragraph identifier="/us/cfr/t27/s478.103/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each licensed importer, manufacturer, dealer, or collector who delivers a handgun to a nonlicensee shall provide such nonlicensee with written notification as described in paragraph (b) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The written notification (ATF I 5300.2) required by paragraph (a) of this section shall state as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s478.103/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The misuse of handguns is a leading contributor to juvenile violence and fatalities.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Safely storing and securing firearms away from children will help prevent the unlawful possession of handguns by juveniles, stop accidents, and save lives.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Federal law prohibits, except in certain limited circumstances, anyone under 18 years of age from knowingly possessing a handgun, or any person from transferring a handgun to a person under 18.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> <p> A knowing violation of the prohibition against selling, delivering, or otherwise transferring a handgun to a person under the age of 18 is, under certain circumstances, punishable by up to 10 years in prison.</p> <note style="-uslm-sgm:EXTRACT"> <heading style="-uslm-sgm:HD1">FEDERAL LAW</heading> <p style="-uslm-sgm:P">The Gun Control Act of 1968, <ref href="/us/usc/t18/ch44">18 U.S.C. Chapter 44</ref>, provides in pertinent part as follows: <?page num="57"?></p> <heading style="-uslm-sgm:HD3"><ref href="/us/usc/t18/s922/x">18 U.S.C. 922(x)</ref></heading> <p style="-uslm-sgm:P">(x)(1) It shall be unlawful for a person to sell, deliver, or otherwise transfer to a person who the transferor knows or has reasonable cause to believe is a juvenile—</p> <p style="-uslm-sgm:P">(A) a handgun; or</p> <p style="-uslm-sgm:P">(B) ammunition that is suitable for use only in a handgun.</p> <p style="-uslm-sgm:P">(2) It shall be unlawful for any person who is a juvenile to knowingly possess—</p> <p style="-uslm-sgm:P">(A) a handgun; or</p> <p style="-uslm-sgm:P">(B) ammunition that is suitable for use only in a handgun.</p> <p style="-uslm-sgm:P">(3) This subsection does not apply to—</p> <p style="-uslm-sgm:P">(A) a temporary transfer of a handgun or ammunition to a juvenile or to the possession or use of a handgun or ammunition by a juvenile if the handgun and ammunition are possessed and used by the juvenile—</p> <p style="-uslm-sgm:P">(i) in the course of employment, in the course of ranching or farming related to activities at the residence of the juvenile (or on property used for ranching or farming at which the juvenile, with the permission of the property owner or lessee, is performing activities related to the operation of the farm or ranch), target practice, hunting, or a course of instruction in the safe and lawful use of a handgun;</p> <p style="-uslm-sgm:P">(ii) with the prior written consent of the juvenile's parent or guardian who is not prohibited by Federal, State, or local law from possessing a firearm, except—</p> <p style="-uslm-sgm:P">(I) during transportation by the juvenile of an unloaded handgun in a locked container directly from the place of transfer to a place at which an activity described in clause (i) is to take place and transportation by the juvenile of that handgun, unloaded and in a locked container, directly from the place at which such an activity took place to the transferor; or</p> <p style="-uslm-sgm:P">(II) with respect to ranching or farming activities as described in clause (i) a juvenile may possess and use a handgun or ammunition with the prior written approval of the juvenile's parent or legal guardian and at the direction of an adult who is not prohibited by Federal, State, or local law from possessing a firearm;</p> <p style="-uslm-sgm:P">(iii) the juvenile has the prior written consent in the juvenile's possession at all times when a handgun is in the possession of the juvenile; and</p> <p style="-uslm-sgm:P">(iv) in accordance with State and local law;</p> <p style="-uslm-sgm:P">(B) a juvenile who is a member of the Armed Forces of the United States or the National Guard who possesses or is armed with a handgun in the line of duty;</p> <p style="-uslm-sgm:P">(C) a transfer by inheritance of title (but not possession) of a handgun or ammunition to a juvenile; or</p> <p style="-uslm-sgm:P">(D) the possession of a handgun or ammunition by a juvenile taken in defense of the juvenile or other persons against an intruder into the residence of the juvenile or a residence in which the juvenile is an invited guest.</p> <p style="-uslm-sgm:P">(4) A handgun or ammunition, the possession of which is transferred to a juvenile in circumstances in which the transferor is not in violation of this subsection shall not be subject to permanent confiscation by the Government if its possession by the juvenile subsequently becomes unlawful because of the conduct of the juvenile, but shall be returned to the lawful owner when such handgun or ammunition is no longer required by the Government for the purposes of investigation or prosecution.</p> <p style="-uslm-sgm:P">(5) For purposes of this subsection, the term “juvenile” means a person who is less than 18 years of age.</p> <p style="-uslm-sgm:P">(6)(A) In a prosecution of a violation of this subsection, the court shall require the presence of a juvenile defendant's parent or legal guardian at all proceedings.</p> <p style="-uslm-sgm:P">(B) The court may use the contempt power to enforce subparagraph (A).</p> <p style="-uslm-sgm:P">(C) The court may excuse attendance of a parent or legal guardian of a juvenile defendant at a proceeding in a prosecution of a violation of this subsection for good cause shown.</p> <heading style="-uslm-sgm:HD3"><ref href="/us/usc/t18/s924/a/6">18 U.S.C. 924(a)(6)</ref></heading> <p style="-uslm-sgm:P">(6)(A)(i) A juvenile who violates section 922(x) shall be fined under this title, imprisoned not more than 1 year, or both, except that a juvenile described in clause (ii) shall be sentenced to probation on appropriate conditions and shall not be incarcerated unless the juvenile fails to comply with a condition of probation.</p> <?GPOvSpace 02?> <p style="-uslm-sgm:P">(ii) A juvenile is described in this clause if—</p> <p style="-uslm-sgm:P">(I) the offense of which the juvenile is charged is possession of a handgun or ammunition in violation of section 922(x)(2); and</p> <p style="-uslm-sgm:P">(II) the juvenile has not been convicted in any court of an offense (including an offense under section 922(x) or a similar State law, but not including any other offense consisting of conduct that if engaged in by an adult would not constitute an offense) or adjudicated as a juvenile delinquent for conduct that if engaged in by an adult would constitute an offense.</p> <p style="-uslm-sgm:P">(B) A person other than a juvenile who knowingly violates section 922(x)—</p> <p style="-uslm-sgm:P">(i) shall be fined under this title, imprisoned not more than 1 year, or both; and</p> <p style="-uslm-sgm:P">(ii) if the person sold, delivered, or otherwise transferred a handgun or ammunition to a juvenile knowing or having reasonable cause to know that the juvenile intended to carry or otherwise possess or discharge or otherwise use the handgun or ammunition in the commission of a crime of violence, shall be fined under this title, imprisoned not more than 10 years, or both.</p> </note> <?GPOvSpace 04?> <?page num="58"?> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> This written notification shall be delivered to the nonlicensee on ATF I 5300.2, or in the alternative, the same written notification may be delivered to the nonlicensee on another type of written notification, such as a manufacturer's or importer's brochure accompanying the handgun; a manufacturer's or importer's operational manual accompanying the handgun; or a sales receipt or invoice applied to the handgun package or container delivered to a nonlicensee. Any written notification delivered to a nonlicensee other than on ATF I 5300.2 shall include the language set forth in paragraph (b) of this section in its entirety. Any written notification other than ATF I 5300.2 shall be legible, clear, and conspicuous, and the required language shall appear in type size no smaller than 10-point type.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Except as provided in paragraph (f) of this section, each licensed importer, manufacturer, or dealer who delivers a handgun to a nonlicensee shall display at its licensed premises (including temporary business locations at gun shows) a sign as described in paragraph (e) of this section. The sign shall be displayed where customers can readily see it. Licensed importers, manufacturers, and dealers will be provided with such signs by ATF. Replacement signs may be requested from the ATF Distribution Center.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> <p> The sign (ATF I 5300.1) required by paragraph (d) of this section shall state as follows:</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXTRACT"> <p style="-uslm-sgm:P">(1) The misuse of handguns is a leading contributor to juvenile violence and fatalities.</p> <p style="-uslm-sgm:P">(2) Safely storing and securing firearms away from children will help prevent the unlawful possession of handguns by juveniles, stop accidents, and save lives.</p> <p style="-uslm-sgm:P">(3) Federal law prohibits, except in certain limited circumstances, anyone under 18 years of age from knowingly possessing a handgun, or any person from transferring a handgun to a person under 18.</p> <p style="-uslm-sgm:P">(4) A knowing violation of the prohibition against selling, delivering, or otherwise transferring a handgun to a person under the age of 18 is, under certain circumstances, punishable by up to 10 years in prison.</p> </note> <?GPOvSpace 04?> <note style="-uslm-sgm:NOTE"> <heading style="-uslm-sgm:HED">Note:</heading> <p style="-uslm-sgm:P">ATF I 5300.2 provides the complete language of the statutory prohibitions and exceptions provided in <ref href="/us/usc/t18/s922/x">18 U.S.C. 922(x)</ref> and the penalty provisions of <ref href="/us/usc/t18/s924/a/6">18 U.S.C. 924(a)(6)</ref>. The Federal firearms licensee posting this sign will provide you with a copy of this publication upon request. Requests for additional copies of ATF I 5300.2 should be submitted to the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or made by calling (202) 648–6420.</p> </note> <?GPOvSpace 04?> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.103/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> The sign required by paragraph (d) of this section need not be posted on the premises of any licensed importer, manufacturer, or dealer whose only dispositions of handguns to nonlicensees are to nonlicensees who do not appear at the licensed premises and the dispositions otherwise comply with the provisions of this part.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–402, <ref href="/us/fr/63/37742">63 FR 37742</ref>, <date date="1998-07-13">July 13, 1998</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spG"> <num value="G" style="-uslm-sgm:HED">Subpart G—</num> <heading style="-uslm-sgm:HED">Importation </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.111"> <num value="478.111" style="-uslm-sgm:SECTNO">§ 478.111</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s478.111/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Section 922(a)(3) of the Act makes it unlawful, with certain exceptions not pertinent here, for any person other than a licensee to transport into or receive in the State where the person resides any firearm purchased or otherwise obtained by the person outside of that State. However, section 925(a)(4) provides a limited exception for the transportation, shipment, receipt or importation of certain firearms and ammunition by certain members of the United States Armed Forces. Section 922(1) of the Act makes it unlawful for any person knowingly to import or bring into the United States or any possession thereof any firearm or ammunition except as provided by section 925(d) of the Act, which section provides standards for importing or bringing firearms or ammunition into the United States. Section 925(d) also provides standards for importing or bringing firearm barrels into the United States. Accordingly, no firearm, firearm barrel, or ammunition may be imported or brought into the United States except as provided by this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.111/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Where a firearm, firearm barrel, or ammunition is imported and the authorization for importation required by this subpart has not been obtained by the person importing same, such person shall: <?page num="59"?></chapeau> <paragraph identifier="/us/cfr/t27/s478.111/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Store, at the person's expense, such firearm, firearm barrel, or ammunition at a facility designated by U.S Customs or the Director of Industry Operations to await the issuance of the required authorization or other disposition; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.111/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Abandon such firearm, firearm barrel, or ammunition to the U.S. Government; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.111/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Export such firearm, firearm barrel, or ammunition.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.111/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Any inquiry relative to the provisions or procedures under this subpart, other than that pertaining to the payment of customs duties or the release from Customs custody of firearms, firearm barrels, or ammunition authorized by the Director to be imported, shall be directed to the Director of Industry Operations for reply.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10498">53 FR 10498</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.112"> <num value="478.112" style="-uslm-sgm:SECTNO">§ 478.112</num> <heading style="-uslm-sgm:SUBJECT">Importation by a licensed importer.</heading> <paragraph identifier="/us/cfr/t27/s478.112/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No firearm, firearm barrel, or ammunition shall be imported or brought into the United States by a licensed importer (as defined in <ref href="/us/cfr/t27/s478.11">§ 478.11</ref>) unless the Director has authorized the importation of the firearm, firearm barrel, or ammunition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <paragraph identifier="/us/cfr/t27/s478.112/b/1" class="inline"> <num value="1">(1)</num> <chapeau> An application for a permit, ATF Form 6—Part I, to import or bring a firearm, firearm barrel, or ammunition into the United States or a possession thereof under this section must be filed, in triplicate, with the Director. The application must be signed and dated and must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.112/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, telephone number, and license number (including expiration date) of the importer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The country from which the firearm, firearm barrel, or ammunition is to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The name and address of the foreign seller and foreign shipper;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <chapeau> A description of the firearm, firearm barrel, or ammunition to be imported, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The type (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> rifle, shotgun, pistol, revolver and, in the case of ammunition only, ball, wadcutter, shot, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> The barrel length, if a firearm or firearm barrel (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> The overall length, if a firearm (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> The serial number, if known;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> Whether the firearm is new or used;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> The quantity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/iv/J" style="-uslm-sgm:P"> <num value="J">(J)</num> <content> The unit cost of the firearm, firearm barrel, or ammunition to be imported;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The specific purpose of importation, including final recipient information if different from the importer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> Verification that if a firearm, it will be identified as required by this part; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/A" class="inline"> <num value="A">(A)</num> <content> If a firearm or ammunition imported or brought in for scientific or research purposes, a statement describing such purpose; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> If a firearm or ammunition for use in connection with competition or training pursuant to Chapter 401 of Title 10, U.S.C., a statement describing such intended use; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> If an unserviceable firearm (other than a machine gun) being imported as a curio or museum piece, a description of how it was rendered unserviceable and an explanation of why it is a curio or museum piece; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> If a firearm other than a surplus military firearm, of a type that does not fall within the definition of a firearm under section 5845(a) of the Internal Revenue Code of 1986, and is for sporting purposes, an explanation of why the firearm is generally recognized as particularly suitable for or readily adaptable to sporting purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> If ammunition being imported for sporting purposes, a statement why the ammunition is particularly suitable for or readily adaptable to sporting purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/1/vii/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> If a firearm barrel for a handgun, an explanation why the handgun is generally recognized as particularly suitable for or readily adaptable to sporting purposes.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s478.112/b/2/i" class="inline"> <num value="i">(i)</num> <content> If the Director approves the application, such approved application will serve as the permit to import the firearm, firearm barrel, or ammunition described therein, and importation of such firearms, firearm barrels, or ammunition may continue to be made by <?page num="60"?>the licensed importer under the approved application (permit) during the period specified thereon. The Director will furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director disapproves the application, the licensed importer will be notified of the basis for the disapproval.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A firearm, firearm barrel, or ammunition imported or brought into the United States or a possession thereof under the provisions of this section by a licensed importer may be released from Customs custody to the licensed importer upon showing that the importer has obtained a permit from the Director for the importation of the firearm, firearm barrel, or ammunition to be released. The importer will also submit to Customs a copy of the export license authorizing the export of the firearm, firearm barrel, or ammunition from the exporting country. If the exporting country does not require issuance of an export license, the importer must submit a certification, under penalty of perjury, to that effect.</chapeau> <paragraph identifier="/us/cfr/t27/s478.112/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In obtaining the release from Customs custody of a firearm, firearm barrel, or ammunition authorized by this section to be imported through the use of a permit, the licensed importer will prepare ATF Form 6A, in duplicate, and furnish the original ATF Form 6A to the Customs officer releasing the firearm, firearm barrel, or ammunition. The Customs officer will, after certification, forward the ATF Form 6A to the address specified on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The ATF Form 6A must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.112/c/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, and license number of the importer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name of the manufacturer of the firearm, firearm barrel, or ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The type;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The serial number in the case of firearms, if known; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/c/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> The number of firearms, firearm barrels, or rounds of ammunition released.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> Within 15 days of the date of release from Customs custody, the licensed importer must:</chapeau> <paragraph identifier="/us/cfr/t27/s478.112/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Forward to the address specified on the form a copy of ATF Form 6A on which must be reported any error or discrepancy appearing on the ATF Form 6A certified by Customs and serial numbers if not previously provided on ATF Form 6A;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Pursuant to <ref href="/us/cfr/t27/s478.92">§ 478.92</ref>, place all required identification data on each imported firearm if same did not bear such identification data at the time of its release from Customs custody; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.112/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> Post in the records required to be maintained by the importer under subpart H of this part all required information regarding the importation.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1140–0005; paragraphs (c) and (d) approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10498">53 FR 10498</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38198">65 FR 38198</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.113"> <num value="478.113" style="-uslm-sgm:SECTNO">§ 478.113</num> <heading style="-uslm-sgm:SUBJECT">Importation by other licensees.</heading> <paragraph identifier="/us/cfr/t27/s478.113/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No person other than a licensed importer (as defined in <ref href="/us/cfr/t27/s478.11">§ 478.11</ref>) shall engage in the business of importing firearms or ammunition. Therefore, no firearm or ammunition shall be imported or brought into the United States or a possession thereof by any licensee other than a licensed importer unless the Director issues a permit authorizing the importation of the firearm or ammunition. No barrel for a handgun not generally recognized as particularly suitable for or readily adaptable to sporting purposes shall be imported or brought into the United States or a possession thereof by any person. Therefore, no firearm barrel shall be imported or brought into the United States or possession thereof by any licensee other than a licensed importer unless the Director issues a permit authorizing the importation of the firearm barrel.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <paragraph identifier="/us/cfr/t27/s478.113/b/1" class="inline"> <num value="1">(1)</num> <chapeau> An application for a permit, ATF Form 6—Part I, to import or bring a firearm, firearm barrel, or ammunition into the United States or a possession thereof by a licensee, other than a <?page num="61"?>licensed importer, must be filed, in triplicate, with the Director. The application must be signed and dated and must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, telephone number, and license number (including expiration date) of the applicant;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The country from which the firearm, firearm barrel, or ammunition is to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The name and address of the foreign seller and foreign shipper;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <chapeau> A description of the firearm, firearm barrel, or ammunition to be imported, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The type (e.g., rifle, shotgun, pistol, revolver and, in the case of ammunition only, ball, wadcutter, shot, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> The barrel length, if a firearm or firearm barrel (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> The overall length, if a firearm (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> The serial number, if known;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> Whether the firearm is new or used;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> The quantity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/J" style="-uslm-sgm:P"> <num value="J">(J)</num> <content> The unit cost of the firearm, firearm barrel, or ammunition to be imported;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The specific purpose of importation, including final recipient information if different from the applicant; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/A" class="inline"> <num value="A">(A)</num> <content> If a firearm or ammunition imported or brought in for scientific or research purposes, a statement describing such purpose; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> If a firearm or ammunition for use in connection with competition or training pursuant to Chapter 401 of Title 10, U.S.C., a statement describing such intended use; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> If an unserviceable firearm (other than a machine gun) being imported as a curio or museum piece, a description of how it was rendered unserviceable and an explanation of why it is a curio or museum piece; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> If a firearm other than a surplus military firearm, of a type that does not fall within the definition of a firearm under section 5845(a) of the Internal Revenue Code of 1986, and is for sporting purposes, an explanation of why the firearm is generally recognized as particularly suitable for or readily adaptable to sporting purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> If ammunition being imported for sporting purposes, a statement why the ammunition is particularly suitable for or readily adaptable to sporting purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> If a firearm barrel for a handgun, an explanation why the handgun is generally recognized as particularly suitable for or readily adaptable to sporting purposes.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s478.113/b/2/i" class="inline"> <num value="i">(i)</num> <content> If the Director approves the application, such approved application will serve as the permit to import the firearm, firearm barrel, or ammunition described therein, and importation of such firearms, firearm barrels, or ammunition may continue to be made by the applicant under the approved application (permit) during the period specified thereon. The Director will furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director disapproves the application, the applicant will be notified of the basis for the disapproval.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A firearm, firearm barrel, or ammunition imported or brought into the United States or a possession thereof under the provisions of this section may be released from Customs custody to the licensee upon showing that the licensee has obtained a permit from the Director for the importation of the firearm, firearm barrel, or ammunition to be released.</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In obtaining the release from Customs custody of a firearm, firearm barrel, or ammunition authorized by this section to be imported through the use of a permit, the licensee will prepare ATF Form 6A, in duplicate, and furnish the original ATF Form 6A to the Customs officer releasing the firearm, firearm barrel, or ammunition. The Customs officer will, after certification, forward the ATF Form 6A to the address specified on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The ATF Form 6A must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/c/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, and license number of the licensee;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name of the manufacturer of the firearm, firearm barrel, or ammunition; <?page num="62"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The type;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The serial number in the case of firearms; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> <p> The number of firearms, firearm barrels, or rounds of ammunition released.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1140–0005; paragraph (c) approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10499">53 FR 10499</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38199">65 FR 38199</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.113"> <num value="478.113" style="-uslm-sgm:SECTNO">§ 478.113a</num> <heading style="-uslm-sgm:SUBJECT">Importation of firearm barrels by nonlicensees.</heading> <paragraph identifier="/us/cfr/t27/s478.113/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A permit will not be issued for a firearm barrel for a handgun not generally recognized as particularly suitable for or readily adaptable to sporting purposes. No firearm barrel shall be imported or brought into the United States or possession thereof by any nonlicensee unless the Director issues a permit authorizing the importation of the firearm barrel.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <paragraph identifier="/us/cfr/t27/s478.113/b/1" class="inline"> <num value="1">(1)</num> <chapeau> An application for a permit, ATF Form 6—Part I, to import or bring a firearm barrel into the United States or a possession thereof under this section must be filed, in triplicate, with the Director. The application must be signed and dated and must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, address, and telephone number of the applicant;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The country from which the firearm barrel is to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The name and address of the foreign seller and foreign shipper;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <chapeau> A description of the firearm barrel to be imported, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The type (e.g., rifle, shotgun, pistol, revolver);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> The barrel length (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> The quantity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/iv/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> The unit cost of the firearm barrel;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The specific purpose of importation, including final recipient information if different from the importer; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> If a handgun barrel, an explanation of why the barrel is for a handgun that is generally recognized as particularly suitable for or readily adaptable to sporting purposes.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s478.113/b/2/i" class="inline"> <num value="i">(i)</num> <content> If the Director approves the application, such approved application will serve as the permit to import the firearm barrel, and importation of such firearm barrels may continue to be made by the applicant under the approved application (permit) during the period specified thereon. The Director will furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director disapproves the application, the applicant will be notified of the basis for the disapproval.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A firearm barrel imported or brought into the United States or a possession thereof under the provisions of this section may be released from Customs custody to the person importing the firearm barrel upon showing that the person has obtained a permit from the Director for the importation of the firearm barrel to be released.</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In obtaining the release from Customs custody of a firearm barrel authorized by this section to be imported through the use of a permit, the person importing the firearm barrel will prepare ATF Form 6A, in duplicate, and furnish the original ATF Form 6A to the Customs officer releasing the firearm barrel. The Customs officer will, after certification, forward the ATF Form 6A to the address specified on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The ATF Form 6A must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.113/c/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name and address of the person importing the firearm barrel;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name of the manufacturer of the firearm barrel;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The type;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The caliber or gauge of the firearm barrel so released; and <?page num="63"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.113/c/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> <p> The number of firearm barrels released.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1140–0005; paragraph (c) approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10499">53 FR 10499</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38200">65 FR 38200</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.114"> <num value="478.114" style="-uslm-sgm:SECTNO">§ 478.114</num> <heading style="-uslm-sgm:SUBJECT">Importation by members of the U.S. Armed Forces.</heading> <paragraph identifier="/us/cfr/t27/s478.114/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> The Director may issue a permit authorizing the importation of a firearm or ammunition into the United States to the place of residence of any military member of the U.S. Armed Forces who is on active duty outside the United States, or who has been on active duty outside the United States within the 60-day period immediately preceding the intended importation: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That such firearm or ammunition is generally recognized as particularly suitable for or readily adaptable to sporting purposes and is intended for the personal use of such member.</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <chapeau> An application for a permit, ATF Form 6—Part II, to import a firearm or ammunition into the United States under this section must be filed, in triplicate, with the Director. The application must be signed and dated and must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name, current address, and telephone number of the applicant;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Certification that the transportation, receipt, or possession of the firearm or ammunition to be imported would not constitute a violation of any provision of the Act or of any State law or local ordinance at the place of the applicant's residence;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country from which the firearm or ammunition is to be imported;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The name and address of the foreign seller and foreign shipper;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <chapeau> A description of the firearm or ammunition to be imported, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The type (e.g., rifle, shotgun, pistol, revolver and, in the case of ammunition only, ball, wadcutter, shot, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/E" style="-uslm-sgm:P"> <num value="E">(E)</num> <content> The barrel length, if a firearm (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/F" style="-uslm-sgm:P"> <num value="F">(F)</num> <content> The overall length, if a firearm (in inches);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/G" style="-uslm-sgm:P"> <num value="G">(G)</num> <content> The serial number;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/H" style="-uslm-sgm:P"> <num value="H">(H)</num> <content> Whether the firearm is new or used;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/I" style="-uslm-sgm:P"> <num value="I">(I)</num> <content> The quantity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/v/J" style="-uslm-sgm:P"> <num value="J">(J)</num> <content> The unit cost of the firearm or ammunition to imported;</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <chapeau> The specific purpose of importation, that is—</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/a/1/vi/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> That the firearm or ammunition being imported is for the personal use of the applicant; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/vi/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> If a firearm, a statement that it is not a surplus military firearm, that it does not fall within the definition of a firearm under section 5845(a) of the Internal Revenue Code of 1986, and an explanation of why the firearm is generally recognized as particularly suitable for or readily adaptable to sporting purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/vi/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> If ammunition, a statement why it is generally recognized as particularly suitable for or readily adaptable to sporting purposes; and </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The applicant's date of birth;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> The applicant's rank or grade;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/ix" style="-uslm-sgm:P"> <num value="ix">(ix)</num> <content> The applicant's place of residence;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/x" style="-uslm-sgm:P"> <num value="x">(x)</num> <content> The applicant's present foreign duty station or last foreign duty station, as the case may be;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/xi" style="-uslm-sgm:P"> <num value="xi">(xi)</num> <content> The date of the applicant's reassignment to a duty station within the United States, if applicable; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/1/xii" style="-uslm-sgm:P"> <num value="xii">(xii)</num> <content> The military branch of which the applicant is a member.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <paragraph identifier="/us/cfr/t27/s478.114/a/2/i" class="inline"> <num value="i">(i)</num> <content> If the Director approves the application, such approved application will serve as the permit to import the firearm or ammunition described therein. The Director will furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director disapproves the application, the applicant will be notified of the basis for the disapproval.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Except as provided in paragraph (b)(3) of this section, a firearm or ammunition imported into the United States under the provisions of this section by the applicant may be released from Customs custody to the applicant upon showing that the applicant has <?page num="64"?>obtained a permit from the Director for the importation of the firearm or ammunition to be released.</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In obtaining the release from Customs custody of a firearm or ammunition authorized by this section to be imported through the use of a permit, the military member of the U.S. Armed Forces will prepare ATF Form 6A and furnish the completed form to the Customs officer releasing the firearm or ammunition. The Customs officer will, after certification, forward the ATF Form 6A to the address specified on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The ATF Form 6A must contain the information requested on the form, including:</chapeau> <paragraph identifier="/us/cfr/t27/s478.114/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name and address of the military member;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name of the manufacturer of the firearm or ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The country of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The type;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The model;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The caliber, gauge, or size;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The serial number in the case of firearms; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> If applicable, the number of firearms or rounds of ammunition released.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> When such military member is on active duty outside the United States, the military member may appoint, in writing, an agent to obtain the release of the firearm or ammunition from Customs custody for such member. Such agent will present sufficient identification of the agent and the written authorization to act on behalf of such military member to the Customs officer who is to release the firearm or ammunition.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.114/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> Firearms determined by the Department of Defense to be war souvenirs may be imported into the United States by the military members of the U.S. Armed Forces under such provisions and procedures as the Department of Defense may issue.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (a) approved by the Office of Management and Budget under control number 1140–0006; paragraph (b) approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10500">53 FR 10500</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–426, <ref href="/us/fr/65/38200">65 FR 38200</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.115"> <num value="478.115" style="-uslm-sgm:SECTNO">§ 478.115</num> <heading style="-uslm-sgm:SUBJECT">Exempt importation.</heading> <paragraph identifier="/us/cfr/t27/s478.115/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Firearms and ammunition may be brought into the United States or any possession thereof by any person who can establish to the satisfaction of Customs that such firearm or ammunition was previously taken out of the United States or any possession thereof by such person. Registration on Customs Form 4457 or on any other registration document available for this purpose may be completed before departure from the United States at any U.S. customhouse or any office of an Director of Industry Operations. A bill of sale or other commercial document showing transfer of the firearm or ammunition in the United States to such person also may be used to establish proof that the firearm or ammunition was taken out of the United States by such person. Firearms and ammunition furnished under the provisions of section 925(a)(3) of the Act to military members of the U.S. Armed Forces on active duty outside of the United States also may be imported into the United States or any possession thereof by such military members upon establishing to the satisfaction of Customs that such firearms and ammunition were so obtained.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Firearms, firearm barrels, and ammunition may be imported or brought into the United States by or for the United States or any department or agency thereof, or any State or any department, agency, or political subdivision thereof. A firearm, firearm barrel or ammunition imported or brought into the United States under this paragraph may be released from Customs custody upon a showing that the firearm, firearm barrel or ammunition is being imported or brought into the United States by or for such a governmental entity.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The provisions of this subpart shall not apply with respect to the importation into the United States of any antique firearm.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> Firearms and ammunition are not imported into the United States, and the provisions of this subpart shall not apply, when such firearms and ammunition are brought into the United States by:</chapeau> <paragraph identifier="/us/cfr/t27/s478.115/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A nonresident of the United States for legitimate hunting or lawful <?page num="65"?>sporting purposes, and such firearms and such ammunition as remains following such shooting activity are to be taken back out of the territorial limits of the United States by such person upon conclusion of the shooting activity;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Foreign military personnel on official assignment to the United States who bring such firearms or ammunition into the United States for their exclusive use while on official duty in the United States, and such firearms and unexpended ammunition are taken back out of the territorial limits of the United States by such foreign military personnel when they leave the United States; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Official representatives of foreign governments who are accredited to the U.S. Government or are en route to or from other countries to which accredited, and such firearms and unexpended ammunition are taken back out of the territorial limits of the United States by such official representatives of foreign governments when they leave the United States; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/d/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Officials of foreign governments and distinguished foreign visitors who have been so designated by the Department of State, and such firearms and unexpended ammunition are taken back out of the territorial limits of the United States by such officials of foreign governments and distinguished foreign visitors when they leave the United States; and </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/d/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Foreign law enforcement officers of friendly foreign governments entering the United States on official law enforcement business, and such firearms and unexpended ammunition are taken back out of the territorial limits of the United States by such foreign law enforcement officers when they leave the United States. </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.115/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> Notwithstanding the provisions of paragraphs (d) (1), (2), (3), (4) and (5) of this section, the Secretary of the Treasury or his delegate may in the interest of public safety and necessity require a permit for the importation or bringing into the United States of any firearms or ammunition.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–58, <ref href="/us/fr/44/32367">44 FR 32367</ref>, <date date="1979-06-06" role="amended">June 6, 1979</date>; T.D. ATF–270, <ref href="/us/fr/53/10500">53 FR 10500</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–471, <ref href="/us/fr/67/5426">67 FR 5426</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.116"> <num value="478.116" style="-uslm-sgm:SECTNO">§ 478.116</num> <heading style="-uslm-sgm:SUBJECT">Conditional importation.</heading> <content> <p style="-uslm-sgm:P">The Director shall permit the conditional importation or bringing into the United States or any possession thereof of any firearm, firearm barrel, ammunition, or ammunition feeding device as defined in <ref href="/us/cfr/t27/s478.119/b">§ 478.119(b)</ref> for the purpose of examining and testing the firearm, firearm barrel, ammunition, or ammunition feeding device in connection with making a determination as to whether the importation or bringing in of such firearm, firearm barrel, ammunition, or ammunition feeding device will be authorized under this part. An application on ATF Form 6 for such conditional importation shall be filed, in duplicate, with the Director. The Director may impose conditions upon any importation under this section including a requirement that the firearm, firearm barrel, ammunition, or ammunition feeding device be shipped directly from Customs custody to the Director and that the person importing or bringing in the firearm, firearm barrel, ammunition, or ammunition feeding device must agree to either export the firearm, firearm barrel, ammunition, or ammunition feeding device or destroy same if a determination is made that the firearm, firearm barrel, ammunition, or ammunition feeding device may not be imported or brought in under this part. A firearm, firearm barrel, ammunition, or ammunition feeding device imported or brought into the United States or any possession thereof under the provisions of this section shall be released from Customs custody upon the payment of customs duties, if applicable, and in the manner prescribed in the conditional authorization issued by the Director.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–383, <ref href="/us/fr/61/39321">61 FR 39321</ref>, <date date="1996-07-29">July 29, 1996</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.117"> <num value="478.117" style="-uslm-sgm:SECTNO">§ 478.117</num> <heading style="-uslm-sgm:SUBJECT">Function outside a customs territory.</heading> <content style="-uslm-sgm:P">In the insular possessions of the United States outside customs territory, the functions performed by U.S. <?page num="66"?>Customs officers under this subpart within a customs territory may be performed by the appropriate authorities of a territorial government or other officers of the United States who have been designated to perform such functions. For the purpose of this subpart, the term customs territory means the United States, the District of Columbia, and the Commonwealth of Puerto Rico. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.118"> <num value="478.118" style="-uslm-sgm:SECTNO">§ 478.118</num> <heading style="-uslm-sgm:SUBJECT">Importation of certain firearms classified as curios or relics.</heading> <content> <p style="-uslm-sgm:P">Notwithstanding any other provision of this part, a licensed importer may import all rifles and shotguns classified by the Director as curios or relics, and all handguns classified by the Director as curios or relics that are determined to be generally recognized as particularly suitable for or readily adaptable to sporting purposes. The importation of such curio or relic firearms must be in accordance with the applicable importation provisions of this part and the importation provisions of <ref href="/us/cfr/t27/p447">27 CFR part 447</ref>. Curios or relics which fall within the definition of “firearm” under <ref href="/us/usc/t26/s5845/a">26 U.S.C. 5845(a)</ref> must also meet the importation provisions of <ref href="/us/cfr/t27/p479">27 CFR part 479</ref> before they may be imported.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–202, <ref href="/us/fr/50/14383">50 FR 14383</ref>, <date date="1985-04-12">Apr. 12, 1985</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.119"> <num value="478.119" style="-uslm-sgm:SECTNO">§ 478.119</num> <heading style="-uslm-sgm:SUBJECT">Importation of ammunition feeding devices.</heading> <paragraph identifier="/us/cfr/t27/s478.119/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No ammunition feeding device shall be imported or brought into the United States unless the Director has authorized the importation of such device.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> For purposes of this section, an “ammunition feeding device” is a magazine, belt, drum, feed strip, or similar device for a firearm that has a capacity of, or that can be readily restored or converted to accept, more than 10 rounds of ammunition. The term does not include an attached tubular device designed to accept, and capable of operating only with, .22 caliber rimfire ammunition, or a fixed device for a manually operated firearm, or a fixed device for a firearm listed in <ref href="/us/usc/t18/s922">18 U.S.C. 922</ref>, appendix A.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> An application for a permit, ATF Form 6, to import or bring an ammunition feeding device into the United States or a possession thereof under this section shall be filed, in triplicate, with the Director. The application shall contain:</chapeau> <paragraph identifier="/us/cfr/t27/s478.119/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The name and address of the person importing the device,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A description of the device to be imported, including type and cartridge capacity, model and caliber of firearm for which the device was made, country of manufacture, and name of the manufacturer if known,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The unit cost of the device to be imported,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The country from which to be imported,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The name and address of the foreign seller and the foreign shipper,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Verification that such device will be marked as required by this part, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <chapeau> A statement by the importer that the device is being imported for sale to purchasers specified in <ref href="/us/cfr/t27/s478.40a/b">§ 478.40a(b)</ref> or physical or reasonable documentary evidence establishing that the magazine was manufactured on or before <date date="1994-09-13">September 13, 1994</date>. Any one of the following examples, which are not meant to be exhaustive, may be sufficient to establish the time of manufacture:</chapeau> <paragraph identifier="/us/cfr/t27/s478.119/c/7/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Permanent markings or physical characteristics which establish that the magazine was manufactured on or before <date date="1994-09-13">September 13, 1994</date>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/7/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A certification from the importer, under penalty of perjury, that the importer maintained continuous custody beginning on a date prior to <date date="1994-09-14">September 14, 1994</date>, and continuing until the date of the certification. Such certification shall also be supported by reasonable documentary evidence, such as commercial records;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/7/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> A certification from the importer, under penalty of perjury, that the magazines sought to be imported were in the custody and control of a foreign Government on or before <date date="1994-09-13">September 13, 1994</date>, along with reasonable documentary evidence to support the certification; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/c/7/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> A certification from the importer, under penalty of perjury, that the magazine was in the possession of a foreign arms supplier on or before <date date="1994-09-13">September 13, 1994</date>, along with reasonable documentary evidence to support the certification. <?page num="67"?></content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The Director shall act upon applications to import ammunition feeding devices as expeditiously as possible. If the Director approves the application, such approved application shall serve as the permit to import the device described therein, and importation of such devices may continue to be made by the person importing such devices under the approved application (permit) during the period specified thereon. The Director shall furnish the approved application (permit) to the applicant and retain two copies thereof for administrative use. If the Director disapproves the application, the person importing such devices shall be notified of the basis for the disapproval.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> An ammunition feeding device imported or brought into the United States by a person importing such a device may be released from Customs custody to the person importing such a device upon showing that such person has obtained a permit from the Director for the importation of the device to be released. In obtaining the release from Customs custody of such a device authorized by this section to be imported through use of a permit, the person importing such a device shall prepare ATF Form 6A, in duplicate, and furnish the original ATF Form 6A to the Customs officer releasing the device. The Customs officer shall, after certification, forward the ATF Form 6A to the address specified on the form. The ATF Form 6A shall show the name and address of the person importing the device, the name of the manufacturer of the device, the country of manufacture, the type, model, caliber, size, and the number of devices released.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <chapeau> Within 15 days of the date of release from Customs custody, the person importing such a device shall:</chapeau> <paragraph identifier="/us/cfr/t27/s478.119/f/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Forward to the address specified on the form a copy of ATF Form 6A on which shall be reported any error or discrepancy appearing on the ATF Form 6A certified by Customs, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/f/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Pursuant to <ref href="/us/cfr/t27/s478.92">§ 478.92</ref>, place all required identification data on each imported device manufactured after <date date="1994-09-13">September 13, 1994</date>, if same did not bear such identification data at the time of its release from Customs custody.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.119/g" style="-uslm-sgm:P"> <num value="g">(g)</num> <content> <p> The Director may authorize the conditional importation of an ammunition feeding device as provided in <ref href="/us/cfr/t27/s478.116">§ 478.116</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraphs (a), (c), and (d) approved by the Office of Management and Budget under control numbers 1140–0005 and 1140–0006; paragraphs (e) and (f) approved by the Office of Management and Budget under control number 1140–0007)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–383, <ref href="/us/fr/61/39322">61 FR 39322</ref>, <date date="1996-07-29">July 29, 1996</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.120"> <num value="478.120" style="-uslm-sgm:SECTNO">§ 478.120</num> <heading style="-uslm-sgm:SUBJECT">Firearms or ammunition imported by or for a nonimmigrant alien.</heading> <paragraph identifier="/us/cfr/t27/s478.120/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> A nonimmigrant alien temporarily importing or bringing firearms or ammunition into the United States for lawful hunting or sporting purposes must first obtain an approved ATF Form 6NIA (5330.3D).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.120/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Aliens admitted to the United States under a nonimmigrant visa.</heading> <paragraph identifier="/us/cfr/t27/s478.120/b/1" class="inline"> <num value="1"> (1)</num> <content> Any alien lawfully admitted to the United States under a nonimmigrant visa who completes an ATF Form 6NIA to import firearms or ammunition into the United States, or any licensee who completes an ATF Form 6 to import firearms or ammunition for such nonimmigrant alien, must attach applicable documentation to the Form 6NIA or Form 6 establishing the nonimmigrant alien falls within an exception specified in <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref> (e.g., a hunting license or permit lawfully issued in the United States) or has obtained a waiver as specified in <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.120/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> Aliens admitted to the United States under a nonimmigrant visa importing or bringing firearms or ammunition into the United States must provide the United States Customs and Border Protection with applicable documentation (e.g., a hunting license or permit lawfully issued in the United States) establishing the nonimmigrant alien falls within an exception specified in <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref> or has obtained a waiver as specified in <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref> before the firearm or ammunition may be imported. This provision applies in all cases, whether or not a <?page num="68"?>Form 6 is needed to bring the firearms or ammunition into the United States.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0060)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–24F, <ref href="/us/fr/77/33629">77 FR 33629</ref>, <date date="2012-06-07">June 7, 2012</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spH"> <num value="H" style="-uslm-sgm:HED">Subpart H—</num> <heading style="-uslm-sgm:HED">Records </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.121"> <num value="478.121" style="-uslm-sgm:SECTNO">§ 478.121</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s478.121/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The records pertaining to firearms transactions prescribed by this part shall be retained on the licensed premises in the manner prescribed by this subpart and for the length of time prescribed by <ref href="/us/cfr/t27/s478.129">§ 478.129</ref>. The records pertaining to ammunition prescribed by this part shall be retained on the licensed premises in the manner prescribed by <ref href="/us/cfr/t27/s478.125">§ 478.125</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.121/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> ATF officers may, for the purposes and under the conditions prescribed in <ref href="/us/cfr/t27/s478.23">§ 478.23</ref>, enter the premises of any licensed importer, licensed manufacturer, licensed dealer, or licensed collector for the purpose of examining or inspecting any record or document required by or obtained under this part. Section 923(g) of the Act requires licensed importers, licensed manufacturers, licensed dealers, and licensed collectors to make such records available for such examination or inspection during business hours or, in the case of licensed collectors, hours of operation, as provided in <ref href="/us/cfr/t27/s478.23">§ 478.23</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.121/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Each licensed importer, licensed manufacturer, licensed dealer, and licensed collector shall maintain such records of importation, production, shipment, receipt, sale, or other disposition, whether temporary or permanent, of firearms and such records of the disposition of ammunition as the regulations contained in this part prescribe. Section 922(m) of the Act makes it unlawful for any licensed importer, licensed manufacturer, licensed dealer, or licensed collector knowingly to make any false entry in, to fail to make appropriate entry in, or to fail to properly maintain any such record.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.121/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> For recordkeeping requirements for sales by licensees at gun shows see <ref href="/us/cfr/t27/s478.100/c">§ 478.100(c)</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Information collection requirements in paragraph (a) approved by the Office of Management and Budget under control number 1140–0020; information collection requirements in paragraphs (b) and (c) approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–191, <ref href="/us/fr/49/46891">49 FR 46891</ref>, <date date="1984-11-29" role="amended">Nov. 29, 1984</date>; T.D. ATF–208, <ref href="/us/fr/50/26703">50 FR 26703</ref>, <date date="1985-06-28" role="amended">June 28, 1985</date>; T.D. ATF–270, <ref href="/us/fr/53/10501">53 FR 10501</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.122"> <num value="478.122" style="-uslm-sgm:SECTNO">§ 478.122</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by importers.</heading> <paragraph identifier="/us/cfr/t27/s478.122/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each licensed importer shall, within 15 days of the date of importation or other acquisition, record the type, model, caliber or gauge, manufacturer, country of manufacture, and the serial number of each firearm imported or otherwise acquired, and the date such importation or other acquisition was made.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.122/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> A record of firearms disposed of by a licensed importer to another licensee and a separate record of armor piercing ammunition dispositions to governmental entities, for exportation, or for testing or experimentation authorized under the provisions of <ref href="/us/cfr/t27/s478.149">§ 478.149</ref> shall be maintained by the licensed importer on the licensed premises. For firearms, the record shall show the quantity, type, manufacturer, country of manufacture, caliber or gauge, model, serial number of the firearms so transferred, the name and license number of the licensee to whom the firearms were transferred, and the date of the transaction. For armor piercing ammunition, the record shall show the date of the transaction, manufacturer, caliber or gauge, quantity of projectiles, and the name and address of the purchaser. The information required by this paragraph shall be entered in the proper record book not later than the seventh day following the date of the transaction, and such information shall be recorded under the following formats: <?page num="69"?></p> <xhtml:table cols="9" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c9,L2(,,0),p6,6/1,8,4,12,10,8,6,6,12,8"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Importer's Firearms Disposition Record</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Quantity</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Type</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Manufacturer</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Country of manufacture</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Caliber or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Model</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Serial No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name and license No. of licensee to whom transferred</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date of the transaction</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td colspan="9" style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <xhtml:table cols="5" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c5,L2(,,0),p6,6/1,4,8,8,8,16"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Importer's Armor Piercing Ammunition Disposition Record</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Manufacturer</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Calibur or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Quantity of projectiles</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Purchaser—Name and address</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td colspan="5" style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.122/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Notwithstanding the provisions of paragraph (b) of this section, the Director of Industry Operations may authorize alternate records to be maintained by a licensed importer to record the disposal of firearms and armor piercing ammunition when it is shown by the licensed importer that such alternate records will accurately and readily disclose the information required by paragraph (b) of this section. A licensed importer who proposes to use alternate records shall submit a letter application, in duplicate, to the Director of Industry Operations and shall describe the proposed alternate records and the need therefor. Such alternate records shall not be employed by the licensed importer until approval in such regard is received from the Director of Industry Operations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.122/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> Each licensed importer shall maintain separate records of the sales or other dispositions made of firearms to nonlicensees. Such records shall be maintained in the form and manner as prescribed by <ref href="/us/cfr/t27/s478.124">§§ 478.124</ref> and 478.125 in regard to firearms transaction records and records of acquisition and disposition of firearms.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10501">53 FR 10501</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.123"> <num value="478.123" style="-uslm-sgm:SECTNO">§ 478.123</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by manufacturers.</heading> <paragraph identifier="/us/cfr/t27/s478.123/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each licensed manufacturer shall record the type, model, caliber or gauge, and serial number of each complete firearm manufactured or otherwise acquired, and the date such manufacture or other acquisition was made. The information required by this paragraph shall be recorded not later than the seventh day following the date such manufacture or other acquisition was made.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.123/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A record of firearms disposed of by a manufacturer to another licensee and a separate record of armor piercing ammunition dispositions to governmental entities, for exportation, or for testing or experimentation authorized under the provision of <ref href="/us/cfr/t27/s478.149">§ 478.149</ref> shall be maintained by the licensed manufacturer on the licensed premises. For firearms, the record shall show the quantity, type, model, manufacturer, caliber, size or gauge, serial number of the firearms so transferred, the name and license number of the licensee to whom the firearms were transferred, and the date of the transaction. For armor piercing ammunition, the record shall show the manufacturer, caliber or gauge, quantity, the name and address of the transferee to whom the armor piercing ammunition was transferred, and the date of the transaction. The information required by this paragraph shall be entered in the proper record book not later than the seventh day following the date of the transaction, and such information shall be recorded under the format prescribed by <ref href="/us/cfr/t27/s478.122">§ 478.122</ref>, except that the name of the manufacturer of a firearm or armor piercing ammunition need not be recorded if the firearm or armor piercing ammunition is of the manufacturer's own manufacture.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.123/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Notwithstanding the provisions of paragraph (b) of this section, the Director of Industry Operations may authorize alternate records to be maintained by a licensed manufacturer to record the disposal of firearms and armor piercing ammunition when it is shown by the licensed manufacturer that such alternate records will accurately and readily disclose the information required by paragraph (b) of this section. A licensed manufacturer who proposes to use alternate records shall submit a <?page num="70"?>letter application, in duplicate, to the Director of Industry Operations and shall describe the proposed alternate record and the need therefor. Such alternate records shall not be employed by the licensed manufacturer until approval in such regard is received from the Director of Industry Operations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.123/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> Each licensed manufacturer shall maintain separate records of the sales or other dispositions made of firearms to nonlicensees. Such records shall be maintained in the form and manner as prescribed by <ref href="/us/cfr/t27/s478.124">§§ 478.124</ref> and 478.125 in regard to firearms transaction records and records of acquisition and disposition of firearms.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0067)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10501">53 FR 10501</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.124"> <num value="478.124" style="-uslm-sgm:SECTNO">§ 478.124</num> <heading style="-uslm-sgm:SUBJECT">Firearms transaction record.</heading> <paragraph identifier="/us/cfr/t27/s478.124/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A licensed importer, licensed manufacturer, or licensed dealer shall not sell or otherwise dispose, temporarily or permanently, of any firearm to any person, other than another licensee, unless the licensee records the transaction on a firearms transaction record, Form 4473: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That a firearms transaction record, Form 4473, shall not be required to record the disposition made of a firearm delivered to a licensee for the sole purpose of repair or customizing when such firearm or a replacement firearm is returned to the person from whom received.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A licensed manufacturer, licensed importer, or licensed dealer shall retain in alphabetical (by name of purchaser), chronological (by date of disposition), or numerical (by transaction serial number) order, and as a part of the required records, each Form 4473 obtained in the course of transferring custody of the firearms.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <paragraph identifier="/us/cfr/t27/s478.124/c/1" class="inline"> <num value="1">(1)</num> <content> Prior to making an over-the-counter transfer of a firearm to a nonlicensee who is a resident of the State in which the licensee's business premises is located, the licensed importer, licensed manufacturer, or licensed dealer so transferring the firearm shall obtain a Form 4473 from the transferee showing the transferee's name, sex, residence address (including county or similar political subdivision), date and place of birth; height, weight and race of the transferee; the transferee's country of citizenship; the transferee's INS-issued alien number or admission number; the transferee's State of residence; and certification by the transferee that the transferee is not prohibited by the Act from transporting or shipping a firearm in interstate or foreign commerce or receiving a firearm which has been shipped or transported in interstate or foreign commerce or possessing a firearm in or affecting commerce.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In order to facilitate the transfer of a firearm and enable NICS to verify the identity of the person acquiring the firearm, ATF Form 4473 also requests certain optional information. This information includes the transferee's social security number. Such information may help avoid the possibility of the transferee being misidentified as a felon or other prohibited person.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <chapeau> After the transferee has executed the Form 4473, the licensee:</chapeau> <paragraph identifier="/us/cfr/t27/s478.124/c/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Shall verify the identity of the transferee by examining the identification document (as defined in <ref href="/us/cfr/t27/s478.11">§ 478.11</ref>) presented, and shall note on the Form 4473 the type of identification used;</content> </paragraph> <paragraph role="reserved" identifier="/us/cfr/t27/s478.124/c/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> [Reserved]</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/3/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Must, in the case of a transferee who is an alien admitted to the United States under a nonimmigrant visa who states that he or she falls within an exception to, or has a waiver from, the prohibition in section 922(g)(5)(B) of the Act, have the transferee present applicable documentation establishing the exception or waiver, note on the Form 4473 the type of documentation provided, and attach a copy of the documentation to the Form 4473; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/3/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Shall comply with the requirements of <ref href="/us/cfr/t27/s478.102">§ 478.102</ref> and record on the form the date on which the licensee contacted the NICS, as well as any response provided by the system, including any identification number provided by the system.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The licensee shall identify the firearm to be transferred by listing on the Form 4473 the name of the manufacturer, the name of the importer (if any), the type, model, caliber or gauge, and the serial number of the firearm.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The licensee shall sign and date the form if the licensee does not know <?page num="71"?>or have reasonable cause to believe that the transferee is disqualified by law from receiving the firearm and transfer the firearm described on the Form 4473.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Prior to making an over-the-counter transfer of a shotgun or rifle under the provisions contained in <ref href="/us/cfr/t27/s478.96/c">§ 478.96(c)</ref> to a nonlicensee who is not a resident of the State in which the licensee's business premises is located, the licensee so transferring the shotgun or rifle, and such transferee, shall comply with the requirements of paragraph (c) of this section. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> Prior to making a transfer of a firearm to any nonlicensee who is not a resident of the State in which the licensee's business premises is located, and such nonlicensee is acquiring the firearm by loan or rental from the licensee for temporary use for lawful sporting purposes, the licensed importer, licensed manufacturer, or licensed dealer so furnishing the firearm, and such transferee, shall comply with the provisions of paragraph (c) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> Form 4473 shall be submitted, in duplicate, to a licensed importer, licensed manufacturer, or licensed dealer by a transferee who is purchasing or otherwise acquiring a firearm by other than an over-the-counter transaction, who is not subject to the provisions of <ref href="/us/cfr/t27/s478.102/a">§ 478.102(a)</ref>, and who is a resident of the State in which the licensee's business premises are located. The Form 4473 shall show the name, address, date and place of birth, height, weight, and race of the transferee; and the title, name, and address of the principal law enforcement officer of the locality to which the firearm will be delivered. The transferee also must date and execute the sworn statement contained on the form showing, in case the firearm to be transferred is a firearm other than a shotgun or rifle, the transferee is 21 years or more of age; in case the firearm to be transferred is a shotgun or rifle, the transferee is 18 years or more of age; whether the transferee is a citizen of the United States; the transferee's State of residence; the transferee is not prohibited by the provisions of the Act from shipping or transporting a firearm in interstate or foreign commerce or receiving a firearm which has been shipped or transported in interstate or foreign commerce or possessing a firearm in or affecting commerce; and the transferee's receipt of the firearm would not be in violation of any statute of the State or published ordinance applicable to the locality in which the transferee resides. Upon receipt of such Forms 4473, the licensee shall identify the firearm to be transferred by listing in the Forms 4473 the name of the manufacturer, the name of the importer (if any), the type, model, caliber or gauge, and the serial number of the firearm to be transferred. The licensee shall prior to shipment or delivery of the firearm to such transferee, forward by registered or certified mail (return receipt requested) a copy of the Form 4473 to the principal law enforcement officer named in the Form 4473 by the transferee, and shall delay shipment or delivery of the firearm to the transferee for a period of at least 7 days following receipt by the licensee of the return receipt evidencing delivery of the copy of the Form 4473 to such principal law enforcement officer, or the return of the copy of the Form 4473 to the licensee due to the refusal of such principal law enforcement officer to accept same in accordance with U.S. Postal Service regulations. The original Form 4473, and evidence of receipt or rejection of delivery of the copy of the Form 4473 sent to the principal law enforcement officer, shall be retained by the licensee as a part of the records required to be kept under this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/g" style="-uslm-sgm:P"> <num value="g">(g)</num> <content> A licensee who sells or otherwise disposes of a firearm to a nonlicensee who is other than an individual, shall obtain from the transferee the information required by this section from an individual authorized to act on behalf of the transferee. In addition, the licensee shall obtain from the individual acting on behalf of the transferee a written statement, executed under the penalties of perjury, that the firearm is being acquired for the use of and will be the property of the transferee, and showing the name and address of that transferee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/h" style="-uslm-sgm:P"> <num value="h">(h)</num> <content> The requirements of this section shall be in addition to any other recordkeeping requirement contained in this part. <?page num="72"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.124/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> <p> A licensee may obtain, upon request, an emergency supply of Forms 4473 from any Director of Industry Operations. For normal usage, a licensee should request a year's supply from the ATF Distribution Center (See <ref href="/us/cfr/t27/s478.21">§ 478.21</ref>). </p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (c) approved by the Office of Management and Budget under control numbers 1140–0045, 1140–0020, and 1140–0060; paragraph (f) approved by the Office of Management and Budget under control number 1140–0021; all other recordkeeping approved by the Office of Management and Budget under control number 1140–0020)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14942">49 FR 14942</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–241, <ref href="/us/fr/51/39625">51 FR 39625</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10502">53 FR 10502</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–389, <ref href="/us/fr/62/19444">62 FR 19444</ref>, <date date="1997-04-21" role="amended">Apr. 21, 1997</date>; T.D. ATF–415, <ref href="/us/fr/63/58279">63 FR 58279</ref>, <date date="1998-10-29" role="amended">Oct. 29, 1998</date>; T.D. ATF–471, <ref href="/us/fr/67/5426">67 FR 5426</ref>, <date date="2002-02-05" role="amended">Feb. 5, 2002</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF–24F and 22I, <ref href="/us/fr/77/33630">77 FR 33630</ref>, 33634, <date date="2012-06-07" role="amended">June 7, 2012</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.125"> <num value="478.125" style="-uslm-sgm:SECTNO">§ 478.125</num> <heading style="-uslm-sgm:SUBJECT">Record of receipt and disposition.</heading> <paragraph identifier="/us/cfr/t27/s478.125/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Armor piercing ammunition sales by licensed collectors to nonlicensees.</heading> <chapeau> The sale or other disposition of armor piercing ammunition by licensed collectors shall be recorded in a bound record at the time a transaction is made. The bound record shall be maintained in chronological order by date of sale or disposition of the armor piercing ammunition, and shall be retained on the licensed premises of the licensee for a period not less than two years following the date of the recorded sale or disposition of the armor piercing ammunition. The bound record entry shall show:</chapeau> <paragraph identifier="/us/cfr/t27/s478.125/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The date of the transaction;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The name of the manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The caliber or gauge;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The quantity of projectiles;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The name, address, and date of birth of the nonlicensee; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> <p> The method used to establish the identity of the armor piercing ammunition purchaser.</p> <p style="-uslm-sgm:P">The format required for the bound record is as follows:</p> <xhtml:table cols="9" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c9,L2(,,0),p6,6/1,2,7,6,7,5,5,6,6,6"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Disposition Record of Armor Piercing Ammunition</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Manufacturer</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Caliber or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Quantity of projectiles</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Purchaser</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="3">Enter a (x) in the “known” column if purchaser is personally known to you. Otherwise, establish the purchaser's identification</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Name and address</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date of birth</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Known</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Driver's license</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Other type (specify)</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td colspan="9" style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <p style="-uslm-sgm:FP">However, when a commercial record is made at the time a transaction is made, a licensee may delay making an entry into the bound record if the provisions of paragraph (d) of this section are complied with.</p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Armor piercing ammunition sales by licensed collectors to licensees.</heading> <content> Sales or other dispositions of armor piercing ammunition from a licensed collector to another licensee shall be recorded and maintained in the manner prescribed in <ref href="/us/cfr/t27/s478.122/b">§ 478.122(b)</ref> for importers: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the license number of the transferee may be recorded in lieu of the transferee's address.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Armor piercing ammunition sales by licensed dealers to governmental entities.</heading> <content> A record of armor piercing ammunition disposed of by a licensed dealer to a governmental entity pursuant to <ref href="/us/cfr/t27/s478.99/e">§ 478.99(e)</ref> shall be maintained by the licensed dealer on the licensed premises and shall show the name of the manufacturer, the caliber or gauge, the quantity, the name and address of the entity to which the armor piercing ammunition was transferred, and the date of the transaction. Such information shall be recorded under the format prescribed by <ref href="/us/cfr/t27/s478.122/b">§ 478.122(b)</ref>. Each licensed dealer disposing of armor piercing ammunition pursuant to <ref href="/us/cfr/t27/s478.99/e">§ 478.99(e)</ref> shall also maintain a record showing the date of acquisition of such ammunition which shall be filed in an orderly manner separate from other commercial records maintained and be readily available for inspection. The records required by this paragraph shall be retained on the licensed premises of the licensee for a period not less than two <?page num="73"?>years following the date of the recorded sale or disposition of the armor piercing ammunition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Commercial records of armor piercing ammunition transactions.</heading> <chapeau> When a commercial record is made at the time of sale or other disposition of armor piercing ammunition, and such record contains all information required by the bound record prescribed by paragraph (a) of this section, the licensed collector transferring the armor piercing ammunition may, for a period not exceeding 7 days following the date of such transfer, delay making the required entry into such bound record: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the commercial record pertaining to the transfer is:</chapeau> <paragraph identifier="/us/cfr/t27/s478.125/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Maintained by the licensed collector separate from other commercial documents maintained by such licensee, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is readily available for inspection on the licensed premises until such time as the required entry into the bound record is made.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Firearms receipt and disposition by dealers.</heading> <content> <p> Each licensed dealer shall enter into a record each receipt and disposition of firearms. In addition, before commencing or continuing a firearms business, each licensed dealer shall inventory the firearms possessed for such business and shall record same in the record required by this paragraph. The record required by this paragraph shall be maintained in bound form under the format prescribed below. The purchase or other acquisition of a firearm shall, except as provided in paragraph (g) of this section, be recorded not later than the close of the next business day following the date of such purchase or acquisition. The record shall show the date of receipt, the name and address or the name and license number of the person from whom received, the name of the manufacturer and importer (if any), the model, serial number, type, and the caliber or gauge of the firearm. The sale or other disposition of a firearm shall be recorded by the licensed dealer not later than 7 days following the date of such transaction. When such disposition is made to a nonlicensee, the firearms transaction record, Form 4473, obtained by the licensed dealer shall be retained, until the transaction is recorded, separate from the licensee's Form 4473 file and be readily available for inspection. When such disposition is made to a licensee, the commercial record of the transaction shall be retained, until the transaction is recorded, separate from other commercial documents maintained by the licensed dealer, and be readily available for inspection. The record shall show the date of the sale or other disposition of each firearm, the name and address of the person to whom the firearm is transferred, or the name and license number of the person to whom transferred if such person is a licensee, or the firearms transaction record, Form 4473, serial number if the licensed dealer transferring the firearm serially numbers the Forms 4473 and files them numerically. The format required for the record of receipt and disposition of firearms is as follows:</p> <xhtml:table cols="10" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c10,L2,p6,6/1,s20,8,8,8,8,6,9,6,6,15"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Firearms Acquisition and Disposition Record</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="5">Description of firearm</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Receipt</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="3">Disposition</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Manufacturer and importer (if any)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Model</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Serial No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Type</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Caliber or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name and address or name and license No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Address or license No. if licensee, or Form 4473 Serial No. if Forms 4473 filed numerically</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td colspan="10" style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/f" style="-uslm-sgm:P"> <num value="f">(f) </num> <heading>Firearms receipt and disposition by licensed collectors.</heading> <paragraph identifier="/us/cfr/t27/s478.125/f/1" class="inline"> <num value="1"> (1)</num> <content> Each licensed collector shall enter into a record each receipt and disposition of firearms curios or relics. The record required by this paragraph shall be maintained in bound form under the format prescribed below. The purchase or other acquisition of a curio or relic shall, except as provided in paragraph (g) of this section, be recorded not later than the close of the next business day following the date of such purchase or other acquisition. The record shall show the date of receipt, the name and <?page num="74"?>address or the name and license number of the person from whom received, the name of the manufacturer and importer (if any), the model, serial number, type, and the caliber or gauge of the firearm curio or relic. The sale or other disposition of a curio or relic shall be recorded by the licensed collector not later than 7 days following the date of such transaction. When such disposition is made to a licensee, the commercial record of the transaction shall be retained, until the transaction is recorded, separate from other commercial documents maintained by the licensee, and be readily available for inspection. The record shall show the date of the sale or other disposition of each firearm curio or relic, the name and address of the person to whom the firearm curio or relic is transferred, or the name and license number of the person to whom transferred if such person is a licensee, and the date of birth of the transferee if other than a licensee. In addition, the licensee shall cause the transferee, if other than a licensee, to be identified in any manner customarily used in commercial transactions (e.g., a driver's license), and note on the record the method used.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/f/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> The format required for the record of receipt and disposition of firearms by collectors is as follows:</p> <xhtml:table cols="11" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c11,L2,p6,6/7,s8,6,6,6,6,6,10,6,10,10,10"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Firearms Collectors Acquisition and Disposition Record</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="5">Description of firearm</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Receipt</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="4">Disposition</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Manufacturer and importer (if any)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Model</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Serial No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Type</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Caliber or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name and address or name and license No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name and address or name and license No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date of birth if non-licensee</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Driver's license No. or other identification if non-licensee</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/g" style="-uslm-sgm:P"> <num value="g">(g) </num> <heading>Commercial records of firearms received.</heading> <content> When a commercial record is held by a licensed dealer or licensed collector showing the acquisition of a firearm or firearm curio or relic, and such record contains all acquisition information required by the bound record prescribed by paragraphs (e) and (f) of this section, the licensed dealer or licensed collector acquiring such firearm or curio or relic, may, for a period not exceeding 7 days following the date of such acquisition, delay making the required entry into such bound record: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the commercial record is, until such time as the required entry into the bound record is made, (1) maintained by the licensed dealer or licensed collector separate from other commercial documents maintained by such licensee, and (2) readily available for inspection on the licensed premises: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided further,</inline> That when disposition is made of a firearm or firearm curio or relic not entered in the bound record under the provisions of this paragraph, the licensed dealer or licensed collector making such disposition shall enter all required acquisition information regarding the firearm or firearm curio or relic in the bound record at the time such transfer or disposition is made.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/h" style="-uslm-sgm:P"> <num value="h">(h) </num> <heading>Alternate records.</heading> <content> Notwithstanding the provisions of paragraphs (a), (e), and (f) of this section, the Director of Industry Operations may authorize alternate records to be maintained by a licensed dealer or licensed collector to record the acquisition and disposition of firearms or curios or relics and the disposition of armor piercing ammunition when it is shown by the licensed dealer or the licensed collector that such alternate records will accurately and readily disclose the required information. A licensed dealer or licensed collector who proposes to use alternate records shall submit a letter application, in duplicate, to the Director of Industry Operations and shall describe the proposed alternate records and the need therefor. Such alternate records shall not be employed by the licensed dealer or licensed collector until approval in such regard is received from the Director of Industry Operations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/i" style="-uslm-sgm:P"> <num value="i">(i) </num> <heading>Requirements for importers and manufacturers.</heading> <content> <p> Each licensed importer and <?page num="75"?>licensed manufacturer selling or otherwise disposing of firearms or armor piercing ammunition to nonlicensees shall maintain such records of such transactions as are required of licensed dealers by this section.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10503">53 FR 10503</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–273, <ref href="/us/fr/53/24687">53 FR 24687</ref>, <date date="1988-06-30" role="amended">June 30, 1988</date>; T.D. ATF–313, <ref href="/us/fr/56/32508">56 FR 32508</ref>, <date date="1991-07-17" role="amended">July 17, 1991</date>; T.D. ATF–389, <ref href="/us/fr/62/19445">62 FR 19445</ref>, <date date="1997-04-21" role="amended">Apr. 21, 1997</date>; T.D. ATF–11F, <ref href="/us/fr/73/57241">73 FR 57241</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF–22I, <ref href="/us/fr/77/33634">77 FR 33634</ref>, <date date="2012-06-07" role="amended">June 7, 2012</date>; ATF–19 F, <ref href="/us/fr/79/45092">79 FR 45092</ref>, <date date="2014-08-04" role="amended">Aug. 4, 2014</date>; ATF 2015R–26, <ref href="/us/fr/81/38071">81 FR 38071</ref>, <date date="2016-06-13" role="amended">June 13, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.125"> <num value="478.125" style="-uslm-sgm:SECTNO">§ 478.125a</num> <heading style="-uslm-sgm:SUBJECT">Personal firearms collection.</heading> <paragraph identifier="/us/cfr/t27/s478.125/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Notwithstanding any other provision of this subpart, a licensed manufacturer, licensed importer, or licensed dealer is not required to comply with the provisions of <ref href="/us/cfr/t27/s478.102">§ 478.102</ref> or record on a firearms transaction record, Form 4473, the sale or other disposition of a firearm maintained as part of the licensee's personal firearms collection: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That</chapeau> <paragraph identifier="/us/cfr/t27/s478.125/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The licensee has maintained the firearm as part of such collection for 1 year from the date the firearm was transferred from the business inventory into the personal collection or otherwise acquired as a personal firearm,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The licensee recorded in the bound record prescribed by <ref href="/us/cfr/t27/s478.125/e">§ 478.125(e)</ref> the receipt of the firearm into the business inventory or other acquisition,</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The licensee recorded the firearm as a disposition in the bound record prescribed by <ref href="/us/cfr/t27/s478.125/e">§ 478.125(e)</ref> when the firearm was transferred from the business inventory into the personal firearms collection or otherwise acquired as a personal firearm, and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> <p> The licensee enters the sale or other disposition of the firearm from the personal firearms collection into a bound record, under the format prescribed below, identifying the firearm transferred by recording the name of the manufacturer and importer (if any), the model, serial number, type, and the caliber or gauge, and showing the date of the sale or other disposition, the name and address of the transferee, or the name and business address of the transferee if such person is a licensee, and the date of birth of the transferee if other than a licensee. In addition, the licensee shall cause the transferee, if other than a licensee, to be identified in any manner customarily used in commercial transactions (e.g., a drivers license). The format required for the disposition record of personal firearms is as follows:</p> <xhtml:table cols="8" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c8,L2(,,0),p6,6/1,13,6,12,5,11,5,11,15"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Disposition Record of Personal Firearms</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="5">Description of firearm</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="3">Disposition</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Manufacturer and importer (if any)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Model</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Serial No.</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Type</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Caliber or gauge</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Name and address (business address if licensee)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Date of birth if nonlicensee</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td colspan="8" style="-uslm-sgm:ENT; -uslm-sgm-I:I22"> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.125/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Any licensed manufacturer, licensed importer, or licensed dealer selling or otherwise disposing of a firearm from the licensee's personal firearms collection under this section shall be subject to the restrictions imposed by the Act and this part on the dispositions of firearms by persons other than licensed manufacturers, licensed importers, and licensed dealers.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10504">53 FR 10504</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–313, <ref href="/us/fr/56/32509">56 FR 32509</ref>, <date date="1991-07-17" role="amended">July 17, 1991</date>; T.D. ATF–415, <ref href="/us/fr/63/58280">63 FR 58280</ref>, <date date="1998-10-29" role="amended">Oct. 29, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2015R–26, <ref href="/us/fr/81/38071">81 FR 38071</ref>, <date date="2016-06-13" role="amended">June 13, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.126"><?page num="76"?> <num value="478.126" style="-uslm-sgm:SECTNO">§ 478.126</num> <heading style="-uslm-sgm:SUBJECT">Furnishing transaction information.</heading> <paragraph identifier="/us/cfr/t27/s478.126/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each licensee shall, when required by letter issued by the Director of Industry Operations, and until notified to the contrary in writing by such officer, submit on Form 5300.5, Report of Firearms Transactions, for the periods and at the times specified in the letter issued by the Director of Industry Operations, all record information required by this subpart, or such lesser record information as the Director of Industry Operations in his letter may specify.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.126/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> The Director of Industry Operations may authorize the information to be submitted in a manner other than that prescribed in paragraph (a) of this section when it is shown by a licensee that an alternate method of reporting is reasonably necessary and will not unduly hinder the effective administration of this part. A licensee who proposes to use an alternate method of reporting shall submit a letter application, in duplicate, to the Director of Industry Operations and shall describe the proposed alternate method of reporting and the need therefor. An alternate method of reporting shall not be employed by the licensee until approval in such regard is received from the Director of Industry Operations.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–172, <ref href="/us/fr/49/14942">49 FR 14942</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.126"> <num value="478.126" style="-uslm-sgm:SECTNO">§ 478.126a</num> <heading style="-uslm-sgm:SUBJECT">Reporting multiple sales or other disposition of pistols and revolvers.</heading> <content> <p style="-uslm-sgm:P">Each licensee shall prepare a report of multiple sales or other disposition whenever the licensee sells or otherwise disposes of, at one time or during any five consecutive business days, two or more pistols, or revolvers, or any combination of pistols and revolvers totaling two or more, to an unlicensed person: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That a report need not be made where pistols or revolvers, or any combination thereof, are returned to the same person from whom they were received. The report shall be prepared on Form 3310.4, Report of Multiple Sale or Other Disposition of Pistols and Revolvers. Not later than the close of business on the day that the multiple sale or other disposition occurs, the licensee shall forward two copies of Form 3310.4 to the ATF office specified thereon and one copy to the State police or to the local law enforcement agency in which the sale or other disposition took place. Where the State or local law enforcement officials have notified the licensee that a particular official has been designated to receive Forms 3310.4, the licensee shall forward such forms to that designated official. The licensee shall retain one copy of Form 3310.4 and attach it to the firearms transaction record, Form 4473, executed upon delivery of the pistols or revolvers.</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example. 1.</heading> <p style="-uslm-sgm:P">A licensee sells a pistol and revolver in a single transaction to an unlicensed person. This is a multiple sale and must be reported not later than the close of business on the date of the transaction.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example. 2.</heading> <p style="-uslm-sgm:P">A licensee sells a pistol on Monday and sells a revolver on the following Friday to the same unlicensed person. This is a multiple sale and must be reported not later than the close of business on Friday. If the licensee sells the same unlicensed person another pistol or revolver on the following Monday, this would constitute an additional multiple sale and must also be reported.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 3.</heading> <p style="-uslm-sgm:P">A licensee maintaining business hours on Monday through Saturday sells a revolver to an unlicensed person on Monday and sells another revolver to the same person on the following Saturday. This does not constitute a multiple sale and need not be reported since the sales did not occur during five consecutive business days.</p> </note> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0003)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–16, <ref href="/us/fr/40/19202">40 FR 19202</ref>, <date date="1975-05-02">May 2, 1975</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14942">49 FR 14942</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–270, <ref href="/us/fr/53/10505">53 FR 10505</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–354, <ref href="/us/fr/59/7113">59 FR 7113</ref>, <date date="1994-02-14" role="amended">Feb. 14, 1994</date>; T.D. ATF–361, <ref href="/us/fr/60/10787">60 FR 10787</ref>, <date date="1995-02-27" role="amended">Feb. 27, 1995</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.127"> <num value="478.127" style="-uslm-sgm:SECTNO">§ 478.127</num> <heading style="-uslm-sgm:SUBJECT">Discontinuance of business.</heading> <content> <p style="-uslm-sgm:P">Where a licensed business is discontinued and succeeded by a new licensee, the records prescribed by this subpart shall appropriately reflect such facts and shall be delivered to the successor. Where discontinuance of the business is absolute, the records shall be delivered within 30 days following the business discontinuance to the ATF Out-of-<?page num="77"?>Business Records Center, 244 Needy Road, Martinsburg, West Virginia 25405, or to any ATF office in the division in which the business was located: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided, however,</inline> Where State law or local ordinance requires the delivery of records to other responsible authority, the Chief, Federal Firearms Licensing Center may arrange for the delivery of the records required by this subpart to such authority: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided further,</inline> That where a licensed business is discontinued and succeeded by a new licensee, the records may be delivered within 30 days following the business discontinuance to the ATF Out-of-Business Records Center or to any ATF office in the division in which the business was located.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–290, <ref href="/us/fr/54/53055">54 FR 53055</ref>, <date date="1989-12-27">Dec. 27, 1989</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17455">60 FR 17455</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.128"> <num value="478.128" style="-uslm-sgm:SECTNO">§ 478.128</num> <heading style="-uslm-sgm:SUBJECT">False statement or representation.</heading> <paragraph identifier="/us/cfr/t27/s478.128/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person who knowingly makes any false statement or representation in applying for any license or exemption or relief from disability, under the provisions of the Act, shall be fined not more than $5,000 or imprisoned not more than 5 years, or both.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.128/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any person other than a licensed manufacturer, licensed importer, licensed dealer, or licensed collector who knowingly makes any false statement or representation with respect to any information required by the provisions of the Act or this part to be kept in the records of a person licensed under the Act or this part shall be fined not more than $5,000 or imprisoned not more than 5 years, or both.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.128/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Any licensed manufacturer, licensed importer, licensed dealer, or licensed collector who knowingly makes any false statement or representation with respect to any information required by the provisions of the Act or this part to be kept in the records of a person licensed under the Act or this part shall be fined not more than $1,000 or imprisoned not more than 1 year, or both.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10505">53 FR 10505</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.129"> <num value="478.129" style="-uslm-sgm:SECTNO">§ 478.129</num> <heading style="-uslm-sgm:SUBJECT">Record retention.</heading> <paragraph identifier="/us/cfr/t27/s478.129/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Records prior to Act.</heading> <content> Licensed importers and licensed manufacturers may dispose of records of sale or other disposition of firearms prior to <date date="1968-12-16">December 16, 1968</date>. Licensed dealers and licensed collectors may dispose of all records of firearms transactions that occurred prior to <date date="1968-12-16">December 16, 1968</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.129/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Firearms transaction record.</heading> <content> Licensees shall retain each Form 4473 and Form 4473(LV) for a period of not less than 20 years after the date of sale or disposition. Where a licensee has initiated a NICS check for a proposed firearms transaction, but the sale, delivery, or transfer of the firearm is not made, the licensee shall record any transaction number on the Form 4473, and retain the Form 4473 for a period of not less than 5 years after the date of the NICS inquiry. Forms 4473 shall be retained in the licensee's records as provided in <ref href="/us/cfr/t27/s478.124/b">§ 478.124(b)</ref>: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That Forms 4473 with respect to which a sale, delivery or transfer did not take place shall be separately retained in alphabetical (by name of transferee) or chronological (by date of transferee's certification) order.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.129/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Statement of intent to obtain a handgun, reports of multiple sales or other disposition of pistols and revolvers, and reports of theft or loss of firearms.</heading> <content> Licensees shall retain each Form 5300.35 (Statement of Intent to Obtain a Handgun(s)) for a period of not less than 5 years after notice of the intent to obtain the handgun was forwarded to the chief law enforcement officer, as defined in <ref href="/us/cfr/t27/s478.150/c">§ 478.150(c)</ref>. Licensees shall retain each copy of Form 3310.4 (Report of Multiple Sale or Other Disposition of Pistols and Revolvers) for a period of not less than 5 years after the date of sale or other disposition. Licensees shall retain each copy of Form 3310.11 (Federal Firearms Licensee Theft/Loss Report) for a period of not less than 5 years after the date the theft or loss was reported to ATF.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.129/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Records of importation and manufacture.</heading> <content> Licensees will maintain permanent records of the importation, manufacture, or other acquisition of firearms, including ATF Forms 6 and 6A as required by subpart G of this part. Licensed importers' records and licensed manufacturers' records of the sale or <?page num="78"?>other disposition of firearms after <date date="1968-12-15">December 15, 1968</date>, shall be retained through <date date="1988-12-15">December 15, 1988</date>, after which records of transactions over 20 years of age may be discarded.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.129/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Records of dealers and collectors under the Act.</heading> <content> The records prepared by licensed dealers and licensed collectors under the Act of the sale or other disposition of firearms and the corresponding record of receipt of such firearms shall be retained through <date date="1988-12-15">December 15, 1988</date>, after which records of transactions over 20 years of age may be discarded.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.129/f" style="-uslm-sgm:P"> <num value="f">(f) </num> <heading>Retention of records of transactions in semiautomatic assault weapons.</heading> <content> <p> The documentation required by <ref href="/us/cfr/t27/s478.40/c">§§ 478.40(c)</ref> and 478.132 shall be retained in the licensee's permanent records for a period of not less than 5 years after the date of sale or other disposition.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1512–0544; Paragraph (c) approved by the Office of Management and Budget under control numbers 1512–0520, 1512–0006, and 1512–0524; Paragraph (f) approved by the Office of Management and Budget under control number 1512–0526; all other recordkeeping approved by the Office of Management and Budget under control number 1512–0129)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–208, <ref href="/us/fr/50/26704">50 FR 26704</ref>, <date date="1985-06-28">June 28, 1985</date> and correctly designated at <ref href="/us/fr/50/35081">50 FR 35081</ref>, <date date="1985-08-29">Aug. 29, 1985</date>, as amended by T.D. ATF–273, <ref href="/us/fr/53/24687">53 FR 24687</ref>, <date date="1988-06-30" role="amended">June 30, 1988</date>; T.D. ATF–361, <ref href="/us/fr/60/10787">60 FR 10787</ref>, <date date="1995-02-27" role="amended">Feb. 27, 1995</date>; T.D. ATF–363, <ref href="/us/fr/60/17455">60 FR 17455</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–415, <ref href="/us/fr/63/58280">63 FR 58280</ref>, <date date="1998-10-29" role="amended">Oct. 29, 1998</date>; T.D. ATF–426, <ref href="/us/fr/65/38201">65 FR 38201</ref>, <date date="2000-06-20" role="amended">June 20, 2000</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.131"> <num value="478.131" style="-uslm-sgm:SECTNO">§ 478.131</num> <heading style="-uslm-sgm:SUBJECT">Firearms transactions not subject to a NICS check.</heading> <paragraph identifier="/us/cfr/t27/s478.131/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s478.131/a/1" class="inline"> <num value="1">(1)</num> <content> A licensed importer, licensed manufacturer, or licensed dealer whose sale, delivery, or transfer of a firearm is made pursuant to the alternative provisions of <ref href="/us/cfr/t27/s478.102/d">§ 478.102(d)</ref> and is not subject to the NICS check prescribed by <ref href="/us/cfr/t27/s478.102/a">§ 478.102(a)</ref> shall maintain the records required by paragraph (a) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.131/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> If the transfer is pursuant to a permit or license in accordance with <ref href="/us/cfr/t27/s478.102/d/1">§ 478.102(d)(1)</ref>, the licensee shall either retain a copy of the purchaser's permit or license and attach it to the firearms transaction record, Form 4473, or record on the firearms transaction record, Form 4473, any identifying number, the date of issuance, and the expiration date (if provided) from the permit or license.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.131/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> If the transfer is pursuant to a certification by ATF in accordance with <ref href="/us/cfr/t27/s478.102/d/3">§§ 478.102(d)(3)</ref> and 478.150, the licensee shall maintain the certification as part of the records required to be kept under this subpart and for the period prescribed for the retention of Form 5300.35 in <ref href="/us/cfr/t27/s478.129/c">§ 478.129(c)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.131/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> The requirements of this section shall be in addition to any other recordkeeping requirements contained in this part.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0045)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58280">63 FR 58280</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.132"> <num value="478.132" style="-uslm-sgm:SECTNO">§ 478.132</num> <heading style="-uslm-sgm:SUBJECT">Dispositions of semiautomatic assault weapons and large capacity ammunition feeding devices to law enforcement officers for official use and to employees or contractors of nuclear facilities.</heading> <chapeau style="-uslm-sgm:P">Licensed manufacturers, licensed importers, and licensed dealers in semiautomatic assault weapons, as well as persons who manufacture, import, or deal in large capacity ammunition feeding devices, may transfer such weapons and devices manufactured after <date date="1994-09-13">September 13, 1994</date>, to law enforcement officers and to employees or contractors of nuclear facilities with the following documentation:</chapeau> <paragraph identifier="/us/cfr/t27/s478.132/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Law enforcement officers.</heading> <paragraph identifier="/us/cfr/t27/s478.132/a/1" class="inline"> <num value="1"> (1)</num> <content> A written statement from the purchasing officer, under penalty of perjury, stating that the weapon or device is being purchased for use in performing official duties and that the weapon or device is not being acquired for personal use or for purposes of transfer or resale; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.132/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A written statement from a supervisor of the purchasing officer, on agency letterhead, under penalty of perjury, stating that the purchasing officer is acquiring the weapon or device for use in official duties, that the firearm is suitable for use in performing official duties, and that the weapon or device is not being acquired for personal use or for purposes of transfer or resale. <?page num="79"?></content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.132/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Employees or contractors of nuclear facilities.</heading> <paragraph identifier="/us/cfr/t27/s478.132/b/1" class="inline"> <num value="1"> (1)</num> <content> Evidence that the employee is employed by a nuclear facility licensed pursuant to <ref href="/us/usc/t42/s2133">42 U.S.C. 2133</ref> or evidence that the contractor has a valid contract with such a facility.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.132/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A written statement from the purchasing employee or contractor under penalty of perjury, stating that the weapon or device is being purchased for one of the purposes authorized in <ref href="/us/cfr/t27/s478.40/b/7">§§ 478.40(b)(7)</ref> and 478.40(b)(3), i.e., on-site physical protection, on-site or off-site training, or off-site transportation of nuclear materials.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.132/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> A written statement from a supervisor of the purchasing employee or contractor, on agency or company letterhead, under penalty of perjury, stating that the purchasing employee or contractor is acquiring the weapon or device for use in official duties, and that the weapon or device is not being acquired for personal use or for purposes of transfer or resale.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0041)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–396, <ref href="/us/fr/63/12646">63 FR 12646</ref>, <date date="1998-03-16">Mar. 16, 1998</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.133"> <num value="478.133" style="-uslm-sgm:SECTNO">§ 478.133</num> <heading style="-uslm-sgm:SUBJECT">Records of transactions in semiautomatic assault weapons.</heading> <content> <p style="-uslm-sgm:P">The evidence specified in <ref href="/us/cfr/t27/s478.40/c">§ 478.40(c)</ref>, relating to transactions in semiautomatic assault weapons, shall be retained in the permanent records of the manufacturer or dealer and in the records of the licensee to whom the weapons are transferred.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0041)</note> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17455">60 FR 17455</ref>, <date date="1995-04-06">Apr. 6, 1995</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.134"> <num value="478.134" style="-uslm-sgm:SECTNO">§ 478.134</num> <heading style="-uslm-sgm:SUBJECT">Sale of firearms to law enforcement officers.</heading> <paragraph identifier="/us/cfr/t27/s478.134/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Law enforcement officers purchasing firearms for official use who provide the licensee with a certification on agency letterhead, signed by a person in authority within the agency (other than the officer purchasing the firearm), stating that the officer will use the firearm in official duties and that a records check reveals that the purchasing officer has no convictions for misdemeanor crimes of domestic violence are not required to complete Form 4473 or Form 5300.35. The law enforcement officer purchasing the firearm may purchase a firearm from a licensee in another State, regardless of where the officer resides or where the agency is located.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <paragraph identifier="/us/cfr/t27/s478.134/b/1" class="inline"> <num value="1">(1)</num> <chapeau> The following individuals are considered to have sufficient authority to certify that law enforcement officers purchasing firearms will use the firearms in the performance of official duties:</chapeau> <paragraph identifier="/us/cfr/t27/s478.134/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> In a city or county police department, the director of public safety or the chief or commissioner of police.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> In a sheriff's office, the sheriff.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> In a State police or highway patrol department, the superintendent or the supervisor in charge of the office to which the State officer or employee is assigned.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> In Federal law enforcement offices, the supervisor in charge of the office to which the Federal officer or employee is assigned.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> An individual signing on behalf of the person in authority is acceptable, provided there is a proper delegation of authority.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.134/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Licensees are not required to prepare a Form 4473 or Form 5300.35 covering sales of firearm made in accordance with paragraph (a) of this section to law enforcement officers for official use. However, disposition to the officer must be entered into the licensee's permanent records, and the certification letter must be retained in the licensee's files.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30">June 30, 1998</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spI"> <num value="I" style="-uslm-sgm:HED">Subpart I—</num> <heading style="-uslm-sgm:HED">Exemptions, Seizures, and Forfeitures </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.141"> <num value="478.141" style="-uslm-sgm:SECTNO">§ 478.141</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <chapeau style="-uslm-sgm:P">With the exception of <ref href="/us/cfr/t27/s478.32/a/9">§§ 478.32(a)(9)</ref> and (d)(9) and 478.99(c)(9), the provisions of this part shall not apply with respect to:</chapeau> <paragraph identifier="/us/cfr/t27/s478.141/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The transportation, shipment, receipt, possession, or importation of any firearm or ammunition imported for, sold or shipped to, or issued for the use of, the United States or any department or agency thereof or any State or <?page num="80"?>any department, agency, or political subdivision thereof.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.141/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The shipment or receipt of firearms or ammunition when sold or issued by the Secretary of the Army pursuant to section 4308 of Title 10, U.S.C., and the transportation of any such firearm or ammunition carried out to enable a person, who lawfully received such firearm or ammunition from the Secretary of the Army, to engage in military training or in competitions.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.141/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The shipment, unless otherwise prohibited by the Act or any other Federal law, by a licensed importer, licensed manufacturer, or licensed dealer to a member of the U.S. Armed Forces on active duty outside the United States or to clubs, recognized by the Department of Defense, whose entire membership is composed of such members of the U.S. Armed Forces, and such members or clubs may receive a firearm or ammunition determined by the Director to be generally recognized as particularly suitable for sporting purposes and intended for the personal use of such member or club. Before making a shipment of firearms or ammunition under the provisions of this paragraph, a licensed importer, licensed manufacturer, or licensed dealer may submit a written request, in duplicate, to the Director for a determination by the Director whether such shipment would constitute a violation of the Act or any other Federal law, or whether the firearm or ammunition is considered by the Director to be generally recognized as particularly suitable for sporting purposes.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.141/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The transportation, shipment, receipt, possession, or importation of any antique firearm.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/33/18555">33 FR 18555</ref>, <date date="1968-12-14">Dec. 14, 1968</date>. Redesignated at <ref href="/us/fr/40/10835">40 FR 10835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–241, <ref href="/us/fr/51/39628">51 FR 39628</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10505">53 FR 10505</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. ATF–313, <ref href="/us/fr/56/32509">56 FR 32509</ref>, <date date="1991-07-17" role="amended">July 17, 1991</date>; T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.142"> <num value="478.142" style="-uslm-sgm:SECTNO">§ 478.142</num> <heading style="-uslm-sgm:SUBJECT">Effect of pardons and expunctions of convictions.</heading> <paragraph identifier="/us/cfr/t27/s478.142/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A pardon granted by the President of the United States regarding a Federal conviction for a crime punishable by imprisonment for a term exceeding 1 year shall remove any disability which otherwise would be imposed by the provisions of this part with respect to that conviction.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.142/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> A pardon granted by the Governor of a State or other State pardoning authority or by the pardoning authority of a foreign jurisdiction with respect to a conviction, or any expunction, reversal, setting aside of a conviction, or other proceeding rendering a conviction nugatory, or a restoration of civil rights shall remove any disability which otherwise would be imposed by the provisions of this part with respect to the conviction, unless:</chapeau> <paragraph identifier="/us/cfr/t27/s478.142/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The pardon, expunction, setting aside, or other proceeding rendering a conviction nugatory, or restoration of civil rights expressly provides that the person may not ship, transport, possess or receive firearms; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.142/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The pardon, expunction, setting aside, or other proceeding rendering a conviction nugatory, or restoration of civil rights did not fully restore the rights of the person to possess or receive firearms under the law of the jurisdiction where the conviction occurred.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10505">53 FR 10505</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.143"> <num value="478.143" style="-uslm-sgm:SECTNO">§ 478.143</num> <heading style="-uslm-sgm:SUBJECT">Relief from disabilities incurred by indictment.</heading> <content style="-uslm-sgm:P">A licensed importer, licensed manufacturer, licensed dealer, or licensed collector who is indicted for a crime punishable by imprisonment for a term exceeding 1 year may, notwithstanding any other provision of the Act, continue operations pursuant to his existing license during the term of such indictment and until any conviction pursuant to the indictment becomes final: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That if the term of the license expires during the period between the date of the indictment and the date the conviction thereunder becomes final, such importer, manufacturer, dealer, or collector must file a timely application for the renewal of his license in order to continue operations. Such application shall show that the applicant is under indictment for a crime punishable by imprisonment for a term exceeding 1 year. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.144"><?page num="81"?> <num value="478.144" style="-uslm-sgm:SECTNO">§ 478.144</num> <heading style="-uslm-sgm:SUBJECT">Relief from disabilities under the Act.</heading> <paragraph identifier="/us/cfr/t27/s478.144/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person may make application for relief from the disabilities under section 922 (g) and (n) of the Act (see <ref href="/us/cfr/t27/s478.32">§ 478.32</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> An application for such relief shall be filed, in triplicate, with the Director. It shall include the information required by this section and such other supporting data as the Director and the applicant deem appropriate.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Any record or document of a court or other government entity or official required by this paragraph to be furnished by an applicant in support of an application for relief shall be certified by the court or other government entity or official as a true copy. An application shall include:</chapeau> <paragraph identifier="/us/cfr/t27/s478.144/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In the case of an applicant who is an individual, a written statement from each of 3 references, who are not related to the applicant by blood or marriage and have known the applicant for at least 3 years, recommending the granting of relief;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Written consent to examine and obtain copies of records and to receive statements and information regarding the applicant's background, including records, statements and other information concerning employment, medical history, military service, and criminal record;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> In the case of an applicant under indictment, a copy of the indictment or information;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> In the case of an applicant having been convicted of a crime punishable by imprisonment for a term exceeding 1 year, a copy of the indictment or information on which the applicant was convicted, the judgment of conviction or record of any plea of nolo contendere or plea of guilty or finding of guilt by the court, and any pardon, expunction, setting aside or other record purporting to show that the conviction was rendered nugatory or that civil rights were restored;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> In the case of an applicant who has been adjudicated a mental defective or committed to a mental institution, a copy of the order of a court, board, commission, or other lawful authority that made the adjudication or ordered the commitment, any petition that sought to have the applicant so adjudicated or committed, any medical records reflecting the reasons for commitment and diagnoses of the applicant, and any court order or finding of a court, board, commission, or other lawful authority showing the applicant's discharge from commitment, restoration of mental competency and the restoration of rights;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> In the case of an applicant who has been discharged from the Armed Forces under dishonorable conditions, a copy of the applicant's summary of service record (Department of Defense Form 214), charge sheet (Department of Defense Form 458), and final court martial order;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> In the case of an applicant who, having been a citizen of the United States, has renounced his or her citizenship, a copy of the formal renunciation of nationality before a diplomatic or consular officer of the United States in a foreign state or before an officer designated by the Attorney General when the United States was in a state of war (see <ref href="/us/usc/t8/s1481/a">8 U.S.C. 1481(a)</ref> (5) and (6)); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/c/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> In the case of an applicant who has been convicted of a misdemeanor crime of domestic violence, a copy of the indictment or information on which the applicant was convicted, the judgment of conviction or record of any plea of nolo contendere or plea of guilty or finding of guilt by the court, and any pardon, expunction, setting aside or other record purporting to show that the conviction was rendered nugatory or that civil rights were restored.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The Director may grant relief to an applicant if it is established to the satisfaction of the Director that the circumstances regarding the disability, and the applicant's record and reputation, are such that the applicant will not be likely to act in a manner dangerous to public safety, and that the granting of the relief would not be contrary to the public interest. The Director will not ordinarily grant relief if the applicant has not been discharged from parole or probation for a period of at least 2 years. Relief will not be granted to an applicant who is prohibited from possessing all types of firearms by the law of the State where such applicant resides. <?page num="82"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> In addition to meeting the requirements of paragraph (d) of this section, an applicant who has been adjudicated a mental defective or committed to a mental institution will not be granted relief unless the applicant was subsequently determined by a court, board, commission, or other lawful authority to have been restored to mental competency, to be no longer suffering from a mental disorder, and to have had all rights restored.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> Upon receipt of an incomplete or improperly executed application for relief, the applicant shall be notified of the deficiency in the application. If the application is not corrected and returned within 30 days following the date of notification, the application shall be considered as having been abandoned.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/g" style="-uslm-sgm:P"> <num value="g">(g)</num> <content> Whenever the Director grants relief to any person pursuant to this section, a notice of such action shall be promptly published in the <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register,</inline> together with the reasons therefor.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/h" style="-uslm-sgm:P"> <num value="h">(h)</num> <content> A person who has been granted relief under this section shall be relieved of any disabilities imposed by the Act with respect to the acquisition, receipt, transfer, shipment, transportation, or possession of firearms or ammunition and incurred by reason of such disability.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <paragraph identifier="/us/cfr/t27/s478.144/i/1" class="inline"> <num value="1">(1)</num> <content> A licensee who incurs disabilities under the Act (see <ref href="/us/cfr/t27/s478.32/a">§ 478.32(a)</ref>) during the term of a current license or while the licensee has pending a license renewal application, and who files an application for removal of such disabilities, shall not be barred from licensed operations for 30 days following the date on which the applicant was first subject to such disabilities (or 30 days after the date upon which the conviction for a crime punishable by imprisonment for a term exceeding 1 year becomes final), and if the licensee files the application for relief as provided by this section within such 30-day period, the licensee may further continue licensed operations during the pendency of the application. A licensee who does not file such application within such 30-day period shall not continue licensed operations beyond 30 days following the date on which the licensee was first subject to such disabilities (or 30 days from the date the conviction for a crime punishable by imprisonment for a term exceeding 1 year becomes final).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/i/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In the event the term of a license of a person expires during the 30-day period specified in paragraph (i)(1) of this section, or during the pendency of the application for relief, a timely application for renewal of the license must be filed in order to continue licensed operations. Such license application shall show that the applicant is subject to Federal firearms disabilities, shall describe the event giving rise to such disabilities, and shall state when the disabilities were incurred.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/i/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A licensee shall not continue licensed operations beyond 30 days following the date the Director issues notification that the licensee's applications for removal of disabilities has been denied.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.144/i/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> When as provided in this paragraph a licensee may no longer continue licensed operations, any application for renewal of license filed by the licensee during the pendency of the application for removal of disabilities shall be denied by the Director of Industry Operations.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10506">53 FR 10506</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–313, <ref href="/us/fr/56/32509">56 FR 32509</ref>, <date date="1991-07-17" role="amended">July 17, 1991</date>; <ref href="/us/fr/56/43649">56 FR 43649</ref>, <date date="1991-09-03" role="amended">Sept. 3, 1991</date>; T.D. ATF–401, <ref href="/us/fr/63/35523">63 FR 35523</ref>, <date date="1998-06-30" role="amended">June 30, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.145"> <num value="478.145" style="-uslm-sgm:SECTNO">§ 478.145</num> <heading style="-uslm-sgm:SUBJECT">Research organizations.</heading> <content> <p style="-uslm-sgm:P">The provisions of <ref href="/us/cfr/t27/s478.98">§ 478.98</ref> with respect to the sale or delivery of destructive devices, machine guns, short-barreled shotguns, and short-barreled rifles shall not apply to the sale or delivery of such devices and weapons to any research organization designated by the Director to receive same. A research organization desiring such designation shall submit a letter application, in duplicate, to the Director. Such application shall contain the name and address of the research organization, the names and addresses of the persons directing or controlling, directly or indirectly, the policies and management of such organization, the nature and purpose of the research being conducted, a description of the devices and weapons to be received, and the identity of the <?page num="83"?>person or persons from whom such devices and weapons are to be received.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.146"> <num value="478.146" style="-uslm-sgm:SECTNO">§ 478.146</num> <heading style="-uslm-sgm:SUBJECT">Deliveries by mail to certain persons. </heading> <content style="-uslm-sgm:P">The provisions of this part shall not be construed as prohibiting a licensed importer, licensed manufacturer, or licensed dealer from depositing a firearm for conveyance in the mails to any officer, employee, agent, or watchman who, pursuant to the provisions of section 1715 of title 18, U.S.C., is eligible to receive through the mails pistols, revolvers, and other firearms capable of being concealed on the person, for use in connection with his official duties. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.147"> <num value="478.147" style="-uslm-sgm:SECTNO">§ 478.147</num> <heading style="-uslm-sgm:SUBJECT">Return of firearm.</heading> <content> <p style="-uslm-sgm:P">A person not otherwise prohibited by Federal, State or local law may ship a firearm to a licensed importer, licensed manufacturer, or licensed dealer for any lawful purpose, and, notwithstanding any other provision of this part, the licensed manufacturer, licensed importer, or licensed dealer may return in interstate or foreign commerce to that person the firearm or a replacement firearm of the same kind and type. See <ref href="/us/cfr/t27/s478.124/a">§ 478.124(a)</ref> for requirements of a Form 4473 prior to return. A person not otherwise prohibited by Federal, State or local law may ship a firearm curio or relic to a licensed collector for any lawful purpose, and, notwithstanding any other provision of this part, the licensed collector may return in interstate or foreign commerce to that person the firearm curio or relic.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.148"> <num value="478.148" style="-uslm-sgm:SECTNO">§ 478.148</num> <heading style="-uslm-sgm:SUBJECT">Armor piercing ammunition intended for sporting or industrial purposes. </heading> <content> <p style="-uslm-sgm:P">The Director may exempt certain armor piercing ammunition from the requirements of this part. A person who desires to obtain an exemption under this section for any such ammunition which is primarily intended for sporting purposes or intended for industrial purposes, including charges used in oil and gas well perforating devices, shall submit a written request to the Director. Each request shall be executed under the penalties of perjury and contain a complete and accurate description of the ammunition, the name and address of the manufacturer or importer, the purpose of and use for which it is designed and intended, and any photographs, diagrams, or drawings as may be necessary to enable the Director to make a determination. The Director may require that a sample of the ammunition be submitted for examination and evaluation.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.149"> <num value="478.149" style="-uslm-sgm:SECTNO">§ 478.149</num> <heading style="-uslm-sgm:SUBJECT">Armor piercing ammunition manufactured or imported for the purpose of testing or experimentation.</heading> <content> <p style="-uslm-sgm:P">The provisions of <ref href="/us/cfr/t27/s478.37">§§ 478.37</ref> and 478.99(d) with respect to the manufacture or importation of armor piercing ammunition and the sale or delivery of armor piercing ammunition by manufacturers and importers shall not apply to the manufacture, importation, sale or delivery of armor piercing ammunition for the purpose of testing or experimentation as authorized by the Director. A person desiring such authorization to receive armor piercing ammunition shall submit a letter application, in duplicate, to the Director. Such application shall contain the name and addresses of the persons directing or controlling, directly or indirectly, the policies and management of the applicant, the nature or purpose of the testing or experimentation, a description of the armor piercing ammunition to be received, and the identity of the manufacturer or importer from whom such ammunition is to be received. The approved application shall be submitted to the manufacturer or importer who shall retain a copy as part of the records required by subpart H of this part.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.150"> <num value="478.150" style="-uslm-sgm:SECTNO">§ 478.150</num> <heading style="-uslm-sgm:SUBJECT">Alternative to NICS in certain geographical locations.</heading> <paragraph identifier="/us/cfr/t27/s478.150/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> The provisions of <ref href="/us/cfr/t27/s478.102/d/3">§ 478.102(d)(3)</ref> shall be applicable when the Director has certified that compliance with the provisions of <ref href="/us/cfr/t27/s478.102/a/1">§ 478.102(a)(1)</ref> is impracticable because:</chapeau> <paragraph identifier="/us/cfr/t27/s478.150/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The ratio of the number of law enforcement officers of the State in <?page num="84"?>which the transfer is to occur to the number of square miles of land area of the State does not exceed 0.0025;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.150/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The business premises of the licensee at which the transfer is to occur are extremely remote in relation to the chief law enforcement officer; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.150/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> There is an absence of telecommunications facilities in the geographical area in which the business premises are located.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s478.150/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A licensee who desires to obtain a certification under this section shall submit a written request to the Director. Each request shall be executed under the penalties of perjury and contain information sufficient for the Director to make such certification. Such information shall include statistical data, official reports, or other statements of government agencies pertaining to the ratio of law enforcement officers to the number of square miles of land area of a State and statements of government agencies and private utility companies regarding the absence of telecommunications facilities in the geographical area in which the licensee's business premises are located.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.150/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> For purposes of this section and <ref href="/us/cfr/t27/s478.129/c">§ 478.129(c)</ref>, the “chief law enforcement officer” means the chief of police, the sheriff, or an equivalent officer or the designee of any such individual.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0045)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–415, <ref href="/us/fr/63/58280">63 FR 58280</ref>, <date date="1998-10-29">Oct. 29, 1998</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.151"> <num value="478.151" style="-uslm-sgm:SECTNO">§ 478.151</num> <heading style="-uslm-sgm:SUBJECT">Semiautomatic rifles or shotguns for testing or experimentation.</heading> <paragraph identifier="/us/cfr/t27/s478.151/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The provisions of <ref href="/us/cfr/t27/s478.39">§ 478.39</ref> shall not apply to the assembly of semiautomatic rifles or shotguns for the purpose of testing or experimentation as authorized by the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.151/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> A person desiring authorization to assemble nonsporting semiautomatic rifles or shotguns shall submit a written request, in duplicate, to the Director. Each such request shall be executed under the penalties of perjury and shall contain a complete and accurate description of the firearm to be assembled, and such diagrams or drawings as may be necessary to enable the Director to make a determination. The Director may require the submission of the firearm parts for examination and evaluation. If the submission of the firearm parts is impractical, the person requesting the authorization shall so advise the Director and designate the place where the firearm parts will be available for examination and evaluation.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1140–0037)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–346, <ref href="/us/fr/58/40590">58 FR 40590</ref>, <date date="1993-07-29">July 29, 1993</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.152"> <num value="478.152" style="-uslm-sgm:SECTNO">§ 478.152</num> <heading style="-uslm-sgm:SUBJECT">Seizure and forfeiture.</heading> <paragraph identifier="/us/cfr/t27/s478.152/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any firearm or ammunition involved in or used in any knowing violation of subsections (a)(4), (a)(6), (f), (g), (h), (i), (j), or (k) of section 922 of the Act, or knowing importation or bringing into the United States or any possession thereof any firearm or ammunition in violation of section 922(l) of the Act, or knowing violation of section 924 of the Act, or willful violation of any other provision of the Act or of this part, or any violation of any other criminal law of the United States, or any firearm or ammunition intended to be used in any offense referred to in paragraph (c) of this section, where such intent is demonstrated by clear and convincing evidence, shall be subject to seizure and forfeiture, and all provisions of the Internal Revenue Code of 1986 relating to the seizure, forfeiture, and disposition of firearms, as defined in section 5845(a) of that Code, shall, so far as applicable, extend to seizures and forfeitures under the provisions of the Act: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That upon acquittal of the owner or possessor, or dismissal of the charges against such person other than upon motion of the Government prior to trial, or lapse of or court termination of the restraining order to which he is subject, the seized or relinquished firearms or ammunition shall be returned forthwith to the owner or possessor or to a person delegated by the owner or possessor unless the return of the firearms or ammunition would place the owner or possessor or the delegate of the owner or possessor in violation of law. Any action <?page num="85"?>or proceeding for the forfeiture of firearms or ammunition shall be commenced within 120 days of such seizure.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Only those firearms or quantities of ammunition particularly named and individually identified as involved in or used in any violation of the provisions of the Act or this part, or any other criminal law of the United States or as intended to be used in any offense referred to in paragraph (c) of this section, where such intent is demonstrated by clear and convincing evidence, shall be subject to seizure, forfeiture and disposition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> The offenses referred to in paragraphs (a) and (b) of this section for which firearms and ammunition intended to be used in such offenses are subject to seizure and forfeiture are:</chapeau> <paragraph identifier="/us/cfr/t27/s478.152/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Any crime of violence, as that term is defined in section 924(c)(3) of the Act;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Any offense punishable under the Controlled Substances Act (<ref href="/us/usc/t21/s801">21 U.S.C. 801</ref> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">et seq.</inline>) or the Controlled Substances Import and Export Act (<ref href="/us/usc/t21/s951">21 U.S.C. 951</ref> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">et seq.</inline>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Any offense described in section 922(a)(1), 922(a)(3), 922(a)(5), or 922(b)(3) of the Act, where the firearm or ammunition intended to be used in such offense is involved in a pattern of activities which includes a violation of any offense described in section 922(a)(1), 922(a)(3), 922(a)(5), or 922(b)(3) of the Act;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Any offense described in section 922(d) of the Act where the firearm or ammunition is intended to be used in such offense by the transferor of such firearm or ammunition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Any offense described in section 922(i), 922(j), 922(l), 922(n), or 924(b) of the Act; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s478.152/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Any offense which may be prosecuted in a court of the United States which involves the exportation of firearms or ammunition.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>; Redesignated by T.D. ATF–354, <ref href="/us/fr/59/7114">59 FR 7114</ref>, <date date="1994-02-14" role="redesignated">Feb. 14, 1994</date>, and further redesignated by T.D. ATF–361, <ref href="/us/fr/60/10788">60 FR 10788</ref>, <date date="1995-02-27" role="redesignated">Feb. 27, 1995</date>; T.D. ATF–363, <ref href="/us/fr/60/17455">60 FR 17455</ref>, <date date="1995-04-06" role="redesignated">Apr. 6, 1995</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.153"> <num value="478.153" style="-uslm-sgm:SECTNO">§ 478.153</num> <heading style="-uslm-sgm:SUBJECT">Semiautomatic assault weapons and large capacity ammunition feeding devices manufactured or imported for the purposes of testing or experimentation.</heading> <content> <p style="-uslm-sgm:P">The provisions of <ref href="/us/cfr/t27/s478.40">§ 478.40</ref> with respect to the manufacture, transfer, or possession of a semiautomatic assault weapon, and <ref href="/us/cfr/t27/s478.40a">§ 478.40a</ref> with respect to large capacity ammunition feeding devices, shall not apply to the manufacture, transfer, or possession of such weapons or devices by a manufacturer or importer for the purposes of testing or experimentation as authorized by the Director. A person desiring such authorization shall submit a letter application, in duplicate, to the Director. Such application shall contain the name and addresses of the persons directing or controlling, directly or indirectly, the policies and management of the applicant, the nature or purpose of the testing or experimentation, a description of the weapons or devices to be manufactured or imported, and the source of the weapons or devices. The approved application shall be retained as part of the records required by subpart H of this part.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06">Apr. 6, 1995</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" role="reserved" identifier="/us/cfr/t27/p478/spJ"> <num value="J" style="-uslm-sgm:RESERVED">Subpart J </num> <heading style="-uslm-sgm:RESERVED">[Reserved] </heading> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p478/spK"> <num value="K" style="-uslm-sgm:HED">Subpart K—</num> <heading style="-uslm-sgm:HED">Exportation </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s478.171"> <num value="478.171" style="-uslm-sgm:SECTNO">§ 478.171</num> <heading style="-uslm-sgm:SUBJECT">Exportation.</heading> <content> <p style="-uslm-sgm:P">Firearms and ammunition shall be exported in accordance with the applicable provisions of section 38 of the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>) and regulations thereunder. However, licensed manufacturers, licensed importers, and licensed dealers exporting firearms shall maintain records showing the manufacture or acquisition of the firearms as required by this part and records showing the name and address of the foreign consignee of the firearms and the date the firearms were exported. Licensed manufacturers and licensed importers exporting armor piercing ammunition and semiautomatic assault weapons manufactured after <date date="1994-09-13">September 13, 1994</date>, shall maintain records showing the name and address of the foreign consignee and the date the armor piercing ammunition or <?page num="86"?>semiautomatic assault weapons were exported.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10507">53 FR 10507</ref>, <date date="1988-03-31">Mar. 31, 1988</date>; T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06">Apr. 6, 1995</date>] </source> </content> </section> </subpart> </part> <ear style="-uslm-sgm:EAR">Pt. 479</ear> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/p479"> <num value="479" style="-uslm-sgm:HED">PART 479—</num> <heading style="-uslm-sgm:HED">MACHINE GUNS, DESTRUCTIVE DEVICES, AND CERTAIN OTHER FIREARMS</heading> <toc style="-uslm-sgm:CONTENTS"> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spA">Subpart A—</designator> <label>Scope of Regulations</label> </headingItem> <headingItem style="-uslm-sgm:SECHD" role="columnHeader"> <designator>Sec.</designator> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.1">479.1</designator> <label style="-uslm-sgm:SUBJECT">General. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spB">Subpart B—</designator> <label>Definitions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.11">479.11</designator> <label style="-uslm-sgm:SUBJECT">Meaning of terms. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spC">Subpart C—</designator> <label>Administrative and Miscellaneous Provisions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.21">479.21</designator> <label style="-uslm-sgm:SUBJECT">Forms prescribed.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.22">479.22</designator> <label style="-uslm-sgm:SUBJECT">Right of entry and examination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.23">479.23</designator> <label style="-uslm-sgm:SUBJECT">Restrictive use of required information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.24">479.24</designator> <label style="-uslm-sgm:SUBJECT">Destructive device determination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.25">479.25</designator> <label style="-uslm-sgm:SUBJECT">Collector's items.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.26">479.26</designator> <label style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spD">Subpart D—</designator> <label>Special (Occupational) Taxes</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.31">479.31</designator> <label style="-uslm-sgm:SUBJECT">Liability for tax.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.32">479.32</designator> <label style="-uslm-sgm:SUBJECT">Special (occupational) tax rates.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.32">479.32a</designator> <label style="-uslm-sgm:SUBJECT">Reduced rate of tax for small importers and manufacturers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.33">479.33</designator> <label style="-uslm-sgm:SUBJECT">Special exemption.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.34">479.34</designator> <label style="-uslm-sgm:SUBJECT">Special tax registration and return.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.35">479.35</designator> <label style="-uslm-sgm:SUBJECT">Employer identification number.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.36">479.36</designator> <label style="-uslm-sgm:SUBJECT">The special tax stamp, receipt for special (occupational) taxes.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.37">479.37</designator> <label style="-uslm-sgm:SUBJECT">Certificates in lieu of stamps lost or destroyed.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.38">479.38</designator> <label style="-uslm-sgm:SUBJECT">Engaging in business at more than one location.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.39">479.39</designator> <label style="-uslm-sgm:SUBJECT">Engaging in more than one business at the same location.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.40">479.40</designator> <label style="-uslm-sgm:SUBJECT">Partnership liability.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.41">479.41</designator> <label style="-uslm-sgm:SUBJECT">Single sale. </label> </referenceItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Change of Ownership</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.42">479.42</designator> <label style="-uslm-sgm:SUBJECT">Changes through death of owner.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.43">479.43</designator> <label style="-uslm-sgm:SUBJECT">Changes through bankruptcy of owner.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.44">479.44</designator> <label style="-uslm-sgm:SUBJECT">Change in partnership or unincorporated association.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.45">479.45</designator> <label style="-uslm-sgm:SUBJECT">Changes in corporation. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Change of Business Location</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.46">479.46</designator> <label style="-uslm-sgm:SUBJECT">Notice by taxpayer. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Change of Trade Name</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.47">479.47</designator> <label style="-uslm-sgm:SUBJECT">Notice by taxpayer. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Penalties and Interest</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.48">479.48</designator> <label style="-uslm-sgm:SUBJECT">Failure to pay special (occupational) tax.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.49">479.49</designator> <label style="-uslm-sgm:SUBJECT">Failure to register change or removal.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.50">479.50</designator> <label style="-uslm-sgm:SUBJECT">Delinquency.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.51">479.51</designator> <label style="-uslm-sgm:SUBJECT">Fraudulent return. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Application of State Laws</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.52">479.52</designator> <label style="-uslm-sgm:SUBJECT">State regulations. </label> </referenceItem> </groupItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spE">Subpart E—</designator> <label>Tax on Making Firearms</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.61">479.61</designator> <label style="-uslm-sgm:SUBJECT">Rate of tax. </label> </referenceItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Application To Make a Firearm</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.62">479.62</designator> <label style="-uslm-sgm:SUBJECT">Application to make.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.63">479.63</designator> <label style="-uslm-sgm:SUBJECT">Identification of applicant.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.64">479.64</designator> <label style="-uslm-sgm:SUBJECT">Procedure for approval of application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.65">479.65</designator> <label style="-uslm-sgm:SUBJECT">Denial of application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.66">479.66</designator> <label style="-uslm-sgm:SUBJECT">Subsequent transfer of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.67">479.67</designator> <label style="-uslm-sgm:SUBJECT">Cancellation of stamp. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Exceptions to Tax on Making Firearms</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.68">479.68</designator> <label style="-uslm-sgm:SUBJECT">Qualified manufacturer.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.69">479.69</designator> <label style="-uslm-sgm:SUBJECT">Making a firearm for the United States.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.70">479.70</designator> <label style="-uslm-sgm:SUBJECT">Certain government entities. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Registration</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.71">479.71</designator> <label style="-uslm-sgm:SUBJECT">Proof of registration. </label> </referenceItem> </groupItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spF">Subpart F—</designator> <label>Transfer Tax</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.81">479.81</designator> <label style="-uslm-sgm:SUBJECT">Scope of tax.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.82">479.82</designator> <label style="-uslm-sgm:SUBJECT">Rate of tax.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.83">479.83</designator> <label style="-uslm-sgm:SUBJECT">Transfer tax in addition to import duty. </label> </referenceItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Application and Order for Transfer of Firearm</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.84">479.84</designator> <label style="-uslm-sgm:SUBJECT">Application to transfer.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.85">479.85</designator> <label style="-uslm-sgm:SUBJECT">Identification of transferee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.86">479.86</designator> <label style="-uslm-sgm:SUBJECT">Action on application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.87">479.87</designator> <label style="-uslm-sgm:SUBJECT">Cancellation of stamp. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Exemptions Relating to Transfers of Firearms</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.88">479.88</designator> <label style="-uslm-sgm:SUBJECT">Special (occupational) taxpayers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.89">479.89</designator> <label style="-uslm-sgm:SUBJECT">Transfers to the United States.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.90">479.90</designator> <label style="-uslm-sgm:SUBJECT">Certain government entities. </label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.90">479.90a</designator> <label style="-uslm-sgm:SUBJECT">Estates. </label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.91">479.91</designator> <label style="-uslm-sgm:SUBJECT">Unserviceable firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.92">479.92</designator> <label style="-uslm-sgm:SUBJECT">Transportation of firearms to effect transfer. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Other Provisions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.93">479.93</designator> <label style="-uslm-sgm:SUBJECT">Transfers of firearms to certain persons. </label> </referenceItem> </groupItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spG">Subpart G—</designator> <label>Registration and Identification of Firearms</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.101">479.101</designator> <label style="-uslm-sgm:SUBJECT">Registration of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.102">479.102</designator> <label style="-uslm-sgm:SUBJECT">How must firearms be identified? <?page num="87"?></label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.103">479.103</designator> <label style="-uslm-sgm:SUBJECT">Registration of firearms manufactured.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.104">479.104</designator> <label style="-uslm-sgm:SUBJECT">Registration of firearms by certain governmental entities. </label> </referenceItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Machine Guns</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.105">479.105</designator> <label style="-uslm-sgm:SUBJECT">Transfer and possession of machine guns. </label> </referenceItem> </groupItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spH">Subpart H—</designator> <label>Importation and Exportation </label> </headingItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Importation</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.111">479.111</designator> <label style="-uslm-sgm:SUBJECT">Procedure.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.112">479.112</designator> <label style="-uslm-sgm:SUBJECT">Registration of imported firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.113">479.113</designator> <label style="-uslm-sgm:SUBJECT">Conditional importation. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Exportation</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.114">479.114</designator> <label style="-uslm-sgm:SUBJECT">Application and permit for exportation of firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.115">479.115</designator> <label style="-uslm-sgm:SUBJECT">Action by Director.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.116">479.116</designator> <label style="-uslm-sgm:SUBJECT">Procedure by exporter.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.117">479.117</designator> <label style="-uslm-sgm:SUBJECT">Action by Customs.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.118">479.118</designator> <label style="-uslm-sgm:SUBJECT">Proof of exportation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.119">479.119</designator> <label style="-uslm-sgm:SUBJECT">Transportation of firearms to effect exportation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.120">479.120</designator> <label style="-uslm-sgm:SUBJECT">Refunds.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.121">479.121</designator> <label style="-uslm-sgm:SUBJECT">Insular possessions. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Arms Export Control Act</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.122">479.122</designator> <label style="-uslm-sgm:SUBJECT">Requirements. </label> </referenceItem> </groupItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spI">Subpart I—</designator> <label>Records and Returns</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.131">479.131</designator> <label style="-uslm-sgm:SUBJECT">Records. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spJ">Subpart J—</designator> <label>Stolen or Lost Firearms or Documents</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.141">479.141</designator> <label style="-uslm-sgm:SUBJECT">Stolen or lost firearms.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.142">479.142</designator> <label style="-uslm-sgm:SUBJECT">Stolen or lost documents. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spK">Subpart K—</designator> <label>Examination of Books and Records</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.151">479.151</designator> <label style="-uslm-sgm:SUBJECT">Failure to make returns: Substitute returns.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.152">479.152</designator> <label style="-uslm-sgm:SUBJECT">Penalties (records and returns). </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spL">Subpart L—</designator> <label>Distribution and Sale of Stamps</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.161">479.161</designator> <label style="-uslm-sgm:SUBJECT">National Firearms Act stamps.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.162">479.162</designator> <label style="-uslm-sgm:SUBJECT">Stamps authorized.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.163">479.163</designator> <label style="-uslm-sgm:SUBJECT">Reuse of stamps prohibited. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spM">Subpart M—</designator> <label>Redemption of or Allowance for Stamps or Refunds</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.171">479.171</designator> <label style="-uslm-sgm:SUBJECT">Redemption of or allowance for stamps.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.172">479.172</designator> <label style="-uslm-sgm:SUBJECT">Refunds. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spN">Subpart N—</designator> <label>Penalties and Forfeitures</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.181">479.181</designator> <label style="-uslm-sgm:SUBJECT">Penalties.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.182">479.182</designator> <label style="-uslm-sgm:SUBJECT">Forfeitures. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p479/spO">Subpart O—</designator> <label>Other Laws Applicable</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.191">479.191</designator> <label style="-uslm-sgm:SUBJECT">Applicability of other provisions of internal revenue laws.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.192">479.192</designator> <label style="-uslm-sgm:SUBJECT">Commerce in firearms and ammunition.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s479.193">479.193</designator> <label style="-uslm-sgm:SUBJECT">Arms Export Control Act.</label> </referenceItem> </groupItem> </toc> <authority style="-uslm-sgm:AUTH"> <heading style="-uslm-sgm:HED">Authority:</heading> <ref href="/us/usc/t26/s5812">26 U.S.C. 5812</ref>; <ref href="/us/usc/t26/s5822">26 U.S.C. 5822</ref>; <ref href="/us/usc/t26/s7801">26 U.S.C. 7801</ref>; <ref href="/us/usc/t26/s7805">26 U.S.C. 7805</ref>. </authority> <source style="-uslm-sgm:SOURCE"> <heading style="-uslm-sgm:HED">Source:</heading> <ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>, unless otherwise noted. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and further redesignated by T.D. ATF–487, <ref href="/us/fr/68/3752">68 FR 3752</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>.</source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">Nomenclature changes to part 479 appear by T.D. ATF–487, <ref href="/us/fr/68/3752">68 FR 3752</ref>, <date date="2003-01-24">Jan. 24, 2003</date>.</p> </editorialNote> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spA"> <num value="A" style="-uslm-sgm:HED">Subpart A—</num> <heading style="-uslm-sgm:HED">Scope of Regulations </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.1"> <num value="479.1" style="-uslm-sgm:SECTNO">§ 479.1</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <content> <p style="-uslm-sgm:P">This part contains the procedural and substantive requirements relative to the importation, manufacture, making, exportation, identification and registration of, and the dealing in, machine guns, destructive devices and certain other firearms under the provisions of the National Firearms Act (<ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>).</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spB"> <num value="B" style="-uslm-sgm:HED">Subpart B—</num> <heading style="-uslm-sgm:HED">Definitions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.11"> <num value="479.11" style="-uslm-sgm:SECTNO">§ 479.11</num> <heading style="-uslm-sgm:SUBJECT">Meaning of terms.</heading> <content> <p style="-uslm-sgm:P">When used in this part and in forms prescribed under this part, where not otherwise distinctly expressed or manifestly incompatible with the intent thereof, terms shall have the meanings ascribed in this section. Words in the plural form shall include the singular, and vice versa, and words importing the masculine gender shall include the feminine. The terms “includes” and “including” do not exclude other things not enumerated which are in the same general class or are otherwise within the scope thereof.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Antique firearm.</inline> Any firearm not designed or redesigned for using rim fire or conventional center fire ignition with fixed ammunition and manufactured in or before 1898 (including any matchlock, flintlock, percussion cap, or similar type of ignition system or replica thereof, whether actually manufactured before or after the year 1898) <?page num="88"?>and also any firearm using fixed ammunition manufactured in or before 1898, for which ammunition is no longer manufactured in the United States and is not readily available in the ordinary channels of commercial trade.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Any other weapon.</inline> Any weapon or device capable of being concealed on the person from which a shot can be discharged through the energy of an explosive, a pistol or revolver having a barrel with a smooth bore designed or redesigned to fire a fixed shotgun shell, weapons with combination shotgun and rifle barrels 12 inches or more, less than 18 inches in length, from which only a single discharge can be made from either barrel without manual reloading, and shall include any such weapon which may be readily restored to fire. Such term shall not include a pistol or a revolver having a rifled bore, or rifled bores, or weapons designed, made, or intended to be fired from the shoulder and not capable of firing fixed ammunition.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">ATF officer.</inline> An officer or employee of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) authorized to perform any function relating to the administration or enforcement of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Customs officer.</inline> Any officer of U.S. Customs and Border Protection, any commissioned, warrant, or petty officer of the Coast Guard, or any agent or other person authorized by law to perform the duties of a customs officer.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Dealer.</inline> Any person, not a manufacturer or importer, engaged in the business of selling, renting, leasing, or loaning firearms and shall include pawnbrokers who accept firearms as collateral for loans.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Destructive device.</inline> (a) Any explosive, incendiary, or poison gas (1) bomb, (2) grenade, (3) rocket having a propellent charge of more than 4 ounces, (4) missile having an explosive or incendiary charge of more than one-quarter ounce, (5) mine, or (6) similar device; (b) any type of weapon by whatever name known which will, or which may be readily converted to, expel a projectile by the action of an explosive or other propellant, the barrel or barrels of which have a bore of more than one-half inch in diameter, except a shotgun or shotgun shell which the Director finds is generally recognized as particularly suitable for sporting purposes; and (c) any combination of parts either designed or intended for use in converting any device into a destructive device as described in paragraphs (a) and (b) of this definition and from which a destructive device may be readily assembled. The term shall not include any device which is neither designed or redesigned for use as a weapon; any device, although originally designed for use as a weapon, which is redesigned for use as a signaling, pyrotechnic, line throwing, safety, or similar device; surplus ordnance sold, loaned, or given by the Secretary of the Army under <ref href="/us/usc/t10/s4684/2">10 U.S.C. 4684(2)</ref>, 4685, or 4686, or any device which the Director finds is not likely to be used as a weapon, or is an antique or is a rifle which the owner intends to use solely for sporting purposes.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director.</inline> The Director, Bureau of Alcohol, Tobacco, Firearms, and Explosives, the Department of Justice, Washington, DC.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director, Industry Operations.</inline> The principal regional official responsible for administering regulations in this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director of the Service Center.</inline> A director of an Internal Revenue Service Center in an internal revenue region.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">District director.</inline> A district director of the Internal Revenue Service in an internal revenue district.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Executed under penalties of perjury.</inline> Signed with the prescribed declaration under the penalties of perjury as provided on or with respect to the return, form, or other document or, where no form of declaration is prescribed, with the declaration:</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXTRACT"> <p style="-uslm-sgm:P">“I declare under the penalties of perjury that this—(insert type of document, such as, statement, application, request, certificate), including the documents submitted in support thereof, has been examined by me and, to the best of my knowledge and belief, is true, correct, and complete.”</p> </note> <?GPOvSpace 04?> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Exportation.</inline> The severance of goods from the mass of things belonging to this country with the intention of uniting them to the mass of things belonging to some foreign country.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Exporter.</inline> Any person who exports firearms from the United States. <?page num="89"?></p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Firearm.</inline> (a) A shotgun having a barrel or barrels of less than 18 inches in length; (b) a weapon made from a shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; (c) a rifle having a barrel or barrels of less than 16 inches in length; (d) a weapon made from a rifle if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 16 inches in length; (e) any other weapon, as defined in this subpart; (f) a machine gun; (g) a muffler or a silencer for any firearm whether or not such firearm is included within this definition; and (h) a destructive device. The term shall not include an antique firearm or any device (other than a machine gun or destructive device) which, although designed as a weapon, the Director finds by reason of the date of its manufacture, value, design, and other characteristics is primarily a collector's item and is not likely to be used as a weapon. For purposes of this definition, the length of the barrel having an integral chamber(s) on a shotgun or rifle shall be determined by measuring the distance between the muzzle and the face of the bolt, breech, or breech block when closed and when the shotgun or rifle is cocked. The overall length of a weapon made from a shotgun or rifle is the distance between the extreme ends of the weapon measured along a line parallel to the center line of the bore.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fixed ammunition.</inline> That self-contained unit consisting of the case, primer, propellant charge, and projectile or projectiles.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Frame or receiver.</inline> That part of a firearm which provides housing for the hammer, bolt or breechblock and firing mechanism, and which is usually threaded at its forward portion to receive the barrel.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Importation.</inline> The bringing of a firearm within the limits of the United States or any territory under its control or jurisdiction, from a place outside thereof (whether such place be a foreign country or territory subject to the jurisdiction of the United States), with intent to unlade. Except that, bringing a firearm from a foreign country or a territory subject to the jurisdiction of the United States into a foreign trade zone for storage pending shipment to a foreign country or subsequent importation into this country, under <ref href="/us/usc/t26">Title 26 of the United States Code</ref>, and this part, shall not be deemed importation.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Importer.</inline> Any person who is engaged in the business of importing or bringing firearms into the United States.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Machine gun.</inline> Any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term shall also include the frame or receiver of any such weapon, any part designed and intended solely and exclusively, or combination of parts designed and intended, for use in converting a weapon into a machine gun, and any combination of parts from which a machine gun can be assembled if such parts are in the possession or under the control of a person.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Make.</inline> This term and the various derivatives thereof shall include manufacturing (other than by one qualified to engage in such business under this part), putting together, altering, any combination of these, or otherwise producing a firearm.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Manual reloading.</inline> The inserting of a cartridge or shell into the chamber of a firearm either with the hands or by means of a mechanical device controlled and energized by the hands.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Manufacturer.</inline> Any person who is engaged in the business of manufacturing firearms.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Muffler or silencer.</inline> Any device for silencing, muffling, or diminishing the report of a portable firearm, including any combination of parts, designed or redesigned, and intended for the use in assembling or fabricating a firearm silencer or firearm muffler, and any part intended only for use in such assembly or fabrication.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Person.</inline> A partnership, company, association, trust, corporation, including each responsible person associated with such an entity; an estate; or an individual.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Pistol.</inline> A weapon originally designed, made, and intended to fire a projectile (bullet) from one or more barrels when held in one hand, and having (a) a chamber(s) as an integral part(s) of, or permanently aligned with, the bore(s); <?page num="90"?>and (b) a short stock designed to be gripped by one hand and at an angle to and extending below the line of the bore(s).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Responsible person.</inline> In the case of an unlicensed entity, including any trust, partnership, association, company (including any Limited Liability Company (LLC)), or corporation, any individual who possesses, directly or indirectly, the power or authority to direct the management and policies of the trust or entity to receive, possess, ship, transport, deliver, transfer, or otherwise dispose of a firearm for, or on behalf of, the trust or legal entity. In the case of a trust, those persons with the power or authority to direct the management and policies of the trust include any person who has the capability to exercise such power and possesses, directly or indirectly, the power or authority under any trust instrument, or under State law, to receive, possess, ship, transport, deliver, transfer, or otherwise dispose of a firearm for, or on behalf of, the trust. Examples of who may be considered a responsible person include settlors/grantors, trustees, partners, members, officers, directors, board members, or owners. An example of who may be excluded from this definition of responsible person is the beneficiary of a trust, if the beneficiary does not have the capability to exercise the powers or authorities enumerated in this section. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Revolver.</inline> A projectile weapon, of the pistol type, having a breechloading chambered cylinder so arranged that the cocking of the hammer or movement of the trigger rotates it and brings the next cartridge in line with the barrel for firing.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Rifle.</inline> A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder and designed or redesigned and made or remade to use the energy of the explosive in a fixed cartridge to fire only a single projectile through a rifled bore for each single pull of the trigger, and shall include any such weapon which may be readily restored to fire a fixed cartridge.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Shotgun.</inline> A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder and designed or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore either a number of projectiles (ball shot) or a single projectile for each pull of the trigger, and shall include any such weapon which may be readily restored to fire a fixed shotgun shell.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Transfer.</inline> This term and the various derivatives thereof shall include selling, assigning, pledging, leasing, loaning, giving away, or otherwise disposing of.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">United States.</inline> The States and the District of Columbia.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">U.S.C.</inline> The United States Code.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Unserviceable firearm.</inline> A firearm which is incapable of discharging a shot by means of an explosive and incapable of being readily restored to a firing condition.</p> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s7805">26 U.S.C. 7805</ref> (68A Stat. 917), <ref href="/us/usc/t27/s205">27 U.S.C. 205</ref> (<ref href="/us/stat/49/981">49 Stat. 981</ref> as amended), <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/959">82 Stat. 959</ref>), and sec. 38, Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>, <ref href="/us/stat/90/744">90 Stat. 744</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–48, <ref href="/us/fr/43/13538">43 FR 13538</ref>, <date date="1978-03-31">Mar. 31, 1978</date>; <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28">Sept. 28, 1979</date>; T.D. ATF–241, <ref href="/us/fr/51/39630">51 FR 39630</ref>, <date date="1986-10-29">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10492">53 FR 10492</ref>, <date date="1988-03-31">Mar. 31, 1988</date>; T.D. ATF–396, <ref href="/us/fr/63/12647">63 FR 12647</ref>, <date date="1998-03-16">Mar. 16, 1998</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46692">79 FR 46692</ref>, <date date="2014-08-11">Aug. 11, 2014</date>; ATF–41F, <ref href="/us/fr/81/2721">81 FR 2721</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spC"> <num value="C" style="-uslm-sgm:HED">Subpart C—</num> <heading style="-uslm-sgm:HED">Administrative and Miscellaneous Provisions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.21"> <num value="479.21" style="-uslm-sgm:SECTNO">§ 479.21</num> <heading style="-uslm-sgm:SUBJECT">Forms prescribed.</heading> <paragraph identifier="/us/cfr/t27/s479.21/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The Director is authorized to prescribe all forms required by this part. All of the information called for in each form shall be furnished as indicated by the headings on the form and the instructions on or pertaining to the form. In addition, information called for in each form shall be furnished as required by this part. Each form requiring that it be executed under penalties of perjury shall be executed under penalties of perjury.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.21/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Requests for forms should be submitted to the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or made by calling (202) 648–6420.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t5/s552/a">5 U.S.C. 552(a)</ref>; <ref href="/us/stat/80/383">80 Stat. 383</ref>, as amended)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–92, <ref href="/us/fr/46/46916">46 FR 46916</ref>, <date date="1981-09-23">Sept. 23, 1981</date>, as amended by T.D. ATF–241, <ref href="/us/fr/51/39630">51 FR 39630</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10508">53 FR 10508</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; T.D. 372, <ref href="/us/fr/61/20725">61 FR 20725</ref>, <date date="1996-05-08" role="amended">May 8, 1996</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.22"><?page num="91"?> <num value="479.22" style="-uslm-sgm:SECTNO">§ 479.22</num> <heading style="-uslm-sgm:SUBJECT">Right of entry and examination.</heading> <content> <p style="-uslm-sgm:P">Any ATF officer or employee of the Bureau of Alcohol, Tobacco, Firearms, and Explosives duly authorized to perform any function relating to the administration or enforcement of this part may enter during business hours the premises (including places of storage) of any importer or manufacturer of or dealer in firearms, to examine any books, papers, or records required to be kept pursuant to this part, and any firearms kept by such importer, manufacturer or dealer on such premises, and may require the production of any books, papers, or records necessary to determine any liability for tax under <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>, or the observance of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>, and this part.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.23"> <num value="479.23" style="-uslm-sgm:SECTNO">§ 479.23</num> <heading style="-uslm-sgm:SUBJECT">Restrictive use of required information.</heading> <content> <p style="-uslm-sgm:P">No information or evidence obtained from an application, registration, or record required to be submitted or retained by a natural person in order to comply with any provision of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>, or this part or section 207 of the Gun Control Act of 1968 shall be used, directly or indirectly, as evidence against that person in a criminal proceeding with respect to a violation of law occurring prior to or concurrently with the filing of the application or registration, or the compiling of the record containing the information or evidence: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided, however,</inline> That the provisions of this section shall not preclude the use of any such information or evidence in a prosecution or other action under any applicable provision of law with respect to the furnishing of false information.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.24"> <num value="479.24" style="-uslm-sgm:SECTNO">§ 479.24</num> <heading style="-uslm-sgm:SUBJECT">Destructive device determination.</heading> <content> <p style="-uslm-sgm:P">The Director shall determine in accordance with <ref href="/us/usc/t26/s5845/f">26 U.S.C. 5845(f)</ref>, whether a device is excluded from the definition of a destructive device. A person who desires to obtain a determination under that provision of law for any device which he believes is not likely to be used as a weapon shall submit a written request, in triplicate, for a ruling thereon to the Director. Each such request shall be executed under the penalties of perjury and contain a complete and accurate description of the device, the name and address of the manufacturer or importer thereof, the purpose of and use for which it is intended, and such photographs, diagrams, or drawings as may be necessary to enable the Director to make his determination. The Director may require the submission to him, of a sample of such device for examination and evaluation. If the submission of such device is impracticable, the person requesting the ruling shall so advise the Director and designate the place where the device will be available for examination and evaluation.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.25"> <num value="479.25" style="-uslm-sgm:SECTNO">§ 479.25</num> <heading style="-uslm-sgm:SUBJECT">Collector's items.</heading> <content> <p style="-uslm-sgm:P">The Director shall determine in accordance with <ref href="/us/usc/t26/s5845/a">26 U.S.C. 5845(a)</ref>, whether a firearm or device, which although originally designed as a weapon, is by reason of the date of its manufacture, value, design, and other characteristics primarily a collector's item and is not likely to be used as a weapon. A person who desires to obtain a determination under that provision of law shall follow the procedures prescribed in <ref href="/us/cfr/t27/s479.24">§ 479.24</ref> relating to destructive device determinations, and shall include information as to date of manufacture, value, design and other characteristics which would sustain a finding that the firearm or device is primarily a collector's item and is not likely to be used as a weapon.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.26"> <num value="479.26" style="-uslm-sgm:SECTNO">§ 479.26</num> <heading style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements.</heading> <paragraph identifier="/us/cfr/t27/s479.26/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Alternate methods or procedures.</heading> <chapeau> Any person subject to the provisions of this part, on specific approval by the Director as provided in this paragraph, <?page num="92"?>may use an alternate method or procedure in lieu of a method or procedure specifically prescribed in this part. The Director may approve an alternate method or procedure, subject to stated conditions, when it is found that:</chapeau> <paragraph identifier="/us/cfr/t27/s479.26/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Good cause is shown for the use of the alternate method or procedure;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.26/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The alternate method or procedure is within the purpose of, and consistent with the effect intended by, the specifically prescribed method or procedure and that the alternate method or procedure is substantially equivalent to that specifically prescribed method or procedure; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.26/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The alternate method or procedure will not be contrary to any provision of law and will not result in an increase in cost to the Government or hinder the effective administration of this part. Where such person desires to employ an alternate method or procedure, a written application shall be submitted to the appropriate Director, Industry Operations, for transmittal to the Director. The application shall specifically describe the proposed alternate method or procedure and shall set forth the reasons for it. Alternate methods or procedures may not be employed until the application is approved by the Director. Such person shall, during the period of authorization of an alternate method or procedure, comply with the terms of the approved application. Authorization of any alternate method or procedure may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the authorization.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.26/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Emergency variations from requirements.</heading> <content> The Director may approve a method of operation other than as specified in this part, where it is found that an emergency exists and the proposed variation from the specified requirements are necessary and the proposed variations (1) will not hinder the effective administration of this part, and (2) will not be contrary to any provisions of law. Variations from requirements granted under this paragraph are conditioned on compliance with the procedures, conditions, and limitations set forth in the approval of the application. Failure to comply in good faith with the procedures, conditions, and limitations shall automatically terminate the authority for the variations, and the person granted the variance shall fully comply with the prescribed requirements of regulations from which the variations were authorized. Authority for any variation may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the variation. Where a person desires to employ an emergency variation, a written application shall be submitted to the appropriate Director, Industry Operations for transmittal to the Director. The application shall describe the proposed variation and set forth the reasons for it. Variations may not be employed until the application is approved.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.26/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Retention of approved variations.</heading> <content> The person granted the variance shall retain and make available for examination by ATF officers any application approved by the Director under this section.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10508">53 FR 10508</ref> <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spD"> <num value="D" style="-uslm-sgm:HED">Subpart D—</num> <heading style="-uslm-sgm:HED">Special (Occupational) Taxes </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.31"> <num value="479.31" style="-uslm-sgm:SECTNO">§ 479.31</num> <heading style="-uslm-sgm:SUBJECT">Liability for tax.</heading> <paragraph identifier="/us/cfr/t27/s479.31/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Every person who engages in the business of importing, manufacturing, or dealing in (including pawnbrokers) firearms in the United States shall pay a special (occupational) tax at a rate specified by <ref href="/us/cfr/t27/s479.32">§ 479.32</ref>. The tax shall be paid on or before the date of commencing the taxable business, and thereafter every year on or before July 1. Special (occupational) tax shall not be prorated. The tax shall be computed for the entire tax year (July 1 through June 30), regardless of the portion of the year during which the taxpayer engages in business. Persons commencing business at any time after July 1 in any year are liable for the special (occupational) tax for the entire tax year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.31/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Each place of business taxable.</heading> <content> An importer, manufacturer, or dealer in firearms incurs special tax liability at <?page num="93"?>each place of business where an occupation subject to special tax is conducted. A place of business means the entire office, plant or area of the business in any one location under the same proprietorship. Passageways, streets, highways, rail crossings, waterways, or partitions dividing the premises are not sufficient separation to require additional special tax, if the divisions of the premises are otherwise contiguous. See also <ref href="/us/cfr/t27/s479.38">§§ 479.38</ref>–479.39.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s5143">26 U.S.C. 5143</ref>, 5801, 5846)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–271, <ref href="/us/fr/53/17550">53 FR 17550</ref>, <date date="1988-05-17">May 17, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.32"> <num value="479.32" style="-uslm-sgm:SECTNO">§ 479.32</num> <heading style="-uslm-sgm:SUBJECT">Special (occupational) tax rates.</heading> <paragraph identifier="/us/cfr/t27/s479.32/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> <p> Prior to <date date="1988-01-01">January 1, 1988</date>, the special (occupational) tax rates were as follows:</p> <xhtml:table cols="2" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c2,L2,s25,10"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED"> </xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Per year or fraction thereof</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 1—Importer of firearms</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">$500</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 2—Manufacturer of firearms</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">500</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 3—Dealer in firearms</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 4—Importer only of weapons classified as “any other weapon”</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 5—Manufacturer only of weapons classified as “any other weapon”</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 6—Dealer only in weapons classified as “any other weapon”</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.32/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Except as provided in <ref href="/us/cfr/t27/s479.32a">§ 479.32a</ref>, the special (occupational) tax rates effective <date date="1988-01-01">January 1, 1988</date>, are as follows:</p> <xhtml:table cols="2" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c2,L2,s25,10"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED"> </xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Per year or fraction thereof</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 1—Importer of firearms (including an importer only of weapons classified as “any other weapon”)</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">$1,000</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 2—Manufacturer of firearms (including a manufacturer only of weapons classified as “any other weapon”)</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,000</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Class 3—Dealer in firearms (including a dealer only of weapons classified as “any other weapon”)</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">500</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.32/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> A taxpayer who was engaged in a business on <date date="1988-01-01">January 1, 1988</date>, for which a special (occupational) tax was paid for a taxable period which began before <date date="1988-01-01">January 1, 1988</date>, and included that date, shall pay an increased special tax for the period <date date="1988-01-01">January 1, 1988</date>, through <date date="1988-06-30">June 30, 1988</date>. The increased tax shall not exceed one-half the excess (if any) of (1) the rate of special tax in effect on <date date="1988-01-01">January 1, 1988</date>, over (2) the rate of such tax in effect on <date date="1987-12-31">December 31, 1987</date>. The increased special tax shall be paid on or before <date date="1988-04-01">April 1, 1988</date>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–271, <ref href="/us/fr/53/17550">53 FR 17550</ref>, <date date="1988-05-17">May 17, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.32"> <num value="479.32" style="-uslm-sgm:SECTNO">§ 479.32a</num> <heading style="-uslm-sgm:SUBJECT">Reduced rate of tax for small importers and manufacturers.</heading> <paragraph identifier="/us/cfr/t27/s479.32/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Effective <date date="1988-01-01">January 1, 1988</date>, <ref href="/us/usc/t26/s5801/b">26 U.S.C. 5801(b)</ref> provides for a reduced rate of special tax with respect to any importer or manufacturer whose gross receipts (for the most recent taxable year ending before the first day of the taxable period to which the special tax imposed by <ref href="/us/cfr/t27/s479.32">§ 479.32</ref> relates) are less than $500,000. The rate of tax for such an importer or manufacturer is $500 per year or fraction thereof. The “taxable year” to be used for determining gross receipts is the taxpayer's income tax year. All gross receipts of the taxpayer shall be included, not just the gross receipts of the business subject to special tax. Proprietors of new businesses that have not yet begun a taxable year, as well as proprietors of existing businesses that have not yet ended a taxable year, who commence a new activity subject to special tax, quality for the reduced special (occupational) tax rate, unless the business is a member of a “controlled group”; in that case, the rules of paragraph (b) of this section shall apply.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.32/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Controlled group.</heading> <content> All persons treated as one taxpayer under <ref href="/us/usc/t26/s5061/e/3">26 U.S.C. 5061(e)(3)</ref> shall be treated as one taxpayer for the purpose of determining gross receipts under paragraph (a) of this section. “Controlled group” means a controlled group of corporations, as defined in <ref href="/us/usc/t26/s1563">26 U.S.C. 1563</ref> and implementing regulations in <ref href="/us/cfr/t26/s1.1563">26 CFR 1.1563</ref>–1 through 1.1563–4, except that the words “at least 80 percent” shall be replaced by the words “more than 50 percent” in each place they appear in subsection (a) of <ref href="/us/usc/t26/s1563">26 U.S.C. 1563</ref>, as well as in the implementing regulations. Also, the rules for a “controlled group of corporations” apply in a similar fashion to groups which include partnerships and/or sole proprietorships. If one entity maintains more than 50% control over a group consisting of corporations and one, or more, partnerships and/or sole proprietorships, all of the members of the controlled group are one taxpayer for the purpose of this section. <?page num="94"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.32/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Short taxable year.</heading> <content> Gross receipts for any taxable year of less than 12 months shall be annualized by multiplying the gross receipts for the short period by 12 and dividing the result by the number of months in the short period, as required by <ref href="/us/usc/t26/s448/c/3">26 U.S.C. 448(c)(3)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.32/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Returns and allowances.</heading> <content> Gross receipts for any taxable year shall be reduced by returns and allowances made during that year under <ref href="/us/usc/t26/s448/c/3">26 U.S.C. 448(c)(3)</ref>.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s448">26 U.S.C. 448</ref>, 5061, 5801)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–271, <ref href="/us/fr/53/17550">53 FR 17550</ref>, <date date="1988-05-17">May 17, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.33"> <num value="479.33" style="-uslm-sgm:SECTNO">§ 479.33</num> <heading style="-uslm-sgm:SUBJECT">Special exemption.</heading> <paragraph identifier="/us/cfr/t27/s479.33/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person required to pay special (occupational) tax under this part shall be relieved from payment of that tax if he establishes to the satisfaction of the Director that his business is conducted exclusively with, or on behalf of, the United States or any department, independent establishment, or agency thereof. The Director may relieve any person manufacturing firearms for or on behalf of the United States from compliance with any provision of this part in the conduct of the business with respect to such firearms.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.33/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The exemption in this section may be obtained by filing with the Director an application, in letter form, setting out the manner in which the applicant conducts his business, the type of firearm to be manufactured, and proof satisfactory to the Director of the existence of the contract with the United States, department, independent establishment, or agency thereof, under which the applicant intends to operate. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.34"> <num value="479.34" style="-uslm-sgm:SECTNO">§ 479.34</num> <heading style="-uslm-sgm:SUBJECT">Special tax registration and return.</heading> <paragraph identifier="/us/cfr/t27/s479.34/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Special tax shall be paid by return. The prescribed return is ATF Form 5630.7, Special Tax Registration and Return. Special tax returns, with payment of tax, shall be filed with ATF in accordance with instructions on the form. Properly completing, signing, and timely filing of a return (Form 5630.7) constitutes compliance with <ref href="/us/usc/t26/s5802">26 U.S.C. 5802</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Preparation of ATF Form 5630.7.</heading> <chapeau> All of the information called for on Form 5630.7 shall be provided, including:</chapeau> <paragraph identifier="/us/cfr/t27/s479.34/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The true name of the taxpayer.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The trade name(s) (if any) of the business(es) subject to special tax.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The employer identification number (see <ref href="/us/cfr/t27/s479.35">§ 479.35</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The exact location of the place of business, by name and number of building or street, or if these do not exist, by some description in addition to the post office address. In the case of one return for two or more locations, the address to be shown shall be the taxpayer's principal place of business (or principal office, in the case of a corporate taxpayer).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The class(es) of special tax to which the taxpayer is subject.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Ownership and control information: That is, the name, position, and residence address of every owner of the business and of every person having power to control its management and policies with respect to the activity subject to special tax. “Owner of the business” shall include every partner, if the taxpayer is a partnership, and every person owning 10% or more of its stock, if the taxpayer is a corporation. However, the ownership and control information required by this paragraph need not be stated if the same information has been previously provided to ATF in connection with a license application under Part 478 of this chapter, and if the information previously provided is still current.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Multiple locations and/or classes of tax.</heading> <chapeau> A taxpayer subject to special tax for the same period at more than one location or for more than one class of tax shall—</chapeau> <paragraph identifier="/us/cfr/t27/s479.34/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> File one special tax return, ATF Form 5630.7, with payment of tax, to cover all such locations and classes of tax; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Prepare, in duplicate, a list identified with the taxpayer's name, address (as shown on ATF Form 5630.7), employer identification number, and period covered by the return. The list shall show, by States, the name, address, and tax class of each location for which special tax is being paid. The original of the list shall be filed with ATF in accordance with instructions on the return, and the copy shall be retained at the taxpayer's principal place of business (or principal office, in the <?page num="95"?>case of a corporate taxpayer) for not less than 3 years.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Signing of ATF Forms 5630.7—</heading> <paragraph identifier="/us/cfr/t27/s479.34/d/1" class="inline"> <num value="1">(1) </num> <heading>Ordinary returns.</heading> <content> The return of an individual proprietor shall be signed by the individual. The return of a partnership shall be signed by a general partner. The return of a corporation shall be signed by any officer. In each case, the person signing the return shall designate his or her capacity as “individual owner,” “member of firm,” or, in the case of a corporation, the title of the officer.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/d/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Fiduciaries.</heading> <content> Receivers, trustees, assignees, executors, administrators, and other legal representatives who continue the business of a bankrupt, insolvent, deceased person, etc., shall indicate the fiduciary capacity in which they act.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/d/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Agent or attorney in fact.</heading> <content> If a return is signed by an agent or attorney in fact, the signature shall be preceded by the name of the principal and followed by the title of the agent or attorney in fact. A return signed by a person as agent will not be accepted unless there is filed, with the ATF office with which the return is required to be filed, a power of attorney authorizing the agent to perform the act.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/d/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Perjury statement.</heading> <content> ATF Forms 5630.7 shall contain or be verified by a written declaration that the return has been executed under the penalties of perjury.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.34/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Identification of taxpayer.</heading> <content> If the taxpayer is an individual, with the initial return such person shall securely attach to Form 5630.7 a photograph of the individual 2 × 2 inches in size, clearly showing a full front view of the features of the individual with head bare, with the distance from the top of the head to the point of the chin approximately 1<inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inches, and which shall have been taken within 6 months prior to the date of completion of the return. The individual shall also attach to the return a properly completed FBI Form FD–258 (Fingerprint Card). The fingerprints must be clear for accurate classification and should be taken by someone properly equipped to take them: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph shall not apply to individuals who have filed with ATF a properly executed Application for License under <ref href="/us/usc/t18/ch44">18 U.S.C. Chapter 44</ref>, Firearms, ATF Form 7 (5310.12), as specified in <ref href="/us/cfr/t27/s478.44/a">§ 478.44(a)</ref>.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s5142">26 U.S.C. 5142</ref>, 5802, 5846, 6061, 6065, 6151)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17">May 17, 1988</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.35"> <num value="479.35" style="-uslm-sgm:SECTNO">§ 479.35</num> <heading style="-uslm-sgm:SUBJECT">Employer identification number.</heading> <paragraph identifier="/us/cfr/t27/s479.35/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Requirement.</heading> <content> The employer identification number (defined in <ref href="/us/cfr/t26/s301.7701">26 CFR 301.7701</ref>–12) of the taxpayer who has been assigned such a number shall be shown on each special tax return, including amended returns, filed under this subpart. Failure of the taxpayer to include the employer identification number may result in the imposition of the penalty specified in <ref href="/us/cfr/t27/s70.113">§ 70.113</ref> of this chapter.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.35/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Application for employer identification number.</heading> <content> Each taxpayer who files a special tax return, who has not already been assigned an employer identification number, shall file IRS Form SS–4 to apply for one. The taxpayer shall apply for and be assigned only one employer identification number, regardless of the number of places of business for which the taxpayer is required to file a special tax return. The employer identification number shall be applied for no later than 7 days after the filing of the taxpayer's first special tax return. IRS Form SS–4 may be obtained from the director of an IRS service center or from any IRS district director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.35/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Preparation and filing of IRS Form SS–4.</heading> <content> The taxpayer shall prepare and file IRS Form SS–4, together with any supplementary statement, in accordance with the instructions on the form or issued in respect to it.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t26/s6109">26 U.S.C. 6109</ref>)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17">May 17, 1988</date>, as amended by T.D. ATF–301, <ref href="/us/fr/55/47657">55 FR 47657</ref>, <date date="1990-11-14" role="amended">Nov. 14, 1990</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.36"> <num value="479.36" style="-uslm-sgm:SECTNO">§ 479.36</num> <heading style="-uslm-sgm:SUBJECT">The special tax stamp, receipt for special (occupational) taxes.</heading> <content> <p style="-uslm-sgm:P">Upon filing a properly completed and executed return (Form 5630.7) accompanied by remittance of the full amount due, the taxpayer will be issued a special tax stamp as evidence <?page num="96"?>of payment of the special (occupational) tax.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.37"> <num value="479.37" style="-uslm-sgm:SECTNO">§ 479.37</num> <heading style="-uslm-sgm:SUBJECT">Certificates in lieu of stamps lost or destroyed.</heading> <content> <p style="-uslm-sgm:P">When a special tax stamp has been lost or destroyed, such fact should be reported immediately to the Chief, National Firearms Act Branch who issued the stamp. A certificate in lieu of the lost or destroyed stamp will be issued to the taxpayer upon the submission of an affidavit showing to the satisfaction of the Chief, National Firearms Act Branch that the stamp was lost or destroyed.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.38"> <num value="479.38" style="-uslm-sgm:SECTNO">§ 479.38</num> <heading style="-uslm-sgm:SUBJECT">Engaging in business at more than one location.</heading> <content> <p style="-uslm-sgm:P">A person shall pay the special (occupational) tax for each location where he engages in any business taxable under <ref href="/us/usc/t26/s5801">26 U.S.C. 5801</ref>. However, a person paying a special (occupational) tax covering his principal place of business may utilize other locations solely for storage of firearms without incurring special (occupational) tax liability at such locations. A manufacturer, upon the single payment of the appropriate special (occupational) tax, may sell firearms, if such firearms are of his own manufacture, at the place of manufacture and at his principal office or place of business if no such firearms, except samples, are kept at such office or place of business. When a person changes the location of a business for which he has paid the special (occupational) tax, he will be liable for another such tax unless the change is properly registered with the Chief, National Firearms Act Branch for the region in which the special tax stamp was issued, as provided in <ref href="/us/cfr/t27/s479.46">§ 479.46</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17" role="amended">May 17, 1988</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.39"> <num value="479.39" style="-uslm-sgm:SECTNO">§ 479.39</num> <heading style="-uslm-sgm:SUBJECT">Engaging in more than one business at the same location.</heading> <content> <p style="-uslm-sgm:P">If more than one business taxable under <ref href="/us/usc/t26/s5801">26 U.S.C. 5801</ref>, is carried on at the same location during a taxable year, the special (occupational) tax imposed on each such business must be paid. This section does not require a qualified manufacturer or importer to qualify as a dealer if such manufacturer or importer also engages in business on his qualified premises as a dealer. However, a qualified manufacturer who engages in business as an importer must also qualify as an importer. Further, a qualified dealer is not entitled to engage in business as a manufacturer or importer.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17" role="amended">May 17, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.40"> <num value="479.40" style="-uslm-sgm:SECTNO">§ 479.40</num> <heading style="-uslm-sgm:SUBJECT">Partnership liability.</heading> <content style="-uslm-sgm:P">Any number of persons doing business in partnership at any one location shall be required to pay but one special (occupational) tax. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.41"> <num value="479.41" style="-uslm-sgm:SECTNO">§ 479.41</num> <heading style="-uslm-sgm:SUBJECT">Single sale.</heading> <content style="-uslm-sgm:P">A single sale, unattended by circumstances showing the one making the sale to be engaged in business, does not create special (occupational) tax liability. </content> </section> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Change of Ownership </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.42"> <num value="479.42" style="-uslm-sgm:SECTNO">§ 479.42</num> <heading style="-uslm-sgm:SUBJECT">Changes through death of owner.</heading> <content> <p style="-uslm-sgm:P">Whenever any person who has paid special (occupational) tax dies, the surviving spouse or child, or executors or administrators, or other legal representatives, may carry on this business for the remainder of the term for which tax has been paid and at the place (or places) for which the tax was paid, without any additional payment, subject to the following conditions. If the surviving spouse or child, or executor or administrator, or other legal representative of the deceased taxpayer continues the business, such person shall, within 30 days after the date on which the successor begins to carry on the business, file a new return, Form 5630.7, with ATF in accordance with the instructions on the form. The <?page num="97"?>return thus executed shall show the name of the original taxpayer, together with the basis of the succession. (As to liability in case of failure to register, see <ref href="/us/cfr/t27/s479.49">§ 479.49</ref>.)</p> <source style="-uslm-sgm:CITA">[T.D. ATF–70, <ref href="/us/fr/45/33979">45 FR 33979</ref>, <date date="1980-05-21">May 21, 1980</date>, as amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.43"> <num value="479.43" style="-uslm-sgm:SECTNO">§ 479.43</num> <heading style="-uslm-sgm:SUBJECT">Changes through bankruptcy of owner.</heading> <content> <p style="-uslm-sgm:P">A receiver or referee in bankruptcy may continue the business under the stamp issued to the taxpayer at the place and for the period for which the tax was paid. An assignee for the benefit of creditors may continue business under his assignor's special tax stamp without incurring additional special (occupational) tax liability. In such cases, the change shall be registered with ATF in a manner similar to that required by <ref href="/us/cfr/t27/s479.42">§ 479.42</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.44"> <num value="479.44" style="-uslm-sgm:SECTNO">§ 479.44</num> <heading style="-uslm-sgm:SUBJECT">Change in partnership or unincorporated association.</heading> <content style="-uslm-sgm:P">When one or more members withdraw from a partnership or an unincorporated association, the remaining member, or members, may, without incurring additional special (occupational) tax liability, carry on the same business at the same location for the balance of the taxable period for which special (occupational) tax was paid, provided any such change shall be registered in the same manner as required by <ref href="/us/cfr/t27/s479.42">§ 479.42</ref>. Where new member(s) are taken into a partnership or an unincorporated association, the new firm so constituted may not carry on business under the special tax stamp of the old firm. The new firm must file a return, pay the special (occupational) tax and register in the same manner as a person who first engages in business is required to do under <ref href="/us/cfr/t27/s479.34">§ 479.34</ref> even though the name of the new firm may be the same as that of the old. Where the members of a partnership or an unincorporated association, which has paid special (occupational) tax, form a corporation to continue the business, a new special tax stamp must be taken out in the name of the corporation. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.45"> <num value="479.45" style="-uslm-sgm:SECTNO">§ 479.45</num> <heading style="-uslm-sgm:SUBJECT">Changes in corporation.</heading> <content style="-uslm-sgm:P">Additional special (occupational) tax is not required by reason of a mere change of name or increase in the capital stock of a corporation if the laws of the State of incorporation provide for such change or increase without the formation of a new corporation. A stockholder in a corporation who after its dissolution continues the business, incurs new special (occupational) tax liability. </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Change of Business Location </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.46"> <num value="479.46" style="-uslm-sgm:SECTNO">§ 479.46</num> <heading style="-uslm-sgm:SUBJECT">Notice by taxpayer.</heading> <content> <p style="-uslm-sgm:P">Whenever during the taxable year a taxpayer intends to remove his business to a location other than specified in his last special (occupational) tax return (see <ref href="/us/cfr/t27/s479.34">§ 479.34</ref>), he shall file with ATF (a) a return, Form 5630.7, bearing the notation “Removal Registry,” and showing the new address intended to be used, (b) his current special tax stamp, and (c) a letter application requesting the amendment of his registration. The Chief, National Firearms Act Branch, upon approval of the application, shall return the special tax stamp, amended to show the new business location. Firearms operations shall not be commenced at the new business location by the taxpayer prior to the required approval of his application to so change his business location.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, Aug 11, 2014] </source> </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Change of Trade Name </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.47"> <num value="479.47" style="-uslm-sgm:SECTNO">§ 479.47</num> <heading style="-uslm-sgm:SUBJECT">Notice by taxpayer.</heading> <content> <p style="-uslm-sgm:P">Whenever during the taxable year a taxpayer intends to change the name of his business, he shall file with ATF (a) a return, Form 5630.7, bearing the notation “Amended,” and showing the trade name intended to be used, (b) his current special tax stamp, and (c) a letter application requesting the amendment of his registration. The Chief, National Firearms Act Branch, upon approval of the application, shall return the special tax stamp, amended to show the new trade name. Firearms operations shall not be commenced under <?page num="98"?>the new trade name by the taxpayer prior to the required approval of his application to so change the trade name.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–363, <ref href="/us/fr/60/17456">60 FR 17456</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Penalties and Interest </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.48"> <num value="479.48" style="-uslm-sgm:SECTNO">§ 479.48</num> <heading style="-uslm-sgm:SUBJECT">Failure to pay special (occupational) tax.</heading> <content> <p style="-uslm-sgm:P">Any person who engages in a business taxable under <ref href="/us/usc/t26/s5801">26 U.S.C. 5801</ref>, without timely payment of the tax imposed with respect to such business (see <ref href="/us/cfr/t27/s479.34">§ 479.34</ref>) shall be liable for such tax, plus the interest and penalties thereon (see <ref href="/us/usc/t26/s6601">26 U.S.C. 6601</ref> and 6651). In addition, such person may be liable for criminal penalties under <ref href="/us/usc/t26/s5871">26 U.S.C. 5871</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.49"> <num value="479.49" style="-uslm-sgm:SECTNO">§ 479.49</num> <heading style="-uslm-sgm:SUBJECT">Failure to register change or removal.</heading> <content style="-uslm-sgm:P">Any person succeeding to and carrying on a business for which special (occupational) tax has been paid without registering such change within 30 days thereafter, and any taxpayer removing his business with respect to which special (occupational) tax has been paid to a place other than that for which tax was paid without obtaining approval therefor (see <ref href="/us/cfr/t27/s479.46">§ 479.46</ref>), will incur liability to an additional payment of the tax, addition to tax and interest, as provided in sections 5801, 6651, and 6601, respectively, I.R.C., for failure to make return (see <ref href="/us/cfr/t27/s479.50">§ 479.50</ref>) or pay tax, as well as criminal penalties for carrying on business without payment of special (occupational) tax (see section 5871 I.R.C.). </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.50"> <num value="479.50" style="-uslm-sgm:SECTNO">§ 479.50</num> <heading style="-uslm-sgm:SUBJECT">Delinquency.</heading> <content> <p style="-uslm-sgm:P">Any person liable for special (occupational) tax under section 5801, I.R.C., who fails to file a return (Form 5630.7), as prescribed, will be liable for a delinquency penalty computed on the amount of tax due unless a return (Form 5630.7) is later filed and failure to file the return timely is shown to the satisfaction of the Chief, National Firearms Act Branch, to be due to reasonable cause. The delinquency penalty to be added to the tax is 5 percent if the failure is for not more than 1 month, with an additional 5 percent for each additional month or fraction thereof during which failure continues, not to exceed 25 percent in the aggregate (section 6651, I.R.C.). However, no delinquency penalty is assessed where the 50 percent addition to tax is assessed for fraud (see <ref href="/us/cfr/t27/s479.51">§ 479.51</ref>).</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–251, <ref href="/us/fr/52/19334">52 FR 19334</ref>, <date date="1987-05-22" role="amended">May 22, 1987</date>; T.D. ATF–363, <ref href="/us/fr/60/17453">60 FR 17453</ref>, <date date="1996-04-06" role="amended">Apr. 6, 1996</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.51"> <num value="479.51" style="-uslm-sgm:SECTNO">§ 479.51</num> <heading style="-uslm-sgm:SUBJECT">Fraudulent return.</heading> <content style="-uslm-sgm:P">If any part of any underpayment of tax required to be shown on a return is due to fraud, there shall be added to the tax an amount equal to 50 percent of the underpayment, but no delinquency penalty shall be assessed with respect to the same underpayment (section 6653, I.R.C.). </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Application of State Laws </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.52"> <num value="479.52" style="-uslm-sgm:SECTNO">§ 479.52</num> <heading style="-uslm-sgm:SUBJECT">State regulations.</heading> <content style="-uslm-sgm:P">Special tax stamps are merely receipts for the tax. Payment of tax under Federal law confers no privilege to act contrary to State law. One to whom a special tax stamp has been issued may still be punishable under a State law prohibiting or controlling the manufacture, possession or transfer of firearms. On the other hand, compliance with State law confers no immunity under Federal law. Persons who engage in the business of importing, manufacturing or dealing in firearms, in violation of the law of a State, are nevertheless required to pay special (occupational) tax as imposed under the internal revenue laws of the United States. For provisions relating to restrictive use of information furnished to comply with the provisions of this part see <ref href="/us/cfr/t27/s479.23">§ 479.23</ref>. </content> </section> </level> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spE"> <num value="E" style="-uslm-sgm:HED">Subpart E—</num> <heading style="-uslm-sgm:HED">Tax on Making Firearms </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.61"> <num value="479.61" style="-uslm-sgm:SECTNO">§ 479.61</num> <heading style="-uslm-sgm:SUBJECT">Rate of tax.</heading> <content> <p style="-uslm-sgm:P">Except as provided in this subpart, there shall be levied, collected, and paid upon the making of a firearm a <?page num="99"?>tax at the rate of $200 for each firearm made. This tax shall be paid by the person making the firearm. Payment of the tax on the making of a firearm shall be represented by a $200 adhesive stamp bearing the words “National Firearms Act.” The stamps are maintained by the Director.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10508">53 FR 10508</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Application To Make a Firearm </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.62"> <num value="479.62" style="-uslm-sgm:SECTNO">§ 479.62</num> <heading style="-uslm-sgm:SUBJECT">Application to make.</heading> <paragraph identifier="/us/cfr/t27/s479.62/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> No person shall make a firearm unless the person has filed with the Director a completed application on ATF Form 1 (5320.1), Application to Make and Register a Firearm, in duplicate, executed under the penalties of perjury, to make and register the firearm and has received the approval of the Director to make the firearm, which approval shall effectuate registration of the firearm to the applicant. If the applicant is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company (including a Limited Liability Company (LLC)), association, trust, or corporation, all information on the Form 1 application shall be furnished for each responsible person of the applicant</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Preparation of ATF Form 1.</heading> <chapeau> All of the information called for on Form 1 shall be provided, including:</chapeau> <paragraph identifier="/us/cfr/t27/s479.62/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The type of application, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> tax paid or tax exempt. If the making of the firearm is taxable, the applicant shall submit a remittance in the amount of $200 with the application in accordance with the instructions on the form;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The identity of the applicant. If an individual, the applicant shall provide the applicant's name, address, and date of birth, and also comply with the identification requirements prescribed in <ref href="/us/cfr/t27/s479.63/a">§ 479.63(a)</ref>. If other than an individual, the applicant shall provide its name, address, and employer identification number, if any, as well as the name and address of each responsible person. Each responsible person of the applicant also shall comply with the identification requirements prescribed in <ref href="/us/cfr/t27/s479.63/b">§ 479.63(b)</ref>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A description of the firearm to be made by type; caliber, gauge, or size; model; length of barrel; serial number; other marks of identification; and the name and address of the original manufacturer (if the applicant is not the original manufacturer);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The applicant's Federal firearms license number (if any);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The applicant's special (occupational) tax stamp (if applicable); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> If the applicant (including, if other than an individual, any responsible person) is an alien admitted under a nonimmigrant visa, applicable documentation demonstrating that the nonimmigrant alien falls within an exception to <ref href="/us/usc/t18/s922/g/5/B">18 U.S.C. 922(g)(5)(B)</ref> under <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref>, or has obtained a waiver of that provision under <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Notification of chief law enforcement officer.</heading> <content> Prior to the submission of the application to the Director, all applicants and responsible persons shall forward a completed copy of Form 1 or a completed copy of Form 5320.23, respectively, to the chief law enforcement officer of the locality in which the applicant or responsible person is located. The chief law enforcement officer is the local chief of police, county sheriff, head of the State police, or State or local district attorney or prosecutor. If the applicant is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company, association, or corporation, for purposes of this section, it is considered located at its principal office or principal place of business; if a trust, for purposes of this section, it is considered located at the primary location at which the firearm will be maintained.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.62/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Approval of Form 1.</heading> <content> If the application is approved, the Director will affix a National Firearms Act stamp to the original application in the space provided therefor and properly cancel the stamp (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s479.67">§ 479.67</ref>). The approved application will then be returned to the applicant.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF–41F, <ref href="/us/fr/81/2721">81 FR 2721</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.63"> <num value="479.63" style="-uslm-sgm:SECTNO">§ 479.63</num> <heading style="-uslm-sgm:SUBJECT">Identification of applicant.</heading> <paragraph identifier="/us/cfr/t27/s479.63/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> If the applicant is an individual, the applicant shall:</chapeau> <paragraph identifier="/us/cfr/t27/s479.63/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Securely attach to each copy of the Form 1, in the space provided on the form, a 2 x 2-inch photograph of the <?page num="100"?>applicant, clearly showing a full front view of the features of the applicant with head bare, with the distance from the top of the head to the point of the chin approximately 1<inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inches, and which shall have been taken within 1 year prior to the date of the application; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Attach to the application two properly completed FBI Forms FD–258 (Fingerprint Card). The fingerprints must be clear for accurate classification and should be taken by someone properly equipped to take them.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> If the applicant is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company (including a Limited Liability Company (LLC)), association, trust, or corporation, the applicant shall:</chapeau> <paragraph identifier="/us/cfr/t27/s479.63/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Be identified on the Form 1 by the name and exact location of the place of business, including the name and number of the building and street, and the name of the county in which the business is located or, in the case of a trust, the primary location at which the firearm will be maintained. In the case of two or more locations, the address shown shall be the principal place of business (or principal office, in the case of a corporation) or, in the case of a trust, the primary location at which the firearm will be maintained;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> Except as provided in paragraph (c) of this section, attach to the application—</chapeau> <paragraph identifier="/us/cfr/t27/s479.63/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Documentation evidencing the existence and validity of the entity, which includes complete and unredacted copies of partnership agreements, articles of incorporation, corporate registration, and declarations of trust, with any trust schedules, attachments, exhibits, and enclosures;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A completed ATF Form 5320.23 for each responsible person. Form 5320.23 requires certain identifying information, including each responsible person's full name, position, home address, date of birth, and country of citizenship if other than the United States;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> In the space provided on Form 5320.23, a 2 x 2-inch photograph of each responsible person, clearly showing a full front view of the features of the responsible person with head bare, with the distance from the top of the head to the point of the chin approximately 1<inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inches, and which shall have been taken within 1 year prior to the date of the application;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/b/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Two properly completed FBI Forms FD–258 (Fingerprint Card) for each responsible person. The fingerprints must be clear for accurate classification and should be taken by someone properly equipped to take them.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.63/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> If the applicant entity has had an application approved as a maker or transferee within the preceding 24 months, and there has been no change to the documentation previously provided, the entity may provide a certification that the information has not been changed since the prior approval and shall identify the application for which the documentation had been submitted by form number, serial number, and date approved.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF–41F, <ref href="/us/fr/81/2721">81 FR 2721</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.64"> <num value="479.64" style="-uslm-sgm:SECTNO">§ 479.64</num> <heading style="-uslm-sgm:SUBJECT">Procedure for approval of application.</heading> <content> <p style="-uslm-sgm:P">The application to make a firearm, Form 1 (Firearms), must be forwarded directly, in duplicate, by the maker of the firearm to the Director in accordance with the instructions on the form. The Director will consider the application for approval or disapproval. If the application is approved, the Director will return the original thereof to the maker of the firearm and retain the duplicate. Upon receipt of the approved application, the maker is authorized to make the firearm described therein. The maker of the firearm shall not, under any circumstances, make the firearm until the application, satisfactorily executed, has been forwarded to the Director and has been approved and returned by the Director with the National Firearms Act stamp affixed. If the application is disapproved, the original Form 1 (Firearms) and the remittance submitted by the applicant for the purchase of the stamp will be returned to the applicant with the reason for disapproval stated on the form.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10509">53 FR 10509</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.65"> <num value="479.65" style="-uslm-sgm:SECTNO">§ 479.65</num> <heading style="-uslm-sgm:SUBJECT">Denial of application.</heading> <content style="-uslm-sgm:P">An application to make a firearm shall not be approved by the Director if <?page num="101"?>the making or possession of the firearm would place the person making the firearm in violation of law. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.66"> <num value="479.66" style="-uslm-sgm:SECTNO">§ 479.66</num> <heading style="-uslm-sgm:SUBJECT">Subsequent transfer of firearms.</heading> <content> <p style="-uslm-sgm:P">Where a firearm which has been made in compliance with <ref href="/us/usc/t26/s5821">26 U.S.C. 5821</ref>, and the regulations contained in this part, is to be transferred subsequently, the transfer provisions of the firearms laws and regulations must be complied with. (See subpart F of this part).</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.67"> <num value="479.67" style="-uslm-sgm:SECTNO">§ 479.67</num> <heading style="-uslm-sgm:SUBJECT">Cancellation of stamp.</heading> <content style="-uslm-sgm:P">The person affixing to a Form 1 (Firearms) a “National Firearms Act” stamp shall cancel it by writing or stamping thereon, in ink, his initials, and the day, month and year, in such manner as to render it unfit for reuse. The cancellation shall not so deface the stamp as to prevent its denomination and genuineness from being readily determined. </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Exceptions to Tax on Making Firearms </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.68"> <num value="479.68" style="-uslm-sgm:SECTNO">§ 479.68</num> <heading style="-uslm-sgm:SUBJECT">Qualified manufacturer.</heading> <content> <p style="-uslm-sgm:P">A manufacturer qualified under this part to engage in such business may make firearms without payment of the making tax. However, such manufacturer shall report and register each firearm made in the manner prescribed by this part.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17" role="amended">May 17, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.69"> <num value="479.69" style="-uslm-sgm:SECTNO">§ 479.69</num> <heading style="-uslm-sgm:SUBJECT">Making a firearm for the United States.</heading> <content style="-uslm-sgm:P">A firearm may be made by, or on behalf of, the United States or any department, independent establishment, or agency thereof without payment of the making tax. However, if a firearm is to be made on behalf of the United States, the maker must file an application, in duplicate, on Form 1 (Firearms) and obtain the approval of the Director in the manner prescribed in <ref href="/us/cfr/t27/s479.62">§ 479.62</ref>. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.70"> <num value="479.70" style="-uslm-sgm:SECTNO">§ 479.70 </num> <heading style="-uslm-sgm:SUBJECT">Certain government entities.</heading> <content style="-uslm-sgm:P">A firearm may be made without payment of the making tax by, or on behalf of, any State, or possession of the United States, any political subdivision thereof, or any official police organization of such a government entity engaged in criminal investigations. Any person making a firearm under this exemption shall first file an application, in duplicate, on Form 1 (Firearms) and obtain the approval of the Director as prescribed in <ref href="/us/cfr/t27/s479.62">§ 479.62</ref>. </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Registration </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.71"> <num value="479.71" style="-uslm-sgm:SECTNO">§ 479.71</num> <heading style="-uslm-sgm:SUBJECT">Proof of registration.</heading> <content style="-uslm-sgm:P">The approval by the Director of an application, Form 1 (Firearms), to make a firearm under this subpart shall effectuate registration of the firearm described in the Form 1 (Firearms) to the person making the firearm. The original Form 1 (Firearms) showing approval by the Director shall be retained by the maker to establish proof of his registration of the firearm described therein, and shall be made available to any ATF officer on request. </content> </section> </level> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spF"> <num value="F" style="-uslm-sgm:HED">Subpart F—</num> <heading style="-uslm-sgm:HED">Transfer Tax </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.81"> <num value="479.81" style="-uslm-sgm:SECTNO">§ 479.81</num> <heading style="-uslm-sgm:SUBJECT">Scope of tax.</heading> <content style="-uslm-sgm:P">Except as otherwise provided in this part, each transfer of a firearm in the United States is subject to a tax to be represented by an adhesive stamp of the proper denomination bearing the words “National Firearms Act” to be affixed to the Form 4 (Firearms), Application for Transfer and Registration of Firearm, as provided in this subpart. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.82"> <num value="479.82" style="-uslm-sgm:SECTNO">§ 479.82</num> <heading style="-uslm-sgm:SUBJECT">Rate of tax.</heading> <content style="-uslm-sgm:P">The transfer tax imposed with respect to firearms transferred within the United States is at the rate of $200 for each firearm transferred, except that the transfer tax on any firearm classified as “any other weapon” shall be at the rate of $5 for each such firearm transferred. The tax imposed on the transfer of the firearm shall be paid by the transferor. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.83"><?page num="102"?> <num value="479.83" style="-uslm-sgm:SECTNO">§ 479.83</num> <heading style="-uslm-sgm:SUBJECT">Transfer tax in addition to import duty.</heading> <content style="-uslm-sgm:P">The transfer tax imposed by section 5811, I.R.C., is in addition to any import duty. </content> </section> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Application and Order for Transfer of Firearm </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.84"> <num value="479.84" style="-uslm-sgm:SECTNO">§ 479.84</num> <heading style="-uslm-sgm:SUBJECT">Application to transfer.</heading> <paragraph identifier="/us/cfr/t27/s479.84/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Except as otherwise provided in this subpart, no firearm may be transferred in the United States unless an application, Form 4 (5320.4), Application for Tax Paid Transfer and Registration of Firearm, in duplicate, executed under the penalties of perjury, to transfer the firearm and register it to the transferee has been filed with and approved by the Director. The application shall be filed by the transferor. If the transferee is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company (including a Limited Liability Company (LLC)), association, trust, or corporation, all information on the Form 4 application shall be furnished for each responsible person of the transferee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Preparation of ATF Form 4.</heading> <chapeau> All of the information called for on Form 4 shall be provided, including:</chapeau> <paragraph identifier="/us/cfr/t27/s479.84/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The type of firearm being transferred. If the firearm is other than one classified as “any other weapon,” the applicant shall submit a remittance in the amount of $200 with the application in accordance with the instructions on the form. If the firearm is classified as “any other weapon,” the applicant shall submit a remittance in the amount of $5;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The identity of the transferor by name and address and, if the transferor is other than a natural person, the title or legal status of the person executing the application in relation to the transferor;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The transferor's Federal firearms license number (if any);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The transferor's special (occupational) tax stamp (if any);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The identity of the transferee by name and address and, if the transferee is a person not qualified as a manufacturer, importer, or dealer under this part, the transferee shall be further identified in the manner prescribed in <ref href="/us/cfr/t27/s479.85">§ 479.85</ref>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> The transferee's Federal firearms license number (if any);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> The transferee's special (occupational) tax stamp (if applicable); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> A description of the firearm to be transferred by name and address of the manufacturer or importer (if known); caliber, gauge, or size; model; serial number; in the case of a short-barreled shotgun or a short-barreled rifle, the length of the barrel; in the case of a weapon made from a rifle or shotgun, the overall length of the weapon and the length of the barrel; and any other identifying marks on the firearm. In the event the firearm does not bear a serial number, the applicant shall obtain a serial number from ATF and shall stamp (impress) or otherwise conspicuously place such serial number on the firearm in a manner not susceptible of being readily obliterated, altered, or removed.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/b/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> If the transferee (including, if other than an individual, any responsible person) is an alien admitted under a nonimmigrant visa, applicable documentation demonstrating that the nonimmigrant alien falls within an exception to <ref href="/us/usc/t18/s922/g/5/B">18 U.S.C. 922(g)(5)(B)</ref> under <ref href="/us/usc/t18/s922/y/2">18 U.S.C. 922(y)(2)</ref>, or has obtained a waiver of that provision under <ref href="/us/usc/t18/s922/y/3">18 U.S.C. 922(y)(3)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Notification of chief law enforcement officer.</heading> <content> Prior to the submission of the application to the Director, all transferees and responsible persons shall forward a completed copy of Form 4 or a completed copy of Form 5320.23, respectively, to the chief law enforcement officer of the locality in which the transferee or responsible person is located. The chief law enforcement officer is the local chief of police, county sheriff, head of the State police, State or local district attorney or prosecutor. If the transferee is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company, association, or corporation, for purposes of this section, it is considered located at its principal office or principal place of business; if the transferee is not a licensed manufacturer, importer, or dealer qualified under this part and is a trust, for purposes of this section, it is considered located at the <?page num="103"?>primary location at which the firearm will be maintained.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.84/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Approval of Form 4.</heading> <content> If the application is approved, the Director will affix a National Firearms Act stamp to the original application in the space provided therefor and properly cancel the stamp (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s479.87">§ 479.87</ref>). The approved application will then be returned to the transferor.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF–41F, <ref href="/us/fr/81/2722">81 FR 2722</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.85"> <num value="479.85" style="-uslm-sgm:SECTNO">§ 479.85</num> <heading style="-uslm-sgm:SUBJECT">Identification of transferee.</heading> <paragraph identifier="/us/cfr/t27/s479.85/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> If the transferee is an individual, such person shall:</chapeau> <paragraph identifier="/us/cfr/t27/s479.85/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Securely attach to each copy of the Form 4, in the space provided on the form, a 2 x 2-inch photograph of the applicant, clearly showing a full front view of the features of the applicant with head bare, with the distance from the top of the head to the point of the chin approximately 1<inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inches, and which shall have been taken within 1 year prior to the date of the application; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Attach to the application two properly completed FBI Forms FD–258 (Fingerprint Card). The fingerprints must be clear for accurate classification and should be taken by someone properly equipped to take them.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> If the transferee is not a licensed manufacturer, importer, or dealer qualified under this part and is a partnership, company, association, trust, or corporation, such person shall:</chapeau> <paragraph identifier="/us/cfr/t27/s479.85/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Be identified on the Form 4 by the name and exact location of the place of business, including the name and number of the building and street, and the name of the county in which the business is located or, in the case of a trust, the primary location at which the firearm will be maintained. In the case of two or more locations, the address shown shall be the principal place of business (or principal office, in the case of a corporation) or, in the case of a trust, the primary location at which the firearm will be maintained;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> Except as provided in paragraph (c) of this section, attach to the application—</chapeau> <paragraph identifier="/us/cfr/t27/s479.85/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Documentation evidencing the existence and validity of the entity, which includes complete and unredacted copies of partnership agreements, articles of incorporation, corporate registration, and declarations of trust, with any trust schedules, attachments, exhibits, and enclosures;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A completed ATF Form 5320.23 for each responsible person. Form 5320.23 requires certain identifying information, including the responsible person's full name, position, home address, date of birth, and country of citizenship if other than the United States;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> In the space provided on Form 5320.23, a 2 x 2-inch photograph of each responsible person, clearly showing a full front view of the features of the responsible person with head bare, with the distance from the top of the head to the point of the chin approximately 1<inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inches, and which shall have been taken within 1 year prior to the date of the application; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/b/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Two properly completed FBI Forms FD–258 (Fingerprint Card) for each responsible person. The fingerprints must be clear for accurate classification and should be taken by someone properly equipped to take them.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.85/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> If the applicant entity has had an application approved as a maker or transferee within the preceding 24 months, and there has been no change to the documentation previously provided, the entity may provide a certification that the information has not been changed since the prior approval and shall identify the application for which the documentation had been submitted by form number, serial number, and date approved.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF–41F, <ref href="/us/fr/81/2722">81 FR 2722</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.86"> <num value="479.86" style="-uslm-sgm:SECTNO">§ 479.86</num> <heading style="-uslm-sgm:SUBJECT">Action on application.</heading> <content> <p style="-uslm-sgm:P">The Director will consider a completed and properly executed application, Form 4 (Firearms), to transfer a firearm. If the application is approved, the Director will affix the appropriate National Firearms Act stamp, cancel it, and return the original application showing approval to the transferor who may then transfer the firearm to the transferee along with the approved application. The approval of an application, Form 4 (Firearms), by the Director will effectuate registration of the firearm to the transferee. The transferee shall not take possession of a firearm until the application, Form 4 (Firearms), for the transfer filed by the <?page num="104"?>transferor has been approved by the Director and registration of the firearm is effectuated to the transferee. The transferee shall retain the approved application as proof that the firearm described therein is registered to the transferee, and shall make the approved Form 4 (Firearms) available to any ATF officer on request. If the application, Form 4 (Firearms), to transfer a firearm is disapproved by the Director, the original application and the remittance for purchase of the stamp will be returned to the transferor with reasons for the disapproval stated on the application. An application, Form 4 (Firearms), to transfer a firearm shall be denied if the transfer, receipt, or possession of a firearm would place the transferee in violation of law. In addition to any other records checks that may be conducted to determine whether the transfer, receipt, or possession of a firearm would place the transferee in violation of law, the Director shall contact the National Instant Criminal Background Check System.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10509">53 FR 10509</ref>, <date date="1988-03-31">Mar. 31, 1988</date>, as amended by T.D. ATF–415, <ref href="/us/fr/63/58281">63 FR 58281</ref>, <date date="1998-10-29" role="amended">Oct. 29, 1998</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.87"> <num value="479.87" style="-uslm-sgm:SECTNO">§ 479.87</num> <heading style="-uslm-sgm:SUBJECT">Cancellation of stamp.</heading> <content style="-uslm-sgm:P">The method of cancellation of the stamp required by this subpart as prescribed in <ref href="/us/cfr/t27/s479.67">§ 479.67</ref> shall be used. </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Exemptions Relating to Transfers of Firearms </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.88"> <num value="479.88" style="-uslm-sgm:SECTNO">§ 479.88</num> <heading style="-uslm-sgm:SUBJECT">Special (occupational) taxpayers.</heading> <paragraph identifier="/us/cfr/t27/s479.88/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A firearm registered to a person qualified under this part to engage in business as an importer, manufacturer, or dealer may be transferred by that person without payment of the transfer tax to any other person qualified under this part to manufacture, import, or deal in firearms.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.88/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The exemption provided in paragraph (a) of this section shall be obtained by the transferor of the firearm filing with the Director an application, Form 3 (Firearms), Application for Tax-exempt Transfer of Firearm and Registration to Special (Occupational) Taxpayer, in duplicate, executed under the penalties of perjury. The application, Form 3 (Firearms), shall (1) show the name and address of the transferor and of the transferee, (2) identify the Federal firearms license and special (occupational) tax stamp of the transferor and of the transferee, (3) show the name and address of the manufacturer and the importer of the firearm, if known, (4) show the type, model, overall length (if applicable), length of barrel, caliber, gauge or size, serial number, and other marks of identification of the firearm, and (5) contain a statement by the transferor that he is entitled to the exemption because the transferee is a person qualified under this part to manufacture, import, or deal in firearms. If the Director approves an application, Form 3 (Firearms), he shall return the original Form 3 (Firearms) to the transferor with the approval noted thereon. Approval of an application, Form 3 (Firearms), by the Director shall remove registration of the firearm reported thereon from the transferor and shall effectuate the registration of that firearm to the transferee. Upon receipt of the approved Form 3 (Firearms), the transferor shall deliver same with the firearm to the transferee. The transferor shall not transfer the firearm to the transferee until his application, Form 3 (Firearms), has been approved by the Director and the original thereof has been returned to the transferor. If the Director disapproves the application, Form 3 (Firearms), he shall return the original Form 3 (Firearms) to the transferor with the reasons for the disapproval stated thereon.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.88/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The transferor shall be responsible for establishing the exempt status of the transferee before making a transfer under the provisions of this section. Therefore, before engaging in transfer negotiations with the transferee, the transferor should satisfy himself as to the claimed exempt status of the transferee and the bona fides of the transaction. If not fully satisfied, the transferor should communicate with the Director, report all circumstances regarding the proposed transfer, and await the Director's advice before making application for the transfer. An unapproved transfer or a transfer to an unauthorized person may subject the transferor to civil and <?page num="105"?>criminal liabilities. (See <ref href="/us/usc/t26/s5852">26 U.S.C. 5852</ref>, 5861, and 5871.)</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–271, <ref href="/us/fr/53/17551">53 FR 17551</ref>, <date date="1988-05-17" role="amended">May 17, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.89"> <num value="479.89" style="-uslm-sgm:SECTNO">§ 479.89</num> <heading style="-uslm-sgm:SUBJECT">Transfers to the United States.</heading> <content style="-uslm-sgm:P">A firearm may be transferred to the United States or any department, independent establishment or agency thereof without payment of the transfer tax. However, the procedures for the transfer of a firearm as provided in <ref href="/us/cfr/t27/s479.90">§ 479.90</ref> shall be followed in a tax-exempt transfer of a firearm under this section, unless the transferor is relieved of such requirement under other provisions of this part. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.90"> <num value="479.90" style="-uslm-sgm:SECTNO">§ 479.90</num> <heading style="-uslm-sgm:SUBJECT">Certain government entities.</heading> <paragraph identifier="/us/cfr/t27/s479.90/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A firearm may be transferred without payment of the transfer tax to or from any State, possession of the United States, any political subdivision thereof, or any official police organization of such a governmental entity engaged in criminal investigations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.90/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The exemption provided in paragraph (a) of this section shall be obtained by the transferor of the firearm filing with the Director an application, Form 5 (Firearms), Application for Tax-exempt Transfer and Registration of Firearm, in duplicate, executed under the penalties of perjury. The application shall (1) show the name and address of the transferor and of the transferee, (2) identify the Federal firearms license and special (occupational) tax stamp, if any, of the transferor and of the transferee, (3) show the name and address of the manufacturer and the importer of the firearm, if known, (4) show the type, model, overall length (if applicable), length of barrel, caliber, gauge or size, serial number, and other marks of identification of the firearm, and (5) contain a statement by the transferor that the transferor is entitled to the exemption because either the transferor or the transferee is a governmental entity coming within the purview of paragraph (a) of this section. In the case of a transfer of a firearm by a governmental entity to a transferee who is a person not qualified as a manufacturer, importer, or dealer under this part, the transferee shall be further identified in the manner prescribed in <ref href="/us/cfr/t27/s479.85">§ 479.85</ref>. If the Director approves an application, Form 5 (Firearms), the original Form 5 (Firearms) shall be returned to the transferor with the approval noted thereon. Approval of an application, Form 5 (Firearms), by the Director shall effectuate the registration of that firearm to the transferee. Upon receipt of the approved Form 5 (Firearms), the transferor shall deliver same with the firearm to the transferee. The transferor shall not transfer the firearm to the transferee until the application, Form 5 (Firearms), has been approved by the Director and the original thereof has been returned to the transferor. If the Director disapproves the application, Form 5 (Firearms), the original Form 5 (Firearms) shall be returned to the transferor with the reasons for the disapproval stated thereon. An application by a governmental entity to transfer a firearm shall be denied if the transfer, receipt, or possession of a firearm would place the transferee in violation of law.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.90/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The transferor shall be responsible for establishing the exempt status of the transferee before making a transfer under the provisions of this section. Therefore, before engaging in transfer negotiations with the transferee, the transferor should satisfy himself of the claimed exempt status of the transferee and the bona fides of the transaction. If not fully satisfied, the transferor should communicate with the Director, report all circumstances regarding the proposed transfer, and await the Director's advice before making application for transfer. An unapproved transfer or a transfer to an unauthorized person may subject the transferor to civil and criminal liabilities. (See <ref href="/us/usc/t26/s5852">26 U.S.C. 5852</ref>, 5861, and 5871.)</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55842">44 FR 55842</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; T.D. ATF–241, <ref href="/us/fr/51/39632">51 FR 39632</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10510">53 FR 10510</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>; ATF–41F, <ref href="/us/fr/81/2723">81 FR 2723</ref>, <date date="2016-01-15" role="amended">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.90"> <num value="479.90" style="-uslm-sgm:SECTNO">§ 479.90a</num> <heading style="-uslm-sgm:SUBJECT">Estates.</heading> <paragraph identifier="/us/cfr/t27/s479.90/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The executor, administrator, personal representative, or other person authorized under State law to dispose <?page num="106"?>of property in an estate (collectively “executor”) may possess a firearm registered to a decedent during the term of probate without such possession being treated as a “transfer” as defined in <ref href="/us/cfr/t27/s479.11">§ 479.11</ref>. No later than the close of probate, the executor must submit an application to transfer the firearm to beneficiaries or other transferees in accordance with this section. If the transfer is to a beneficiary, the executor shall file an ATF Form 5 (5320.5), Application for Tax Exempt Transfer and Registration of Firearm, to register a firearm to any beneficiary of an estate in accordance with <ref href="/us/cfr/t27/s479.90">§ 479.90</ref>. The executor will identify the estate as the transferor, and will sign the form on behalf of the decedent, showing the executor's title (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> executor, administrator, personal representative, etc.) and the date of filing. The executor must also provide the documentation prescribed in paragraph (c) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.90/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> If there are no beneficiaries of the estate or the beneficiaries do not wish to possess the registered firearm, the executor will dispose of the property outside the estate (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> to a non-beneficiary). The executor shall file an ATF Form 4 (5320.4), Application for Tax Paid Transfer and Registration of Firearm, in accordance with <ref href="/us/cfr/t27/s479.84">§ 479.84</ref>. The executor, administrator, personal representative, or other authorized person must also provide documentation prescribed in paragraph (c) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.90/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The executor, administrator, personal representative, or other person authorized under State law to dispose of property in an estate shall submit with the transfer application documentation of the person's appointment as executor, administrator, personal representative, or as an authorized person, a copy of the decedent's death certificate, a copy of the will (if any), any other evidence of the person's authority to dispose of property, and any other document relating to, or affecting the disposition of firearms from the estate.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF–41F, <ref href="/us/fr/81/2723">81 FR 2723</ref>, <date date="2016-01-15">Jan. 15, 2016</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.91"> <num value="479.91" style="-uslm-sgm:SECTNO">§ 479.91</num> <heading style="-uslm-sgm:SUBJECT">Unserviceable firearms.</heading> <content> <p style="-uslm-sgm:P">An unserviceable firearm may be transferred as a curio or ornament without payment of the transfer tax. However, the procedures for the transfer of a firearm as provided in <ref href="/us/cfr/t27/s479.90">§ 479.90</ref> shall be followed in a tax-exempt transfer of a firearm under this section, except a statement shall be entered on the transfer application, Form 5 (Firearms), by the transferor that he is entitled to the exemption because the firearm to be transferred is unservicable and is being transferred as a curio or ornament. An unapproved transfer, the transfer of a firearm under the provisions of this section which is in fact not an unserviceable firearm, or the transfer of an unserviceable firearm as something other than a curio or ornament, may subject the transferor to civil and criminal liabilities. (See <ref href="/us/usc/t26/s5811">26 U.S.C. 5811</ref>, 5852, 5861, and 5871.)</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.92"> <num value="479.92" style="-uslm-sgm:SECTNO">§ 479.92</num> <heading style="-uslm-sgm:SUBJECT">Transportation of firearms to effect transfer.</heading> <content> <p style="-uslm-sgm:P">Notwithstanding any provision of <ref href="/us/cfr/t27/s478.28">§ 478.28</ref> of this chapter, it shall not be required that authorization be obtained from the Director for the transportation in interstate or foreign commerce of a firearm in order to effect the transfer of a firearm authorized under the provisions of this subpart.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10510">53 FR 10510</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Other Provisions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.93"> <num value="479.93" style="-uslm-sgm:SECTNO">§ 479.93</num> <heading style="-uslm-sgm:SUBJECT">Transfers of firearms to certain persons.</heading> <content style="-uslm-sgm:P">Where the transfer of a destructive device, machine gun, short-barreled shotgun, or short-barreled rifle is to be made by a person licensed under the provisions of Title I of the Gun Control Act of 1968 (<ref href="/us/stat/82/1213">82 Stat. 1213</ref>) to a person not so licensed, the sworn statement required by <ref href="/us/cfr/t27/s478.98">§ 478.98</ref> of this chapter shall be attached to and accompany the transfer application required by this subpart. </content> </section> </level> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spG"> <num value="G" style="-uslm-sgm:HED">Subpart G—</num> <heading style="-uslm-sgm:HED">Registration and Identification of Firearms </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.101"> <num value="479.101" style="-uslm-sgm:SECTNO">§ 479.101</num> <heading style="-uslm-sgm:SUBJECT">Registration of firearms.</heading> <paragraph identifier="/us/cfr/t27/s479.101/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> The Director shall maintain a central registry of all firearms in the <?page num="107"?>United States which are not in the possession of or under the control of the United States. This registry shall be known as the National Firearms Registration and Transfer Record and shall include:</chapeau> <paragraph identifier="/us/cfr/t27/s479.101/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Identification of the firearm as required by this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Date of registration; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Identification and address of person entitled to possession of the firearm as required by this part.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Each manufacturer, importer, and maker shall register each firearm he manufactures, imports, or makes in the manner prescribed by this part. Each firearm transferred shall be registered to the transferee by the transferor in the manner prescribed by this part. No firearm may be registered by a person unlawfully in possession of the firearm except during an amnesty period established under section 207 of the Gun Control Act of 1968 (<ref href="/us/stat/82/1235">82 Stat. 1235</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> A person shown as possessing firearms by the records maintained by the Director pursuant to the National Firearms Act (<ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>) in force on <date date="1968-10-31">October 31, 1968</date>, shall be considered to have registered the firearms in his possession which are disclosed by that record as being in his possession on <date date="1968-10-31">October 31, 1968</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The National Firearms Registration and Transfer Record shall include firearms registered to the possessors thereof under the provisions of section 207 of the Gun Control Act of 1968.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> A person possessing a firearm registered to him shall retain proof of registration which shall be made available to any ATF officer upon request.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.101/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> A firearm not identified as required by this part shall not be registered.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.102"> <num value="479.102" style="-uslm-sgm:SECTNO">§ 479.102</num> <heading style="-uslm-sgm:SUBJECT">How must firearms be identified? </heading> <paragraph identifier="/us/cfr/t27/s479.102/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> You, as a manufacturer, importer, or maker of a firearm, must legibly identify the firearm as follows: </chapeau> <paragraph identifier="/us/cfr/t27/s479.102/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> By engraving, casting, stamping (impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed) or placed on the frame or receiver thereof an individual serial number. The serial number must be placed in a manner not susceptible of being readily obliterated, altered, or removed, and must not duplicate any serial number placed by you on any other firearm. For firearms manufactured, imported, or made on and after <date date="2002-01-30">January 30, 2002</date>, the engraving, casting, or stamping (impressing) of the serial number must be to a minimum depth of .003 inch and in a print size no smaller than <inline role="fraction" style="-uslm-sgm:FR">1/16</inline> inch; and </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> By engraving, casting, stamping (impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed), or placed on the frame, receiver, or barrel thereof certain additional information. This information must be placed in a manner not susceptible of being readily obliterated, altered or removed. For firearms manufactured, imported, or made on and after <date date="2002-01-30">January 30, 2002</date>, the engraving, casting, or stamping (impressing) of this information must be to a minimum depth of .003 inch. The additional information includes: </chapeau> <paragraph identifier="/us/cfr/t27/s479.102/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The model, if such designation has been made; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The caliber or gauge; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Your name (or recognized abbreviation) and also, when applicable, the name of the foreign manufacturer or maker; </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> In the case of a domestically made firearm, the city and State (or recognized abbreviation thereof) where you as the manufacturer maintain your place of business, or where you, as the maker, made the firearm; and </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/a/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> In the case of an imported firearm, the name of the country in which it was manufactured and the city and State (or recognized abbreviation thereof) where you as the importer maintain your place of business. For additional requirements relating to imported firearms, see Customs regulations at <ref href="/us/cfr/t19/p134">19 CFR part 134</ref>. </content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The depth of all markings required by this section will be measured from the flat surface of the metal and not the peaks or ridges. The height of serial numbers required by paragraph (a)(1) of this section will be measured as the distance between the latitudinal ends of the character impression bottoms (bases). <?page num="108"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The Director may authorize other means of identification upon receipt of a letter application from you, submitted in duplicate, showing that such other identification is reasonable and will not hinder the effective administration of this part. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> In the case of a destructive device, the Director may authorize other means of identifying that weapon upon receipt of a letter application from you, submitted in duplicate, showing that engraving, casting, or stamping (impressing) such a weapon would be dangerous or impracticable. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> A firearm frame or receiver that is not a component part of a complete weapon at the time it is sold, shipped, or otherwise disposed of by you must be identified as required by this section. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <paragraph identifier="/us/cfr/t27/s479.102/f/1" class="inline"> <num value="1">(1)</num> <content> Any part defined as a machine gun, muffler, or silencer for the purposes of this part that is not a component part of a complete firearm at the time it is sold, shipped, or otherwise disposed of by you must be identified as required by this section. </content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.102/f/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> The Director may authorize other means of identification of parts defined as machine guns other than frames or receivers and parts defined as mufflers or silencers upon receipt of a letter application from you, submitted in duplicate, showing that such other identification is reasonable and will not hinder the effective administration of this part. </p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0050)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–461, <ref href="/us/fr/66/40601">66 FR 40601</ref>, <date date="2001-08-03">Aug. 3, 2001</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.103"> <num value="479.103" style="-uslm-sgm:SECTNO">§ 479.103</num> <heading style="-uslm-sgm:SUBJECT">Registration of firearms manufactured.</heading> <content style="-uslm-sgm:P">Each manufacturer qualified under this part shall file with the Director an accurate notice on Form 2 (Firearms), Notice of Firearms Manufactured or Imported, executed under the penalties of perjury, to show his manufacture of firearms. The notice shall set forth the name and address of the manufacturer, identify his special (occupational) tax stamp and Federal firearms license, and show the date of manufacture, the type, model, length of barrel, overall length, caliber, gauge or size, serial numbers, and other marks of identification of the firearms he manufactures, and the place where the manufactured firearms will be kept. All firearms manufactured by him during a single day shall be included on one notice, Form 2 (Firearms), filed by the manufacturer no later than the close of the next business day. The manufacturer shall prepare the notice, Form 2 (Firearms), in duplicate, file the original notice as prescribed herein and keep the copy with the records required by subpart I of this part at the premises covered by his special (occupational) tax stamp. Receipt of the notice, Form 2 (Firearms), by the Director shall effectuate the registration of the firearms listed on that notice. The requirements of this part relating to the transfer of a firearm are applicable to transfers by qualified manufacturers. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.104"> <num value="479.104" style="-uslm-sgm:SECTNO">§ 479.104</num> <heading style="-uslm-sgm:SUBJECT">Registration of firearms by certain governmental entities.</heading> <content> <p style="-uslm-sgm:P">Any State, any political subdivision thereof, or any official police organization of such a government entity engaged in criminal investigations, which acquires for official use a firearm not registered to it, such as by abandonment or by forfeiture, will register such firearm with the Director by filing Form 10 (Firearms), Registration of Firearms Acquired by Certain Governmental Entities, and such registration shall become a part of the National Firearms Registration and Transfer Record. The application shall identify the applicant, describe each firearm covered by the application, show the location where each firearm usually will be kept, and, if the firearm is unserviceable, the application shall show how the firearm was made unserviceable. This section shall not apply to a firearm merely being held for use as evidence in a criminal proceeding. The Form 10 (Firearms) shall be executed in duplicate in accordance with the instructions thereon. Upon registering the firearm, the Director shall return the original Form 10 (Firearms) to the registrant with notification thereon that registration of the firearm has been made. The registration of any firearm under this section is for official use only and a subsequent transfer <?page num="109"?>will be approved only to other governmental entities for official use.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–241, <ref href="/us/fr/51/39633">51 FR 39633</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10510">53 FR 10510</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>] </source> </content> </section> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Machine Guns </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.105"> <num value="479.105" style="-uslm-sgm:SECTNO">§ 479.105</num> <heading style="-uslm-sgm:SUBJECT">Transfer and possession of machine guns.</heading> <paragraph identifier="/us/cfr/t27/s479.105/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> As provided by <ref href="/us/usc/t26/s5812">26 U.S.C. 5812</ref> and <ref href="/us/usc/t26/s5822">26 U.S.C. 5822</ref>, an application to make or transfer a firearm shall be denied if the making, transfer, receipt, or possession of the firearm would place the maker or transferee in violation of law. Section 922(o), Title 18, U.S.C., makes it unlawful for any person to transfer or possess a machine gun, except a transfer to or by, or possession by or under the authority of, the United States or any department or agency thereof or a State, or a department, agency, or political subdivision thereof; or any lawful transfer or lawful possession of a machine gun that was lawfully possessed before <date date="1986-05-19">May 19, 1986</date>. Therefore, notwithstanding any other provision of this part, no application to make, transfer, or import a machine gun will be approved except as provided by this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.105/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Machine guns lawfully possessed prior to <date date="1986-05-19">May 19, 1986</date>.</heading> <content> A machine gun possessed in compliance with the provisions of this part prior to <date date="1986-05-19">May 19, 1986</date>, may continue to be lawfully possessed by the person to whom the machine gun is registered and may, upon compliance with the provisions of this part, be lawfully transferred to and possessed by the transferee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.105/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Importation and manufacture.</heading> <content> Subject to compliance with the provisions of this part, importers and manufacturers qualified under this part may import and manufacture machine guns on or after <date date="1986-05-19">May 19, 1986</date>, for sale or distribution to any department or agency of the United States or any State or political subdivision thereof, or for use by dealers qualified under this part as sales samples as provided in paragraph (d) of this section. The registration of such machine guns under this part and their subsequent transfer shall be conditioned upon and restricted to the sale or distribution of such weapons for the official use of Federal, State or local governmental entities. Subject to compliance with the provisions of this part, manufacturers qualified under this part may manufacture machine guns on or after <date date="1986-05-19">May 19, 1986</date>, for exportation in compliance with the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>) and regulations prescribed thereunder by the Department of State.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.105/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Dealer sales samples.</heading> <content> Subject to compliance with the provisions of this part, applications to transfer and register a machine gun manufactured or imported on or after <date date="1986-05-19">May 19, 1986</date>, to dealers qualified under this part will be approved if it is established by specific information the expected governmental customers who would require a demonstration of the weapon, information as to the availability of the machine gun to fill subsequent orders, and letters from governmental entities expressing a need for a particular model or interest in seeing a demonstration of a particular weapon. Applications to transfer more than one machine gun of a particular model to a dealer must also establish the dealer's need for the quantity of samples sought to be transferred.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.105/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>The making of machine guns on or after <date date="1986-05-19">May 19, 1986</date>.</heading> <content> Subject to compliance with the provisions of this part, applications to make and register machine guns on or after <date date="1986-05-19">May 19, 1986</date>, for the benefit of a Federal, State or local governmental entity (e.g., an invention for possible future use of a governmental entity or the making of a weapon in connection with research and development on behalf of such an entity) will be approved if it is established by specific information that the machine gun is particularly suitable for use by Federal, State or local governmental entities and that the making of the weapon is at the request and on behalf of such an entity.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.105/f" style="-uslm-sgm:P"> <num value="f">(f) </num> <heading>Discontinuance of business.</heading> <content> Since section 922(o), Title 18, U.S.C., makes it unlawful to transfer or possess a machine gun except as provided in the law, any qualified manufacturer, importer, or dealer intending to discontinue business shall, prior to going out of business, transfer in compliance with the provisions of this part any <?page num="110"?>machine gun manufactured or imported after <date date="1986-05-19">May 19, 1986</date>, to a Federal, State or local governmental entity, qualified manufacturer, qualified importer, or, subject to the provisions of paragraph (d) of this section, dealer qualified to possess such, machine gun.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10510">53 FR 10510</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </section> </level> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spH"> <num value="H" style="-uslm-sgm:HED">Subpart H—</num> <heading style="-uslm-sgm:HED">Importation and Exportation </heading> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Importation </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.111"> <num value="479.111" style="-uslm-sgm:SECTNO">§ 479.111</num> <heading style="-uslm-sgm:SUBJECT">Procedure.</heading> <paragraph identifier="/us/cfr/t27/s479.111/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> No firearm shall be imported or brought into the United States or any territory under its control or jurisdiction unless the person importing or bringing in the firearm establishes to the satisfaction of the Director that the firearm to be imported or brought in is being imported or brought in for:</chapeau> <paragraph identifier="/us/cfr/t27/s479.111/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The use of the United States or any department, independent establishment, or agency thereof or any State or possession or any political subdivision thereof; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.111/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Scientific or research purposes; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.111/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> Testing or use as a model by a registered manufacturer or solely for use as a sample by a registered importer or registered dealer.</p> <p style="-uslm-sgm:FP">The burden of proof is affirmatively on any person importing or bringing the firearm into the United States or any territory under its control or jurisdiction to show that the firearm is being imported or brought in under one of the above paragraphs. Any person desiring to import or bring a firearm into the United States under this paragraph shall file with the Director an application on Form 6 (Firearms), Application and Permit for Importation of Firearms, Ammunition and Implements of War, in triplicate, executed under the penalties of perjury. The application shall show the information required by subpart G of Part 478 of this chapter. A detailed explanation of why the importation of the firearm falls within the standards set out in this paragraph shall be attached to the application. The person seeking to import or bring in the firearm will be notified of the approval or disapproval of his application. If the application is approved, the original Form 6 (Firearms) will be returned to the applicant showing such approval and he will present the approved application, Form 6 (Firearms), to the Customs officer at the port of importation. The approval of an application to import a firearm shall be automatically terminated at the expiration of two years from the date of approval unless, upon request, it is further extended by the Director. If the firearm described in the approved application is not imported prior to the expiration of the approval, the Director shall be so notified. Customs officers will not permit release of a firearm from Customs custody, except for exportation, unless covered by an application which has been approved by the Director and which is currently effective. The importation or bringing in of a firearm not covered by an approved application may subject the person responsible to civil and criminal liabilities. (<ref href="/us/usc/t26/s5861">26 U.S.C. 5861</ref>, 5871, and 5872.)</p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s479.111/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Part 478 of this chapter also contains requirements and procedures for the importation of firearms into the United States. A firearm may not be imported into the United States under this part unless those requirements and procedures are also complied with by the person importing the firearm.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.111/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The provisions of this subpart shall not be construed as prohibiting the return to the United States or any territory under its control or jurisdiction of a firearm by a person who can establish to the satisfaction of Customs that (1) the firearm was taken out of the United States or any territory under its control or jurisdiction by such person, (2) the firearm is registered to that person, and (3) if appropriate, the authorization required by Part 478 of this chapter for the transportation of such a firearm in interstate or foreign commerce has been obtained by such person.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>; ATF–325, <ref href="/us/fr/57/29787">57 FR 29787</ref>, <date date="1992-07-07" role="amended">July 7, 1992</date>; ATF–26F, <ref href="/us/fr/79/7396">79 FR 7396</ref>, <date date="2014-02-07" role="amended">Feb. 7, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.112"> <num value="479.112" style="-uslm-sgm:SECTNO">§ 479.112</num> <heading style="-uslm-sgm:SUBJECT">Registration of imported firearms.</heading> <paragraph identifier="/us/cfr/t27/s479.112/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Each importer shall file with the Director an accurate notice on Form 2 <?page num="111"?>(Firearms), Notice of Firearms Manufactured or Imported, executed under the penalties of perjury, showing the importation of a firearm. The notice shall set forth the name and address of the importer, identify the importer's special (occupational) tax stamp and Federal firearms license, and show the import permit number, the date of release from Customs custody, the type, model, length of barrel, overall length, caliber, gauge or size, serial number, and other marks of identification of the firearm imported, and the place where the imported firearm will be kept. The Form 2 (Firearms) covering an imported firearm shall be filed by the importer no later than fifteen (15) days from the date the firearm was released from Customs custody. The importer shall prepare the notice, Form 2 (Firearms), in duplicate, file the original return as prescribed herein, and keep the copy with the records required by subpart I of this part at the premises covered by the special (occupational) tax stamp. The timely receipt by the Director of the notice, Form 2 (Firearms), and the timely receipt by the Director of the copy of Form 6A (Firearms), Release and Receipt of Imported Firearms, Ammunition and Implements of War, required by <ref href="/us/cfr/t27/s478.112">§ 478.112</ref> of this chapter, covering the weapon reported on the Form 2 (Firearms) by the qualified importer, shall effectuate the registration of the firearm to the importer.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.112/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The requirements of this part relating to the transfer of a firearm are applicable to the transfer of imported firearms by a qualified importer or any other person.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.112/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Subject to compliance with the provisions of this part, an application, Form 6 (Firearms), to import a firearm by an importer or dealer qualified under this part, for use as a sample in connection with sales of such firearms to Federal, State or local governmental entities, will be approved if it is established by specific information attached to the application that the firearm is suitable or potentially suitable for use by such entities. Such information must show why a sales sample of a particular firearm is suitable for such use and the expected governmental customers who would require a demonstration of the firearm. Information as to the availability of the firearm to fill subsequent orders and letters from governmental entities expressing a need for a particular model or interest in seeing a demonstration of a particular firearm would establish suitability for governmental use. Applications to import more than one firearm of a particular model for use as a sample by an importer or dealer must also establish the importer's or dealer's need for the quantity of samples sought to be imported.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.112/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Subject to compliance with the provisions of this part, an application, Form 6 (Firearms), to import a firearm by an importer or dealer qualified under this part, for use as a sample in connection with sales of such firearms to Federal, State or local governmental entities, will be approved if it is established by specific information attached to the application that the firearm is particularly suitable for use by such entities. Such information must show why a sales sample of a particular firearm is suitable for such use and the expected governmental customers who would require a demonstration of the firearm. Information as to the availability of the firearm to fill subsequent orders and letters from governmental entities expressing a need for a particular model or interest in seeing a demonstration of a particular firearm would establish suitability for governmental use. Applications to import more than one firearm of a particular model for use as a sample by an importer or dealer must also establish the importer's or dealer's need for the quantity of samples sought to be imported.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–241, <ref href="/us/fr/51/39633">51 FR 39633</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.113"> <num value="479.113" style="-uslm-sgm:SECTNO">§ 479.113</num> <heading style="-uslm-sgm:SUBJECT">Conditional importation.</heading> <content> <p style="-uslm-sgm:P">The Director shall permit the conditional importation or bringing into the United States of any firearm for the purpose of examining and testing the firearm in connection with making a determination as to whether the importation or bringing in of such firearm will be authorized under this subpart. An application under this section <?page num="112"?>shall be filed on Form 6 (Firearms), in triplicate, with the Director. The Director may impose conditions upon any importation under this section including a requirement that the firearm be shipped directly from Customs custody to the Director and that the person importing or bringing in the firearm must agree to either export the weapon or destroy it if a final determination is made that it may not be imported or brought in under this subpart. A firearm so imported or brought into the United States may be released from Customs custody in the manner prescribed by the conditional authorization of the Director.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Exportation </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.114"> <num value="479.114" style="-uslm-sgm:SECTNO">§ 479.114</num> <heading style="-uslm-sgm:SUBJECT">Application and permit for exportation of firearms.</heading> <content style="-uslm-sgm:P">Any person desiring to export a firearm without payment of the transfer tax must file with the Director an application on Form 9 (Firearms), Application and Permit for Exportation of Firearms, in quadruplicate, for a permit providing for deferment of tax liability. Part 1 of the application shall show the name and address of the foreign consignee, number of firearms covered by the application, the intended port of exportation, a complete description of each firearm to be exported, the name, address, State Department license number (or date of application if not issued), and identification of the special (occupational) tax stamp of the transferor. Part 1 of the application shall be executed under the penalties of perjury by the transferor and shall be supported by a certified copy of a written order or contract of sale or other evidence showing that the firearm is to be shipped to a foreign designation. Where it is desired to make a transfer free of tax to another person who in turn will export the firearm, the transferor shall likewise file an application supported by evidence that the transfer will start the firearm in course of exportation, except, however, that where such transferor and exporter are registered special-taxpayers the transferor will not be required to file an application on Form 9 (Firearms). </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.115"> <num value="479.115" style="-uslm-sgm:SECTNO">§ 479.115</num> <heading style="-uslm-sgm:SUBJECT">Action by Director.</heading> <content style="-uslm-sgm:P">If the application is acceptable, the Director will execute the permit, Part 2 of Form 9 (Firearms), to export the firearm described on the form and return three copies thereof to the applicant. Issuance of the permit by the Director will suspend assertion of tax liability for a period of six (6) months from the date of issuance. If the application is disapproved, the Director will indicate thereon the reason for such action and return the forms to the applicant. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.116"> <num value="479.116" style="-uslm-sgm:SECTNO">§ 479.116</num> <heading style="-uslm-sgm:SUBJECT">Procedure by exporter.</heading> <content style="-uslm-sgm:P">Shipment may not be made until the permit, Form 9 (Firearms), is received from the Director. If exportation is to be made by means other than by parcel post, two copies of the form must be addressed to the District Director of Customs at the port of exportation, and must precede or accompany the shipment in order to permit appropriate inspection prior to lading. If exportation is to be made by parcel post, one copy of the form must be presented to the postmaster at the office receiving the parcel who will execute Part 4 of such form and return the form to the exporter for transmittal to the Director. In the event exportation is not effected, all copies of the form must be immediately returned to the Director for cancellation. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.117"> <num value="479.117" style="-uslm-sgm:SECTNO">§ 479.117</num> <heading style="-uslm-sgm:SUBJECT">Action by Customs.</heading> <content style="-uslm-sgm:P">Upon receipt of a permit, Form 9 (Firearms), in duplicate, authorizing the exportation of firearms, the District Director of Customs may order such inspection as deemed necessary prior to lading of the merchandise. If satisfied that the shipment is proper and the information contained in the permit to export is in agreement with information shown in the shipper's export declaration, the District Director of Customs will, after the merchandise has been duly exported, execute the certificate of exportation (Part 3 of Form 9 (Firearms)). One copy of the form will be retained with the shipper's export declaration and the remaining copy thereof will be transmitted to the Director. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.118"><?page num="113"?> <num value="479.118" style="-uslm-sgm:SECTNO">§ 479.118</num> <heading style="-uslm-sgm:SUBJECT">Proof of exportation.</heading> <content style="-uslm-sgm:P">Within a six-month's period from date of issuance of the permit to export firearms, the exporter shall furnish or cause to be furnished to the Director (a) the certificate of exportation (Part 3 of Form 9 (Firearms)) executed by the District Director of Customs as provided in <ref href="/us/cfr/t27/s479.117">§ 479.117</ref>, or (b) the certificate of mailing by parcel post (Part 4 of Form 9 (Firearms)) executed by the postmaster of the post office receiving the parcel containing the firearm, or (c) a certificate of landing executed by a Customs officer of the foreign country to which the firearm is exported, or (d) a sworn statement of the foreign consignee covering the receipt of the firearm, or (e) the return receipt, or a reproduced copy thereof, signed by the addressee or his agent, where the shipment of a firearm was made by insured or registered parcel post. Issuance of a permit to export a firearm and furnishing of evidence establishing such exportation under this section will relieve the actual exporter and the person selling to the exporter for exportation from transfer tax liability. Where satisfactory evidence of exportation of a firearm is not furnished within the stated period, the transfer tax will be assessed. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.119"> <num value="479.119" style="-uslm-sgm:SECTNO">§ 479.119</num> <heading style="-uslm-sgm:SUBJECT">Transportation of firearms to effect exportation.</heading> <content> <p style="-uslm-sgm:P">Notwithstanding any provision of <ref href="/us/cfr/t27/s478.28">§ 478.28</ref> of this chapter, it shall not be required that authorization be obtained from the Director for the transportation in interstate or foreign commerce of a firearm in order to effect the exportation of a firearm authorized under the provisions of this subpart.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.120"> <num value="479.120" style="-uslm-sgm:SECTNO">§ 479.120</num> <heading style="-uslm-sgm:SUBJECT">Refunds.</heading> <content style="-uslm-sgm:P">Where, after payment of tax by the manufacturer, a firearm is exported, and satisfactory proof of exportation (see <ref href="/us/cfr/t27/s479.118">§ 479.118</ref>) is furnished, a claim for refund may be submitted on Form 843 (see <ref href="/us/cfr/t27/s479.172">§ 479.172</ref>). If the manufacturer waives all claim for the amount to be refunded, the refund shall be made to the exporter. A claim for refund by an exporter of tax paid by a manufacturer should be accompanied by waiver of the manufacturer and proof of tax payment by the latter. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.121"> <num value="479.121" style="-uslm-sgm:SECTNO">§ 479.121</num> <heading style="-uslm-sgm:SUBJECT">Insular possessions.</heading> <content style="-uslm-sgm:P">Transfers of firearms to persons in the insular possessions of the United States are exempt from transfer tax, provided title in cases involving change of title (and custody or control, in cases not involving change of title), does not pass to the transferee or his agent in the United States. However, such exempt transactions must be covered by approved permits and supporting documents corresponding to those required in the case of firearms exported to foreign countries (see <ref href="/us/cfr/t27/s479.114">§§ 479.114</ref> and 479.115), except that the Director may vary the requirements herein set forth in accordance with the requirements of the governing authority of the insular possession. Shipments to the insular possessions will not be authorized without compliance with the requirements of the governing authorities thereof. In the case of a nontaxable transfer to a person in such insular possession, the exemption extends only to such transfer and not to prior transfers. </content> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Arms Export Control Act </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.122"> <num value="479.122" style="-uslm-sgm:SECTNO">§ 479.122</num> <heading style="-uslm-sgm:SUBJECT">Requirements.</heading> <paragraph identifier="/us/cfr/t27/s479.122/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Persons engaged in the business of importing firearms are required by the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>) to register with the Director. (See Part 447 of this chapter.)</content> </paragraph> <paragraph identifier="/us/cfr/t27/s479.122/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Persons engaged in the business of exporting firearms caliber .22 or larger are subject to the requirements of a license issued by the Secretary of State. Application for such license should be made to the Office of Munitions Control, Department of State, Washington, DC 20502, prior to exporting firearms.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated at <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–241, <ref href="/us/fr/51/39634">51 FR 39634</ref>, <date date="1986-10-29" role="amended">Oct. 29, 1986</date>; T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31" role="amended">Mar. 31, 1988</date>] </source> </section> </level> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spI"> <num value="I" style="-uslm-sgm:HED">Subpart I—</num> <heading style="-uslm-sgm:HED">Records and Returns </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.131"> <num value="479.131" style="-uslm-sgm:SECTNO">§ 479.131</num> <heading style="-uslm-sgm:SUBJECT">Records.</heading> <content> <p style="-uslm-sgm:P">For the purposes of this part, each manufacturer, importer, and dealer in firearms shall keep and maintain such <?page num="114"?>records regarding the manufacture, importation, acquisition (whether by making, transfer, or otherwise), receipt, and disposition of firearms as are prescribed, and in the manner and place required, by part 478 of this chapter. In addition, each manufacturer, importer, and dealer shall maintain, in chronological order, at his place of business a separate record consisting of the documents required by this part showing the registration of any firearm to him. If firearms owned or possessed by a manufacturer, importer, or dealer are stored or kept on premises other than the place of business shown on his special (occupational) tax stamp, the record establishing registration shall show where such firearms are stored or kept. The records required by this part shall be readily accessible for inspection at all reasonable times by ATF officers.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0032)</note> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated by <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–172, <ref href="/us/fr/49/14942">49 FR 14942</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spJ"> <num value="J" style="-uslm-sgm:HED">Subpart J—</num> <heading style="-uslm-sgm:HED">Stolen or Lost Firearms or Documents </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.141"> <num value="479.141" style="-uslm-sgm:SECTNO">§ 479.141</num> <heading style="-uslm-sgm:SUBJECT">Stolen or lost firearms.</heading> <chapeau style="-uslm-sgm:P">Whenever any registered firearm is stolen or lost, the person losing possession thereof will, immediately upon discovery of such theft or loss, make a report to the Director showing the following:</chapeau> <paragraph identifier="/us/cfr/t27/s479.141/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Name and address of the person in whose name the firearm is registered, (b) kind of firearm, (c) serial number, (d) model, (e) caliber, (f) manufacturer of the firearm, (g) date and place of theft or loss, and (h) complete statement of facts and circumstances surrounding such theft or loss. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.142"> <num value="479.142" style="-uslm-sgm:SECTNO">§ 479.142</num> <heading style="-uslm-sgm:SUBJECT">Stolen or lost documents.</heading> <content style="-uslm-sgm:P">When any Forms 1, 2, 3, 4, 5, 6A, or 10 (Firearms) evidencing possession of a firearm is stolen, lost, or destroyed, the person losing possession will immediately upon discovery of the theft, loss, or destruction report the matter to the Director. The report will show in detail the circumstances of the theft, loss, or destruction and will include all known facts which may serve to identify the document. Upon receipt of the report, the Director will make such investigation as appears appropriate and may issue a duplicate document upon such conditions as the circumstances warrant. </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spK"> <num value="K" style="-uslm-sgm:HED">Subpart K—</num> <heading style="-uslm-sgm:HED">Examination of Books and Records </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.151"> <num value="479.151" style="-uslm-sgm:SECTNO">§ 479.151</num> <heading style="-uslm-sgm:SUBJECT">Failure to make returns: Substitute returns.</heading> <content> <p style="-uslm-sgm:P">If any person required by this part to make returns shall fail or refuse to make any such return within the time prescribed by this part or designated by the Director, then the return shall be made by an ATF officer upon inspection of the books, but the making of such return by an ATF officer shall not relieve the person from any default or penalty incurred by reason of failure to make such return.</p> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/stat/53/437">53 Stat. 437</ref>; <ref href="/us/usc/t26/s6020">26 U.S.C. 6020</ref>) </authority> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.152"> <num value="479.152" style="-uslm-sgm:SECTNO">§ 479.152</num> <heading style="-uslm-sgm:SUBJECT">Penalties (records and returns).</heading> <content style="-uslm-sgm:P">Any person failing to keep records or make returns, or making, or causing the making of, a false entry on any application, return or record, knowing such entry to be false, is liable to fine and imprisonment as provided in section 5871, I.R.C. </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spL"> <num value="L" style="-uslm-sgm:HED">Subpart L—</num> <heading style="-uslm-sgm:HED">Distribution and Sale of Stamps </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.161"> <num value="479.161" style="-uslm-sgm:SECTNO">§ 479.161</num> <heading style="-uslm-sgm:SUBJECT">National Firearms Act stamps.</heading> <content> <p style="-uslm-sgm:P">“National Firearms Act” stamps evidencing payment of the transfer tax or tax on the making of a firearm are maintained by the Director. The remittance for purchase of the appropriate tax stamp shall be submitted with the application. Upon approval of the application, the Director will cause the appropriate tax to be paid by affixing the appropriate stamp to the application.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.162"><?page num="115"?> <num value="479.162" style="-uslm-sgm:SECTNO">§ 479.162</num> <heading style="-uslm-sgm:SUBJECT">Stamps authorized.</heading> <content> <p style="-uslm-sgm:P">Adhesive stamps of the $5 and $200 denomination, bearing the words “National Firearms Act,” have been prepared and only such stamps shall be used for the payment of the transfer tax and for the tax on the making of a firearm.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.163"> <num value="479.163" style="-uslm-sgm:SECTNO">§ 479.163</num> <heading style="-uslm-sgm:SUBJECT">Reuse of stamps prohibited.</heading> <content> <p style="-uslm-sgm:P">A stamp once affixed to one document cannot lawfully be removed and affixed to another. Any person willfully reusing such a stamp shall be subject to the penalty prescribed by <ref href="/us/usc/t26/s7208">26 U.S.C. 7208</ref>.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated by <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spM"> <num value="M" style="-uslm-sgm:HED">Subpart M—</num> <heading style="-uslm-sgm:HED">Redemption of or Allowance for Stamps or Refunds </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.171"> <num value="479.171" style="-uslm-sgm:SECTNO">§ 479.171</num> <heading style="-uslm-sgm:SUBJECT">Redemption of or allowance for stamps.</heading> <content> <p style="-uslm-sgm:P">Where a National Firearms Act stamp is destroyed, mutilated or rendered useless after purchase, and before liability has been incurred, such stamp may be redeemed by giving another stamp in lieu thereof. Claim for redemption of the stamp should be filed on ATF Form 2635 (5620.8) with the Director. Such claim shall be accompanied by the stamp or by a satisfactory explanation of the reasons why the stamp cannot be returned, and shall be filed within 3 years after the purchase of the stamp.</p> <authority style="-uslm-sgm:SECAUTH">(68A Stat. 830; <ref href="/us/usc/t26/s6805">26 U.S.C. 6805</ref>)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10511">53 FR 10511</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.172"> <num value="479.172" style="-uslm-sgm:SECTNO">§ 479.172</num> <heading style="-uslm-sgm:SUBJECT">Refunds.</heading> <content> <p style="-uslm-sgm:P">As indicated in this part, the transfer tax or tax on the making of a firearm is ordinarily paid by the purchase and affixing of stamps, while special tax stamps are issued in payment of special (occupational) taxes. However, in exceptional cases, transfer tax, tax on the making of firearms, and/or special (occupational) tax may be paid pursuant to assessment. Claims for refunds of such taxes, paid pursuant to assessment, shall be filed on ATF Form 2635 (5620.8) within 3 years next after payment of the taxes. Such claims shall be filed with the Chief, National Firearms Act Branch serving the region in which the tax was paid. (For provisions relating to hand-carried documents and manner of filing, see <ref href="/us/cfr/t26/s301.6091">26 CFR 301.6091</ref>–1(b) and 301.6402–2(a).) When an applicant to make or transfer a firearm wishes a refund of the tax paid on an approved application where the firearm was not made pursuant to an approved Form 1 (Firearms) or transfer of the firearm did not take place pursuant to an approved Form 4 (Firearms), the applicant shall file a claim for refund of the tax on ATF Form 2635 (5620.8) with the Director. The claim shall be accompanied by the approved application bearing the stamp and an explanation why the tax liability was not incurred. Such claim shall be filed within 3 years next after payment of the tax.</p> <authority style="-uslm-sgm:SECAUTH">(68A Stat. 808, 830; <ref href="/us/usc/t26/s6511">26 U.S.C. 6511</ref>, 6805)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10512">53 FR 10512</ref>, <date date="1988-03-31">Mar. 31, 1988</date>,as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spN"> <num value="N" style="-uslm-sgm:HED">Subpart N—</num> <heading style="-uslm-sgm:HED">Penalties and Forfeitures </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.181"> <num value="479.181" style="-uslm-sgm:SECTNO">§ 479.181</num> <heading style="-uslm-sgm:SUBJECT">Penalties.</heading> <content> <p style="-uslm-sgm:P">Any person who violates or fails to comply with the requirements of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref> shall, upon conviction, be subject to the penalties imposed under <ref href="/us/usc/t26/s5871">26 U.S.C. 5871</ref>.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.182"> <num value="479.182" style="-uslm-sgm:SECTNO">§ 479.182</num> <heading style="-uslm-sgm:SUBJECT">Forfeitures.</heading> <content> <p style="-uslm-sgm:P">Any firearm involved in any violation of the provisions of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>, shall be subject to seizure, and forfeiture under the internal revenue laws: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided, however,</inline> That the disposition of forfeited firearms shall be in conformance with the requirements of <ref href="/us/usc/t26/s5872">26 U.S.C. 5872</ref>. In addition, any vessel, vehicle or aircraft used to transport, carry, convey or conceal or possess any firearm with respect to which there has been committed any violation of any provision of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref>, or the regulations in this part issued pursuant thereto, shall be subject to seizure and forfeiture under the Customs laws, as provided by the act of <?page num="116"?><date date="1939-08-09">August 9, 1939</date> (<ref href="/us/usc/t49/app">49 U.S.C. App.</ref>, Chapter 11).</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10512">53 FR 10512</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p479/spO"> <num value="O" style="-uslm-sgm:HED">Subpart O—</num> <heading style="-uslm-sgm:HED">Other Laws Applicable </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.191"> <num value="479.191" style="-uslm-sgm:SECTNO">§ 479.191</num> <heading style="-uslm-sgm:SUBJECT">Applicability of other provisions of internal revenue laws.</heading> <content> <p style="-uslm-sgm:P">All of the provisions of the internal revenue laws not inconsistent with the provisions of <ref href="/us/usc/t26/ch53">26 U.S.C. Chapter 53</ref> shall be applicable with respect to the taxes imposed by <ref href="/us/usc/t26/s5801">26 U.S.C. 5801</ref>, 5811, and 5821 (see <ref href="/us/usc/t26/s5846">26 U.S.C. 5846</ref>).</p> <source style="-uslm-sgm:CITA">[T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.192"> <num value="479.192" style="-uslm-sgm:SECTNO">§ 479.192</num> <heading style="-uslm-sgm:SUBJECT">Commerce in firearms and ammunition.</heading> <content> <p style="-uslm-sgm:P">For provisions relating to commerce in firearms and ammunition, including the movement of destructive devices, machine guns, short-barreled shotguns, or short-barreled rifles, see <ref href="/us/usc/t18/ch44">18 U.S.C. Chapter 44</ref>, and Part 478 of this chapter issued pursuant thereto.</p> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/36/14256">36 FR 14256</ref>, <date date="1971-08-03">Aug. 3, 1971</date>. Redesignated by <ref href="/us/fr/40/16835">40 FR 16835</ref>, <date date="1975-04-15" role="redesignated">Apr. 15, 1975</date>, and amended by T.D. ATF–48, <ref href="/us/fr/44/55843">44 FR 55843</ref>, <date date="1979-09-28" role="amended">Sept. 28, 1979</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s479.193"> <num value="479.193" style="-uslm-sgm:SECTNO">§ 479.193</num> <heading style="-uslm-sgm:SUBJECT">Arms Export Control Act.</heading> <content> <p style="-uslm-sgm:P">For provisions relating to the registration and licensing of persons engaged in the business of manufacturing, importing or exporting arms, ammunition, or implements of war, see the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>), and the regulations issued pursuant thereto. (See also Part 447 of this chapter.)</p> <source style="-uslm-sgm:CITA">[T.D. ATF–270, <ref href="/us/fr/53/10512">53 FR 10512</ref>, <date date="1988-03-31">Mar. 31, 1988</date>] </source> </content> </section> </subpart> </part> </subchapter> <subchapter style="-uslm-sgm:SUBCHAP" role="P" identifier="/us/cfr/t27/ch2/schC"><?page num="117"?> <num value="C" style="-uslm-sgm:HED">SUBCHAPTER C—</num> <heading style="-uslm-sgm:HED">EXPLOSIVES </heading> <ear style="-uslm-sgm:EAR">Pt. 555</ear> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/p555"> <num value="555" style="-uslm-sgm:HED">PART 555—</num> <heading style="-uslm-sgm:HED">COMMERCE IN EXPLOSIVES</heading> <toc style="-uslm-sgm:CONTENTS"> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spA">Subpart A—</designator> <label>Introduction</label> </headingItem> <headingItem style="-uslm-sgm:SECHD" role="columnHeader"> <designator>Sec.</designator> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.1">555.1</designator> <label style="-uslm-sgm:SUBJECT">Scope of regulations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.2">555.2</designator> <label style="-uslm-sgm:SUBJECT">Relation to other provisions of law. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spB">Subpart B—</designator> <label>Definitions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.11">555.11</designator> <label style="-uslm-sgm:SUBJECT">Meaning of terms. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spC">Subpart C—</designator> <label>Administrative and Miscellaneous Provisions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.21">555.21</designator> <label style="-uslm-sgm:SUBJECT">Forms prescribed.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.22">555.22</designator> <label style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.23">555.23</designator> <label style="-uslm-sgm:SUBJECT">List of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.24">555.24</designator> <label style="-uslm-sgm:SUBJECT">Right of entry and examination.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.25">555.25</designator> <label style="-uslm-sgm:SUBJECT">Disclosure of information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.26">555.26</designator> <label style="-uslm-sgm:SUBJECT">Prohibited shipment, transportation, receipt, possession, or distribution of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.27">555.27</designator> <label style="-uslm-sgm:SUBJECT">Out-of-State disposition of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.28">555.28</designator> <label style="-uslm-sgm:SUBJECT">Stolen explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.29">555.29</designator> <label style="-uslm-sgm:SUBJECT">Unlawful storage.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.30">555.30</designator> <label style="-uslm-sgm:SUBJECT">Reporting theft or loss of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.31">555.31</designator> <label style="-uslm-sgm:SUBJECT">Inspection of site of accidents or fires; right of entry.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.32">555.32</designator> <label style="-uslm-sgm:SUBJECT">Special explosive devices.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.33">555.33</designator> <label style="-uslm-sgm:SUBJECT">Background checks and clearances (effective <date date="2003-05-24">May 24, 2003</date>).</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.34">555.34</designator> <label style="-uslm-sgm:SUBJECT">Replacement of stolen or lost ATF Form 5400.30 (Intrastate Purchase of Explosives Coupon (IPEC)). </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spD">Subpart D—</designator> <label>Licenses and Permits</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.41">555.41</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.42">555.42</designator> <label style="-uslm-sgm:SUBJECT">License fees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.43">555.43</designator> <label style="-uslm-sgm:SUBJECT">Permit fees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.44">555.44</designator> <label style="-uslm-sgm:SUBJECT">License or permit fee not refundable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.45">555.45</designator> <label style="-uslm-sgm:SUBJECT">Original license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.46">555.46</designator> <label style="-uslm-sgm:SUBJECT">Renewal of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.47">555.47</designator> <label style="-uslm-sgm:SUBJECT">Insufficient fee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.48">555.48</designator> <label style="-uslm-sgm:SUBJECT">Abandoned application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.49">555.49</designator> <label style="-uslm-sgm:SUBJECT">Issuance of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.50">555.50</designator> <label style="-uslm-sgm:SUBJECT">Correction of error on license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.51">555.51</designator> <label style="-uslm-sgm:SUBJECT">Duration of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.52">555.52</designator> <label style="-uslm-sgm:SUBJECT">Limitations on license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.53">555.53</designator> <label style="-uslm-sgm:SUBJECT">License and permit not transferable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.54">555.54</designator> <label style="-uslm-sgm:SUBJECT">Change of address.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.56">555.56</designator> <label style="-uslm-sgm:SUBJECT">Change in trade name.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.57">555.57</designator> <label style="-uslm-sgm:SUBJECT">Change of control, change in responsible persons, and change of employees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.58">555.58</designator> <label style="-uslm-sgm:SUBJECT">Continuing partnerships.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.59">555.59</designator> <label style="-uslm-sgm:SUBJECT">Right of succession by certain persons.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.60">555.60</designator> <label style="-uslm-sgm:SUBJECT">Certain continuances of business or operations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.61">555.61</designator> <label style="-uslm-sgm:SUBJECT">Discontinuance of business or operations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.62">555.62</designator> <label style="-uslm-sgm:SUBJECT">State or other law.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.63">555.63</designator> <label style="-uslm-sgm:SUBJECT">Explosives magazine changes. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spE">Subpart E—</designator> <label>License and Permit Proceedings</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.71">555.71</designator> <label style="-uslm-sgm:SUBJECT">Opportunity for compliance.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.72">555.72</designator> <label style="-uslm-sgm:SUBJECT">Denial of initial application.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.73">555.73</designator> <label style="-uslm-sgm:SUBJECT">Hearing after initial application is denied.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.74">555.74</designator> <label style="-uslm-sgm:SUBJECT">Denial of renewal application or revocation of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.75">555.75</designator> <label style="-uslm-sgm:SUBJECT">Hearing after denial of renewal application or revocation of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.76">555.76</designator> <label style="-uslm-sgm:SUBJECT"> Action by Director, Industry Operations.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.77">555.77</designator> <label style="-uslm-sgm:SUBJECT">Designated place of hearing.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.78">555.78</designator> <label style="-uslm-sgm:SUBJECT">Representation at a hearing.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.79">555.79</designator> <label style="-uslm-sgm:SUBJECT">Appeal on petition to the Director.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.80">555.80</designator> <label style="-uslm-sgm:SUBJECT">Court review.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.81">555.81</designator> <label style="-uslm-sgm:SUBJECT">Service on applicant, licensee, or permittee.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.82">555.82</designator> <label style="-uslm-sgm:SUBJECT">Provisions of part 200 made applicable.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.83">555.83</designator> <label style="-uslm-sgm:SUBJECT">Operations by licensees or permittees after notice of denial or revocation. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spF">Subpart F—</designator> <label>Conduct of Business or Operations</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.101">555.101</designator> <label style="-uslm-sgm:SUBJECT">Posting of license or user permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.102">555.102</designator> <label style="-uslm-sgm:SUBJECT">Authorized operations by permittees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.103">555.103</designator> <label style="-uslm-sgm:SUBJECT">Transactions among licensees/permittees and transactions among licensees and holders of user permits.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.104">555.104</designator> <label style="-uslm-sgm:SUBJECT">Certified copy of license or permit.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.105">555.105</designator> <label style="-uslm-sgm:SUBJECT">Distributions to nonlicensees, nonpermittees, and limited permittees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.106">555.106</designator> <label style="-uslm-sgm:SUBJECT">Certain prohibited distributions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.107">555.107</designator> <label style="-uslm-sgm:SUBJECT">Record of transactions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.108">555.108</designator> <label style="-uslm-sgm:SUBJECT">Importation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.109">555.109</designator> <label style="-uslm-sgm:SUBJECT">Identification of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.110">555.110</designator> <label style="-uslm-sgm:SUBJECT">Furnishing of samples (Effective on and after <date date="2003-01-24">January 24, 2003</date>). </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spG">Subpart G—</designator> <label>Records and Reports</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.121">555.121</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.122">555.122</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by licensed importers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.123">555.123</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by licensed manufacturers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.124">555.124</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by licensed dealers.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.125">555.125</designator> <label style="-uslm-sgm:SUBJECT">Records maintained by permittees.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.126">555.126</designator> <label style="-uslm-sgm:SUBJECT">Explosives transaction record for distribution of explosive materials prior <?page num="118"?>to <date date="2003-05-24">May 24, 2003</date> and Limited Permittee Transaction Report for distribution of explosive materials on and after <date date="2003-05-24">May 24, 2003</date>.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.127">555.127</designator> <label style="-uslm-sgm:SUBJECT">Daily summary of magazine transactions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.128">555.128</designator> <label style="-uslm-sgm:SUBJECT">Discontinuance of business.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.129">555.129</designator> <label style="-uslm-sgm:SUBJECT">Exportation.</label> </referenceItem> <referenceItem role="reserved"> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.130">555.130</designator> <label style="-uslm-sgm:SUBJECT">[Reserved] </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spH">Subpart H—</designator> <label>Exemptions</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.141">555.141</designator> <label style="-uslm-sgm:SUBJECT">Exemptions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.142">555.142</designator> <label style="-uslm-sgm:SUBJECT">Relief from disabilities (effective <date date="2003-01-24">January 24, 2003</date>). </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spI">Subpart I—</designator> <label>Unlawful Acts, Penalties, Seizures, and Forfeitures</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.161">555.161</designator> <label style="-uslm-sgm:SUBJECT">Engaging in business without a license.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.162">555.162</designator> <label style="-uslm-sgm:SUBJECT">False statement or representation.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.163">555.163</designator> <label style="-uslm-sgm:SUBJECT">False entry in record.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.164">555.164</designator> <label style="-uslm-sgm:SUBJECT">Unlawful storage.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.165">555.165</designator> <label style="-uslm-sgm:SUBJECT">Failure to report theft or loss.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.166">555.166</designator> <label style="-uslm-sgm:SUBJECT">Seizure or forfeiture. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spJ">Subpart J—</designator> <label>Marking of Plastic Explosives</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.180">555.180</designator> <label style="-uslm-sgm:SUBJECT">Prohibitions relating to unmarked plastic explosives.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.181">555.181</designator> <label style="-uslm-sgm:SUBJECT">Reporting of plastic explosives.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.182">555.182</designator> <label style="-uslm-sgm:SUBJECT">Exceptions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.183">555.183</designator> <label style="-uslm-sgm:SUBJECT">Importations of plastic explosives on or after <date date="1997-04-24">April 24, 1997</date>.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.184">555.184</designator> <label style="-uslm-sgm:SUBJECT">Statements of process and samples.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.185">555.185</designator> <label style="-uslm-sgm:SUBJECT">Criminal sanctions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.186">555.186</designator> <label style="-uslm-sgm:SUBJECT">Seizure or forfeiture. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBPART"> <headingItem style="-uslm-sgm:HED"> <designator href="/us/cfr/t27/p555/spK">Subpart K—</designator> <label>Storage</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.201">555.201</designator> <label style="-uslm-sgm:SUBJECT">General.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.202">555.202</designator> <label style="-uslm-sgm:SUBJECT">Classes of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.203">555.203</designator> <label style="-uslm-sgm:SUBJECT">Types of magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.204">555.204</designator> <label style="-uslm-sgm:SUBJECT">Inspection of magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.205">555.205</designator> <label style="-uslm-sgm:SUBJECT">Movement of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.206">555.206</designator> <label style="-uslm-sgm:SUBJECT">Location of magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.207">555.207</designator> <label style="-uslm-sgm:SUBJECT">Construction of type 1 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.208">555.208</designator> <label style="-uslm-sgm:SUBJECT">Construction of type 2 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.209">555.209</designator> <label style="-uslm-sgm:SUBJECT">Construction of type 3 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.210">555.210</designator> <label style="-uslm-sgm:SUBJECT">Construction of type 4 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.211">555.211</designator> <label style="-uslm-sgm:SUBJECT">Construction of type 5 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.212">555.212</designator> <label style="-uslm-sgm:SUBJECT">Smoking and open flames.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.213">555.213</designator> <label style="-uslm-sgm:SUBJECT">Quantity and storage restrictions.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.214">555.214</designator> <label style="-uslm-sgm:SUBJECT">Storage within types 1, 2, 3, and 4 magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.215">555.215</designator> <label style="-uslm-sgm:SUBJECT">Housekeeping.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.216">555.216</designator> <label style="-uslm-sgm:SUBJECT">Repair of magazines.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.217">555.217</designator> <label style="-uslm-sgm:SUBJECT">Lighting.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.218">555.218</designator> <label style="-uslm-sgm:SUBJECT">Table of distances for storage of explosive materials.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.219">555.219</designator> <label style="-uslm-sgm:SUBJECT">Table of distances for storage of low explosives.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.220">555.220</designator> <label style="-uslm-sgm:SUBJECT">Table of separation distances of ammonium nitrate and blasting agents from explosives or blasting agents.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.221">555.221</designator> <label style="-uslm-sgm:SUBJECT">Requirements for display fireworks, pyrotechnic compositions, and explosive materials used in assembling fireworks or articles pyrotechnic.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.222">555.222</designator> <label style="-uslm-sgm:SUBJECT">Table of distances between fireworks process buildings and between fireworks process and fireworks nonprocess buildings.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.223">555.223</designator> <label style="-uslm-sgm:SUBJECT">Table of distances between fireworks process buildings and other specified areas.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s555.224">555.224</designator> <label style="-uslm-sgm:SUBJECT">Table of distances for the storage of display fireworks (except bulk salutes).</label> </referenceItem> </groupItem> </toc> <authority style="-uslm-sgm:AUTH"> <heading style="-uslm-sgm:HED">Authority:</heading> <ref href="/us/usc/t18/s847">18 U.S.C. 847</ref>.</authority> <source style="-uslm-sgm:SOURCE"> <heading style="-uslm-sgm:HED">Source:</heading> T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, unless otherwise noted. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>.</source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">Nomenclature changes to part 555 appear by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24">Jan. 24, 2003</date>.</p> </editorialNote> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spA"> <num value="A" style="-uslm-sgm:HED">Subpart A—</num> <heading style="-uslm-sgm:HED">Introduction </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.1"> <num value="555.1" style="-uslm-sgm:SECTNO">§ 555.1</num> <heading style="-uslm-sgm:SUBJECT">Scope of regulations.</heading> <paragraph identifier="/us/cfr/t27/s555.1/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>In general.</heading> <content> The regulations contained in this part relate to commerce in explosives and implement Title XI, Regulation of Explosives (<ref href="/us/usc/t18/ch40">18 U.S.C. Chapter 40</ref>; <ref href="/us/stat/84/952">84 Stat. 952</ref>), of the Organized Crime Control Act of 1970 (<ref href="/us/stat/84/922">84 Stat. 922</ref>), <ref href="/us/pl/103/322">Pub. L. 103–322</ref> (<ref href="/us/stat/108/1796">108 Stat. 1796</ref>), <ref href="/us/pl/104/132">Pub. L. 104–132</ref> (<ref href="/us/stat/110/1214">110 Stat. 1214</ref>), and <ref href="/us/pl/107/296">Pub. L. 107–296</ref> (<ref href="/us/stat/116/2135">116 Stat. 2135</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Procedural and substantive requirements.</heading> <chapeau> This part contains the procedural and substantive requirements relative to:</chapeau> <paragraph identifier="/us/cfr/t27/s555.1/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The interstate or foreign commerce in explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The licensing of manufacturers and importers of, and dealers in, explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The issuance of permits;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The conduct of business by licensees and operations by permittees;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The storage of explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> The records and reports required of licensees and permittees;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Relief from disabilities under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> Exemptions, unlawful acts, penalties, seizures, and forfeitures; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.1/b/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> The marking of plastic explosives.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17449">60 FR 17449</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>; T.D. ATF–387, <ref href="/us/fr/62/8376">62 FR 8376</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; ATF No. 1, <ref href="/us/fr/68/13780">68 FR 13780</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.2"><?page num="119"?> <num value="555.2" style="-uslm-sgm:SECTNO">§ 555.2</num> <heading style="-uslm-sgm:SUBJECT">Relation to other provisions of law.</heading> <content style="-uslm-sgm:P">The provisions in this part are in addition to, and are not in lieu of, any other provision of law, or regulations, respecting commerce in explosive materials. For regulations applicable to commerce in firearms and ammunition, see Part 478 of this chapter. For regulations applicable to traffic in machine guns, destructive devices, and certain other firearms, see Part 479 of this chapter. For statutes applicable to the registration and licensing of persons engaged in the business of manufacturing, importing or exporting arms, ammunition, or implements of war, see section 38 of the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>), and regulations of Part 447 of this chapter and in Parts 121 through 128 of <ref href="/us/cfr/t22">Title 22, Code of Federal Regulations</ref>. For statutes applicable to nonmailable materials, see <ref href="/us/usc/t18/s1716">18 U.S.C. 1716</ref> and implementing regulations. For statutes applicable to water quality standards, see <ref href="/us/usc/t33/s1341">33 U.S.C. 1341</ref>. </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spB"> <num value="B" style="-uslm-sgm:HED">Subpart B—</num> <heading style="-uslm-sgm:HED">Definitions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.11"> <num value="555.11" style="-uslm-sgm:SECTNO">§ 555.11</num> <heading style="-uslm-sgm:SUBJECT">Meaning of terms.</heading> <chapeau> <p style="-uslm-sgm:P">When used in this part, terms are defined as follows in this section. Words in the plural form include the singular, and vice versa, and words indicating the masculine gender include the feminine. The terms “includes” and “including” do not exclude other things not named which are in the same general class or are otherwise within the scope of the term defined.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Act.</inline> <ref href="/us/usc/t18/ch40">18 U.S.C. Chapter 40</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Adjudicated as a mental defective.</inline> (a) A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease:</p> </chapeau> <paragraph identifier="/us/cfr/t27/s555.11/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is a danger to himself or to others; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Lacks the mental capacity to contract or manage his own affairs.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The term will include—</chapeau> <paragraph identifier="/us/cfr/t27/s555.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A finding of insanity by a court in a criminal case; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> Those persons found incompetent to stand trial or found not guilty by reason of lack of mental responsibility by any court or pursuant to articles 50a and 76b of the Uniform Code of Military Justice, <ref href="/us/usc/t10/s850a">10 U.S.C. 850a</ref>, 876b.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Alien.</inline> Any person who is not a citizen or national of the United States.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Ammunition.</inline> Small arms ammunition or cartridge cases, primers, bullets, or smokeless propellants designed for use in small arms, including percussion caps, and <inline role="fraction" style="-uslm-sgm:FR">3/32</inline> inch and other external burning pyrotechnic hobby fuses. The term does not include black powder.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Appropriate identifying information.</inline> The term means, in relation to an individual:</p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The full name, date of birth, place of birth, sex, race, street address, State of residence, telephone numbers (home and work), country or countries of citizenship, and position at the employer's business or operations of responsible persons and employees authorized to possess explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The business name, address, and license or permit number with which the responsible person or employee is affiliated;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> If an alien, INS-issued alien number or admission number; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> Social security number, as optional information (this information is not required but is helpful in avoiding misidentification when a background check is conducted).</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Approved storage facility.</inline> A place where explosive materials are stored, consisting of one or more approved magazines, conforming to the requirements of this part and covered by a license or permit issued under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Articles pyrotechnic.</inline> Pyrotechnic devices for professional use similar to consumer fireworks in chemical composition and construction but not intended for consumer use. Such articles meeting the weight limits for consumer fireworks but not labeled as such and classified by U.S. Department of Transportation regulations in <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref> as UN0431 or UN0432.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Artificial barricade.</inline> An artificial mound or revetted wall of earth of a minimum thickness of three feet, or any other approved barricade that offers equivalent protection.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">ATF.</inline> (a) <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Prior to <date date="2003-01-24">January 24, 2003</date>.</inline> The Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury, Washington, DC. <?page num="120"?></p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>On and after <date date="2003-01-24">January 24, 2003</date>.</heading> <content> <p> The Bureau of Alcohol, Tobacco, Firearms and Explosives, Department of Justice, Washington, DC.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">ATF officer.</inline> (a) <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Prior to <date date="2003-01-24">January 24, 2003</date>.</inline> An officer or employee of the Bureau of Alcohol, Tobacco and Firearms (ATF) authorized to perform any function relating to the administration or enforcement of this part.</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>On and after <date date="2003-01-24">January 24, 2003</date>.</heading> <content> <p> An officer or employee of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) authorized to perform any function relating to the administration or enforcement of this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Authority having jurisdiction for fire safety.</inline> The fire department having jurisdiction over sites where explosives are manufactured or stored.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Barricaded.</inline> The effective screening of a magazine containing explosive materials from another magazine, a building, a railway, or a highway, either by a natural barricade or by an artificial barricade. To be properly barricaded, a straight line from the top of any sidewall of the magazine containing explosive materials to the eave line of any other magazine or building, or to a point 12 feet above the center of a railway or highway, will pass through the natural or artificial barricade.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Blasting agent.</inline> Any material or mixture, consisting of fuel and oxidizer, that is intended for blasting and not otherwise defined as an explosive; if the finished product, as mixed for use or shipment, cannot be detonated by means of a number 8 test blasting cap when unconfined. A number 8 test blasting cap is one containing 2 grams of a mixture of 80 percent mercury fulminate and 20 percent potassium chlorate, or a blasting cap of equivalent strength. An equivalent strength cap comprises 0.40–0.45 grams of PETN base charge pressed in an aluminum shell with bottom thickness not to exceed to 0.03 of an inch, to a specific gravity of not less than 1.4 g/cc., and primed with standard weights of primer depending on the manufacturer.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Bulk salutes.</inline> Salute components prior to final assembly into aerial shells, and finished salute shells held separately prior to being packed with other types of display fireworks.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Bullet-sensitive explosive materials.</inline> Explosive materials that can be exploded by 150-grain M2 ball ammunition having a nominal muzzle velocity of 2700 fps (824 mps) when fired from a .30 caliber rifle at a distance of 100 ft (30.5 m), measured perpendicular. The test material is at a temperature of 70 to 75 degrees F (21 to 24 degrees C) and is placed against a <inline role="fraction" style="-uslm-sgm:FR">1/2</inline> inch (12.4 mm) steel backing plate.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Bureau.</inline> (a) <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Prior to <date date="2003-01-24">January 24, 2003</date>.</inline> The Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury, Washington, DC.</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>On and after <date date="2003-01-24">January 24, 2003</date>.</heading> <content> <p> The Bureau of Alcohol, Tobacco, Firearms and Explosives, Department of Justice, Washington, DC.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Business premises.</inline> When used with respect to a manufacturer, importer, or dealer, the property on which explosive materials are manufactured, imported, stored or distributed. The premises include the property where the records of a manufacturer, importer, or dealer are kept if different than the premises where explosive materials are manufactured, imported, stored or distributed. When used with respect to a user of explosive materials, the property on which the explosive materials are received or stored. The premises includes the property where the records of the users are kept if different than the premises where explosive materials are received or stored.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Chief, Firearms and Explosives Licensing Center.</inline> The ATF official responsible for the issuance and renewal of licenses and permits under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Committed to a mental institution.</inline> A formal commitment of a person to a mental institution by a court, board, commission, or other lawful authority. The term includes a commitment to a mental institution involuntarily. The term includes commitment for mental defectiveness or mental illness. It also includes commitments for other reasons, such as for drug use. The term does not include a person in a mental institution for observation or a voluntary admission to a mental institution.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Common or contract carrier.</inline> Any individual or organization engaged in the business of transporting passengers or goods. <?page num="121"?></p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Consumer fireworks.</inline> Any small firework device designed to produce visible effects by combustion and which must comply with the construction, chemical composition, and labeling regulations of the U.S. Consumer Product Safety Commission, as set forth in <ref href="/us/cfr/t16">title 16, Code of Federal Regulations</ref>, parts 1500 and 1507. Some small devices designed to produce audible effects are included, such as whistling devices, ground devices containing 50 mg or less of explosive materials, and aerial devices containing 130 mg or less of explosive materials. Consumer fireworks are classified as fireworks UN0336, and UN0337 by the U.S. Department of Transportation at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref>. This term does not include fused setpieces containing components which together exceed 50 mg of salute powder.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Controlled substance.</inline> A drug or other substance, or immediate precursor, as defined in section 102 of the Controlled Substances Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>. The term includes, but is not limited to, marijuana, depressants, stimulants, and narcotic drugs. The term does not include distilled spirits, wine, malt beverages, or tobacco, as those terms are defined or used in Subtitle E of the Internal Revenue Code of 1986, as amended.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Crime punishable by imprisonment for a term exceeding one year.</inline> Any offense for which the maximum penalty, whether or not imposed, is capital punishment or imprisonment in excess of one year. The term does not include (a) any Federal or State offenses pertaining to antitrust violations, unfair trade practices, restraints of trade, or (b) any State offense (other than one involving a firearm or explosive) classified by the laws of the State as a misdemeanor and punishable by a term of imprisonment of two years or less. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Customs officer.</inline> Any officer of U.S. Customs and Border Protection, any commissioned, warrant, or petty officer of the Coast Guard, or any agent or other person authorized by law to perform the duties of a customs officer. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Dealer.</inline> Any person engaged in the business of distributing explosive materials at wholesale or retail. </p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Detonator.</inline> Any device containing a detonating charge that is used for initiating detonation in an explosive. The term includes, but is not limited to, electric blasting caps of instantaneous and delay types, blasting caps for use with safety fuses, detonating-cord delay connectors, and nonelectric instantaneous and delay blasting caps.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director.</inline> (a) <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Prior to <date date="2003-01-24">January 24, 2003</date>.</inline> The Director, Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury, Washington, DC.</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>On and after <date date="2003-01-24">January 24, 2003</date>.</heading> <content> <p> The Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, Department of Justice, Washington, DC.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Director, Industry Operations.</inline> The principal regional official responsible for administering regulations in this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Discharged under dishonorable conditions.</inline> Separation from the U.S. Armed Forces resulting from a dishonorable discharge or dismissal adjudged by general court-martial. The term does not include any separation from the Armed Forces resulting from any other discharge, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> a bad conduct discharge.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Display fireworks.</inline> Large fireworks designed primarily to produce visible or audible effects by combustion, deflagration, or detonation. This term includes, but is not limited to, salutes containing more than 2 grains (130 mg) of explosive materials, aerial shells containing more than 40 grams of pyrotechnic compositions, and other display pieces which exceed the limits of explosive materials for classification as “consumer fireworks.” Display fireworks are classified as fireworks UN0333, UN0334 or UN0335 by the U.S. Department of Transportation at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref>. This term also includes fused setpieces containing components which together exceed 50 mg of salute powder.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Distribute.</inline> To sell, issue, give, transfer, or otherwise dispose of. The term does not include a mere change of possession from a person to his agent or employee in connection with the agency or employment.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Executed under penalties of perjury.</inline> Signed with the required declaration under the penalties of perjury as provided on or with respect to the return, form, or other document or, where no form of declaration is required, with the declaration:</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXTRACT"><?page num="122"?> <p style="-uslm-sgm:P">“I declare under the penalties of perjury that this—(insert type of document, such as, statement, application, request, certificate), including the documents submitted in support thereof, has been examined by me and, to the best of my knowledge and belief, is true, correct, and complete”.</p> </note> <?GPOvSpace 04?> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Explosive actuated device.</inline> Any tool or special mechanized device which is actuated by explosives, but not a propellent actuated device.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Explosive materials.</inline> Explosives, blasting agents, water gels and detonators. Explosive materials include, but are not limited to, all items in the “List of Explosive Materials” provided for in <ref href="/us/cfr/t27/s555.23">§ 555.23</ref>.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Explosives.</inline> Any chemical compound, mixture, or device, the primary or common purpose of which is to function by explosion. The term includes, but is not limited to, dynamite and other high explosives, black powder, pellet powder, initiating explosives, detonators, safety fuses, squibs, detonating cord, igniter cord, and igniters.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks.</inline> Any composition or device designed to produce a visible or an audible effect by combustion, deflagration, or detonation, and which meets the definition of “consumer fireworks” or “display fireworks” as defined by this section.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks mixing building.</inline> Any building or area used for mixing and blending pyrotechnic compositions except wet sparkler mix.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks nonprocess building.</inline> Any office building or other building or area in a fireworks plant where no fireworks, pyrotechnic compositions or explosive materials are processed or stored.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks plant.</inline> All land and buildings thereon used for or in connection with the assembly or processing of fireworks, including warehouses used with or in connection with fireworks plant operations.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks plant warehouse.</inline> Any building or structure used exclusively for the storage of materials which are neither explosive materials nor pyrotechnic compositions used to manufacture or assemble fireworks.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks process building.</inline> Any mixing building; any building in which pyrotechnic compositions or explosive materials is pressed or otherwise prepared for finished and assembly; or any finishing or assembly building.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fireworks shipping building.</inline> A building used for the packing of assorted display fireworks into shipping cartons for individual public displays and for the loading of packaged displays for shipment to purchasers.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Flash powder.</inline> An explosive material intended to produce an audible report and a flash of light when ignited which includes but is not limited to oxidizers such as potassium chlorate or potassium perchlorate, and fuels such as sulfur or aluminum powder.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Fugitive from justice.</inline> Any person who has fled from the jurisdiction of any court of record to avoid prosecution for any crime or to avoid giving testimony in any criminal proceeding. The term also includes any person who has been convicted of any crime and has fled to avoid imprisonment.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Hardwood.</inline> Oak, maple, ash, hickory, or other hard wood, free from loose knots, spaces, or similar defects.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Highway.</inline> Any public street, public alley, or public road, including a privately financed, constructed, or maintained road that is regularly and openly traveled by the general public.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Identification document.</inline> A document containing the name, residence address, date of birth, and photograph of the holder and which was made or issued by or under the authority of the United States Government, a State, political subdivision of a State, a foreign government, a political subdivision of a foreign government, an international governmental or an international quasi-governmental organization which, when completed with information concerning a particular individual, is of a type intended or commonly accepted for the purpose of identification of individuals.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Importer.</inline> Any person engaged in the business of importing or bringing explosive materials into the United States for purposes of sale or distribution.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Indictment.</inline> Includes an indictment or information in any court under which a crime punishable by imprisonment for a term exceeding one year may be prosecuted.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Inhabited building.</inline> Any building regularly occupied in whole or in part as a <?page num="123"?>habitation for human beings, or any church, schoolhouse, railroad station, store, or other structure where people are accustomed to assemble, except any building occupied in connection with the manufacture, transportation, storage, or use of explosive materials.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Interstate or foreign commerce.</inline> Commerce between any place in a State and any place outside of that State, or within any possession of the United States or the District of Columbia, and commerce between places within the same State but through any place outside of that State.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed dealer.</inline> A dealer licensed under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed importer.</inline> An importer licensed under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensed manufacturer.</inline> A manufacturer licensed under this part to engage in the business of manufacturing explosive materials for purposes of sale or distribution or for his own use.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Licensee.</inline> Any importer, manufacturer, or dealer licensed under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Limited permit.</inline> A permit issued to a person authorizing him to receive for his use explosive materials from a licensee or permittee in his state of residence on no more than 6 occasions during the 12-month period in which the permit is valid. A limited permit does not authorize the receipt or transportation of explosive materials in interstate or foreign commerce.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Magazine.</inline> Any building or structure, other than an explosives manufacturing building, used for storage of explosive materials.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Manufacturer.</inline> Any person engaged in the business of manufacturing explosive materials for purposes of sale or distribution or for his own use.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Mass detonation (mass explosion).</inline> Explosive materials mass detonate (mass explode) when a unit or any part of a larger quantity of explosive material explodes and causes all or a substantial part of the remaining material to detonate or explode.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Mental institution.</inline> Includes mental health facilities, mental hospitals, sanitariums, psychiatric facilities, and other facilities that provide diagnoses by licensed professionals of mental retardation or mental illness, including a psychiatric ward in a general hospital.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Natural barricade.</inline> Natural features of the ground, such as hills, or timber of sufficient density that the surrounding exposures which require protection cannot be seen from the magazine when the trees are bare of leaves.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Number 8 test blasting cap.</inline> (See definition of “blasting agent.”)</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Permittee.</inline> Any user of explosives for a lawful purpose who has obtained either a user permit or a limited permit under this part.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Person.</inline> Any individual, corporation, company, association, firm, partnership, society, or joint stock company.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Plywood.</inline> Exterior, construction grade (laminated wood) plywood.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Propellant actuated device.</inline> (a) Any tool or special mechanized device or gas generator system that is actuated by a propellant or which releases and directs work through a propellant charge.</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> The term does not include—</chapeau> <paragraph identifier="/us/cfr/t27/s555.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Hobby rocket motors consisting of ammonium perchlorate composite propellant, black powder, or other similar low explosives, regardless of amount; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> Rocket-motor reload kits that can be used to assemble hobby rocket motors containing ammonium perchlorate composite propellant, black powder, or other similar low explosives, regardless of amount.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Pyrotechnic compositions.</inline> A chemical mixture which, upon burning and without explosion, produces visible, brilliant displays, bright lights, or sounds.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Railway.</inline> Any steam, electric, or other railroad or railway which carries passengers for hire.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Region.</inline> A geographical region of the Bureau of Alcohol, Tobacco and Firearms.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Renounced U.S. citizenship.</inline> (a) A person has renounced his U.S. citizenship if the person, having been a citizen of the United States, has renounced citizenship either—</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Before a diplomatic or consular officer of the United States in a foreign state pursuant to <ref href="/us/usc/t8/s1481/a/5">8 U.S.C. 1481(a)(5)</ref>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Before an officer designated by the Attorney General when the United States is in a state of war pursuant to <ref href="/us/usc/t8/s1481/a/6">8 U.S.C. 1481(a)(6)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.11/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> The term will not include any renunciation of citizenship that has been <?page num="124"?>reversed as a result of administrative or judicial appeal.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Responsible person.</inline> An individual who has the power to direct the management and policies of the applicant pertaining to explosive materials. Generally, the term includes partners, sole proprietors, site managers, corporate officers and directors, and majority shareholders.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Salute.</inline> An aerial shell, classified as a display firework, that contains a charge of flash powder and is designed to produce a flash of light and a loud report as the pyrotechnic effect.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Screen barricade.</inline> Any barrier that will contain the embers and debris from a fire or deflagration in a process building, thus preventing propagation of fire to other buildings or areas. Such barriers shall be constructed of metal roofing, <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> to <inline role="fraction" style="-uslm-sgm:FR">1/2</inline> inch (6 to 13 mm) mesh screen, or equivalent material. The barrier extends from floor level to a height such that a straight line from the top of any side wall of the donor building to the eave line of any exposed building intercepts the screen at a point not less than 5 feet (1.5 m) from the top of the screen. The top 5 feet (1.5 m) of the screen is inclined towards the donor building at an angle of 30 to 45 degrees.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Softwood.</inline> Fir, pine, or other soft wood, free from loose knots, spaces, or similar defects.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">State.</inline> A State of the United States. The term includes the District of Columbia, the Commonwealth of Puerto Rico, and the possessions of the United States.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">State of residence.</inline> The State in which an individual regularly resides or maintains his home. Temporary stay in a State does not make the State of temporary stay the State of residence.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Theatrical flash powder.</inline> Flash powder commercially manufactured in premeasured kits not exceeding 1 ounce and mixed immediately prior to use and intended for use in theatrical shows, stage plays, band concerts, magic acts, thrill shows, and clown acts in circuses.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Unlawful user of or addicted to any controlled substance.</inline> A person who uses a controlled substance and has lost the power of self-control with reference to the use of a controlled substance; and any person who is a current user of a controlled substance in a manner other than as prescribed by a licensed physician. Such use is not limited to the use of drugs on a particular day, or within a matter of days or weeks before possession of the explosive materials, but rather that the unlawful use has occurred recently enough to indicate that the individual is actively engaged in such conduct. A person may be an unlawful current user of a controlled substance even though the substance is not being used at the precise time the person seeks to acquire explosive materials or receives or possesses explosive materials. An inference of current use may be drawn from evidence of a recent use or possession of a controlled substance or a pattern of use or possession that reasonably covers the present time, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> a conviction for use or possession of a controlled substance within the past year; multiple arrests for such offenses within the past 5 years if the most recent arrest occurred within the past year; or persons found through a drug test to use a controlled substance unlawfully, provided that the test was administered within the past year. For a current or former member of the Armed Forces, an inference of current use may be drawn from recent disciplinary or other administrative action based on confirmed drug use, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> court-martial conviction, nonjudicial punishment, or an administrative discharge based on drug use or drug rehabilitation failure.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">U.S.C.</inline> The United States Code.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">User-limited permit.</inline> A user permit valid only for a single purchase transaction, a new permit being required for a subsequent purchase transaction.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">User permit.</inline> A permit issued to a person authorizing him (a) to acquire for his own use explosive materials from a licensee in a State other than the State in which he resides or from a foreign country, and (b) to transport explosive materials in interstate or foreign commerce.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Water gels.</inline> Explosives or blasting agents that contain a substantial proportion of water.</p> </content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>)</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>]</source> <editorialNote style="-uslm-sgm:EDNOTE"><?page num="125"?> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">For <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register</inline> citations affecting <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">www.fdsys.gov.</inline> </p> </editorialNote> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spC"> <num value="C" style="-uslm-sgm:HED">Subpart C—</num> <heading style="-uslm-sgm:HED">Administrative and Miscellaneous Provisions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.21"> <num value="555.21" style="-uslm-sgm:SECTNO">§ 555.21</num> <heading style="-uslm-sgm:SUBJECT">Forms prescribed.</heading> <paragraph identifier="/us/cfr/t27/s555.21/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The Director is authorized to prescribe all forms required by this part. All of the information called for in each form shall be furnished as indicated by the headings on the form and the instructions on or pertaining to the form. In addition, information called for in each form shall be furnished as required by this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.21/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Requests for forms should be submitted to the ATF Distribution Center (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">http://www.atf.gov</inline>) or made by calling (202) 648–6420.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–92, <ref href="/us/fr/46/46916">46 FR 46916</ref>, <date date="1981-09-23">Sept. 23, 1981</date>, as amended by T.D. ATF–249, <ref href="/us/fr/52/5961">52 FR 5961</ref>, <date date="1987-02-27" role="amended">Feb. 27, 1987</date>; T.D. 372, <ref href="/us/fr/61/20724">61 FR 20724</ref>, <date date="1996-05-08" role="amended">May 8, 1996</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.22"> <num value="555.22" style="-uslm-sgm:SECTNO">§ 555.22</num> <heading style="-uslm-sgm:SUBJECT">Alternate methods or procedures; emergency variations from requirements.</heading> <paragraph identifier="/us/cfr/t27/s555.22/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Alternate methods or procedures.</heading> <chapeau> The permittee or licensee, on specific approval by the Director as provided by this paragraph, may use an alternate method or procedure in lieu of a method or procedure specifically prescribed in this part. The Director may approve an alternate method or procedure, subject to stated conditions, when he finds that:</chapeau> <paragraph identifier="/us/cfr/t27/s555.22/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Good cause is shown for the use of the alternate method or procedure;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The alternate method or procedure is within the purpose of, and consistent with the effect intended by, the specifically prescribed method or procedure and that the alternate method or procedure is substantially equivalent to that specifically prescribed method or procedure; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> The alternate method or procedure will not be contrary to any provision of law and will not result in an increase in cost to the Government or hinder the effective administration of this part.</p> <p style="-uslm-sgm:FP">Where the permittee or licensee desires to employ an alternate method or procedure, he shall submit a written application to the Director, Industry Operations, for transmittal to the Director. The application shall specifically describe the proposed alternate method or procedure and shall set forth the reasons for it. Alternate methods or procedures may not be employed until the application is approved by the Director. The permittee or licensee shall, during the period of authorization of an alternate method or procedure, comply with the terms of the approved application. Authorization of any alternate method or procedure may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the authorization. As used in this paragraph, alternate methods or procedures include alternate construction or equipment.</p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Emergency variations from requirements.</heading> <chapeau> The Director may approve construction, equipment, and methods of operation other than as specified in this part, where he finds that an emergency exists and the proposed variations from the specified requirements are necessary and the proposed variations:</chapeau> <paragraph identifier="/us/cfr/t27/s555.22/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Will afford security and protection that are substantially equivalent to those prescribed in this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Will not hinder the effective administration of this part; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> Will not be contrary to any provisions of law.</p> <p style="-uslm-sgm:FP">Variations from requirements granted under this paragraph are conditioned on compliance with the procedures, conditions, and limitations set forth in the approval of the application. Failure to comply in good faith with the procedures, conditions, and limitations shall automatically terminate the authority for the variations and the licensee or permittee shall fully comply with the prescribed requirements of regulations from which the variations were authorized. Authority for any variation may be withdrawn whenever, in the judgment of the Director, the effective administration of this part is hindered by the continuation of the variation. Where the licensee or permittee desires to employ an emergency variation, he <?page num="126"?>shall submit a written application to the Director, Industry Operations for transmittal to the Director. The application shall describe the proposed variation and set forth the reasons for it. Variations may not be employed until the application is approved, except when the emergency requires immediate action to correct a situation that is threatening to life or property. Corrective action may then be taken concurrent with the filing of the application and notification of the Director via telephone.</p> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.22/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Retention of approved variations.</heading> <content> The licensee or permittee shall retain, as part of his records available for examination by ATF officers, any application approved by the Director under this section.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.23"> <num value="555.23" style="-uslm-sgm:SECTNO">§ 555.23</num> <heading style="-uslm-sgm:SUBJECT">List of explosive materials.</heading> <content> <p style="-uslm-sgm:P">The Director shall compile a list of explosive materials, which shall be published and revised at least annually in the <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register.</inline> The “List of Explosive Materials” (ATF Publication 5400.8) is available at no cost upon request from the ATF Distribution Center (See <ref href="/us/cfr/t27/s555.21">§ 555.21</ref>).</p> <source style="-uslm-sgm:CITA">[T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27">Dec. 27, 1989</date>, as amended by T.D. ATF–446, <ref href="/us/fr/66/16602">66 FR 16602</ref>, <date date="2001-03-27" role="amended">Mar. 27, 2001</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.24"> <num value="555.24" style="-uslm-sgm:SECTNO">§ 555.24</num> <heading style="-uslm-sgm:SUBJECT">Right of entry and examination.</heading> <paragraph identifier="/us/cfr/t27/s555.24/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any ATF officer may enter during business hours the premises, including places of storage, of any licensee or holder of a user permit for the purpose of inspecting or examining any records or documents required to be kept under this part, and any facilities in which explosive materials are kept or stored.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.24/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any ATF officer may inspect the places of storage for explosive materials of an applicant for a limited permit or, in the case of a holder of a limited permit, at the time of renewal of such permit.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.24/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The provisions of paragraph (b) of this section do not apply to an applicant for the renewal of a limited permit if an ATF officer has, within the preceding 3 years, verified by inspection that the applicant's place of storage for explosive materials meets the requirements of subpart K of this part.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13781">68 FR 13781</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.25"> <num value="555.25" style="-uslm-sgm:SECTNO">§ 555.25</num> <heading style="-uslm-sgm:SUBJECT">Disclosure of information.</heading> <content> <p style="-uslm-sgm:P">Upon receipt of written request from any State or any political subdivision of a State, the Director, Industry Operations may make available to the State or political subdivision any information which the Director, Industry Operations may obtain under the Act with respect to the identification of persons within the State or political subdivision, who have purchased or received explosive materials, together with a description of the explosive materials. </p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.26"> <num value="555.26" style="-uslm-sgm:SECTNO">§ 555.26</num> <heading style="-uslm-sgm:SUBJECT">Prohibited shipment, transportation, receipt, possession, or distribution of explosive materials.</heading> <paragraph identifier="/us/cfr/t27/s555.26/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> No person, other than a licensee or permittee knowingly may transport, ship, cause to be transported, or receive any explosive materials: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That the provisions of this paragraph (a) do not apply to the lawful purchase by a nonlicensee or nonpermittee of commercially manufactured black powder in quantities not to exceed 50 pounds, if the black powder is intended to be used solely for sporting, recreational, or cultural purposes in antique firearms as defined in <ref href="/us/usc/t18/s921/a/16">18 U.S.C. 921(a)(16)</ref>, or in antique devices as exempted from the term “destructive device” in <ref href="/us/usc/t18/s921/a/4">18 U.S.C. 921(a)(4)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Holders of a limited permit.</heading> <chapeau> No person who is a holder of a limited permit may—</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Transport, ship, cause to be transported, or receive in interstate or foreign commerce any explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Receive explosive materials from a licensee or permittee, whose premises are located outside the State of residence of the limited permit holder; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Receive explosive materials on more than 6 separate occasions, during the period of the permit, from one or more licensees or permittees whose premises are located within the State <?page num="127"?>of residence of the limited permit holder. (See <ref href="/us/cfr/t27/s555.105/b">§ 555.105(b)</ref> for the definition of “6 separate occasions.”)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Possession by prohibited persons.</heading> <chapeau> No person may ship or transport any explosive material in or affecting interstate or foreign commerce or receive or possess any explosive materials which have been shipped or transported in or affecting interstate or foreign commerce who:</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is under indictment or information for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is a fugitive from justice;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is an unlawful user of or addicted to any controlled substance (as defined in section 102 of the Controlled Substances Act (<ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>) and <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Has been adjudicated as a mental defective or has been committed to a mental institution;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <chapeau> Is an alien, other than an alien who—</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/c/5/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is lawfully admitted for permanent residence (as that term is defined in section 101(a)(20) of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1101">8 U.S.C. 1101</ref>)); or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/5/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Is in lawful nonimmigrant status, is a refugee admitted under section 207 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1157">8 U.S.C. 1157</ref>), or is in asylum status under section 208 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1158">8 U.S.C. 1158</ref>), and—</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/c/5/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> Is a foreign law enforcement officer of a friendly foreign government, as determined by the Attorney General in consultation with the Secretary of State, entering the United States on official law enforcement business, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of this official law enforcement business;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/5/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> Is a person having the power to direct or cause the direction of the management and policies of a corporation, partnership, or association licensed pursuant to section 843(a) of the Act, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of such power;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/5/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> Is a member of a North Atlantic Treaty Organization (NATO) or other friendly foreign military force, as determined by the Attorney General in consultation with the Secretary of Defense, (whether or not admitted in a nonimmigrant status) who is present in the United States under military orders for training or other military purpose authorized by the United States, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of the military purpose; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/5/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> Is lawfully present in the United States in cooperation with the Director of Central Intelligence, and the shipment, transportation, receipt, or possession of the explosive materials is in furtherance of such cooperation;</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Has been discharged from the armed forces under dishonorable conditions; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/c/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Having been a citizen of the United States, has renounced citizenship.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Distribution to prohibited persons.</heading> <chapeau> No person may knowingly distribute explosive materials to any individual who:</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is under twenty-one years of age;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is under indictment or information for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is a fugitive from justice;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Is an unlawful user of or addicted to any controlled substance (as defined in section 102 of the Controlled Substances Act (<ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>) and <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Has been adjudicated as a mental defective or has been committed to a mental institution;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <chapeau> Is an alien, other than an alien who—</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/d/6/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is lawfully admitted for permanent residence (as that term is defined in section 101(a)(20) of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1101">8 U.S.C. 1101</ref>)); or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/6/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Is in lawful nonimmigrant status, is a refugee admitted under section 207 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1157">8 U.S.C. 1157</ref>), or is in asylum status under section 208 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1158">8 U.S.C. 1158</ref>), and—</chapeau> <paragraph identifier="/us/cfr/t27/s555.26/d/6/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> Is a foreign law enforcement officer of a friendly foreign government, as determined by the Attorney General in consultation with the Secretary of State, entering the United States on official law enforcement business, and <?page num="128"?>the shipping, transporting, possession, or receipt of explosive materials is in furtherance of this official law enforcement business;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/6/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> Is a person having the power to direct or cause the direction of the management and policies of a corporation, partnership, or association licensed pursuant to section 843(a) of the Act, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of such power;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/6/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> Is a member of a North Atlantic Treaty Organization (NATO) or other friendly foreign military force, as determined by the Attorney General in consultation with the Secretary of Defense, (whether or not admitted in a nonimmigrant status) who is present in the United States under military orders for training or other military purpose authorized by the United States, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of the military purpose; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/6/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> Is lawfully present in the United States in cooperation with the Director of Central Intelligence, and the shipment, transportation, receipt, or possession of the explosive materials is in furtherance of such cooperation;</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Has been discharged from the armed forces under dishonorable conditions; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/d/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> Having been a citizen of the United States, has renounced citizenship.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.26/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> See <ref href="/us/cfr/t27/s555.180">§ 555.180</ref> for regulations concerning the prohibited manufacture, importation, exportation, shipment, transportation, receipt, transfer, or possession of plastic explosives that do not contain a detection agent.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13781">68 FR 13781</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.27"> <num value="555.27" style="-uslm-sgm:SECTNO">§ 555.27</num> <heading style="-uslm-sgm:SUBJECT">Out-of-State disposition of explosive materials.</heading> <paragraph identifier="/us/cfr/t27/s555.27/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No nonlicensee or nonpermittee may distribute any explosive materials to any other nonlicensee or nonpermittee who the distributor knows or who has reasonable cause to believe does not reside in the State in which the distributor resides.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.27/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The provisions of this section do not apply on and after <date date="2003-05-24">May 24, 2003</date>.</content> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13782">68 FR 13782</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.28"> <num value="555.28" style="-uslm-sgm:SECTNO">§ 555.28</num> <heading style="-uslm-sgm:SUBJECT">Stolen explosive materials.</heading> <content style="-uslm-sgm:P">No person shall receive, conceal, transport, ship, store, barter, sell, or dispose of any stolen explosive materials knowing or having reasonable cause to believe that the explosive materials were stolen. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.29"> <num value="555.29" style="-uslm-sgm:SECTNO">§ 555.29</num> <heading style="-uslm-sgm:SUBJECT">Unlawful storage.</heading> <content style="-uslm-sgm:P">No person shall store any explosive materials in a manner not in conformity with this part. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.30"> <num value="555.30" style="-uslm-sgm:SECTNO">§ 555.30</num> <heading style="-uslm-sgm:SUBJECT">Reporting theft or loss of explosive materials.</heading> <paragraph identifier="/us/cfr/t27/s555.30/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any licensee or permittee who has knowledge of the theft or loss of any explosive materials from his stock shall, within 24 hours of discovery, report the theft or loss by telephoning 1–800–800–3855 (nationwide toll free number) and on ATF F 5400.5 (formerly Form 4712) in accordance with the instructions on the form. Theft or loss of any explosive materials shall also be reported to appropriate local authorities.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any other person, except a carrier of explosive materials, who has knowledge of the theft or loss of any explosive materials from his stock shall, within 24 hours of discovery, report the theft or loss by telephoning 1–800–800–3855 (nationwide toll free number) and in writing to the nearest ATF office. Theft or loss shall be reported to appropriate local authorities.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Reports of theft or loss of explosive materials under paragraphs (a) and (b) of this section must include the following information, if known:</chapeau> <paragraph identifier="/us/cfr/t27/s555.30/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The manufacturer or brand name.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The manufacturer's marks of identification (date and shift code).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Description (dynamite, blasting agents, detonators, etc.) and United Nations (UN) identification number, hazard division number, and classification letter, e.g., 1.1D, as classified by the U.S. Department of Transportation at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref> and 173.52.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Size (length and diameter).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> A carrier of explosive materials who has knowledge of the theft or loss of any explosive materials shall, within 24 hours of discovery, report the theft <?page num="129"?>or loss by telephoning 1–800–800–3855 (nationwide toll free number). Theft or loss shall also be reported to appropriate local authorities. Reports of theft or loss of explosive materials by carriers shall include the following information, if known:</chapeau> <paragraph identifier="/us/cfr/t27/s555.30/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The manufacturer or brand name.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.30/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Description (United Nations (UN) identification number, hazard division number, and classification letter, e.g., 1.1D) as classified by the U.S. Department of Transportation at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref> and 173.52.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.31"> <num value="555.31" style="-uslm-sgm:SECTNO">§ 555.31</num> <heading style="-uslm-sgm:SUBJECT">Inspection of site accidents or fires; right of entry.</heading> <content style="-uslm-sgm:P">Any ATF officer may inspect the site of any accident or fire in which there is reason to believe that explosive materials were involved. Any ATF officer may enter into or upon any property where explosive materials have been used, are suspected of having been used, or have been found in an otherwise unauthorized location. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.32"> <num value="555.32" style="-uslm-sgm:SECTNO">§ 555.32</num> <heading style="-uslm-sgm:SUBJECT">Special explosive devices.</heading> <content style="-uslm-sgm:P">The Director may exempt certain explosive actuated devices, explosive actuated tools, or similar devices from the requirements of this part. A person who desires to obtain an exemption under this section for any special explosive device, which as designed does not constitute a public safety or security hazard, shall submit a written request to the Director. Each request shall be executed under the penalties of perjury and contain a complete and accurate description of the device, the name and address of the manufacturer or importer, the purpose of and use for which it is intended, and any photographs, diagrams, or drawings as may be necessary to enable the Director to make a determination. The Director may require that a sample of the device be submitted for examination and evaluation. If it is not possible to submit the device, the person requesting the exemption shall advise the Director and designate the place where the device will be available for examination and evaluation. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.33"> <num value="555.33" style="-uslm-sgm:SECTNO">§ 555.33</num> <heading style="-uslm-sgm:SUBJECT">Background checks and clearances (effective <date date="2003-05-24">May 24, 2003</date>).</heading> <paragraph identifier="/us/cfr/t27/s555.33/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Background checks.</heading> <paragraph identifier="/us/cfr/t27/s555.33/a/1" class="inline"> <num value="1"> (1)</num> <content> If the Director receives from a licensee or permittee the names and appropriate identifying information of responsible persons and employees who will be authorized by the employer to possess explosive materials in the course of employment with the employer, the Director will conduct a background check in accordance with this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The Director will determine whether the responsible person or employee is one of the persons described in any paragraph of section 842(i) of the Act (see <ref href="/us/cfr/t27/s555.26">§ 555.26</ref>). In making such determination, the Director may take into account a letter or document issued under paragraph (a)(3) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <paragraph identifier="/us/cfr/t27/s555.33/a/3/i" class="inline"> <num value="i">(i)</num> <content> If the Director determines that the responsible person or the employee is not one of the persons described in any paragraph of section 842(i) of the Act (see <ref href="/us/cfr/t27/s555.26">§ 555.26</ref>), the Director will notify the employer in writing or electronically of the determination and issue, to the responsible person or employee, as the case may be, a letter of clearance which confirms the determination.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/a/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> If the Director determines that the responsible person or employee is one of the persons described in any paragraph of section 842(i) of the Act (see <ref href="/us/cfr/t27/s555.26">§ 555.26</ref>), ATF will notify the employer in writing or electronically of the determination and issue to the responsible person or the employee, as the case may be, a document that confirms the determination; explains the grounds for the determination; provides information on how the disability may be relieved; and explains how the determination may be appealed. The employer will retain the notification as part of his permanent records in accordance with <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>. The employer will take immediate steps to remove the responsible person from his position directing the management or policies of the business or operations as they relate to explosive materials or, as the case may be, to remove the employee from a position requiring the possession of explosive materials. Also, <?page num="130"?>if the employer has listed the employee as a person authorized to accept delivery of explosive materials, as specified in <ref href="/us/cfr/t27/s555.103">§ 555.103</ref> or <ref href="/us/cfr/t27/s555.105">§ 555.105</ref>, the employer must remove the employee from such list and immediately, and in no event later than the second business day after such change, notify distributors of such change.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Appeals and correction of erroneous system information—</heading> <paragraph identifier="/us/cfr/t27/s555.33/b/1" class="inline"> <num value="1">(1) </num> <heading>In general.</heading> <content> A responsible person or employee may challenge the adverse determination set out in the letter of denial, in writing and within 45 days of issuance of the determination, by directing his or her challenge to the basis for the adverse determination, or to the accuracy of the record upon which the adverse determination is based, to the Director. The appeal request must include appropriate documentation or record(s) establishing the legal and/or factual basis for the challenge. Any record or document of a court or other government entity or official furnished in support of an appeal must be certified by the court or other government entity or official as a true copy. In the case of an employee, or responsible person who did not submit fingerprints, such appeal must be accompanied by two properly completed FBI Forms FD–258 (fingerprint card). The Director will advise the individual in writing of his decision and the reasons for the decision.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Employees.</heading> <content> The letter of denial, among other things, will advise an employee who elects to challenge an adverse determination to submit the fingerprint cards as described above. The employee also will be advised of the agency name and address that originated the record containing the information causing the adverse determination (“originating agency”). At that time, and where appropriate, an employee is encouraged to apply to the originating agency to challenge the accuracy of the record(s) upon which the denial is based. The originating agency may respond to the individual's application by addressing the individual's specific reasons for the challenge, and by indicating whether additional information or documents are required. If the record is corrected as a result of the application to the originating agency, the individual may so notify ATF which will, in turn, verify the record correction with the originating agency and take all necessary steps to contact the agency responsible for the record system and correct the record. The employee may provide to ATF additional and appropriate documentation or record(s) establishing the legal and/or factual basis for the challenge to ATF's decision to uphold the initial denial. If ATF does not receive such additional documentation or record(s) within 45 days of the date of the decision upholding the initial denial, ATF will close the appeal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.33/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Responsible persons.</heading> <content> <p> The letter of denial, among other things, will advise a responsible person of the agency name and address which originated the record containing the information causing the adverse determination (“originating agency”). A responsible person who elects to challenge the adverse determination, where appropriate, is encouraged to apply to the originating agency to challenge the accuracy of the record(s) upon which the denial is based. The originating agency may respond to the individual's application by addressing the individual's specific reasons for the challenge, and by indicating whether additional information or documents are required. If the record is corrected as a result of the application to the originating agency, the individual may so notify ATF which will, in turn, verify the record correction with the originating agency and take all necessary steps to contact the agency responsible for the record system and correct the record. A responsible person may provide additional documentation or records as specified for employees in paragraph (b)(2) of this section.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0081)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13783">68 FR 13783</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.34"> <num value="555.34" style="-uslm-sgm:SECTNO">§ 555.34</num> <heading style="-uslm-sgm:SUBJECT">Replacement of stolen or lost ATF Form 5400.30 (Intrastate Purchase of Explosives Coupon (IPEC)).</heading> <content> <p style="-uslm-sgm:P">When any Form 5400.30 is stolen, lost, or destroyed, the person losing possession will, upon discovery of the theft, loss, or destruction, immediately, but in all cases before 24 hours have <?page num="131"?>elapsed since discovery, report the matter to the Director by telephoning 1–888–ATF-BOMB (nationwide toll free number). The report will explain in detail the circumstances of the theft, loss, or destruction and will include all known facts that may serve to identify the document. Upon receipt of the report, the Director will make such investigation as appears appropriate and may issue a duplicate document upon such conditions as the circumstances warrant.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0077)</note> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13783">68 FR 13783</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spD"> <num value="D" style="-uslm-sgm:HED">Subpart D—</num> <heading style="-uslm-sgm:HED">Licenses and Permits </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.41"> <num value="555.41" style="-uslm-sgm:SECTNO">§ 555.41</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s555.41/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Licenses and permits issued prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.41/a/1" class="inline"> <num value="1"> (1)</num> <chapeau> Each person intending to engage in business as an importer or manufacturer of, or a dealer in, explosive materials, including black powder, must, before commencing business, obtain the license required by this subpart for the business to be operated. Each person who intends to acquire for use explosive materials from a licensee in a State other than the State in which he resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, must obtain a permit under this subpart; except that it is not necessary to obtain a permit if the user intends to lawfully purchase:</chapeau> <paragraph identifier="/us/cfr/t27/s555.41/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Explosive materials from a licensee in a State contiguous to the user's State of residence and the user's State of residence has enacted legislation, currently in force, specifically authorizing a resident of that State to purchase explosive materials in a contiguous State; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Commercially manufactured black powder in quantities not to exceed 50 pounds, intended to be used solely for sporting, recreational, or cultural purposes in antique firearms or in antique devices.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> Each person intending to engage in business as an explosive materials importer, manufacturer, or dealer must file an application, with the required fee (see <ref href="/us/cfr/t27/s555.42">§ 555.42</ref>), with ATF in accordance with the instructions on the form (see <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>). A license will, subject to law, entitle the licensee to transport, ship, and receive explosive materials in interstate or foreign commerce, and to engage in the business specified by the license, at the location described on the license. A separate license must be obtained for each business premises at which the applicant is to manufacture, import, or distribute explosive materials except under the following circumstances:</chapeau> <paragraph identifier="/us/cfr/t27/s555.41/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> A separate license will not be required for storage facilities operated by the licensee as an integral part of one business premises or to cover a location used by the licensee solely for maintaining the records required by this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A separate license will not be required of a licensed manufacturer with respect to his on-site manufacturing.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> It will not be necessary for a licensed importer or a licensed manufacturer (for purposes of sale or distribution) to also obtain a dealer's license in order to engage in business on his licensed premises as a dealer in explosive materials.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> A separate license will not be required of licensed manufacturers with respect to their on-site manufacture of theatrical flash powder.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Except as provided in paragraph (a)(1) of this section, each person intending to acquire explosive materials from a licensee in a State other than a State in which he resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, must file an application, with the required fee (see <ref href="/us/cfr/t27/s555.43">§ 555.43</ref>), with ATF in accordance with the instructions on the form (see <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>). A permit will, subject to law, entitle the permittee to acquire, transport, ship, and receive in interstate or foreign commerce explosive materials. Only one permit is required under this part.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Licenses and permits issued on and after <date date="2003-05-24">May 24, 2003</date>—</heading> <paragraph identifier="/us/cfr/t27/s555.41/b/1" class="inline"> <num value="1">(1) </num> <heading>In general.</heading> <paragraph identifier="/us/cfr/t27/s555.41/b/1/i" class="inline"> <num value="i"> (i)</num> <content> Each person intending to engage in business as an importer or manufacturer of, or a dealer in, explosive materials, including black powder, must, before commencing business, obtain the license required by this subpart for the business to be operated. <?page num="132"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Each person who intends to acquire for use explosive materials within the State in which he resides on no more than 6 separate occasions during the 12-month period in which the permit is valid must obtain a limited permit under this subpart. (See <ref href="/us/cfr/t27/s555.105/b">§ 555.105(b)</ref> for definition of “6 separate occasions.”)</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Each person who intends to acquire for use explosive materials from a licensee or permittee in a State other than the State in which he resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, or who intends to acquire for use explosive materials within the State in which he resides on more than 6 separate occasions during a 12-month period, must obtain a user permit under this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> It is not necessary to obtain a permit if the user intends only to lawfully purchase commercially manufactured black powder in quantities not to exceed 50 pounds, intended to be used solely for sporting, recreational, or cultural purposes in antique firearms or in antique devices.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Importers, manufacturers, and dealers.</heading> <chapeau> Each person intending to engage in business as an explosive materials importer, manufacturer, or dealer must file an application, with the required fee (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s555.42">§ 555.42</ref>), with ATF in accordance with the instructions on the form (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>). A license will, subject to law, entitle the licensee to transport, ship, and receive explosive materials in interstate or foreign commerce, and to engage in the business specified by the license, at the location described on the license. A separate license must be obtained for each business premises at which the applicant is to manufacture, import, or distribute explosive materials except under the following circumstances:</chapeau> <paragraph identifier="/us/cfr/t27/s555.41/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> A separate license will not be required for storage facilities operated by the licensee as an integral part of one business premises or to cover a location used by the licensee solely for maintaining the records required by this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A separate license will not be required of a licensed manufacturer with respect to his on-site manufacturing.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> It will not be necessary for a licensed importer or a licensed manufacturer (for purposes of sale or distribution) to also obtain a dealer's license in order to engage in business on his licensed premises as a dealer in explosive materials. No licensee will be required to obtain a user permit to lawfully transport, ship, or receive explosive materials in interstate or foreign commerce.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> A separate license will not be required of licensed manufacturers with respect to their on-site manufacture of theatrical flash powder.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Users of explosive materials.</heading> <paragraph identifier="/us/cfr/t27/s555.41/b/3/i" class="inline"> <num value="i"> (i)</num> <content> A limited permit will, subject to law, entitle the holder of such permit to receive for his use explosive materials from a licensee or permittee in his state of residence on no more than 6 separate occasions during the 12-month period in which the permit is valid. A limited permit does not authorize the receipt or transportation of explosive materials in interstate or foreign commerce. Holders of limited permits who need to receive explosive materials on more than 6 separate occasions during a 12-month period must obtain a user permit in accordance with this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.41/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> <p> Each person intending to acquire explosive materials from a licensee in a State other than a State in which he resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, must file an application for a user permit, with the required fee (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s555.43">§ 555.43</ref>), with ATF in accordance with the instructions on the form (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>). A user permit will, subject to law, entitle the permittee to transport, ship, and receive in interstate or foreign commerce explosive materials. Only one user permit per person is required under this part, irrespective of the number of locations relating to explosive materials operated by the holder of the user permit.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0083)</note> </content> </paragraph> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13783">68 FR 13783</ref>, <date date="2003-03-20">Mar. 20, 2003</date>, as amended by ATF 5F, <ref href="/us/fr/70/30633">70 FR 30633</ref>, <date date="2005-05-27" role="amended">May 27, 2005</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.42"><?page num="133"?> <num value="555.42" style="-uslm-sgm:SECTNO">§ 555.42</num> <heading style="-uslm-sgm:SUBJECT">License fees.</heading> <paragraph identifier="/us/cfr/t27/s555.42/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Each applicant shall pay a fee for obtaining a three year license, a separate fee being required for each business premises, as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s555.42/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Manufacturer—$200.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.42/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Importer—$200.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.42/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Dealer—$200.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.42/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Each applicant for a renewal of a license shall pay a fee for a three year license as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s555.42/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Manufacturer—$100.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.42/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Importer—$100.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.42/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Dealer—$100. </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24">Aug. 24, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.43"> <num value="555.43" style="-uslm-sgm:SECTNO">§ 555.43</num> <heading style="-uslm-sgm:SUBJECT">Permit fees.</heading> <paragraph identifier="/us/cfr/t27/s555.43/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Each applicant must pay a fee for obtaining a permit as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s555.43/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> User—$100 for a three-year period.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.43/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> User-limited (nonrenewable)—$75.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.43/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Limited—$25 for a one-year period.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.43/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <paragraph identifier="/us/cfr/t27/s555.43/b/1" class="inline"> <num value="1">(1)</num> <content> Each applicant for renewal of a user permit must pay a fee of $50 for a three-year period.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.43/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Each applicant for renewal of a limited permit must pay a fee of $12 for a one-year period.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13785">68 FR 13785</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.44"> <num value="555.44" style="-uslm-sgm:SECTNO">§ 555.44</num> <heading style="-uslm-sgm:SUBJECT">License or permit fee not refundable.</heading> <content style="-uslm-sgm:P">No refund of any part of the amount paid as a license or permit fee will be made where the operations of the licensee or permittee are, for any reason, discontinued during the period of an issued license or permit. However, the license or permit fee submitted with an application for a license or permit will be refunded if that application is denied, withdrawn, or abandoned, or if a license is cancelled subsequent to having been issued through administrative error. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.45"> <num value="555.45" style="-uslm-sgm:SECTNO">§ 555.45</num> <heading style="-uslm-sgm:SUBJECT">Original license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.45/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Licenses issued prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <content> Any person who intends to engage in business as an explosive materials importer, manufacturer, or dealer, or who has not timely submitted application for renewal of a previous license issued under this part, shall file with ATF an application for License, Explosives, ATF F 5400.13 with ATF in accordance with the instructions on the form. The application must be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s844/a">18 U.S.C. 844(a)</ref>. The application is to be accompanied by the appropriate fee in the form of a money order or check made payable to the Bureau of Alcohol, Tobacco and Firearms. ATF F 5400.13 may be obtained from any ATF office. The Chief, Firearms and Explosives Licensing Center, will not approve an application postmarked on or after <date date="2003-03-20">March 20, 2003</date>, unless it is submitted with a Responsible Person Questionnaire, ATF Form 5400.28. Form 5400.28 must be completed in accordance with the instructions on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Permits issued prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <content> Any person, except as provided in <ref href="/us/cfr/t27/s555.41/a">§ 555.41(a)</ref>, who intends to acquire explosive materials from a licensee in a state other than the State in which that person resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, or who has not timely submitted application for renewal of a previous permit issued under this part, shall file an application for Permit, Explosives, ATF F 5400.16 or Permit, User Limited Special Fireworks, ATF F 5400.21 with ATF in accordance with the instructions on the form. The application must be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s844/a">18 U.S.C. 844(a)</ref>. The application is to be accompanied by the appropriate fee in the form of a money order or check made payable to the Bureau of Alcohol, Tobacco and Firearms. ATF F 5400.16 and ATF F 5400.21 may be obtained from any ATF office. The Chief, Firearms and Explosives Licensing Center, will not approve an application postmarked on or after <date date="2003-03-20">March 20, 2003</date>, unless it is submitted with a Responsible Person Questionnaire, ATF Form 5400.28. Form 5400.28 must be completed in accordance with the instructions on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Licenses and permits issued on and after <date date="2003-05-24">May 24, 2003</date>—</heading> <paragraph identifier="/us/cfr/t27/s555.45/c/1" class="inline"> <num value="1">(1) </num> <heading>License.</heading> <chapeau> Any person who intends to engage in the business as an importer of, manufacturer of, or dealer in explosive materials, or who has not timely submitted an application for renewal of a previous license issued under this part, must file an application for License, Explosives, ATF <?page num="134"?>F 5400.13, with ATF in accordance with the instructions on the form. ATF Form 5400.13 may be obtained by contacting any ATF office. The application must:</chapeau> <paragraph identifier="/us/cfr/t27/s555.45/c/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s844/a">18 U.S.C. 844(a)</ref>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Include appropriate identifying information concerning each responsible person;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Include a photograph and fingerprints for each responsible person;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Include the names of and appropriate identifying information regarding all employees who will be authorized by the applicant to possess explosive materials by submitting ATF F 5400.28 for each employee; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> Include the appropriate fee in the form of money order or check made payable to the Bureau of Alcohol, Tobacco, Firearms and Explosives.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>User permit and limited permit.</heading> <chapeau> Except as provided in <ref href="/us/cfr/t27/s555.41/b/1/iv">§ 555.41(b)(1)(iv)</ref>, any person who intends to acquire explosive materials in the State in which that person resides or acquire explosive materials from a licensee or holder of a user permit in a State other than the State in which that person resides, or from a foreign country, or who intends to transport explosive materials in interstate or foreign commerce, or who has not timely submitted an application for renewal of a previous permit issued under this part, must file an application for Permit, Explosives, ATF F 5400.16 or Permit, User Limited Display Fireworks, ATF F 5400.21 with ATF in accordance with the instructions on the form. ATF Form 5400.16 and ATF Form 5400.21 may be obtained by contacting any ATF office. The application must:</chapeau> <paragraph identifier="/us/cfr/t27/s555.45/c/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Be executed under the penalties of perjury and the penalties imposed by <ref href="/us/usc/t18/s844/a">18 U.S.C. 844(a)</ref>;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Include a photograph, fingerprints, and appropriate identifying information for each responsible person;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Include the names of and appropriate identifying information regarding all employees who will be authorized by the applicant to possess explosive materials by submitting ATF F 5400.28 for each employee; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Include the appropriate fee in the form of money order or check made payable to the Bureau of Alcohol, Tobacco, Firearms and Explosives.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.45/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> The Chief, Federal Explosives Licensing Center, will conduct background checks on responsible persons and employees authorized by the applicant to possess explosive materials in accordance with <ref href="/us/cfr/t27/s555.33">§ 555.33</ref>. If it is determined that any responsible person or employee is described in any paragraph of section 842(i) of the Act, the applicant must submit an amended application indicating removal or reassignment of that person before the license or permit will be issued.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0083)</note> </content> </paragraph> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–200, <ref href="/us/fr/50/10497">50 FR 10497</ref>, <date date="1985-03-15">Mar. 15, 1985</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; ATF No. 1, <ref href="/us/fr/68/13785">68 FR 13785</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.46"> <num value="555.46" style="-uslm-sgm:SECTNO">§ 555.46</num> <heading style="-uslm-sgm:SUBJECT">Renewal of license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.46/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> If a licensee or permittee intends to continue the business or operation described on a license or permit issued under this part after the expiration date of the license or permit, he shall, unless otherwise notified in writing by the Chief, Federal Explosives Licensing Center, execute and file prior to the expiration of his license or permit an application for license renewal, ATF F 5400.14 (Part III), or an application for permit renewal, ATF F 5400.15 (Part III), accompanied by the required fee, with ATF in accordance with the instructions on the form. In the event the licensee or permittee does not timely file a renewal application, he shall file an original application as required by <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>, and obtain the required license or permit in order to continue business or operations.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.46/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A user-limited permit is not renewable and is valid for a single purchase transaction. Applications for all user-limited permits must be filed on <?page num="135"?>ATF F 5400.16 or ATF F 5400.21, as required by <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>.</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–200, <ref href="/us/fr/50/10497">50 FR 10497</ref>, <date date="1985-03-15" role="amended">Mar. 15, 1985</date>; T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.47"> <num value="555.47" style="-uslm-sgm:SECTNO">§ 555.47</num> <heading style="-uslm-sgm:SUBJECT">Insufficient fee.</heading> <content> <p style="-uslm-sgm:P">If an application is filed with an insufficient fee, the application and fee submitted will be returned to the applicant.</p> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s847">18 U.S.C. 847</ref> (<ref href="/us/stat/84/959">84 Stat. 959</ref>); <ref href="/us/usc/t18/s926">18 U.S.C. 926</ref> (<ref href="/us/stat/82/1226">82 Stat. 1226</ref>))</authority> <source style="-uslm-sgm:CITA">[T.D. ATF–200, <ref href="/us/fr/50/10498">50 FR 10498</ref>, <date date="1985-03-15">Mar. 15, 1985</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.48"> <num value="555.48" style="-uslm-sgm:SECTNO">§ 555.48</num> <heading style="-uslm-sgm:SUBJECT">Abandoned application.</heading> <content style="-uslm-sgm:P">Upon receipt of an incomplete or improperly executed application, the applicant will be notified of the deficiency in the application. If the application is not corrected and returned within 30 days following the date of notification, the application will be considered as having been abandoned and the license or permit fee returned. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.49"> <num value="555.49" style="-uslm-sgm:SECTNO">§ 555.49</num> <heading style="-uslm-sgm:SUBJECT">Issuance of license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.49/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Issuance of license or permit prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.49/a/1" class="inline"> <num value="1"> (1)</num> <chapeau> The Chief, Firearms and Explosives Licensing Center, will issue a license or permit if—</chapeau> <paragraph identifier="/us/cfr/t27/s555.49/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> A properly executed application for the license or permit is received; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Through further inquiry or investigation, or otherwise, it is found that the applicant is entitled to the license or permit.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The Chief, Firearms and Explosives Licensing Center, will approve a properly executed application for a license or permit, if:</chapeau> <paragraph identifier="/us/cfr/t27/s555.49/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The applicant is 21 years of age or over;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The applicant (including, in the case of a corporation, partnership, or association, any individual possessing, directly or indirectly, the power to direct or cause the direction of the management and policies of the corporation, partnership, or association) is not a person to whom distribution of explosive materials is prohibited under the Act;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The applicant has not willfully violated any provisions of the Act or this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The applicant has not knowingly withheld information or has not made any false or fictitious statement intended or likely to deceive, in connection with his application;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The applicant has in a State, premises from which he conducts business or operations subject to license or permit under the Act or from which he intends to conduct business or operations;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The applicant has storage for the class (as described in <ref href="/us/cfr/t27/s555.202">§ 555.202</ref>) of explosive materials described on the application, unless he establishes to the satisfaction of the Chief, Firearms and Explosives Licensing Center, that the business or operations to be conducted will not require the storage of explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The applicant has certified in writing that he is familiar with and understands all published State laws and local ordinances relating to explosive materials for the location in which he intends to do business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> The applicant for a license has submitted the certificate required by section 21 of the Federal Water Pollution Control Act, as amended (<ref href="/us/usc/t33/s1341">33 U.S.C. 1341</ref>).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The Chief, Firearms and Explosives Licensing Center, will approve or the regional director (compliance) will deny any application for a license or permit within the 45-day period beginning on the date a properly executed application was received. However, when an applicant for license or permit renewal is a person who is, under the provisions of <ref href="/us/cfr/t27/s555.83">§ 555.83</ref> or <ref href="/us/cfr/t27/s555.142">§ 555.142</ref>, conducting business or operations under a previously issued license or permit, action regarding the application will be held in abeyance pending the completion of the proceedings against the applicant's existing license or permit, or renewal application, or final action by the Director on an application for relief submitted under <ref href="/us/cfr/t27/s555.142">§ 555.142</ref>, as the case may be.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The license or permit and one copy will be forwarded to the applicant, except that in the case of a user-limited permit, the original only will be issued. <?page num="136"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Each license or permit will bear a serial number and this number may be assigned to the licensee or permittee to whom issued for as long as he maintains continuity of renewal in the same region.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Issuance of license or permit on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.49/b/1" class="inline"> <num value="1"> (1)</num> <chapeau> The Chief, Federal Explosives Licensing Center, will issue a license or permit if:</chapeau> <paragraph identifier="/us/cfr/t27/s555.49/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> A properly executed application for the license or permit is received; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Through further inquiry or investigation, or otherwise, it is found that the applicant is entitled to the license or permit.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> The Chief, Federal Explosives Licensing Center, will approve a properly executed application for a license or permit, if:</chapeau> <paragraph identifier="/us/cfr/t27/s555.49/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The applicant (or, if the applicant is a corporation, partnership, or association, each responsible person with respect to the applicant) is not a person described in any paragraph of section 842(i) of the Act;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The applicant has not willfully violated any provisions of the Act or this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The applicant has not knowingly withheld information or has not made any false or fictitious statement intended or likely to deceive, in connection with his application;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The applicant has in a State, premises from which he conducts business or operations subject to license or permit under the Act or from which he intends to conduct business or operations;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The applicant has storage for the class (as described in <ref href="/us/cfr/t27/s555.202">§ 555.202</ref>) of explosive materials described on the application;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The applicant has certified in writing that he is familiar with and understands all published State laws and local ordinances relating to explosive materials for the location in which he intends to do business;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> The applicant for a license has submitted the certificate required by section 21 of the Federal Water Pollution Control Act, as amended (<ref href="/us/usc/t33/s1341">33 U.S.C. 1341</ref>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> None of the employees of the applicant who will be authorized by the applicant to possess explosive materials is a person described in any paragraph of section 842(i) of the Act; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/2/ix" style="-uslm-sgm:P"> <num value="ix">(ix)</num> <content> In the case of an applicant for a limited permit, the applicant has certified in writing that the applicant will not receive explosive materials on more than 6 separate occasions during the 12-month period for which the limited permit is valid.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The Chief, Federal Explosives Licensing Center, will approve or the Director, Industry Operations will deny any application for a license or permit within the 90-day period beginning on the date a properly executed application was received. However, when an applicant for license or permit renewal is a person who is, under the provisions of <ref href="/us/cfr/t27/s555.83">§ 555.83</ref> or <ref href="/us/cfr/t27/s555.142">§ 555.142</ref>, conducting business or operations under a previously issued license or permit, action regarding the application will be held in abeyance pending the completion of the proceedings against the applicant's existing license or permit, or renewal application, or final action by the Director on an application for relief submitted under <ref href="/us/cfr/t27/s555.142">§ 555.142</ref>, as the case may be.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> The license or permit and one copy will be forwarded to the applicant, except that in the case of a user-limited permit, the original only will be issued.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.49/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> <p> Each license or permit will bear a serial number and this number may be assigned to the licensee or permittee to whom issued for as long as he maintains continuity of renewal in the same region.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0082)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13785">68 FR 13785</ref>, <date date="2003-03-20">Mar. 20, 2003</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.50"> <num value="555.50" style="-uslm-sgm:SECTNO">§ 555.50</num> <heading style="-uslm-sgm:SUBJECT">Correction of error on license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.50/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Upon receipt of a license or permit issued under this part, each licensee or permittee shall examine the license or permit to insure that the information on it is accurate. If the license or permit is incorrect, the licensee or permittee shall return the license or permit to the Chief, Federal Explosives Licensing Center, with a statement showing the nature of the <?page num="137"?>error. The Chief, Federal Explosives Licensing Center, shall correct the error, if the error was made in his office, and return the license or permit. However, if the error resulted from information contained in the licensee's or permittee's application for the license or permit, the Chief, Federal Explosives Licensing Center, shall require the licensee or permittee to file an amended application setting forth the correct information and a statement explaining the error contained in the application. Upon receipt of the amended application and a satisfactory explanation of the error, the Chief, Federal Explosives Licensing Center, shall make the correction on the license or permit and return it to the licensee or permittee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.50/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> When the Chief, Federal Explosives Licensing Center, finds through any means other than notice from the licensee or permittee that an incorrect license or permit has been issued, (1) the Chief, Federal Explosives Licensing Center, may require the holder of the incorrect license or permit to return the license or permit for correction, and (2) if the error resulted from information contained in the licensee's or permittee's application for the license or permit, the Chief, Federal Explosives Licensing Center, shall require the licensee or permittee to file an amended application setting forth the correct information, and a statement satisfactorily explaining the error contained in the application. The Chief, Federal Explosives Licensing Center, then shall make the correction on the license or permit and return it to the licensee or permittee.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.51"> <num value="555.51" style="-uslm-sgm:SECTNO">§ 555.51</num> <heading style="-uslm-sgm:SUBJECT">Duration of license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.51/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <content> An original license or permit is issued for a period of three years. A renewal license or permit is issued for a period of three years. However, a user-limited permit is valid only for a single purchase transaction.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.51/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>On and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.51/b/1" class="inline"> <num value="1"> (1)</num> <content> An original license or user permit is issued for a period of three years. A renewal license or user permit is also issued for a period of three years. However, a user-limited permit is valid only for a single purchase transaction.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.51/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A limited permit is issued for a period of one year. A renewal limited permit is also issued for a period of one year.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13786">68 FR 13786</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.52"> <num value="555.52" style="-uslm-sgm:SECTNO">§ 555.52</num> <heading style="-uslm-sgm:SUBJECT">Limitations on license or permit.</heading> <paragraph identifier="/us/cfr/t27/s555.52/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The license covers the business of explosive materials specified in the license at the licensee's business premises (see <ref href="/us/cfr/t27/s555.41/b">§ 555.41(b)</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.52/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The permit is valid with respect to the type of operations of explosive materials specified in the permit.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–387, <ref href="/us/fr/62/8376">62 FR 8376</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; ATF 5F, <ref href="/us/fr/70/30633">70 FR 30633</ref>, <date date="2005-05-27" role="amended">May 27, 2005</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.53"> <num value="555.53" style="-uslm-sgm:SECTNO">§ 555.53</num> <heading style="-uslm-sgm:SUBJECT">License and permit not transferable.</heading> <content style="-uslm-sgm:P">Licenses and permits issued under this part are not transferable to another person. In the event of the lease, sale, or other transfer of the business or operations covered by the license or permit, the successor must obtain the license or permit required by this part before commencing business or operations. However, for rules on right of succession, see <ref href="/us/cfr/t27/s555.59">§ 555.59</ref>. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.54"> <num value="555.54" style="-uslm-sgm:SECTNO">§ 555.54</num> <heading style="-uslm-sgm:SUBJECT">Change of address.</heading> <paragraph identifier="/us/cfr/t27/s555.54/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> During the term of a license or permit, a licensee or permittee may move his business or operations to a new address at which he intends to regularly carry on his business or operations, without procuring a new license or permit. However, in every case, the licensee or permittee shall—</chapeau> <paragraph identifier="/us/cfr/t27/s555.54/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Give notification of the new location of the business or operations to the Chief, Federal Explosives Licensing Center at least 10 days before the move; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.54/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Submit the license or permit to the Chief, Federal Explosives Licensing Center. The Chief, Federal Explosives Licensing Center will issue an amended license or permit, which will contain the new address (and new license or permit number, if any). <?page num="138"?></content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.54/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Licensees and permittees whose mailing address will change must notify the Chief, Federal Explosives Licensing Center, at least 10 days before the change.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (b) approved by the Office of Management and Budget under control number 1140–0080)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; ATF No. 1, <ref href="/us/fr/68/13786">68 FR 13786</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.56"> <num value="555.56" style="-uslm-sgm:SECTNO">§ 555.56</num> <heading style="-uslm-sgm:SUBJECT">Change in trade name.</heading> <content> <p style="-uslm-sgm:P">A licensee or permittee continuing to conduct business or operations at the location shown on his license or permit is not required to obtain a new license or permit by reason of a mere change in trade name under which he conducts his business or operations. However, the licensee or permittee shall furnish his license or permit and any copies furnished with the license or permit for endorsement of the change to the Chief, Federal Explosives Licensing Center, within 30 days from the date the licensee or permittee begins his business or operations under the new trade name.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.57"> <num value="555.57" style="-uslm-sgm:SECTNO">§ 555.57</num> <heading style="-uslm-sgm:SUBJECT">Change of control, change in responsible persons, and change of employees.</heading> <paragraph identifier="/us/cfr/t27/s555.57/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> In the case of a corporation or association holding a license or permit under this part, if actual or legal control of the corporation or association changes, directly or indirectly, whether by reason of change in stock ownership or control (in the corporation holding a license or permit or in any other corporation), by operation of law, or in any other manner, the licensee or permittee shall, within 30 days of the change, give written notification executed under the penalties of perjury, to the Chief, Federal Explosives Licensing Center. Upon expiration of the license or permit, the corporation or association shall file an ATF F 5400.13 or an ATF F 5400.16 as required by <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>, and pay the fee prescribed in <ref href="/us/cfr/t27/s555.42/b">§ 555.42(b)</ref> or <ref href="/us/cfr/t27/s555.43/b">§ 555.43(b)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.57/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> For all licenses or permits issued on and after <date date="2003-05-24">May 24, 2003</date>, each person holding the license or permit must report to the Chief, Federal Explosives Licensing Center, any change in responsible persons or employees authorized to possess explosive materials. Such report must be submitted within 30 days of the change and must include appropriate identifying information for each responsible person. Reports relating to newly hired employees authorized to possess explosive materials must be submitted on ATF F 5400.28 for each employee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.57/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Upon receipt of a report, the Chief, Federal Explosives Licensing Center, will conduct a background check, if appropriate, in accordance with <ref href="/us/cfr/t27/s555.33">§ 555.33</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.57/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> <p> The reports required by paragraph (b) of this section must be retained as part of a licensee's or permittee's permanent records for the period specified in <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0074)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; ATF No. 1, <ref href="/us/fr/68/13786">68 FR 13786</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.58"> <num value="555.58" style="-uslm-sgm:SECTNO">§ 555.58</num> <heading style="-uslm-sgm:SUBJECT">Continuing partnerships.</heading> <content style="-uslm-sgm:P">Where, under the laws of the particular State, the partnership is not terminated on death or insolvency of a partner, but continues until the winding up of the partnership affairs is completed, and the surviving partner has the exclusive right to the control and possession of the partnership assets for the purpose of liquidation and settlement, the surviving partner may continue to conduct the business or operations under the license or permit of the partnership. If the surviving partner acquires the business or operations on completion of settlement of the partnership, he shall obtain a license or permit in his own name from the date of acquisition, as provided in <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>. The rule set forth in this section will also apply where there is more than one surviving partner. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.59"> <num value="555.59" style="-uslm-sgm:SECTNO">§ 555.59</num> <heading style="-uslm-sgm:SUBJECT">Right of succession by certain persons.</heading> <paragraph identifier="/us/cfr/t27/s555.59/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Certain persons other than the licensee or permittee may secure the <?page num="139"?>right to carry on the same explosive materials business or operations at the same business premises for the remainder of the term of license or permit. These persons are:</chapeau> <paragraph identifier="/us/cfr/t27/s555.59/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The surviving spouse or child, or executor, administrator, or other legal representative of a deceased licensee or permittee; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.59/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A receiver or trustee in bankruptcy, or an assignee for benefit of creditors.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.59/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> In order to secure the right of succession, the person or persons continuing the business or operations shall submit the license or permit and all copies furnished with the license or permit for endorsement of the succession to the Chief, Federal Explosives Licensing Center, within 30 days from the date on which the successor begins to carry on the business or operations.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46693">79 FR 46693</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.60"> <num value="555.60" style="-uslm-sgm:SECTNO">§ 555.60</num> <heading style="-uslm-sgm:SUBJECT">Certain continuances of business or operations.</heading> <content> <p style="-uslm-sgm:P">A licensee or permittee who furnishes his license or permit to the Chief, Federal Explosives Licensing Center, for correction, amendment, or endorsement, as provided in this subpart, may continue his business or operations while awaiting its return.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.61"> <num value="555.61" style="-uslm-sgm:SECTNO">§ 555.61</num> <heading style="-uslm-sgm:SUBJECT">Discontinuance of business or operations.</heading> <content> <p style="-uslm-sgm:P">Where an explosive materials business or operations is either discontinued or succeeded by a new owner, the owner of the business or operations discontinued or succeeded shall, within 30 days, furnish notification of the discontinuance or succession and submit his license or permit and any copies furnished with the license or permit to the Chief, Federal Explosives Licensing Center. (See also <ref href="/us/cfr/t27/s555.128">§ 555.128</ref>.)</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.62"> <num value="555.62" style="-uslm-sgm:SECTNO">§ 555.62</num> <heading style="-uslm-sgm:SUBJECT">State or other law.</heading> <content style="-uslm-sgm:P">A license or permit issued under this part confers no right or privilege to conduct business or operations, including storage, contrary to State or other law. The holder of a license or permit issued under this part is not, by reason of the rights and privileges granted by that license or permit, immune from punishment for conducting an explosive materials business or operations in violation of the provisions of any State or other law. Similarly, compliance with the provisions of any State or other law affords no immunity under Federal law or regulations. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.63"> <num value="555.63" style="-uslm-sgm:SECTNO">§ 555.63</num> <heading style="-uslm-sgm:SUBJECT">Explosives magazine changes.</heading> <paragraph identifier="/us/cfr/t27/s555.63/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <paragraph identifier="/us/cfr/t27/s555.63/a/1" class="inline"> <num value="1"> (1)</num> <content> The requirements of this section are applicable to magazines used for other than temporary (under 24 hours) storage of explosives.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A magazine is considered suitable for the storage of explosives if the construction requirements of this part are met during the time explosives are stored in the magazine.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A magazine is considered suitable for the storage of explosives if positioned in accordance with the applicable table of distances as specified in this part during the time explosives are stored in the magazine.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> For the purposes of this section, notification of the Director, Industry Operations may be by telephone or in writing. However, if notification of the Director, Industry Operations is in writing it must be at least three business days in advance of making changes in construction to an existing magazine or constructing a new magazine, and at least five business days in advance of using any reconstructed magazine or added magazine for the storage of explosives.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Exception.</heading> <content> Mobile or portable type 5 magazines are exempt from the requirements of paragraphs (c) and (d) of this section, but must otherwise be in compliance with paragraphs (a) (2) and (3) of this section during the time explosives are stored in such magazines.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Changes in magazine construction.</heading> <content> A licensee or permittee who intends to make changes in construction of an existing magazine shall notify the Director, Industry Operations describing the proposed changes prior to making any <?page num="140"?>changes. Unless otherwise advised by the Director, Industry Operations, changes in construction may commence after explosives are removed from the magazine. Explosives may not be stored in a reconstructed magazine before the Director, Industry Operations has been notified in accordance with paragraph (a)(4) of this section that the changes have been completed.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.63/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Magazines acquired or constructed after permit or license is issued.</heading> <content> A licensee or permittee who intends to construct or acquire additional magazines shall notify the Director, Industry Operations in accordance with paragraph (a)(4) of this section describing the additional magazines and the class and quantity of explosives to be stored in the magazine. Unless otherwise advised by the Director, Industry Operations, additional magazines may be constructed, or acquired magazines may be used for the storage of explosives. Explosives must not be stored in a magazine under construction. The Director, Industry Operations must be notified that construction has been completed.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spE"> <num value="E" style="-uslm-sgm:HED">Subpart E—</num> <heading style="-uslm-sgm:HED">License and Permit Proceedings </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.71"> <num value="555.71" style="-uslm-sgm:SECTNO">§ 555.71</num> <heading style="-uslm-sgm:SUBJECT">Opportunity for compliance.</heading> <content> <p style="-uslm-sgm:P">Except in cases of willfulness or those in which the public interest requires otherwise, and the Director, Industry Operations so alleges in the notice of denial of an application or revocation of a license or permit, no license or permit will be revoked or renewal application denied without first calling to the attention of the licensee or permittee the reasons for the contemplated action and affording him an opportunity to demonstrate or achieve compliance with all lawful requirements and to submit facts, arguments, or proposals of adjustment. The notice of contemplated action, ATF F 5400.12, will afford the licensee or permittee 15 days from the date of receipt of the notice to respond. If no response is received within the 15 days, or if after consideration of relevant matters presented by the licensee or permittee, the Director, Industry Operations finds that the licensee or permittee is not likely to abide by the law and regulations, he will proceed as provided in <ref href="/us/cfr/t27/s555.74">§ 555.74</ref>.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7 1981</date>, as amended by T.D. ATF–446, <ref href="/us/fr/66/16602">66 FR 16602</ref>, <date date="2001-03-27" role="amended">Mar. 27, 2001</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.72"> <num value="555.72" style="-uslm-sgm:SECTNO">§ 555.72</num> <heading style="-uslm-sgm:SUBJECT">Denial of initial application.</heading> <content> <p style="-uslm-sgm:P">Whenever the Director, Industry Operations has reason to believe that an applicant for an original license or permit is not eligible to receive a license or permit under the provisions of <ref href="/us/cfr/t27/s555.49">§ 555.49</ref>, he shall issue a notice of denial on ATF F 5400.11. The notice will set forth the matters of fact and law relied upon in determining that the application should be denied, and will afford the applicant 15 days from the date of receipt of the notice in which to request a hearing to review the denial. If no request for a hearing is filed within that time, a copy of the application, marked “Disapproved”, will be returned to the applicant.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.73"> <num value="555.73" style="-uslm-sgm:SECTNO">§ 555.73</num> <heading style="-uslm-sgm:SUBJECT">Hearing after initial application is denied.</heading> <content> <p style="-uslm-sgm:P">If the applicant for an original license or permit desires a hearing, he shall file a request with the Director, Industry Operations within 15 days after receipt of the notice of denial. The request should include a statement of the reasons for a hearing. On receipt of the request, the Director, Industry Operations shall refer the matter to an administrative law judge who shall set a time and place (see <ref href="/us/cfr/t27/s555.77">§ 555.77</ref>) for a hearing and shall serve notice of the hearing upon the applicant and the Director, Industry Operations at least 10 days in advance of the hearing date. The hearing will be conducted in accordance with the hearing procedures prescribed in part 71 of this chapter (see <ref href="/us/cfr/t27/s555.82">§ 555.82</ref>). Within a reasonable time after the conclusion of the hearing, and as expeditiously as possible, the administrative law judge shall render his recommended decision. He shall certify to the complete record of the proceedings <?page num="141"?>before him and shall immediately forward the complete certified record, together with four copies of his recommended decision, to the Director, Industry Operations for decision.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.74"> <num value="555.74" style="-uslm-sgm:SECTNO">§ 555.74</num> <heading style="-uslm-sgm:SUBJECT">Denial of renewal application or revocation of license or permit.</heading> <content> <p style="-uslm-sgm:P">If following the opportunity for compliance under <ref href="/us/cfr/t27/s555.71">§ 555.71</ref>, or without opportunity for compliance under <ref href="/us/cfr/t27/s555.71">§ 555.71</ref>, as circumstances warrant, the Director, Industry Operations finds that the licensee or permittee is not likely to comply with the law or regulations or is otherwise not eligible to continue operations authorized under his license or permit, the Director, Industry Operations shall issue a notice of denial of the renewal application or revocation of the license or permit, ATF F 5400.11 or ATF F 5400.10, as appropriate. In either case, the notice will set forth the matters of fact constituting the violations specified, dates, places, and the sections of law and regulations violated. The notice will, in the case of revocation of a license or permit, specify the date on which the action is effective, which date will be on or after the date the notice is served on the licensee or permittee. The notice will also advise the licensee or permittee that he may, within 15 days after receipt of the notice, request a hearing and, if applicable, a stay of the effective date of the revocation of his license or permit.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.75"> <num value="555.75" style="-uslm-sgm:SECTNO">§ 555.75</num> <heading style="-uslm-sgm:SUBJECT">Hearing after denial of renewal application or revocation of license or permit.</heading> <content> <p style="-uslm-sgm:P">If a licensee or permittee whose renewal application has been denied or whose license or permit has been revoked desires a hearing, he shall file a request for a hearing with the Director, Industry Operations. In the case of the revocation of a license or permit, he may include a request for a stay of the effective date of the revocation. On receipt of the request the Director, Industry Operations shall advise the licensee or permittee whether the stay of the effective date of the revocation is granted. If the stay of the effective date of the revocation is granted, the Director, Industry Operations shall refer the matter to an administrative law judge who shall set a time and place (see <ref href="/us/cfr/t27/s555.77">§ 555.77</ref>) for a hearing and shall serve notice of the hearing upon the licensee or permittee and the Director, Industry Operations at least 10 days in advance of the hearing date. If the stay of the effective date of the revocation is denied, the licensee or permittee may request an immediate hearing. In this event, the Director, Industry Operations shall immediately refer the matter to an administrative law judge who shall set a date and place for a hearing, which date shall be no later than 10 days from the date the licensee or permittee requested an immediate hearing. The hearing will be held in accordance with the applicable provisions of part 71 of this chapter. Within a reasonable time after the conclusion of the hearing, and as expeditiously as possible, the administrative law judge shall render his decision. He shall certify to the complete record of the proceeding before him and shall immediately forward the complete certified record, together with two copies of his decision, to the Director, Industry Operations, serve one copy of his decision on the licensee or permittee or his counsel, and transmit a copy to the attorney for the Government.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.76"> <num value="555.76" style="-uslm-sgm:SECTNO">§ 555.76</num> <heading style="-uslm-sgm:SUBJECT">Action by Director, Industry Operations.</heading> <paragraph identifier="/us/cfr/t27/s555.76/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Initial application proceedings.</heading> <content> If, upon receipt of the record and the recommended decision of the administrative law judge, the Director, Industry Operations decides that the license or permit should be issued, the Director, Industry Operations shall cause the application to be approved, briefly stating, for the record, his reasons. If he contemplates that the denial should stand, he shall serve a copy of the administrative law judge's recommended decision on the applicant, informing the applicant of his contemplated action and affording the applicant not <?page num="142"?>more than 10 days in which to submit proposed findings and conclusions or exceptions to the recommended decision with supporting reasons. If the Director, Industry Operations, after consideration of the record of the hearing and of any proposed findings, conclusions, or exceptions filed with him by the applicant, approves the findings, conclusions and recommended decision of the administrative law judge, the Director, Industry Operations shall cause the license or permit to be issued or disapproved the application accordingly. If he disapproves the findings, conclusions, and recommendation of the administrative law judge, in whole or in part, he shall by order make such findings and conclusions as in his opinion are warranted by the law and the facts in the record. Any decision of the Director, Industry Operations ordering the disapproval of an initial application for a license or permit shall state the findings and conclusions upon which it is based, including his ruling upon each proposed finding, conclusion, and exception to the administrative law judge's recommended decision, together with a statement of his findings and conclusions, and reasons or basis for his findings and conclusions, upon all material issues of fact, law or discretion presented on the record. A signed duplicate original of the decision will be served upon the applicant and the original copy containing certificate of service will be placed in the official record of the proceedings. If the decision of the Director, Industry Operations is in favor of the applicant, he shall issue the license or permit, to be effective on issuance.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.76/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Renewal application and revocation proceedings.</heading> <chapeau> Upon receipt of the complete certified records of the hearing, the Director, Industry Operations shall enter an order confirming the revocation of the license or permit, or disapproving the application, in accordance with the administrative law judge's findings and decision, unless he disagrees with the findings and decision. A signed duplicate original of the order, ATF F 5400.9, will be served upon the licensee or permittee and the original copy containing certificate of service will be placed in the official record of the proceedings. If the Director, Industry Operations disagrees with the findings and decision of the administrative law judge, he shall file a petition with the Director for review of the findings and decision, as provided in <ref href="/us/cfr/t27/s555.79">§ 555.79</ref>. In either case, if the renewal application denial is sustained, a copy of the application marked “Disapproved” will be returned to the applicant. If the renewal application denial is reversed, a license or permit will be issued to become effective on expiration of the license or permit being renewed, or on the date of issuance, whichever is later. If the proceedings involve the revocation of a license or permit which expired before a decision is in favor of the licensee or permittee, the Director, Industry Operations shall:</chapeau> <paragraph identifier="/us/cfr/t27/s555.76/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> If renewal application was timely filed and a stay of the effective date of the revocation was granted, cause to be issued a license or permit effective on the date of issuance;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.76/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> If renewal application was not timely filed but a stay of the effective date of the revocation had been granted, request that a renewal application be filed and, following that, cause to be issued a license or permit to be effective on issuance; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.76/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> If a stay of the effective date of the revocation had not been granted, request that an application be filed as provided in <ref href="/us/cfr/t27/s555.45">§ 555.45</ref>, and process it in the same manner as for an application for an original license or permit.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.76/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Curtailment of stay of revocation effective date.</heading> <content> If, after approval of a request for a stay of the effective date of an order revoking a license or permit but before actions are completed under this subpart, the Director, Industry Operations finds that it is contrary to the public interest for the licensee or permittee to continue the operations or activities covered by his license or permit, the Director, Industry Operations may issue a notice of withdrawal of the approval, effective on the date of issuance. Notice of withdrawal will be served upon the licensee or permittee in the manner provided in <ref href="/us/cfr/t27/s555.81">§ 555.81</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.77"><?page num="143"?> <num value="555.77" style="-uslm-sgm:SECTNO">§ 555.77</num> <heading style="-uslm-sgm:SUBJECT">Designated place of hearing.</heading> <content style="-uslm-sgm:P">The designated place of hearing set as provided in <ref href="/us/cfr/t27/s555.73">§ 555.73</ref> or <ref href="/us/cfr/t27/s555.75">§ 555.75</ref>, will be at the location convenient to the aggrieved party. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.78"> <num value="555.78" style="-uslm-sgm:SECTNO">§ 555.78</num> <heading style="-uslm-sgm:SUBJECT">Representation at a hearing.</heading> <content> <p style="-uslm-sgm:P">An applicant, licensee, or permittee may be represented by an attorney, certified public accountant, or other person recognized to practice before the Bureau of Alcohol, Tobacco, Firearms, and Explosives as provided in <ref href="/us/cfr/t31/p8">31 CFR Part 8</ref>, if he has otherwise complied with the applicable requirements of <ref href="/us/cfr/t26/s601.521">26 CFR 601.521</ref> through 601.527. The Director, Industry Operations shall be represented in proceedings under <ref href="/us/cfr/t27/s555.73">§§ 555.73</ref> and 555.75 by an attorney in the office of the chief counsel or regional counsel who is authorized to execute and file motions, briefs, and other papers in the proceedings, on behalf of the Director, Industry Operations, in his own name as “Attorney for the Government”.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–92, <ref href="/us/fr/46/46916">46 FR 46916</ref>, <date date="1981-09-23" role="amended">Sept. 23, 1981</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.79"> <num value="555.79" style="-uslm-sgm:SECTNO">§ 555.79</num> <heading style="-uslm-sgm:SUBJECT">Appeal on petition to the Director.</heading> <content> <p style="-uslm-sgm:P">An appeal to the Director is not required prior to filing an appeal with the U.S. Court of Appeals for judicial review. An appeal may be taken by the applicant, licensee, or permittee to the Director from a decision resulting from a hearing under <ref href="/us/cfr/t27/s555.73">§ 555.73</ref> or <ref href="/us/cfr/t27/s555.75">§ 555.75</ref>. An appeal may also be taken by a Director, Industry Operations from a decision resulting from a hearing under <ref href="/us/cfr/t27/s555.75">§ 555.75</ref> as provided in <ref href="/us/cfr/t27/s555.76/b">§ 555.76(b)</ref>. The appeal shall be taken by filing a petition for review on appeal with the Director within 15 days of the service of an administrative law judge's decision or an order. The petition will set forth facts tending to show (a) action of an arbitrary nature, (b) action without reasonable warrant in fact, or (c) action contrary to law and regulations. A copy of the petition will be filed with the Director, Industry Operations or served on the applicant, licensee, or permittee, as the case may be. In the event of appeal, the Director, Industry Operations shall immediately forward the complete original record, by certified mail, to the Director for his consideration, review, and disposition as provided in subpart I of part 71 of this chapter. When, on appeal, the Director affirms the initial decision of the Director, Industry Operations or the administrative law judge, as the case may be, the initial decision will be final.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.80"> <num value="555.80" style="-uslm-sgm:SECTNO">§ 555.80</num> <heading style="-uslm-sgm:SUBJECT">Court review.</heading> <content> <p style="-uslm-sgm:P">An applicant, licensee, or permittee may, within 60 days after receipt of the decision of the administrative law judge or the final order of the Director, Industry Operations or the Director, file a petition for a judicial review of the decision, with the U.S. Court of Appeals for the district in which he resides or has his principal place of business. The Director, upon notification that a petition has been filed, shall have prepared a complete transcript of the record of the proceedings. The Director, Industry Operations or the Director, as the case may be, shall certify to the correctness of the transcript of the record, forward one copy to the attorney for the Government in the review of the case, and file the original record of the proceedings with the original certificate in the U.S. Court of Appeals.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.81"> <num value="555.81" style="-uslm-sgm:SECTNO">§ 555.81</num> <heading style="-uslm-sgm:SUBJECT">Service on applicant, licensee, or permittee.</heading> <content style="-uslm-sgm:P">All notices and other formal documents required to be served on an applicant, licensee, or permittee under this subpart will be served by certified mail or by personal delivery. Where service is by personal delivery, the signed duplicate original copy of the formal document will be delivered to the applicant, licensee, or permittee, or, in the case of a corporation, partnership, or association, by delivering it to an officer, manager, or general agent, or to its attorney of record. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.82"><?page num="144"?> <num value="555.82" style="-uslm-sgm:SECTNO">§ 555.82</num> <heading style="-uslm-sgm:SUBJECT">Provisions of part 200 made applicable.</heading> <content style="-uslm-sgm:P">The provisions of subpart G of part 200 of this chapter, as well as those provisions of part 71 relative to failure to appear, withdrawal of an application or surrender of a permit, the conduct of hearings before an administrative law judge, and record of testimony, are hereby made applicable to application, license, and permit proceedings under this subpart to the extent that they are not contrary to or incompatible with this subpart. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.83"> <num value="555.83" style="-uslm-sgm:SECTNO">§ 555.83</num> <heading style="-uslm-sgm:SUBJECT">Operations by licensees or permittees after notice of denial or revocation.</heading> <content style="-uslm-sgm:P">In any case where a notice of revocation has been issued and a request for a stay of the effective date of the revocation has not been granted, the licensee or permittee shall not engage in the activities covered by the license or permit pending the outcome of proceedings under this subpart. In any case where notice of revocation has been issued but a stay of the effective date of the revocation has been granted, the licensee or permittee may continue to engage in the activities covered by his license or permit unless, or until, formally notified to the contrary: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> That in the event the license or permit would have expired before proceedings under this subpart are completed, timely renewal application must have been filed to continue the license or permit beyond its expiration date. In any case where a notice of denial of a renewal application has been issued, the licensee or permittee may continue to engage in the activities covered by the existing license or permit after the date of expiration of the license or permit until proceedings under this subpart are completed. </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spF"> <num value="F" style="-uslm-sgm:HED">Subpart F—</num> <heading style="-uslm-sgm:HED">Conduct of Business or Operations </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.101"> <num value="555.101" style="-uslm-sgm:SECTNO">§ 555.101</num> <heading style="-uslm-sgm:SUBJECT">Posting of license or user permit.</heading> <content> <p style="-uslm-sgm:P">A license or user permit issued under this part, or a copy of a license or user permit, will be posted and available for inspection on the business premises at each place where explosive materials are manufactured, imported, or distributed.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>. ATF No. 1, <ref href="/us/fr/68/13786">68 FR 13786</ref>, <date date="2003-03-20" role="redesignated">Mar. 20, 2003</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.102"> <num value="555.102" style="-uslm-sgm:SECTNO">§ 555.102</num> <heading style="-uslm-sgm:SUBJECT">Authorized operations by permittees.</heading> <paragraph identifier="/us/cfr/t27/s555.102/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>In general.</heading> <content> A permit issued under this part does not authorize the permittee to engage in the business of manufacturing, importing, or dealing in explosive materials. Accordingly, if a permittee's operations bring him within the definition of manufacturer, importer, or dealer under this part, he shall qualify for the appropriate license.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.102/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Distributions of surplus stocks—</heading> <paragraph identifier="/us/cfr/t27/s555.102/b/1" class="inline"> <num value="1">(1) </num> <heading>Distributions of surplus stocks prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <content> Permittees are not authorized to engage in the business of sale or distribution of explosive materials. However, permittees may dispose of surplus stocks of explosive materials to other licensees or permittees in accordance with <ref href="/us/cfr/t27/s555.103">§ 555.103</ref>, and to nonlicensees or to nonpermittees in accordance with <ref href="/us/cfr/t27/s555.105/a/4">§ 555.105(a)(4)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.102/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Distributions of surplus stocks on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <content> Permittees are not authorized to engage in the business of sale or distribution of explosive materials. However, permittees may dispose of surplus stocks of explosive materials to other licensees or permittees in accordance with <ref href="/us/cfr/t27/s555.103">§ 555.103</ref> and <ref href="/us/cfr/t27/s555.105">§ 555.105</ref>.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–400, <ref href="/us/fr/63/45002">63 FR 45002</ref>, <date date="1998-08-24">Aug. 24, 1998</date>, as amended by ATF No. 1, <ref href="/us/fr/68/13787">68 FR 13787</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.103"> <num value="555.103" style="-uslm-sgm:SECTNO">§ 555.103</num> <heading style="-uslm-sgm:SUBJECT">Transactions among licensees/permittees and transactions among licensees and holders of user permits.</heading> <paragraph identifier="/us/cfr/t27/s555.103/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Transactions among licensees/permittees prior to <date date="2003-05-24">May 24, 2003</date>—</heading> <paragraph identifier="/us/cfr/t27/s555.103/a/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <paragraph identifier="/us/cfr/t27/s555.103/a/1/i" class="inline"> <num value="i"> (i)</num> <content> A licensed importer, licensed manufacturer or licensed dealer selling or otherwise distributing explosive materials (or a permittee disposing of surplus stock to a licensee or another permittee) who has the certified information required by this section may sell or distribute explosive materials to a licensee or permittee for not more than 45 days following the expiration date of <?page num="145"?>the distributee's license or permit, unless the distributor knows or has reason to believe that the distributee's authority to continue business or operations under this part has been terminated.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A licensed importer, licensed manufacturer or licensed dealer selling or otherwise distributing explosive materials (or a permittee disposing of surplus stock to another licensee or permittee) must verify the license or permit status of the distributee prior to the release of explosive materials ordered, as required by this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Licensees or permittees desiring to return explosive materials to a licensed manufacturer may do so without obtaining a certified copy of the manufacturer's license.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> <p> Where possession of explosive materials is transferred at the distributor's premises, the distributor must in all instances verify the identity of the person accepting possession on behalf of the distributee before relinquishing possession. Before the delivery at the distributor's premises of explosive materials to an employee of a licensee or permittee, or to an employee of a common or contract carrier transporting explosive materials to a licensee or permittee, the distributor delivering explosive materials must obtain an executed ATF F 5400.8, Explosives Delivery Record, from the employee before releasing the explosive materials. The ATF F 5400.8 must contain all of the information required on the form and required by this part.</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 1.</heading> <p style="-uslm-sgm:P">An ATF F 5400.8 is required when: </p> <p style="-uslm-sgm:P">a. An employee of the purchaser takes possession at the distributor's premises. </p> <p style="-uslm-sgm:P">b. An employee of a common or contract carrier hired by the purchaser takes possession at the distributor's premises.</p> </note> <note style="-uslm-sgm:EXAMPLE" role="example"> <heading style="-uslm-sgm:HED">Example 2.</heading> <p style="-uslm-sgm:P">An ATF F 5400.8 is not required when: </p> <p style="-uslm-sgm:P">a. An employee of the distributor takes possession of the explosives for the purpose of transport to the purchaser. </p> <p style="-uslm-sgm:P">b. An employee of a common or contract carrier hired by the distributor takes possession of the explosives for the purpose of transport to the purchaser.</p> </note> <?GPOvSpace 04?> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>License/permit verification of individuals.</heading> <paragraph identifier="/us/cfr/t27/s555.103/a/2/i" class="inline"> <num value="i"> (i)</num> <content> The distributee must furnish a certified copy (or, in the case of a user-limited, the original) of the license or permit. The certified copy need be furnished only once during the current term of the license or permit. Also, a licensee need not furnish certified copies of licenses to other licensed locations operated by such licensee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The distributor may obtain any additional verification as the distributor deems necessary.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>License/permit verification of business organizations.</heading> <paragraph identifier="/us/cfr/t27/s555.103/a/3/i" class="inline"> <num value="i"> (i)</num> <content> A business organization may (in lieu of furnishing a certified copy of a license) furnish the distributor a certified list which contains the name, address, license number and date of license expiration of each licensed location. The certified list need be furnished only once during the current term of the license or permit. Also, a business organization need not furnish a certified list to other licensed locations operated by such business organization.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A business organization must, prior to ordering explosive materials, furnish the licensee or permittee a current certified list of the representatives or agents authorized to order explosive materials on behalf of the business organization showing the name, address, and date and place of birth of each representative or agent. A licensee or permittee may not distribute explosive materials to a business organization on the order of a person who does not appear on the certified list of representatives or agents and, if the person does appear on the certified list, the licensee or permittee must verify the identity of such person.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Licensee/permittee certified statement.</heading> <paragraph identifier="/us/cfr/t27/s555.103/a/4/i" class="inline"> <num value="i"> (i)</num> <content> A licensee or permittee ordering explosive materials from another licensee or permittee must furnish a current, certified statement of the intended use of the explosive materials, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> resale, mining, quarrying, agriculture, construction, sport rocketry, road building, oil well drilling, seismographic research, to the distributor.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/4/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> For individuals, the certified statement of intended use must specify the name, address, date and place of birth, and social security number of the distributee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/4/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> For business organizations, the certified statement of intended use <?page num="146"?>must specify the taxpayer identification number, the identity and the principal and local places of business.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/4/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The licensee or permittee purchasing explosive materials must revise the furnished copy of the certified statement only when the information is no longer current.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/a/5" style="-uslm-sgm:P"> <num value="5">(5) </num> <heading>User-limited permit transactions.</heading> <content> A user-limited permit issued under the provisions of this part is valid for only a single purchase transaction and is not renewable (see <ref href="/us/cfr/t27/s555.51">§ 555.51</ref>). Accordingly, at the time a user-limited permittee orders explosive materials, the licensed distributor must write on the front of the user-limited permit the transaction date, his signature, and the distributor's license number prior to returning the permit to the user-limited permittee.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Transactions among licensees/permittees on and after <date date="2003-05-24">May 24, 2003</date>—</heading> <paragraph identifier="/us/cfr/t27/s555.103/b/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <paragraph identifier="/us/cfr/t27/s555.103/b/1/i" class="inline"> <num value="i"> (i)</num> <content> A licensed importer, licensed manufacturer or licensed dealer selling or otherwise distributing explosive materials (or a holder of a user permit disposing of surplus stock to a licensee; a holder of a user permit; or a holder of a limited permit who is within the same State as the distributor) who has the certified information required by this section may sell or distribute explosive materials to a licensee or permittee for not more than 45 days following the expiration date of the distributee's license or permit, unless the distributor knows or has reason to believe that the distributee's authority to continue business or operations under this part has been terminated.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A licensed importer, licensed manufacturer or licensed dealer selling or otherwise distributing explosive materials (or a holder of a user permit disposing of surplus stock to another licensee or permittee) must verify the license or permit status of the distributee prior to the release of explosive materials ordered, as required by this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Licensees or permittees desiring to return explosive materials to a licensed manufacturer may do so without obtaining a certified copy of the manufacturer's license.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Verification of license/user permit.</heading> <paragraph identifier="/us/cfr/t27/s555.103/b/2/i" class="inline"> <num value="i"> (i)</num> <content> Prior to or with the first order of explosive materials, the distributee must provide the distributor a certified copy (or, in the case of a user-limited, the original) of the distributee's license or user permit. However, licensees or holders of user permits that are business organizations may (in lieu of a certified copy of a license or user permit) provide the distributor with a certified list that contains the name, address, license or user permit number, and date of the license or user permit expiration of each location.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The distributee must also provide the distributor with a current list of the names of persons authorized to accept delivery of explosive materials on behalf of the distributee. The distributee ordering explosive materials must keep the list current and provide updated lists to licensees and holders of user permits on a timely basis. A distributor may not transfer possession of explosive materials to any person whose name does not appear on the current list of names of persons authorized to accept delivery of explosive materials on behalf of the distributee. Except as provided in paragraph (b)(3) of this section, in all instances the distributor must verify the identity of the distributee, or the employee of the distributee accepting possession of explosive materials on behalf of the distributee, by examining an identification document (as defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>) before relinquishing possession.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <chapeau> A licensee or holder of a user permit ordering explosive materials from another licensee or permittee must provide to the distributor a current, certified statement of the intended use of the explosive materials, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">e.g.,</inline> resale, mining, quarrying, agriculture, construction, sport rocketry, road building, oil well drilling, seismographic research, etc.</chapeau> <paragraph identifier="/us/cfr/t27/s555.103/b/2/iii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> For individuals, the certified statement of intended use must specify the name, address, date and place of birth, and social security number of the distributee.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/2/iii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> For business organizations, the certified statement of intended use must specify the taxpayer identification number, the identity and the principal and local places of business.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/2/iii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> The licensee or holder of a user permit purchasing explosive materials <?page num="147"?>must revise the furnished copy of the certified statement only when the information is no longer current.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Delivery of explosive materials by common or contract carrier.</heading> <chapeau> When a common or contract carrier will transport explosive materials from a distributor to a distributee who is a licensee or holder of a user permit, the distributor must take the following actions before relinquishing possession of the explosive materials:</chapeau> <paragraph identifier="/us/cfr/t27/s555.103/b/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Verify the identity of the person accepting possession for the common or contract carrier by examining such person's valid, unexpired driver's license issued by any State, Canada, or Mexico; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Record the name of the common or contract carrier (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> the name of the driver's employer) and the full name of the driver. This information must be maintained in the distributor's permanent records in accordance with <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.103/b/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>User-limited permit transactions.</heading> <content> <p> A user-limited permit issued under the provisions of this part is valid for only a single purchase transaction and is not renewable (see <ref href="/us/cfr/t27/s555.51">§ 555.51</ref>). Accordingly, at the time a user-limited permittee orders explosive materials, the licensed distributor must write on the front of the user-limited permit the transaction date, his signature, and the distributor's license number prior to returning the permit to the user-limited permittee.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0079)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13787">68 FR 13787</ref>, <date date="2003-03-20">Mar. 20, 2003</date>, as amended by ATF No. 2, <ref href="/us/fr/68/53512">68 FR 53512</ref>, <date date="2003-09-11" role="amended">Sept. 11, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.104"> <num value="555.104" style="-uslm-sgm:SECTNO">§ 555.104</num> <heading style="-uslm-sgm:SUBJECT">Certified copy of license or permit.</heading> <chapeau style="-uslm-sgm:P">Except as provided in <ref href="/us/cfr/t27/s555.49/a">§ 555.49(a)</ref>, each person issued a license or permit under this part shall be furnished together with his license or permit a copy for his certification. If a person desires an additional copy of his license or permit for certification and for use under <ref href="/us/cfr/t27/s555.103">§ 555.103</ref>, he shall:</chapeau> <paragraph identifier="/us/cfr/t27/s555.104/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Make a reproduction of the copy of his license or permit and execute the certification on it;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.104/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Make a reproduction of his license or permit, enter on the reproduction the statement: “I certify that this is a true copy of a (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">insert the word license or permit</inline>) issued to me to engage in the specified business or operations”, and sign his name next to the statement; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.104/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Submit a request, in writing, for certified copies of his license or permit to the Chief, Federal Explosives Licensing Center. The request will show the name, trade name (if any), and address of the licensee or permittee and the number of copies of the license or permit desired. There is a fee of $1 for each copy of a license or permit issued by the Chief, Federal Explosives Licensing Center under this paragraph. Fee payment must accompany each request for additional copies of a license or permit. The fee must be paid by (1) cash, or (2) money order or check made payable to the Bureau of Alcohol, Tobacco, Firearms, and Explosives.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27" role="amended">Dec. 27, 1989</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.105"> <num value="555.105" style="-uslm-sgm:SECTNO">§ 555.105</num> <heading style="-uslm-sgm:SUBJECT">Distributions to nonlicensees, nonpermittees, and limited permittees.</heading> <paragraph identifier="/us/cfr/t27/s555.105/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Distributions to nonlicensees and nonpermittees prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.105/a/1" class="inline"> <num value="1"> (1)</num> <content> This section will apply in any case where distribution of explosive materials to the distributee is not otherwise prohibited by the Act or this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Except as provided in paragraph (a)(3) of this section, a licensed importer, licensed manufacturer, or licensed dealer may distribute explosive materials to a nonlicensee or nonpermittee if the nonlicensee or nonpermittee is a resident of the same State in which the licensee's business premises are located, and the nonlicensee or nonpermittee furnishes to the licensee the explosives transaction record, ATF F 5400.4, required by <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>. Disposition of ATF F 5400.4 will be made in accordance with <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A licensed importer, licensed manufacturer, or licensed dealer may sell or distribute explosive materials to a resident of a State contiguous to the State in which the licensee's place of business is located if the purchaser's State of residence has enacted legislation, currently in force, specifically authorizing a resident of that State to <?page num="148"?>purchase explosive materials in a contiguous State and the purchaser and the licensee have, prior to the distribution of the explosive materials, complied with all the requirements of paragraphs (a)(2), (a)(5), and (a)(6) of this section applicable to intrastate transactions occurring on the licensee's business premises.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> A permittee may dispose of surplus stocks of explosive materials to a nonlicensee or nonpermittee if the nonlicensee or nonpermittee is a resident of the same State in which the permittee's business premises or operations are located, or is a resident of a State contiguous to the State in which the permittee's place of business or operations are located, and if the requirements of paragraphs (a)(2), (a)(3), (a)(5), and (a)(6) of this section are fully met.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> A licensed importer, licensed manufacturer, or licensed dealer selling or otherwise distributing explosive materials to a business entity must verify the identity of the representative or agent of the business entity who is authorized to order explosive materials on behalf of the business entity. Each business entity ordering explosive materials must furnish the distributing licensee prior to or with the first order of explosive materials a current certified list of the names of representatives or agents authorized to order explosive materials on behalf of the business entity. The business entity ordering explosive materials is responsible for keeping the certified list current. A licensee may not distribute explosive materials to a business entity on the order of a person whose name does not appear on the certified list.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Where the possession of explosive materials is transferred at the distributor's premises, the distributor must in all instances verify the identity of the person accepting possession on behalf of the distributee before relinquishing possession. Before the delivery at the distributor's premises of explosive materials to an employee of a nonlicensee or nonpermittee, or to an employee of a common or contract carrier transporting explosive materials to a nonlicensee or nonpermittee, the distributor delivering explosive materials must obtain an executed ATF F 5400.8 from the employee before releasing the explosive materials. The ATF F 5400.8 must contain all of the information required on the form and by this part. (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">See</inline> examples in <ref href="/us/cfr/t27/s555.103/a">§ 555.103(a)</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/a/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> A licensee or permittee disposing of surplus stock may sell or distribute commercially manufactured black powder in quantities of 50 pounds or less to a nonlicensee or nonpermittee if the black powder is intended to be used solely for sporting, recreational, or cultural purposes in antique firearms as defined in <ref href="/us/usc/t18/s921/a/16">18 U.S.C. 921(a)(16)</ref>, or in antique devices as exempted from the term “destructive device” in <ref href="/us/usc/t18/s921/a/4">18 U.S.C. 921(a)(4)</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Distributions to holders of limited permits on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.105/b/1" class="inline"> <num value="1"> (1)</num> <content> This section will apply in any case where distribution of explosive materials to the distributee is not otherwise prohibited by the Act or this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A licensed importer, licensed manufacturer or a licensed dealer may distribute explosive materials to a holder of a limited permit if such permittee is a resident of the same State in which the licensee's business premises are located, the holder of the limited permit presents in person or by mail ATF Form 5400.4, Limited Permittee Transaction Report (LPTR), and the licensee completes Form 5400.4 in accordance with <ref href="/us/cfr/t27/s555.126/b">§ 555.126(b)</ref>. In no event will a licensee distribute explosive materials to a holder of a limited permit unless the holder presents a Form 5400.4 with an original unaltered and unexpired Intrastate Purchase of Explosives Coupon (IPEC), ATF Form 5400.30, affixed. The coupon must bear the name, address, permit number, and the coupon number of the limited permittee seeking distribution of the explosives.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <chapeau> A holder of a limited permit is authorized to receive explosive materials from a licensee or permittee whose premises are located in the same State of residence in which the premises of the holder of the limited permit are located on no more than 6 separate occasions during the one-year period of the permit. For purposes of this section, the term “6 separate occasions” means six deliveries of explosive materials. Each delivery must—</chapeau> <paragraph identifier="/us/cfr/t27/s555.105/b/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Relate to a single purchase transaction made on one ATF F 5400.4; <?page num="149"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Be referenced on one commercial invoice or purchase order; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/3/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Be delivered to the holder of the limited permit in one shipment delivered at the same time.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> A holder of a user permit may dispose of surplus stocks of explosive materials to a licensee or holder of a user permit, or a holder of a limited permit who is a resident of the same State in which the premises of the holder of the user permit are located. A holder of a limited permit may dispose of surplus stocks of explosive materials to another holder of a limited permit who is a resident of the same State in which the premises of the distributor are located, if the transaction complies with the requirements of paragraph (b)(2) of this section and <ref href="/us/cfr/t27/s555.126/b">§ 555.126(b)</ref>. A holder of a limited permit may also dispose of surplus stocks of explosive materials to a licensee or holder of a user permit if the disposition occurs in the State of residence of the holder of the limited permit. (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">See</inline> <ref href="/us/cfr/t27/s555.103">§ 555.103</ref>.)</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Each holder of a limited permit ordering explosive materials must furnish the distributing licensee prior to or with the first order of the explosive materials a current list of the names of employees authorized to accept delivery of explosive materials on behalf of the limited permittee. The distributee ordering explosive materials must keep the list current and provide updated lists to licensees and holders of user permits on a timely basis. A licensed importer, licensed manufacturer, licensed dealer, or permittee, selling or otherwise distributing explosive materials to a holder of a limited permit must, prior to delivering the explosive materials, obtain from the limited permittee a current list of persons who are authorized to accept deliveries of explosive materials on behalf of the limited permittee. A licensee or permittee may not deliver explosive materials to a person whose name does not appear on the list.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <paragraph identifier="/us/cfr/t27/s555.105/b/6/i" class="inline"> <num value="i">(i) </num> <heading>Delivery at the distributor's premises.</heading> <content> Where possession of explosive materials is transferred directly to the distributee at the distributor's premises, the distributor must obtain an executed Form 5400.4 in accordance with <ref href="/us/cfr/t27/s555.126/b">§ 555.126(b)</ref> and must in all instances verify the identity of the person accepting possession on behalf of the distributee by examining an identification document (as defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>) before relinquishing possession.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/ii" style="-uslm-sgm:P"> <num value="ii">(ii) </num> <heading>Delivery by distributor.</heading> <content> Where possession of explosive materials is transferred by the distributor to the distributee away from the distributor's premises, the distributor must obtain an executed Form 5400.4 in accordance with <ref href="/us/cfr/t27/s555.126/b">§ 555.126(b)</ref> and must in all instances verify the identity of the person accepting possession on behalf of the distributee by examining an identification document (as defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>) before relinquishing possession.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii" style="-uslm-sgm:P"> <num value="iii">(iii) </num> <heading>Delivery by common or contract carrier hired by the distributor.</heading> <chapeau> Where a common or contract carrier hired by the distributor will transport explosive materials from the distributor to a holder of a limited permit:</chapeau> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The limited permittee must, prior to delivery of the explosive materials, complete the appropriate section on Form 5400.4, affix to the Form 5400.4 one of the six IPECs he has been issued, and provide the form to the distributor in person or by mail.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <chapeau> The distributor must, before relinquishing possession of the explosive materials to the common or contract carrier:</chapeau> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii/B/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Verify the identity of the person accepting possession for the common or contract carrier by examining such person's valid, unexpired driver's license issued by any State, Canada, or Mexico; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii/B/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Record the name of the common or contract carrier (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> the name of the driver's employer) and the full name of the driver. This information must be maintained in the distributor's permanent records in accordance with <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> At the time of delivery of the explosive materials, the common or contract carrier, as agent for the distributor, must verify the identity of the person accepting delivery on behalf of the distributee, note the type and number of the identification document (as defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>) and provide this information to the distributor. The distributor must enter this information in the appropriate section on Form 5400.4.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iv" style="-uslm-sgm:P"> <num value="iv">(iv) </num> <heading>Delivery by common or contract carrier hired by the distributee.</heading> <chapeau> Where a <?page num="150"?>common or contract carrier hired by the distributee will transport explosive materials from the distributor to a holder of a limited permit:</chapeau> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iv/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The limited permittee must, prior to delivery of the explosive materials, complete the appropriate section on Form 5400.4, affix to the Form 5400.4 one of the six IPECs he has been issued, and provide the form to the distributor in person or by mail.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iv/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <chapeau> Before the delivery at the distributor's premises to the common or contract carrier who will transport explosive materials to the holder of a limited permit, the distributor must:</chapeau> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iv/B/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Verify the identity of the person accepting possession for the common or contract carrier by examining such person's valid, unexpired driver's license issued by any State, Canada, or Mexico; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/6/iv/B/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Record the name of the common or contract carrier (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> the name of the driver's employer) and the full name of the driver. This information must be maintained in the distributor's permanent records in accordance with <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>.</content> </paragraph> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.105/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> <p> A licensee or permittee disposing of surplus stock may sell or distribute commercially manufactured black powder in quantities of 50 pounds or less to a holder of a limited permit, nonlicensee, or nonpermittee if the black powder is intended to be used solely for sporting, recreational, or cultural purposes in antique firearms as defined in <ref href="/us/usc/t18/s921/a/16">18 U.S.C. 921(a)(16)</ref>, or in antique devices as exempted from the term “destructive device” in <ref href="/us/usc/t18/s921/a/4">18 U.S.C. 921(a)(4)</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0075)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13788">68 FR 13788</ref>, <date date="2003-03-20">Mar. 20, 2003</date>, as amended by ATF No. 2, <ref href="/us/fr/68/53513">68 FR 53513</ref>, <date date="2003-09-11" role="amended">Sept. 11, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.106"> <num value="555.106" style="-uslm-sgm:SECTNO">§ 555.106</num> <heading style="-uslm-sgm:SUBJECT">Certain prohibited distributions.</heading> <paragraph identifier="/us/cfr/t27/s555.106/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> A licensee or permittee may not distribute explosive materials to any person except—</chapeau> <paragraph identifier="/us/cfr/t27/s555.106/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> A licensee;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> A holder of a user permit; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A holder of a limited permit who is a resident of the State where distribution is made and in which the premises of the transferor are located.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> A licensee shall not distribute any explosive materials to any person:</chapeau> <paragraph identifier="/us/cfr/t27/s555.106/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Who the licensee knows is less than 21 years of age;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In any State where the purchase, possession, or use by a person of explosive materials would be in violation of any State law or any published ordinance applicable at the place of distribution;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Who the licensee has reason to believe intends to transport the explosive materials into a State where the purchase, possession, or use of explosive materials is prohibited or which does not permit its residents to transport or ship explosive materials into the State or to receive explosive materials in the State; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Who the licensee has reasonable cause to believe intends to use the explosive materials for other than a lawful purpose.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> A licensee shall not distribute any explosive materials to any person knowing or having reason to believe that the person:</chapeau> <paragraph identifier="/us/cfr/t27/s555.106/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Is, except as provided under <ref href="/us/cfr/t27/s555.142">§ 555.142</ref> (d) and (e), under indictment or information for, or was convicted in any court of, a crime punishable by imprisonment for a term exceeding 1 year;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Is a fugitive from justice;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Is an unlawful user of marijuana, or any depressant or stimulant drug, or narcotic drug (as these terms are defined in the Controlled Substances Act, <ref href="/us/usc/t21/s802">21 U.S.C. 802</ref>);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Was adjudicated as a mental defective or was committed to a mental institution;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <chapeau> Is an alien, other than an alien who—</chapeau> <paragraph identifier="/us/cfr/t27/s555.106/c/5/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Is lawfully admitted for permanent residence (as that term is defined in section 101(a)(20) of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1101">8 U.S.C. 1101</ref>));</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/5/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <chapeau> Is in lawful nonimmigrant status, is a refugee admitted under section 207 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1157">8 U.S.C. 1157</ref>), or is in asylum status under section 208 of the Immigration and Nationality Act (<ref href="/us/usc/t8/s1158">8 U.S.C. 1158</ref>), and—</chapeau> <paragraph identifier="/us/cfr/t27/s555.106/c/5/ii/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> Is a foreign law enforcement officer of a friendly foreign government, as determined by the Attorney General in consultation with the Secretary of <?page num="151"?>State, entering the United States on official law enforcement business, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of this official law enforcement business;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/5/ii/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> Is a person having the power to direct or cause the direction of the management and policies of a corporation, partnership, or association licensed pursuant to section 843(a), and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of such power;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/5/ii/C" style="-uslm-sgm:P"> <num value="C">(C)</num> <content> Is a member of a North Atlantic Treaty Organization (NATO) or other friendly foreign military force, as determined by the Attorney General in consultation with the Secretary of Defense, (whether or not admitted in a nonimmigrant status) who is present in the United States under military orders for training or other military purpose authorized by the United States, and the shipping, transporting, possession, or receipt of explosive materials is in furtherance of the military purpose; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/5/ii/D" style="-uslm-sgm:P"> <num value="D">(D)</num> <content> Is lawfully present in the United States in cooperation with the Director of Central Intelligence, and the shipment, transportation, receipt, or possession of the explosive materials is in furtherance of such cooperation;</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Has been discharged from the armed forces under dishonorable conditions; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/c/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> Having been a citizen of the United States, has renounced citizenship.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.106/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The provisions of this section do not apply to the purchase of commercially manufactured black powder in quantities not to exceed 50 pounds, intended to be used solely for sporting, recreational, or cultural purposes in antique firearms or in antique devices, if the requirements of <ref href="/us/cfr/t27/s555.105/a/7">§ 555.105(a)(7)</ref> or (b)(7) are fully met.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>. ATF No. 1, <ref href="/us/fr/68/13790">68 FR 13790</ref>, <date date="2003-03-20" role="redesignated">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.107"> <num value="555.107" style="-uslm-sgm:SECTNO">§ 555.107</num> <heading style="-uslm-sgm:SUBJECT">Record of transactions.</heading> <content style="-uslm-sgm:P">Each licensee and permittee shall keep records of explosive materials as required by subpart G of this part. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.108"> <num value="555.108" style="-uslm-sgm:SECTNO">§ 555.108</num> <heading style="-uslm-sgm:SUBJECT">Importation.</heading> <paragraph identifier="/us/cfr/t27/s555.108/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Explosive materials imported or brought into the United States by a licensed importer or holder of a user permit may be released from customs custody to the licensed importer or holder of a user permit upon proof of his status as a licensed importer or holder of a user permit. Proof of status must be made by the licensed importer or holder of a user permit furnishing to the customs officer a certified copy of his license or permit (see <ref href="/us/cfr/t27/s555.103">§ 555.103</ref>).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.108/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> A nonlicensee or nonpermittee may import or bring into the United States commercially manufactured black powder in quantities not to exceed 50 pounds. Upon submitting to the customs officer completed ATF F 5400.3, certifying that the black powder is intended to be used solely for sporting, recreational, or cultural purposes in antique firearms or in antique devices, black powder may be released from customs custody. The disposition of the executed ATF F 5400.3 will be in accordance with the instructions on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.108/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The provisions of this section are in addition to, and are not in lieu of, any applicable requirement under <ref href="/us/cfr/t27/p447">27 CFR Part 447</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.108/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> For additional requirements relating to the importation of plastic explosives into the United States on or after <date date="1997-04-24">April 24, 1997</date>, see <ref href="/us/cfr/t27/s555.183">§ 555.183</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.108/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> For requirements relating to the marking of imported explosive materials, see <ref href="/us/cfr/t27/s555.109">§ 555.109</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–387, <ref href="/us/fr/62/8376">62 FR 8376</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; ATF No. 1, <ref href="/us/fr/68/13790">68 FR 13790</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; ATF 5F, <ref href="/us/fr/70/30633">70 FR 30633</ref>, <date date="2005-05-27" role="amended">May 27, 2005</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.109"> <num value="555.109" style="-uslm-sgm:SECTNO">§ 555.109</num> <heading style="-uslm-sgm:SUBJECT">Identification of explosive materials.</heading> <paragraph identifier="/us/cfr/t27/s555.109/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Explosive materials, whether manufactured in the United States or imported, must contain certain marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Required marks—</heading> <paragraph identifier="/us/cfr/t27/s555.109/b/1" class="inline"> <num value="1">(1) </num> <heading>Licensed manufacturers.</heading> <chapeau> Licensed manufacturers who manufacture explosive materials for sale or distribution must place the following marks of identification on explosive materials at the time of manufacture:</chapeau> <paragraph identifier="/us/cfr/t27/s555.109/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The name of the manufacturer; and <?page num="152"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The location, date, and shift of manufacture. Where a manufacturer operates his plant for only one shift during the day, he does not need to show the shift of manufacture.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Licensed importers.</heading> <paragraph identifier="/us/cfr/t27/s555.109/b/2/i" class="inline"> <num value="i"> (i)</num> <chapeau> Licensed importers who import explosive materials for sale or distribution must place the following marks of identification on the explosive materials they import:</chapeau> <paragraph identifier="/us/cfr/t27/s555.109/b/2/i/A" style="-uslm-sgm:P"> <num value="A">(A)</num> <content> The name and address (city and state) of the importer; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/b/2/i/B" style="-uslm-sgm:P"> <num value="B">(B)</num> <content> The location (city and country) where the explosive materials were manufactured, date, and shift of manufacture. Where the foreign manufacturer operates his plant for only one shift during the day, he does not need to show the shift of manufacture.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Licensed importers must place the required marks on all explosive materials imported prior to distribution or shipment for use, and in no event later than 15 days after the date of release from Customs custody.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>General requirements.</heading> <paragraph identifier="/us/cfr/t27/s555.109/c/1" class="inline"> <num value="1"> (1)</num> <content> The required marks prescribed in this section must be permanent and legible.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The required marks prescribed in this section must be in the English language, using Roman letters and Arabic numerals.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Licensed manufacturers and licensed importers must place the required marks on each cartridge, bag, or other immediate container of explosive materials that they manufacture or import, as well as on any outside container used for the packaging of such explosive materials.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Licensed manufacturers and licensed importers may use any method, or combination of methods, to affix the required marks to the immediate container of explosive materials, or outside containers used for the packaging thereof, provided the identifying marks are legible, permanent, show all the required information, and are not rendered unreadable by extended periods of storage.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> If licensed manufacturers or licensed importers desire to use a coding system and omit printed markings on the container that show all the required information specified in paragraphs (b)(1) and (2) of this section, they must file with ATF a letterhead application displaying the coding that they plan to use and explaining the manner of its application. The Director must approve the application before the proposed coding can be used.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Exceptions—</heading> <paragraph identifier="/us/cfr/t27/s555.109/d/1" class="inline"> <num value="1">(1) </num> <heading>Blasting caps.</heading> <content> Licensed manufacturers or licensed importers are only required to place the identification marks prescribed in this section on the containers used for the packaging of blasting caps.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.109/d/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Alternate means of identification.</heading> <content> <p> The Director may authorize other means of identifying explosive materials, including fireworks, upon receipt of a letter application from the licensed manufacturer or licensed importer showing that such other identification is reasonable and will not hinder the effective administration of this part. </p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control numbers 1140–0055 and 1140–0062)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF 5F, <ref href="/us/fr/70/30633">70 FR 30633</ref>, <date date="2005-05-27">May 27, 2005</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.110"> <num value="555.110" style="-uslm-sgm:SECTNO">§ 555.110</num> <heading style="-uslm-sgm:SUBJECT">Furnishing of samples (Effective on and after <date date="2003-01-24">January 24, 2003</date>).</heading> <paragraph identifier="/us/cfr/t27/s555.110/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>In general.</heading> <chapeau> Licensed manufacturers and licensed importers and persons who manufacture or import explosive materials or ammonium nitrate must, when required by letter issued by the Director, furnish—</chapeau> <paragraph identifier="/us/cfr/t27/s555.110/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Samples of such explosive materials or ammonium nitrate;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.110/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Information on chemical composition of those products; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.110/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Any other information that the Director determines is relevant to the identification of the explosive materials or to identification of the ammonium nitrate.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.110/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Reimbursement.</heading> <content> <p> The Director will reimburse the fair market value of samples furnished pursuant to paragraph (a) of this section, as well as reasonable costs of shipment.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0073)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13790">68 FR 13790</ref>, <date date="2003-03-20">Mar. 20, 2003</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spG"> <num value="G" style="-uslm-sgm:HED">Subpart G—</num> <heading style="-uslm-sgm:HED">Records and Reports </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.121"> <num value="555.121" style="-uslm-sgm:SECTNO">§ 555.121</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s555.121/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <paragraph identifier="/us/cfr/t27/s555.121/a/1" class="inline"> <num value="1">(1)</num> <content> Licensees and permittees shall keep records pertaining to explosive <?page num="153"?>materials in permanent form (i.e., commercial invoices, record books) and in the manner required in this subpart.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.121/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Licensees and permittees shall keep records required by this part on the business premises for five years from the date a transaction occurs or until discontinuance of business or operations by the licensee or permittee. (See also <ref href="/us/cfr/t27/s555.128">§ 555.128</ref> for discontinuance of business or operations.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.121/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> ATF officers may enter the premises of any licensee or holder of a user permit for the purpose of examining or inspecting any record or document required by or obtained under this part (see <ref href="/us/cfr/t27/s555.24">§ 555.24</ref>). Section 843(f) of the Act requires licensees and holders of user permits to make all required records available for examination or inspection at all reasonable times. Section 843(f) of the Act also requires licensees and permittees (including holders of limited permits) to submit all reports and information relating to all required records and their contents, as the regulations in this part prescribe.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.121/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> Each licensee and permittee shall maintain all records of importation, production, shipment, receipt, sale, or other disposition, whether temporary or permanent, of explosive materials as the regulations in this part prescribe. Sections 842(f) and 842(g) of the Act make it unlawful for any licensee or permittee knowingly to make any false entry in, or fail to make entry in, any record required to be kept under the Act and the regulations in this part.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0030)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; ATF No. 1, <ref href="/us/fr/68/13790">68 FR 13790</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.122"> <num value="555.122" style="-uslm-sgm:SECTNO">§ 555.122</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by licensed importers.</heading> <paragraph identifier="/us/cfr/t27/s555.122/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Each licensed importer shall take true and accurate physical inventories which will include all explosive materials on hand required to be accounted for in the records kept under this part. The licensed importer shall take a special inventory</chapeau> <paragraph identifier="/us/cfr/t27/s555.122/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> At the time of commencing business, which is the effective date of the license issued upon original qualification under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> At the time of changing the location of his business to another region;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> At the time of discontinuing business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> At any time the Director, Industry Operations may in writing require. Each special inventory is to be prepared in duplicate, the original of which is submitted to the Director, Industry Operations, and the duplicate retained by the licensed importer. If a special inventory specified by paragraphs (a) (1) through (4) of this section has not been taken during the calendar year, at least one physical inventory will be taken. However, the record of the yearly inventory, other than a special inventory required by paragraphs (a) (1) through (4) of this section, will remain on file for inspection instead of being sent to the Director, Industry Operations. (See also <ref href="/us/cfr/t27/s555.127">§ 555.127</ref>.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Each licensed importer shall, not later than the close of the next business day following the date of importation or other acquisition of explosive materials, enter the following information in a separate record:</chapeau> <paragraph identifier="/us/cfr/t27/s555.122/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of importation or other acquisition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Name or brand name of manufacturer and country of manufacture.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Manufacturer's marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Each licensed importer shall, not later than the close of the next business day following the date of distribution of any explosive materials to another licensee or a permittee, enter in a separate record the following information:</chapeau> <paragraph identifier="/us/cfr/t27/s555.122/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of disposition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Name or brand name of manufacturer and country of manufacture.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Manufacturer's marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.). <?page num="154"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> License or permit number of licensee or permittee to whom the explosive materials are distributed.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The Chief, Explosives Industry Programs Branch may authorize alternate records to be maintained by a licensed importer to record his distribution of explosive materials when it is shown by the licensed importer that alternate records will accurately and readily disclose the information required by paragraph (c) of this section. A licensed importer who proposes to use alternate records shall submit a letter application to the Chief, Explosives Industry Programs Branch and shall describe the proposed alternate records and the need for them. Alternate records are not to be employed by the licensed importer until approval is received from the Chief, Explosives Industry Programs Branch.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.122/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> <p> Each licensed importer shall maintain separate records of the sales or other distribution made of explosive materials to nonlicensees or nonpermittees. These records are maintained as prescribed by <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0030)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–293, <ref href="/us/fr/55/3721">55 FR 3721</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.123"> <num value="555.123" style="-uslm-sgm:SECTNO">§ 555.123</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by licensed manufacturers.</heading> <paragraph identifier="/us/cfr/t27/s555.123/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Each licensed manufacturer shall take true and accurate physical inventories which will include all explosive materials on hand required to be accounted for in the records kept under this part. The licensed manufacturer shall take a special inventory</chapeau> <paragraph identifier="/us/cfr/t27/s555.123/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> At the time of commencing business, which is the effective date of the license issued upon original qualification under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> At the time of changing the location of his premises to another region;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> At the time of discontinuing business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> At any other time the Director, Industry Operations may in writing require. Each special inventory is to be prepared in duplicate, the original of which is submitted to the Director, Industry Operations, and the duplicate retained by the licensed manufacturer. If a special inventory required by paragraphs (a) (1) through (4) of this section has not been taken during the calendar year, at least one physical inventory will be taken. However, the record of the yearly inventory, other than a special inventory required by paragraphs (a) (1) through (4) of this section, will remain on file for inspection instead of being sent to the Director, Industry Operations. (See also <ref href="/us/cfr/t27/s555.127">§ 555.127</ref>.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Each licensed manufacturer shall not later than the close of the next business day following the date of manufacture or other acquisition of explosive materials, enter the following information in a separate record:</chapeau> <paragraph identifier="/us/cfr/t27/s555.123/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of manufacture or other acquisition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Manufacturer's marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Name, brand name or description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Each licensed manufacturer shall, not later than the close of the next business day following the date of distribution of any explosive materials to another licensee or a permittee, enter in a separate record the following information:</chapeau> <paragraph identifier="/us/cfr/t27/s555.123/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of disposition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Name or brand name of manufacturer or name of importer, as applicable, if acquired other than by his own manufacture.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Manufacturer's marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size <?page num="155"?>(length and diameter or diameter only of display fireworks).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> License or permit number of licensee or permittee to whom the explosive materials are distributed.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> Each licensed manufacturer who manufactures explosive materials for his own use shall, not later than the close of the next business day following the date of use, enter in a separate record the following information:</chapeau> <paragraph identifier="/us/cfr/t27/s555.123/d/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of use.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of special fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/d/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> <p> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</p> <?GPOvSpace 04?> <note style="-uslm-sgm:EXTRACT"> <p style="-uslm-sgm:FP"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Exception:</inline> A licensed manufacturer is exempt from the recordkeeping requirements of this subsection if the explosive materials are manufactured for his own use and used within a 24 hour period at the same site.</p> </note> <?GPOvSpace 04?> </content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> The Chief, Explosives Industry Programs Branch may authorize alternate records to be maintained by a licensed manufacturer to record his distribution or use of explosive materials when it is shown by the licensed manufacturer that alternate records will accurately and readily disclose the information required by paragraph (c) of this section. A licensed manufacturer who proposes to use alternate records shall submit a letter application to the Chief, Explosives Industry Programs Branch and shall describe the proposed alternate records and the need for them. Alternate records are not to be employed by the licensed manufacturer until approval is received from the Chief, Explosives Industry Programs Branch.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.123/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> <p> Each licensed manufacturer shall maintain separate records of the sales or other distribution made of explosive materials to nonlicensees or nonpermittees. These records are maintained as prescribed by <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0030)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–293, <ref href="/us/fr/55/3721">55 FR 3721</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.124"> <num value="555.124" style="-uslm-sgm:SECTNO">§ 555.124</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by licensed dealers.</heading> <paragraph identifier="/us/cfr/t27/s555.124/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Each licensed dealer shall take true and accurate physical inventories which will include all explosive materials on hand required to be accounted for in the records kept under this part. The licensed dealer shall take a special inventory</chapeau> <paragraph identifier="/us/cfr/t27/s555.124/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> At the time of commencing business, which is the effective date of the license issued upon original qualification under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> At the time of changing the location of his premises to another region;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> At the time of discontinuing business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> At any other time the Director, Industry Operations may in writing require. Each special inventory is to be prepared in duplicate, the original of which is submitted to the Director, Industry Operations, and the duplicate retained by the licensed dealer. If a special inventory required by paragraphs (a) (1) through (4) of this section has not been taken during the calendar year, at least one physical inventory will be taken. However, the record of the yearly inventory, other than a special inventory required by paragraphs (a) (1) through (4) of this section, will remain on file for inspection instead of being sent to the Director, Industry Operations. (See also <ref href="/us/cfr/t27/s555.127">§ 555.127</ref>.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Each licensed dealer shall, not later than the close of the next business day following the date of purchase or other acquisition of explosive materials (except as provided in paragraph (d) of this section), enter the following information in a separate record:</chapeau> <paragraph identifier="/us/cfr/t27/s555.124/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of acquisition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Name or brand name of manufacturer and name of importer (if any).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Manufacturer's marks of identification. <?page num="156"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Name, address, and license or permit number of the person from whom the explosive materials are received.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> Each licensed dealer shall, not later than the close of the next business day following the date of use (if the explosives are used by the dealer) or the date of distribution of any explosive materials to another licensee or a permittee (except as provided in paragraph (d) of this section), enter in a separate record the following information:</chapeau> <paragraph identifier="/us/cfr/t27/s555.124/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Date of disposition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Name or brand name of manufacturer and name of importer (if any).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Manufacturer's marks of identification.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc.) and size (length and diameter or diameter only of display fireworks).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/c/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> License or permit number of licensee or permittee to whom the explosive materials are distributed.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> When a commercial record is kept by a licensed dealer showing the purchase or other acquisition information required for the permanent record prescribed by paragraph (b) of this section, or showing the distribution information required for the permanent record prescribed by paragraph (c) of this section, the licensed dealer acquiring or distributing the explosive materials may, for a period not exceeding seven days following the date of acquisition of distribution of the explosive materials, delay making the required entry into the permanent record of acquisition or distribution. However, until the required entry of acquisition or disposition is made in the permanent record, the commercial record must be (1) kept by the licensed dealer separate from other commercial documents kept by the licensee, and (2) readily available for inspection on the licensed premises.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> The Chief, Explosives Industry Programs Branch may authorize alternate records to be maintained by a licensed dealer to record his acquisition or disposition of explosive materials, when it is shown by the licensed dealer that alternate records will accurately and readily disclose the required information. A licensed dealer who proposes to use alternate records shall submit a letter application to the Chief, Explosives Industry Programs Branch and shall describe the proposed alternate records and the need for them. Alternate records are not to be employed by the licensed dealer until approval is received from the Chief, Explosives Industry Programs Branch.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.124/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> <p> Each licensed dealer shall maintain separate records of the sales or other distribution made of explosive materials to nonlicensees or nonpermittees. These records are maintained as prescribed by <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0030)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–293, <ref href="/us/fr/55/3721">55 FR 3721</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.125"> <num value="555.125" style="-uslm-sgm:SECTNO">§ 555.125</num> <heading style="-uslm-sgm:SUBJECT">Records maintained by permittees.</heading> <paragraph identifier="/us/cfr/t27/s555.125/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Records maintained by permittees prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.125/a/1" class="inline"> <num value="1"> (1)</num> <chapeau> Each permittee must take true and accurate physical inventories that will include all explosive materials on hand required to be accounted for in the records kept under this part. The permittee must take a special inventory—</chapeau> <paragraph identifier="/us/cfr/t27/s555.125/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> At the time of commencing business, which is the effective date of the permit issued upon original qualification under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> At the time of changing the location of his premises to another region;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> At the time of discontinuing business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> At any other time the regional director (compliance) may in writing require. Each special inventory is to be prepared in duplicate, the original of <?page num="157"?>which is submitted to the regional director (compliance) and the duplicate retained by the permittee. If a special inventory required by paragraphs (a)(1)(i) through (iv) of this section has not been taken during the calendar year, a permittee is required to take at least one physical inventory. However, the record of the yearly inventory, other than a special inventory required by paragraphs (a)(1)(i) through (iv) of this section, will remain on file for inspection instead of being sent to the regional director (compliance). (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">See</inline> also <ref href="/us/cfr/t27/s555.127">§ 555.127</ref>.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> Each permittee must, not later than the close of the next business day following the date of acquisition of explosive materials, enter the following information in a separate record:</chapeau> <paragraph identifier="/us/cfr/t27/s555.125/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Date of acquisition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Name or brand name of manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Manufacturer's marks of identification;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc., and size (length and diameter or diameter only of display fireworks)); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> Name, address, and license number of the persons from whom the explosive materials are received.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Each permittee must, not later than the close of the next business day following the date of disposition of surplus explosive materials to another permittee or a licensee, enter in a separate record the information prescribed in <ref href="/us/cfr/t27/s555.124/c">§ 555.124(c)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Each permittee must maintain separate records of disposition of surplus stocks of explosive materials to nonlicensees or nonpermittees as prescribed in <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The regional director (compliance) may authorize alternate records to be maintained by a permittee to record his acquisition of explosive materials, when it is shown by the permittee that alternate records will accurately and readily disclose the required information. A permittee who proposes to use alternate records must submit a letter application to the regional director (compliance) and must describe the proposed alternate records and the need for them. Alternate records are not to be employed by the permittee until approval is received from the regional director (compliance).</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Records maintained by permittees on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.125/b/1" class="inline"> <num value="1"> (1)</num> <chapeau> Each holder of a user permit must take true and accurate physical inventories that will include all explosive materials on hand required to be accounted for in the records kept under this part. The permittee must take a special inventory—</chapeau> <paragraph identifier="/us/cfr/t27/s555.125/b/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> At the time of commencing business, which is the effective date of the permit issued upon original qualification under this part;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> At the time of changing the location of his premises;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> At the time of discontinuing business; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> At any other time the Director, Industry Operations may in writing require. Each special inventory is to be prepared in duplicate, the original of which is submitted to the Director, Industry Operations and the duplicate retained by the permittee. If a special inventory required by paragraphs (b)(1)(i) through (iv) of this section has not been taken during the calendar year, a permittee is required to take at least one physical inventory. The record of the yearly inventory, other than a special inventory required by paragraphs (b)(1)(i) through (iv) of this section, will remain on file for inspection instead of being sent to the Director, Industry Operations. (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">See</inline> also <ref href="/us/cfr/t27/s555.127">§ 555.127</ref>.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Each holder of a limited permit must take true and accurate physical inventories, at least annually, that will include all explosive materials on hand required to be accounted for in the records kept under this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <chapeau> Each holder of a user permit or a limited permit must, not later than the close of the next business day following the date of acquisition of explosive materials, enter the following information in a separate record:</chapeau> <paragraph identifier="/us/cfr/t27/s555.125/b/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Date of acquisition;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Name or brand name of manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Manufacturer's marks of identification; <?page num="158"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Quantity (applicable quantity units, such as pounds of explosives, number of detonators, number of display fireworks, etc.);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> Description (dynamite (dyn), blasting agents (ba), detonators (det), display fireworks (df), etc., and size (length and diameter or diameter only of display fireworks)); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/3/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> Name, address, and license number of the persons from whom the explosive materials are received.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Each holder of a user permit or a limited permit must, not later than the close of the next business day following the date of disposition of surplus explosive materials to another permittee or a licensee, enter in a separate record the information prescribed in <ref href="/us/cfr/t27/s555.124/c">§ 555.124(c)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> When a record book is used as a permittee's permanent record the permittee may delay entry of the required information for a period not to exceed seven days if the commercial record contains all of the required information prescribed by paragraphs (b)(3) and (b)(4) of this section. However, the commercial record may be used instead of a record book as a permanent record provided that the record contains all of the required information prescribed by paragraphs (b)(3) and (b)(4) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Each holder of a user permit or a limited permit must maintain separate records of disposition of surplus stocks of explosive materials to holders of a limited permit as prescribed in <ref href="/us/cfr/t27/s555.126">§ 555.126</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.125/b/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> <p> The Chief, Explosives Industry Programs Branch may authorize alternate records to be maintained by a holder of a user permit or a limited permit to record his acquisition of explosive materials, when it is shown by the permittee that alternate records will accurately and readily disclose the required information. A permittee who proposes to use alternate records must submit a letter application to the Chief, Explosives Industry Programs Branch and must describe the proposed alternate records and the need for them. Alternate records are not to be employed by the permittee until approval is received from the Chief, Explosives Industry Programs Branch.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0030)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[ATF No. 1, <ref href="/us/fr/68/13790">68 FR 13790</ref>, <date date="2003-03-20">Mar. 20, 2003</date>, as amended by T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.126"> <num value="555.126" style="-uslm-sgm:SECTNO">§ 555.126</num> <heading style="-uslm-sgm:SUBJECT">Explosives transaction record for distribution of explosive materials prior to <date date="2003-05-24">May 24, 2003</date> and Limited Permittee Transaction Report for distribution of explosive materials on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.126/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Explosives transaction record for distribution of explosive materials prior to <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.126/a/1" class="inline"> <num value="1"> (1)</num> <content> A licensee or permittee shall not temporarily or permanently distribute explosive materials to any person, other than another licensee or permittee, unless he records the transaction on an explosives transaction record, ATF F 5400.4.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Before the distribution of explosive materials to a nonlicensee or nonpermittee who is a resident of the State in which the licensee or permittee maintains his business premises, or to a nonlicensee or nonpermittee who is not a resident of the State in which the licensee or permittee maintains his business premises and is acquiring explosive materials under <ref href="/us/cfr/t27/s555.105/a/3">§ 555.105(a)(3)</ref>, the licensee or permittee distributing the explosive materials shall obtain an executed ATF F 5400.4 from the distributee which contains all of the information required on the form and by the regulations in this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Completed ATF F 5400.4 is to be retained by the licensee or permittee as part of his permanent records in accordance with paragraph (a)(4) of this section.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Each ATF F 5400.4 is retained in numerical (by transaction serial number) order commencing with “1” and continuing in regular sequence. When the numbering of any series reaches “1,000,000,” the licensee or permittee may recommence the series. The recommenced series is to be given an alphabetical prefix or suffix. Where there is a change in proprietorship, or in the individual, firm, corporate name or trade name, the series in use at the time of the change may be continued. <?page num="159"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The requirements of this section are in addition to any other recordkeeping requirement contained in this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> A licensee or permittee may obtain, upon request, a supply of ATF F 5400.4 from the Director.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Limited Permittee Transaction Report for distribution of explosive materials on and after <date date="2003-05-24">May 24, 2003</date>.</heading> <paragraph identifier="/us/cfr/t27/s555.126/b/1" class="inline"> <num value="1"> (1)</num> <content> A licensee or permittee may not distribute explosive materials to any person who is not a licensee or permittee. A licensee or permittee may not distribute explosive materials to a limited permittee unless the distributor records the transaction on ATF Form 5400.4, Limited Permittee Transaction Report.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Before distributing explosive materials to a limited permittee, the licensee or permittee must obtain an executed Form 5400.4 from the limited permittee with an original unaltered and unexpired Intrastate Purchase of Explosives Coupon (IPEC) affixed. Except when delivery of explosive materials is made by a common or contract carrier who is an agent of the limited permittee, the licensee, permittee, or an agent of the licensee or permittee, must verify the identity of the holder of the limited permit by examining an identification document (as defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>) and noting on the Form 5400.4 the type of document presented. The licensee or permittee must complete the appropriate section on Form 5400.4 to indicate the type and quantity of explosive materials distributed, the license or permit number of the seller, and the date of the transaction. The licensee or permittee must sign and date the form and include any other information required by the instructions on the form and the regulations in this part.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> One copy of Form 5400.4 must be retained by the distributor as part of his permanent records in accordance with paragraph (b)(4) of this section and for the period specified in <ref href="/us/cfr/t27/s555.121">§ 555.121</ref>. The distributor must mail the other copy of Form 5400.4 to the Bureau of Alcohol, Tobacco, Firearms and Explosives in accordance with the instructions on the form.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/b/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Each Form 5400.4 must be retained in chronological order by date of disposition, or in alphabetical order by name of limited permittee. A licensee may not, however, use both methods in a single recordkeeping system. Where there is a change in proprietorship by a limited permittee, the forms may continue to be filed together after such change.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.126/b/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> <p> The requirements of this section are in addition to any other recordkeeping requirement contained in this part.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0078)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–93, <ref href="/us/fr/46/50787">46 FR 50787</ref>, <date date="1981-10-15" role="amended">Oct. 15, 1981</date>; T.D. ATF–172, <ref href="/us/fr/49/14941">49 FR 14941</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>; T.D. ATF–446, <ref href="/us/fr/66/16602">66 FR 16602</ref>, <date date="2001-03-27" role="amended">Mar. 27, 2001</date>; ATF No. 1, <ref href="/us/fr/68/13791">68 FR 13791</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.127"> <num value="555.127" style="-uslm-sgm:SECTNO">§ 555.127</num> <heading style="-uslm-sgm:SUBJECT">Daily summary of magazine transactions.</heading> <content> <p style="-uslm-sgm:P">In taking the inventory required by <ref href="/us/cfr/t27/s555.122">§§ 555.122</ref>, 555.123, 555.124, and 555.125, a licensee or permittee shall enter the inventory in a record of daily summary transactions to be kept at each magazine of an approved storage facility; however, these records may be kept at one central location on the business premises if separate records of daily transactions are kept for each magazine. Not later than the close of the next business day, each licensee and permittee shall record by manufacturer's name or brand name, the total quantity received in and removed from each magazine during the day, and the total remaining on hand at the end of the day. Quantity entries for display fireworks may be expressed as the number and size of individual display fireworks in a finished state or as the number of packaged display segments or packaged displays. Information as to the number and size of display fireworks contained in any one packaged display segment or packaged display shall be provided to any ATF officer on request. Any discrepancy which might indicate a theft or loss of explosive materials is to be reported in accordance with <ref href="/us/cfr/t27/s555.30">§ 555.30</ref>.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05">Feb. 5, 1990</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.128"><?page num="160"?> <num value="555.128" style="-uslm-sgm:SECTNO">§ 555.128</num> <heading style="-uslm-sgm:SUBJECT">Discontinuance of business.</heading> <content> <p style="-uslm-sgm:P">Where an explosive materials business or operations is discontinued and succeeded by a new licensee or new permittee, the records prescribed by this subpart shall appropriately reflect such facts and shall be delivered to the successor. Where discontinuance of the business or operations is absolute, the records required by this subpart must be delivered within 30 days following the business or operations discontinuance to any ATF office located in the region in which the business was located, or to the ATF Out-of-Business Records Center, 244 Needy Road, Martinsburg, West Virginia 25405. Where State law or local ordinance requires the delivery of records to other responsible authority, the Chief, Federal Explosives Licensing Center may arrange for the delivery of the records required by this subpart to such authority. (See also, <ref href="/us/cfr/t27/s555.61">§ 555.61</ref>.)</p> <source style="-uslm-sgm:CITA">[T.D. ATF–290, <ref href="/us/fr/54/53054">54 FR 53054</ref>, <date date="1989-12-27">Dec. 27, 1989</date>, as amended by T.D. ATF–446a, <ref href="/us/fr/66/19089">66 FR 19089</ref>, <date date="2001-04-13" role="amended">Apr. 13, 2001</date>; ATF No. 1, <ref href="/us/fr/68/13792">68 FR 13792</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.129"> <num value="555.129" style="-uslm-sgm:SECTNO">§ 555.129</num> <heading style="-uslm-sgm:SUBJECT">Exportation.</heading> <content> <p style="-uslm-sgm:P">Exportation of explosive materials is to be in accordance with the applicable provisions of section 38 of the Arms Export Control Act (<ref href="/us/usc/t22/s2778">22 U.S.C. 2778</ref>) and implementing regulations. However, a licensed importer, licensed manufacturer, or licensed dealer exporting explosive materials shall maintain records showing the manufacture or acquisition of explosive materials as required by this part and records showing the quantity, the manufacturer's name or brand name of explosive materials, the name and address of the foreign consignee of the explosive materials, and the date the explosive materials were exported. See <ref href="/us/cfr/t27/s555.180">§ 555.180</ref> for regulations concerning the exportation of plastic explosives.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–387, <ref href="/us/fr/62/8377">62 FR 8377</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" role="reserved" identifier="/us/cfr/t27/s555.130"> <num value="555.130" style="-uslm-sgm:SECTNO">§ 555.130</num> <heading style="-uslm-sgm:RESERVED">[Reserved] </heading> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spH"> <num value="H" style="-uslm-sgm:HED">Subpart H—</num> <heading style="-uslm-sgm:HED">Exemptions </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.141"> <num value="555.141" style="-uslm-sgm:SECTNO">§ 555.141</num> <heading style="-uslm-sgm:SUBJECT">Exemptions.</heading> <paragraph identifier="/us/cfr/t27/s555.141/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <chapeau> Except for the provisions of <ref href="/us/cfr/t27/s555.180">§§ 555.180</ref> and 555.181, this part does not apply to:</chapeau> <paragraph identifier="/us/cfr/t27/s555.141/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Any aspect of the transportation of explosive materials via railroad, water, highway, or air which is regulated by the U.S. Department of Transportation and its agencies, and which pertains to safety. For example, regulations issued by the Department of Transportation addressing the security risk of aliens transporting explosives by commercial motor or railroad carrier from Canada preclude the enforcement of <ref href="/us/usc/t18/s842/i/5">18 U.S.C. 842(i)(5)</ref> against persons shipping, transporting, receiving, or possessing explosives incident to and in connection with the commercial transportation of explosives by truck or rail from Canada into the United States. Questions concerning this exception should be directed to ATF's Explosives Industry Program Branch in Washington, DC.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The use of explosive materials in medicines and medicinal agents in the forms prescribed by the official United States Pharmacopeia or the National Formulary. “The United States Pharmacopeia and The National Formulary,” USP and NF Compendia, are available from the United States Pharmacopeial Convention, Inc., 12601 Twinbrook Parkway, Rockville, Maryland 20852.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The transportation, shipment, receipt, or importation of explosive materials for delivery to any agency of the United States or to any State or its political subdivision.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> Small arms ammunition and components of small arms ammunition.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/5" style="-uslm-sgm:P"> <num value="5">(5)</num> <content> The manufacture under the regulation of the military department of the United States of explosive materials for, or their distribution to or storage or possession by, the military or naval services or other agencies of the United States.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/6" style="-uslm-sgm:P"> <num value="6">(6)</num> <content> Arsenals, navy yards, depots, or other establishments owned by, or operated by or on behalf of, the United States. <?page num="161"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/7" style="-uslm-sgm:P"> <num value="7">(7)</num> <content> The importation, distribution, and storage of fireworks classified as UN0336, UN0337, UN0431, or UN0432 explosives by the U.S. Department of Transportation at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref> and generally known as “consumer fireworks” or “articles pyrotechnic.”</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/8" style="-uslm-sgm:P"> <num value="8">(8)</num> <content> Gasoline, fertilizers, propellant actuated devices, or propellant actuated industrial tools manufactured, imported, or distributed for their intended purposes.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/9" style="-uslm-sgm:P"> <num value="9">(9)</num> <content> Industrial and laboratory chemicals which are intended for use as reagents and which are packaged and shipped pursuant to U.S. Department of Transportation regulations, <ref href="/us/cfr/t49/p100">49 CFR Parts 100</ref> to 177, which do not require explosives hazard warning labels.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/10" style="-uslm-sgm:P"> <num value="10">(10)</num> <chapeau> Model rocket motors that meet all of the following criteria—</chapeau> <paragraph identifier="/us/cfr/t27/s555.141/a/10/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Consist of ammonium perchlorate composite propellant, black powder, or other similar low explosives;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/10/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Contain no more than 62.5 grams of total propellant weight; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/a/10/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Are designed as single-use motors or as reload kits capable of reloading no more than 62.5 grams of propellant into a reusable motor casing.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.141/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Black powder.</heading> <content> Except for the provisions applicable to persons required to be licensed under subpart D, this part does not apply with respect to commercially manufactured black powder in quantities not to exceed 50 pounds, percussion caps, safety and pyrotechnic fuses, quills, quick and slow matches, and friction primers, if the black powder is intended to be used solely for sporting, recreational, or cultural purposes in antique firearms, as defined in <ref href="/us/usc/t18/s921/a/16">18 U.S.C. 921(a)(16)</ref> or antique devices, as exempted from the term “destructive devices” in <ref href="/us/usc/t18/s921/a/4">18 U.S.C. 921(a)(4)</ref>.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–87, <ref href="/us/fr/46/46916">46 FR 46916</ref>, <date date="1981-09-23" role="amended">Sept. 23, 1981</date>; T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–387, <ref href="/us/fr/62/8377">62 FR 8377</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; ATF No. 1, <ref href="/us/fr/68/13792">68 FR 13792</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>; ATF 6F, <ref href="/us/fr/71/46101">71 FR 46101</ref>, <date date="2006-08-11" role="amended">Aug. 11, 2006</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.142"> <num value="555.142" style="-uslm-sgm:SECTNO">§ 555.142</num> <heading style="-uslm-sgm:SUBJECT">Relief from disabilities (effective <date date="2003-01-24">January 24, 2003</date>).</heading> <paragraph identifier="/us/cfr/t27/s555.142/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person prohibited from shipping or transporting any explosive in or affecting interstate or foreign commerce or from receiving or possessing any explosive which has been shipped or transported in or affecting interstate or foreign commerce may make application for relief from disabilities under section 845(b) of the Act .</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> An application for relief from disabilities must be filed with the Director by submitting ATF Form 5400.29, Application for Restoration of Explosives Privileges, in accordance with the instructions on the form. The application must be supported by appropriate data, including the information specified in paragraph (f) of this section. Upon receipt of an incomplete or improperly executed application for relief, the applicant will be notified of the deficiency in the application. If the application is not corrected and returned within 30 days following the date of notification, the application will be considered abandoned.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <paragraph identifier="/us/cfr/t27/s555.142/c/1" class="inline"> <num value="1">(1)</num> <content> The Director may grant relief to an applicant if it is established to the satisfaction of the Director that the circumstances regarding the disability and the applicant's record and reputation are such that the applicant will not be likely to act in a manner dangerous to public safety and that the granting of such relief is not contrary to the public interest.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> Except as provided in paragraph (c)(3) of this section, the Director will not grant relief if the applicant—</chapeau> <paragraph identifier="/us/cfr/t27/s555.142/c/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Has not been discharged from parole or probation for a period of at least 2 years;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Is a fugitive from justice;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Is a prohibited alien;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Is an unlawful user of or addicted to any controlled substance;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> Has been adjudicated a mental defective or committed to a mental institution, unless the applicant was subsequently determined by a court, board, commission, or other lawful authority to have been restored to mental competency, to be no longer suffering from a mental disorder, and to have had all rights restored; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> Is prohibited by the law of the State where the applicant resides from receiving or possessing explosive materials. <?page num="162"?></content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <paragraph identifier="/us/cfr/t27/s555.142/c/3/i" class="inline"> <num value="i">(i)</num> <content> The Director may grant relief to aliens who have been lawfully admitted to the United States or to persons who have not been discharged from parole or probation for a period of at least 2 years if he determines that the applicant has a compelling need to possess explosives, such as for purposes of employment.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/c/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The Director may grant relief to the persons identified in paragraph (c)(2) of this section in extraordinary circumstances where the granting of such relief is consistent with the public interest.</content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> A person who has been granted relief under this section is relieved of all disabilities imposed by the Act for the disabilities disclosed in the application. The granting of relief will not affect any disabilities incurred subsequent to the date the application was filed. Relief from disabilities granted to aliens will be effective only so long as the alien retains his or her lawful immigration status.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <paragraph identifier="/us/cfr/t27/s555.142/e/1" class="inline"> <num value="1">(1)</num> <content> A licensee or permittee who is under indictment or information for, or convicted of, a crime punishable by imprisonment for a term exceeding one year during the term of a current license or permit, or while he has pending a license or permit renewal application, shall not be barred from licensed or permit operations for 30 days after the date of indictment or information or 30 days after the date upon which his conviction becomes final. Also, if he files his application for relief under this section within such 30 day period, he may further continue licensed or permit operations while his application is pending. A licensee or permittee who does not file an application within 30 days from the date of his indictment or information, or within 30 days from the date his conviction becomes final, shall not continue licensed or permit operations beyond 30 days from the date of his indictment or information or beyond 30 days from the date his conviction becomes final.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/e/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In the event the term of a license or permit of a person expires during the 30 day period following the date of indictment of information of during the 30 day period after the date upon which his conviction becomes final or while his application for relief is pending, he shall file a timely application for renewal of his license or permit in order to continue licensed or permit operations. The license or permit application is to show that the applicant has been indicted or under information for, or convicted of, a crime punishable by imprisonment for a term exceeding one year.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/e/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> A licensee or permittee shall not continue licensed or permit operations beyond 30 days following the date the Director issues notification that the licensee's or permittee's application for removal of the disabilities resulting from an indictment, information or conviction has been denied.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/e/4" style="-uslm-sgm:P"> <num value="4">(4)</num> <content> When a licensee or permittee may no longer continue licensed or permit operations under this section, any application for renewal of license of permit filed by the licensee or permittee while his application for removal of disabilities resulting from an indictment, information or conviction is pending, will be denied by the Director, Industry Operations.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <paragraph identifier="/us/cfr/t27/s555.142/f/1" class="inline"> <num value="1">(1)</num> <chapeau> Applications for relief from disabilities must include the following information:</chapeau> <paragraph identifier="/us/cfr/t27/s555.142/f/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> In the case of a corporation, or of any person having the power to direct or control the management of the corporation, information as to the absence of culpability in the offense for which the corporation, or any such person, was indicted, formally accused or convicted;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> In the case of an applicant who is an individual, two properly completed FBI Forms FD–258 (fingerprint card), and a written statement from each of three references who are not related to the applicant by blood or marriage and have known the applicant for at least 3 years, recommending the granting of relief;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Written consent to examine and obtain copies of records and to receive statements and information regarding the applicant's background, including records, statements and other information concerning employment, medical history, military service, immigration status, and criminal record; <?page num="163"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> In the case of an applicant having been convicted of a crime punishable by imprisonment for a term exceeding one year, a copy of the indictment or information on which the applicant was convicted, the judgment of conviction or record of any plea of <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">nolo contendere</inline> or plea of guilty or finding of guilt by the court;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> In the case of an applicant under indictment, a copy of the indictment or information;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> In the case of an applicant who has been adjudicated a mental defective or committed to a mental institution, a copy of the order of a court, board, commission, or other lawful authority that made the adjudication or ordered the commitment, any petition that sought to have the applicant so adjudicated or committed, any medical records reflecting the reasons for commitment and diagnoses of the applicant, and any court order or finding of a court, board, commission, or other lawful authority showing the applicant's discharge from commitment, restoration of mental competency and the restoration of rights;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> In the case of an applicant who has been discharged from the Armed Forces under dishonorable conditions, a copy of the applicant's Certificate of Release or Discharge from Active Duty (Department of Defense Form 214), Charge Sheet (Department of Defense Form 458), and final court martial order;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> In the case of an applicant who, having been a citizen of the United States, has renounced his or her citizenship, a copy of the formal renunciation of nationality before a diplomatic or consular officer of the United States in a foreign state or before an officer designated by the Attorney General when the United States was in a state of war (<inline style="-uslm-sgm:E" class="-gpo-grid-0-3">see</inline> <ref href="/us/usc/t8/s1481/a/5">8 U.S.C. 1481(a)(5)</ref> and (6)); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/1/ix" style="-uslm-sgm:P"> <num value="ix">(ix)</num> <content> In the case of an applicant who is an alien, documentation that the applicant is an alien who has been lawfully admitted to the United States; certification from the applicant including the applicant's INS-issued alien number or admission number, country/countries of citizenship, and immigration status, and certifying that the applicant is legally authorized to work in the United States, or other purposes for which possession of explosives is required; certification from an appropriate law enforcement agency of the applicant's country of citizenship stating that the applicant does not have a criminal record; and, if applicable, certification from a Federal explosives licensee or permittee or other employer stating that the applicant is employed by the employer and must possess explosive materials for purposes of employment. These certifications must be submitted in English.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.142/f/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> <p> Any record or document of a court or other government entity or official required by paragraph (f)(1) of this section must be certified by the court or other government entity or official as a true copy.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1140–0076)</note> </content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>. ATF No. 1, <ref href="/us/fr/68/13792">68 FR 13792</ref>, <date date="2003-03-20" role="redesignated">Mar. 20, 2003</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="redesignated">Aug. 11, 2014</date>] </source> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spI"> <num value="I" style="-uslm-sgm:HED">Subpart I—</num> <heading style="-uslm-sgm:HED">Unlawful Acts, Penalties, Seizures and Forfeitures </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.161"> <num value="555.161" style="-uslm-sgm:SECTNO">§ 555.161</num> <heading style="-uslm-sgm:SUBJECT">Engaging in business without a license.</heading> <content style="-uslm-sgm:P">Any person engaging in the business of importing, manufacturing, or dealing in explosive materials without a license issued under the Act, shall be fined not more than $10,000 or imprisoned not more than 10 years, or both. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.162"> <num value="555.162" style="-uslm-sgm:SECTNO">§ 555.162</num> <heading style="-uslm-sgm:SUBJECT">False statement or representation.</heading> <content style="-uslm-sgm:P">Any person who knowingly withholds information or makes any false or fictitious oral or written statement or furnishes or exhibits any false, fictitious, or misrepresented identification, intended or likely to deceive for the purpose of obtaining explosive materials, or a license, permit, exemption, or relief from disability under the Act, shall be fined not more than $10,000 or imprisoned not more than 10 years, or both. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.163"> <num value="555.163" style="-uslm-sgm:SECTNO">§ 555.163</num> <heading style="-uslm-sgm:SUBJECT">False entry in record.</heading> <content> <p style="-uslm-sgm:P">Any licensed importer, licensed manufacturer, licensed dealer, or permittee who knowingly makes any false entry <?page num="164"?>in any record required to be kept under subpart G of this part, shall be fined not more than $10,000 or imprisoned not more than 10 years, or both.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.164"> <num value="555.164" style="-uslm-sgm:SECTNO">§ 555.164</num> <heading style="-uslm-sgm:SUBJECT">Unlawful storage.</heading> <content style="-uslm-sgm:P">Any person who stores any explosive material in a manner not in conformity with this part, shall be fined not more than $1,000 or imprisoned not more than one year, or both. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.165"> <num value="555.165" style="-uslm-sgm:SECTNO">§ 555.165</num> <heading style="-uslm-sgm:SUBJECT">Failure to report theft or loss.</heading> <paragraph identifier="/us/cfr/t27/s555.165/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person who has knowledge of the theft or loss of any explosive materials from his stock and fails to report the theft or loss within 24 hours of discovery in accordance with <ref href="/us/cfr/t27/s555.30">§ 555.30</ref>, shall be fined not more than $1,000 or imprisoned not more than one year, or both.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.165/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> On and after <date date="2003-01-24">January 24, 2003</date>, any licensee or permittee who fails to report a theft of explosive materials in accordance with <ref href="/us/cfr/t27/s555.30">§ 555.30</ref> will be fined under title 18 U.S.C., imprisoned not more than 5 years, or both.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by ATF No. 1, <ref href="/us/fr/68/13793">68 FR 13793</ref>, <date date="2003-03-20" role="amended">Mar. 20, 2003</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.166"> <num value="555.166" style="-uslm-sgm:SECTNO">§ 555.166</num> <heading style="-uslm-sgm:SUBJECT">Seizure or forfeiture.</heading> <content> <p style="-uslm-sgm:P">Any explosive materials involved or used or intended to be used in any violation of the Act or of this part or in any violation of any criminal law of the United States are subject to seizure and forfeiture, and all provisions of title 26, U.S.C. relating to the seizure, forfeiture, and disposition of firearms, as defined in <ref href="/us/usc/t26/s5845/a">26 U.S.C. 5845(a)</ref>, will, so far as applicable, extend to seizures and forfeitures under the Act. (See <ref href="/us/cfr/t27/s72.27">§ 72.27</ref> of this title for regulations on summary destruction of explosive materials which are impracticable or unsafe to remove to a place of storage.)</p> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–363, <ref href="/us/fr/60/17449">60 FR 17449</ref>, <date date="1995-04-06" role="amended">Apr. 6, 1995</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spJ"> <num value="J" style="-uslm-sgm:HED">Subpart J—</num> <heading style="-uslm-sgm:HED">Marking of Plastic Explosives </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.180"> <num value="555.180" style="-uslm-sgm:SECTNO">§ 555.180</num> <heading style="-uslm-sgm:SUBJECT">Prohibitions relating to unmarked plastic explosives.</heading> <paragraph identifier="/us/cfr/t27/s555.180/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> No person shall manufacture any plastic explosive that does not contain a detection agent.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> No person shall import or bring into the United States, or export from the United States, any plastic explosive that does not contain a detection agent. This paragraph does not apply to the importation or bringing into the United States, or the exportation from the United States, of any plastic explosive that was imported or brought into, or manufactured in the United States prior to <date date="1996-04-24">April 24, 1996</date>, by or on behalf of any agency of the United States performing military or police functions (including any military reserve component) or by or on behalf of the National Guard of any State, not later than 15 years after the date of entry into force of the Convention on the Marking of Plastic Explosives with respect to the United States, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> not later than <date date="2013-06-21">June 21, 2013</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <chapeau> No person shall ship, transport, transfer, receive, or possess any plastic explosive that does not contain a detection agent. This paragraph does not apply to:</chapeau> <paragraph identifier="/us/cfr/t27/s555.180/c/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The shipment, transportation, transfer, receipt, or possession of any plastic explosive that was imported or brought into, or manufactured in the United States prior to <date date="1996-04-24">April 24, 1996</date>, by any person during the period beginning on that date and ending on <date date="1999-04-24">April 24, 1999</date>; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The shipment, transportation, transfer, receipt, or possession of any plastic explosive that was imported or brought into, or manufactured in the United States prior to <date date="1996-04-24">April 24, 1996</date>, by or on behalf of any agency of the United States performing a military or police function (including any military reserve component) or by or on behalf of the National Guard of any State, not later than 15 years after the date of entry into force of the Convention on the Marking of Plastic Explosives with respect to the United States, <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">i.e.,</inline> not later than <date date="2013-06-21">June 21, 2013</date>.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <chapeau> When used in this subpart, terms are defined as follows: <?page num="165"?></chapeau> <paragraph identifier="/us/cfr/t27/s555.180/d/1" style="-uslm-sgm:P"> <num value="1">(1) </num> <heading>Convention on the Marking of Plastic Explosives</heading> <content> means the Convention on the Marking of Plastic Explosives for the Purposes of Detection, Done at Montreal on <date date="1991-03-01">1 March 1991</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> “Date of entry into force” of the Convention on the Marking of Plastic Explosives means that date on which the Convention enters into force with respect to the U.S. in accordance with the provisions of Article XIII of the Convention on the Marking of Plastic Explosives. The Convention entered into force on <date date="1998-06-21">June 21, 1998</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Detection agent</heading> <chapeau> means any one of the substances specified in this paragraph when introduced into a plastic explosive or formulated in such explosive as a part of the manufacturing process in such a manner as to achieve homogeneous distribution in the finished explosive, including—</chapeau> <paragraph identifier="/us/cfr/t27/s555.180/d/3/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Ethylene glycol dinitrate (EGDN), C<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>H<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">4</inline>(NO<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">3</inline>)<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>, molecular weight 152, when the minimum concentration in the finished explosive is 0.2 percent by mass;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/3/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> 2,3-Dimethyl-2,3-dinitrobutane (DMNB), C<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">6</inline>H<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">12</inline>(NO<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>)<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>, molecular weight 176, when the minimum concentration in the finished explosive is 0.1 percent by mass;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/3/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> Para-Mononitrotoluene (p-MNT), C<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">7</inline>H<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">7</inline>NO<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>, molecular weight 137, when the minimum concentration in the finished explosive is 0.5 percent by mass;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/3/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> Ortho-Mononitrotoluene (o-MNT), C<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">7</inline>H<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">7</inline>NO<inline style="-uslm-sgm:E" class="-gpo-grid-5-2">2</inline>, molecular weight 137, when the minimum concentration in the finished explosive is 0.5 percent by mass; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/3/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> Any other substance in the concentration specified by the Director, after consultation with the Secretary of State and Secretary of Defense, that has been added to the table in Part 2 of the Technical Annex to the Convention on the Marking of Plastic Explosives.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.180/d/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Plastic explosive</heading> <content> means an explosive material in flexible or elastic sheet form formulated with one or more high explosives which in their pure form has a vapor pressure less than 10<inline style="-uslm-sgm:E" class="-gpo-grid-5-1">−4</inline> Pa at a temperature of 25 °C, is formulated with a binder material, and is as a mixture malleable or flexible at normal room temperature. <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">High explosives,</inline> as defined in <ref href="/us/cfr/t27/s555.202/a">§ 555.202(a)</ref>, are explosive materials which can be caused to detonate by means of a blasting cap when unconfined.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8376">62 FR 8376</ref>, <date date="1997-02-25">Feb. 25, 1997</date>, as amended by T.D. ATF–419, <ref href="/us/fr/64/55628">64 FR 55628</ref>, <date date="1999-10-14" role="amended">Oct. 14, 1999</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.181"> <num value="555.181" style="-uslm-sgm:SECTNO">§ 555.181</num> <heading style="-uslm-sgm:SUBJECT">Reporting of plastic explosives.</heading> <content> <p style="-uslm-sgm:P">All persons, other than an agency of the United States (including any military reserve component) or the National Guard of any State, possessing any plastic explosive on <date date="1996-04-24">April 24, 1996</date>, shall submit a report to the Director no later than <date date="1996-08-22">August 22, 1996</date>. The report shall be in writing and mailed by certified mail (return receipt requested) to the Director at P.O. Box 50204, Washington, DC 20091–0204. The report shall include the quantity of plastic explosives possessed on <date date="1996-04-24">April 24, 1996</date>; any marks of identification on such explosives; the name and address of the manufacturer or importer; the storage location of such explosives, including the city and State; and the name and address of the person possessing the plastic explosives.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–382, <ref href="/us/fr/61/38085">61 FR 38085</ref>, <date date="1996-07-23">July 23, 1996</date>, as amended by T.D. ATF–387, <ref href="/us/fr/62/8377">62 FR 8377</ref>, <date date="1997-02-25" role="amended">Feb. 25, 1997</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.182"> <num value="555.182" style="-uslm-sgm:SECTNO">§ 555.182</num> <heading style="-uslm-sgm:SUBJECT">Exceptions.</heading> <chapeau style="-uslm-sgm:P">It is an affirmative defense against any proceeding involving <ref href="/us/cfr/t27/s555.180">§§ 555.180</ref> and 555.181 if the proponent proves by a preponderance of the evidence that the plastic explosive—</chapeau> <paragraph identifier="/us/cfr/t27/s555.182/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <chapeau> Consisted of a small amount of plastic explosive intended for and utilized solely in lawful—</chapeau> <paragraph identifier="/us/cfr/t27/s555.182/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> Research, development, or testing of new or modified explosive materials;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.182/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Training in explosives detection or development or testing of explosives detection equipment; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.182/a/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> Forensic science purposes; or</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.182/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Was plastic explosive that, by <date date="1999-04-24">April 24, 1999</date>, will be or is incorporated in a military device within the territory of the United States and remains an integral part of such military device, or is intended to be, or is incorporated in, and remains an integral part of a military device that is intended to become, or has become, the property of any agency of the United States performing military or police <?page num="166"?>functions (including any military reserve component) or the National Guard of any State, wherever such device is located. For purposes of this paragraph, the term “military device” includes, but is not restricted to, shells, bombs, projectiles, mines, missiles, rockets, shaped charges, grenades, perforators, and similar devices lawfully manufactured exclusively for military or police purposes.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8377">62 FR 8377</ref>, <date date="1997-02-25">Feb. 25, 1997</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.183"> <num value="555.183" style="-uslm-sgm:SECTNO">§ 555.183</num> <heading style="-uslm-sgm:SUBJECT">Importation of plastic explosives on or after <date date="1997-04-24">April 24, 1997</date>.</heading> <chapeau style="-uslm-sgm:P">Persons filing Form 6 applications for the importation of plastic explosives on or after <date date="1997-04-24">April 24, 1997</date>, shall attach to the application the following written statement, prepared in triplicate, executed under the penalties of perjury:</chapeau> <paragraph identifier="/us/cfr/t27/s555.183/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> “I declare under the penalties of perjury that the plastic explosive to be imported contains a detection agent as required by <ref href="/us/cfr/t27/s555.180/b">27 CFR 555.180(b)</ref>”; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.183/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> “I declare under the penalties of perjury that the plastic explosive to be imported is a “small amount” to be used for research, training, or testing purposes and is exempt from the detection agent requirement pursuant to <ref href="/us/cfr/t27/s555.182">27 CFR 555.182</ref>.”</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8377">62 FR 8377</ref>, <date date="1997-02-25">Feb. 25, 1997</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.184"> <num value="555.184" style="-uslm-sgm:SECTNO">§ 555.184</num> <heading style="-uslm-sgm:SUBJECT">Statements of process and samples.</heading> <paragraph identifier="/us/cfr/t27/s555.184/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> A complete and accurate statement of process with regard to any plastic explosive or to any detection agent that is to be introduced into a plastic explosive or formulated in such plastic explosive shall be submitted by a licensed manufacturer or licensed importer, upon request, to the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.184/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> <p> Samples of any plastic explosive or detection agent shall be submitted by a licensed manufacturer or licensed importer, upon request, to the Director.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (a) approved by the Office of Management and Budget under control number 1140–0042)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8378">62 FR 8378</ref>, <date date="1997-02-25">Feb. 25, 1997</date>, as amended by T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.185"> <num value="555.185" style="-uslm-sgm:SECTNO">§ 555.185</num> <heading style="-uslm-sgm:SUBJECT">Criminal sanctions.</heading> <content> <p style="-uslm-sgm:P">Any person who violates the provisions of <ref href="/us/usc/t18/s842/l">18 U.S.C. 842(l)</ref>–(o) shall be fined under title 18, U.S.C., imprisoned for not more than 10 years, or both.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8378">62 FR 8378</ref>, <date date="1997-02-25">Feb. 25, 1997</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.186"> <num value="555.186" style="-uslm-sgm:SECTNO">§ 555.186</num> <heading style="-uslm-sgm:SUBJECT">Seizure or forfeiture.</heading> <content> <p style="-uslm-sgm:P">Any plastic explosive that does not contain a detection agent in violation of <ref href="/us/usc/t18/s842/l">18 U.S.C. 842(l)</ref>–(n) is subject to seizure and forfeiture, and all provisions of <ref href="/us/usc/t19/s1595a">19 U.S.C. 1595a</ref>, relating to seizure, forfeiture, and disposition of merchandise introduced or attempted to be introduced into the U.S. contrary to law, shall extend to seizures and forfeitures under this subpart. See <ref href="/us/cfr/t27/s72.27">§ 72.27</ref> of this chapter for regulations on summary destruction of plastic explosives that do not contain a detection agent.</p> <source style="-uslm-sgm:CITA">[T.D. ATF–387, <ref href="/us/fr/62/8378">62 FR 8378</ref>, <date date="1997-02-25">Feb. 25, 1997</date>] </source> </content> </section> </subpart> <subpart style="-uslm-sgm:SUBPART" identifier="/us/cfr/t27/p555/spK"> <num value="K" style="-uslm-sgm:HED">Subpart K—</num> <heading style="-uslm-sgm:HED">Storage </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.201"> <num value="555.201" style="-uslm-sgm:SECTNO">§ 555.201</num> <heading style="-uslm-sgm:SUBJECT">General.</heading> <paragraph identifier="/us/cfr/t27/s555.201/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Section 842(j) of the Act and <ref href="/us/cfr/t27/s555.29">§ 555.29</ref> of this part require that the storage of explosive materials by any person must be in accordance with the regulations in this part. Further, section 846 of this Act authorizes regulations to prevent the recurrence of accidental explosions in which explosive materials were involved. The storage standards prescribed by this subpart confer no right or privileges to store explosive materials in a manner contrary to State or local law.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.201/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The Director may authorize alternate construction for explosives storage magazines when it is shown that the alternate magazine construction is substantially equivalent to the standards of safety and security contained in this subpart. Any alternate explosive magazine construction approved by the Director prior to <date date="1982-08-09">August 9, 1982</date>, will continue as approved unless notified in writing by the Director. Any person intending to use alternate magazine construction shall submit a letter application to the Director, Industry Operations for transmittal to the Director, specifically describing the proposed magazine. Explosive materials may not be stored in alternate magazines before <?page num="167"?>the applicant has been notified that the application has been approved.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.201/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> A licensee or permittee who intends to make changes in his magazines, or who intends to construct or acquire additional magazines, shall comply with <ref href="/us/cfr/t27/s555.63">§ 555.63</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.201/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> The regulations set forth in <ref href="/us/cfr/t27/s555.221">§§ 555.221</ref> through 555.224 pertain to the storage of display fireworks, pyrotechnic compositions, and explosive materials used in assembling fireworks and articles pyrotechnic.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.201/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> The provisions of <ref href="/us/cfr/t27/s555.202/a">§ 555.202(a)</ref> classifying flash powder and bulk salutes as high explosives are mandatory after <date date="1990-03-07">March 7, 1990</date>: <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Provided,</inline> that those persons who hold licenses or permits under this part on that date shall, with respect to the premises covered by such licenses or permits, comply with the high explosives storage requirements for flash powder and bulk salutes by <date date="1991-03-07">March 7, 1991</date>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.201/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> <p> Any person who stores explosive materials shall notify the authority having jurisdiction for fire safety in the locality in which the explosive materials are being stored of the type, magazine capacity, and location of each site where such explosive materials are stored. Such notification shall be made orally before the end of the day on which storage of the explosive materials commenced and in writing within 48 hours from the time such storage commenced.</p> <note style="-uslm-sgm:APPRO" role="approval">(Paragraph (f) approved by the Office of Management and Budget under control number 1140–0071)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF–11F, <ref href="/us/fr/73/57242">73 FR 57242</ref>, <date date="2008-10-02" role="amended">Oct. 2, 2008</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.202"> <num value="555.202" style="-uslm-sgm:SECTNO">§ 555.202</num> <heading style="-uslm-sgm:SUBJECT">Classes of explosive materials.</heading> <chapeau style="-uslm-sgm:P">For purposes of this part, there are three classes of explosive materials. These classes, together with the description of explosive materials comprising each class, are as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s555.202/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>High explosives.</heading> <content> Explosive materials which can be caused to detonate by means of a blasting cap when unconfined, (for example, dynamite, flash powders, and bulk salutes). See also <ref href="/us/cfr/t27/s555.201/e">§ 555.201(e)</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.202/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Low explosives.</heading> <content> Explosive materials which can be caused to deflagrate when confined (for example, black powder, safety fuses, igniters, igniter cords, fuse lighters, and “display fireworks” classified as UN0333, UN0334, or UN0335 by the U.S. Department of Transportation regulations at <ref href="/us/cfr/t49/s172.101">49 CFR 172.101</ref>, except for bulk salutes).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.202/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Blasting agents.</heading> <content> (For example, ammonium nitrate-fuel oil and certain water-gels (see also <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>).</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.203"> <num value="555.203" style="-uslm-sgm:SECTNO">§ 555.203</num> <heading style="-uslm-sgm:SUBJECT">Types of magazines.</heading> <chapeau style="-uslm-sgm:P">For purposes of this part, there are five types of magazines. These types, together with the classes of explosive materials, as defined in <ref href="/us/cfr/t27/s555.202">§ 555.202</ref>, which will be stored in them, are as follows:</chapeau> <paragraph identifier="/us/cfr/t27/s555.203/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Type 1 magazines.</heading> <content> Permanent magazines for the storage of high explosives, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206">§§ 555.206</ref> and 555.213. Other classes of explosive materials may also be stored in type 1 magazines.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.203/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Type 2 magazines.</heading> <content> Mobile and portable indoor and outdoor magazines for the storage of high explosives, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206">§§ 555.206</ref>, 555.208(b), and 555.213. Other classes of explosive materials may also be stored in type 2 magazines.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.203/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Type 3 magazines.</heading> <content> Portable outdoor magazines for the temporary storage of high explosives while attended (for example, a “day-box”), subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206">§§ 555.206</ref> and 555.213. Other classes of explosives materials may also be stored in type 3 magazines.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.203/d" style="-uslm-sgm:P"> <num value="d">(d) </num> <heading>Type 4 magazines.</heading> <content> Magazines for the storage of low explosives, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206/b">§§ 555.206(b)</ref>, 555.210(b), and 555.213. Blasting agents may be stored in type 4 magazines, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206/c">§§ 555.206(c)</ref>, 555.211(b), and 555.213. Detonators that will not mass detonate may also be stored in type 4 magazines, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206/a">§§ 555.206(a)</ref>, 555.210(b), and 555.213.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.203/e" style="-uslm-sgm:P"> <num value="e">(e) </num> <heading>Type 5 magazines.</heading> <content> Magazines for the storage of blasting agents, subject to the limitations prescribed by <ref href="/us/cfr/t27/s555.206/c">§§ 555.206(c)</ref>, 555.211(b), and 555.213. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.204"><?page num="168"?> <num value="555.204" style="-uslm-sgm:SECTNO">§ 555.204</num> <heading style="-uslm-sgm:SUBJECT">Inspection of magazines.</heading> <content style="-uslm-sgm:P">Any person storing explosive materials shall inspect his magazines at least every seven days. This inspection need not be an inventory, but must be sufficient to determine whether there has been unauthorized entry or attempted entry into the magazines, or unauthorized removal of the contents of the magazines. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.205"> <num value="555.205" style="-uslm-sgm:SECTNO">§ 555.205</num> <heading style="-uslm-sgm:SUBJECT">Movement of explosive materials.</heading> <chapeau style="-uslm-sgm:P">All explosive materials must be kept in locked magazines meeting the standards in this subpart unless they are:</chapeau> <paragraph identifier="/us/cfr/t27/s555.205/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> In the process of manufacture;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.205/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Being physically handled in the operating process of a licensee or user;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.205/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Being used; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.205/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Being transported to a place of storage or use by a licensee or permittee or by a person who has lawfully acquired explosive materials under <ref href="/us/cfr/t27/s555.106">§ 555.106</ref>. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.206"> <num value="555.206" style="-uslm-sgm:SECTNO">§ 555.206</num> <heading style="-uslm-sgm:SUBJECT">Location of magazines.</heading> <paragraph identifier="/us/cfr/t27/s555.206/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Outdoor magazines in which high explosives are stored must be located no closer to inhabited buildings, passenger railways, public highways, or other magazines in which high explosives are stored, than the minimum distances specified in the table of distances for storage of explosive materials in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.206/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Outdoor magazines in which low explosives are stored must be located no closer to inhibited buildings, passenger railways, public highways, or other magazines in which explosive materials are stored, than the minimum distances specified in the table of distances for storage of low explosives in <ref href="/us/cfr/t27/s555.219">§ 555.219</ref>, except that the table of distances in <ref href="/us/cfr/t27/s555.224">§ 555.224</ref> shall apply to the storage of display fireworks. The distances shown in <ref href="/us/cfr/t27/s555.219">§ 555.219</ref> may not be reduced by the presence of barricades.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.206/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <paragraph identifier="/us/cfr/t27/s555.206/c/1" class="inline"> <num value="1">(1)</num> <content> Outdoor magazines in which blasting agents in quantities of more than 50 pounds are stored must be located no closer to inhabited buildings, passenger railways, or public highways than the minimum distances specified in the table of distances for storage of explosive materials in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.206/c/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> Ammonium nitrate and magazines in which blasting agents are stored must be located no closer to magazines in which high explosives or other blasting agents are stored than the minimum distances specified in the table of distances for the separation of ammonium nitrate and blasting agents in <ref href="/us/cfr/t27/s555.220">§ 555.220</ref>. However, the minimum distances for magazines in which explosives and blasting agents are stored from inhabited buildings, etc., may not be less than the distances specified in the table of distances for storage of explosives materials in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05" role="amended">Feb. 5, 1990</date>; T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.207"> <num value="555.207" style="-uslm-sgm:SECTNO">§ 555.207</num> <heading style="-uslm-sgm:SUBJECT">Construction of type 1 magazines.</heading> <chapeau style="-uslm-sgm:P">A type 1 magazine is a permanent structure: a building, an igloo or “Army-type structure”, a tunnel, or a dugout. It is to be bullet-resistant, fire-resistant, weather-resistant, theft-resistant, and ventilated.</chapeau> <paragraph identifier="/us/cfr/t27/s555.207/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Buildings.</heading> <chapeau> All building type magazines are to be constructed of masonry, wood, metal, or a combination of these materials, and have no openings except for entrances and ventilation. The ground around building magazines must slope away for drainage or other adequate drainage provided.</chapeau> <paragraph identifier="/us/cfr/t27/s555.207/a/1" style="-uslm-sgm:P"> <num value="1">(1) </num> <heading>Masonry wall construction.</heading> <content> Masonry wall construction is to consist of brick, concrete, tile, cement block, or cinder block and be not less than 6 inches in thickness. Hollow masonry units used in construction must have all hollow spaces filled with well-tamped, coarse, dry sand or weak concrete (at least a mixture of one part cement and eight parts of sand with enough water to dampen the mixture while tamping in place). Interior walls are to be constructed of, or covered with, a nonsparking material.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Fabricated metal wall construction.</heading> <content> Metal wall construction is to consist of sectional sheets of steel or aluminum not less than number 14-gauge, securely fastened to a metal framework. Metal wall construction is either lined inside with brick, solid cement blocks, hardwood not less than four inches thick, or will have at least a six inch sand fill between interior and exterior <?page num="169"?>walls. Interior walls are to be constructed of, or covered with, a nonsparking material.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Wood frame wall construction.</heading> <content> The exterior of outer wood walls is to be covered with iron or aluminum not less than number 26-gauge. An inner wall of, or covered with nonsparking material will be constructed so as to provide a space of not less than six inches between the outer and inner walls. The space is to be filled with coarse, dry sand or weak concrete.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Floors.</heading> <content> Floors are to be constructed of, or covered with, a nonsparking material and shall be strong enough to bear the weight of the maximum quantity to be stored. Use of pallets covered with a nonsparking material is considered equivalent to a floor constructed of or covered with a nonsparking material.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/5" style="-uslm-sgm:P"> <num value="5">(5) </num> <heading>Foundations.</heading> <content> Foundations are to be constructed of brick, concrete, cement block, stone, or wood posts. If piers or posts are used, in lieu of a continuous foundation, the space under the buildings is to be enclosed with metal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/6" style="-uslm-sgm:P"> <num value="6">(6) </num> <heading>Roof.</heading> <content> Except for buildings with fabricated metal roofs, the outer roof is to be covered with no less than number 26-guage iron or aluminum, fastened to at least <inline role="fraction" style="-uslm-sgm:FR">7/8</inline> inch sheathing.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/7" style="-uslm-sgm:P"> <num value="7">(7) </num> <heading>Bullet-resistant ceilings or roofs.</heading> <chapeau> Where it is possible for a bullet to be fired directly through the roof and into the magazine at such an angle that the bullet would strike the explosives within, the magazine is to be protected by one of the following methods:</chapeau> <paragraph identifier="/us/cfr/t27/s555.207/a/7/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> A sand tray lined with a layer of building paper, plastic, or other nonporous material, and filled with not less than four inches of coarse, dry sand, and located at the tops of inner walls covering the entire ceiling area, except that portion necessary for ventilation.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/7/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> A fabricated metal roof constructed of <inline role="fraction" style="-uslm-sgm:FR">3/16</inline>-inch plate steel lined with four inches of hardwood. (For each additional <inline role="fraction" style="-uslm-sgm:FR">1/16</inline> inch of plate steel, the hardwood lining may be decreased one inch.)</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/8" style="-uslm-sgm:P"> <num value="8">(8) </num> <heading>Doors.</heading> <content> All doors are to be constructed of not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch plate steel and lined with at least two inches of hardwood. Hinges and hasps are to be attached to the doors by welding, riveting or bolting (nuts on inside of door). They are to be installed in such a manner that the hinges and hasps cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/9" style="-uslm-sgm:P"> <num value="9">(9) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlock fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a casehardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/10" style="-uslm-sgm:P"> <num value="10">(10) </num> <heading>Ventilation.</heading> <content> Ventilation is to be provided to prevent dampness and heating of stored explosive materials. Ventilation openings must be screened to prevent the entrance of sparks. Ventilation openings in side walls and foundations must be offset or shielded for bullet-resistant purposes. Magazines having foundation and roof ventilators with the air circulating between the side walls and the floors and between the side walls and the ceiling must have a wooden lattice lining or equivalent to prevent the packages of explosive materials from being stacked against the side walls and blocking the air circulation.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/a/11" style="-uslm-sgm:P"> <num value="11">(11) </num> <heading>Exposed metal.</heading> <content> No sparking material is to be exposed to contact with the stored explosive materials. All ferrous metal nails in the floor and side walls, which might be exposed to contact with explosive materials, must be blind nailed, countersunk, or covered with a nonsparking lattice work or other nonsparking material.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.207/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Igloos, “Army-type structures”, tunnels, and dugouts.</heading> <content> Igloo, “Army-type structure”, tunnel, and dugout magazines are to be constructed of reinforced concrete, masonry, metal, or a combination of these materials. They must have an earthmound covering of not less than 24 inches on the top, sides and rear unless the magazine meets the <?page num="170"?>requirements of paragraph (a)(7) of this section. Interior walls and floors must be constructed of, or covered with, a nonsparking material. Magazines of this type are also to be constructed in conformity with the requirements of paragraph (a)(4) and paragraphs (a)(8) through (11) of this section. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.208"> <num value="555.208" style="-uslm-sgm:SECTNO">§ 555.208</num> <heading style="-uslm-sgm:SUBJECT">Construction of type 2 magazines.</heading> <chapeau style="-uslm-sgm:P">A type 2 magazine is a box, trailer, semitrailer, or other mobile facility.</chapeau> <paragraph identifier="/us/cfr/t27/s555.208/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Outdoor magazines—</heading> <paragraph identifier="/us/cfr/t27/s555.208/a/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Outdoor magazines are to be bullet-resistant, fire-resistant, weather-resistant, theft-resistant, and ventilated. They are to be supported to prevent direct contact with the ground and, if less than one cubic yard in size, must be securely fastened to a fixed object. The ground around outdoor magazines must slope away for drainage or other adequate drainage provided. When unattended, vehicular magazines must have wheels removed or otherwise effectively immobilized by kingpin locking devices or other methods approved by the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Exterior construction.</heading> <content> The exterior and doors are to be constructed of not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline>-inch steel and lined with at least two inches of hardwood. Magazines with top openings will have lids with water-resistant seals or which overlap the sides by at least one inch when in a closed position.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside of door). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline>-inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline>-inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Indoor magazines—</heading> <paragraph identifier="/us/cfr/t27/s555.208/b/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Indoor magazines are to be fire-resistant and theft-resistant. They need not be bullet-resistant and weather-resistant if the buildings in which they are stored provide protection from the weather and from bullet penetration. No indoor magazine is to be located in a residence or dwelling. The indoor storage of high explosives must not exceed a quantity of 50 pounds. More than one indoor magazine may be located in the same building if the total quantity of explosive materials stored does not exceed 50 pounds. Detonators must be stored in a separate magazine (except as provided in <ref href="/us/cfr/t27/s555.213">§ 555.213</ref>) and the total quantity of detonators must not exceed 5,000.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Exterior construction.</heading> <chapeau> Indoor magazines are to be constructed of wood or metal according to one of the following specifications:</chapeau> <paragraph identifier="/us/cfr/t27/s555.208/b/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> Wood indoor magazines are to have sides, bottoms and doors constructed of at least two inches of hardwood and are to be well braced at the corners. They are to be covered with sheet metal of not less than number 26-gauge (.0179 inches). Nails exposed to the interior of magazines must be countersunk.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/b/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> Metal indoor magazines are to have sides, bottoms and doors constructed of not less than number 12-gauge (.1046 inches) metal and be lined inside with a nonsparking material. Edges of metal covers must overlap sides at least one inch.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside of door). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/b/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline>-inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline>-inch steel hoods constructed so as to prevent sawing or <?page num="171"?>lever action on the locks, hasps, and staples. Indoor magazines located in secure rooms that are locked as provided in this subparagraph may have each door locked with one steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline>-inch diameter, if the door hinges and lock hasp are securely fastened to the magazine. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.208/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Detonator boxes.</heading> <content> Magazines for detonators in quantities of 100 or less are to have sides, bottoms and doors constructed of not less than number 12-gauge (.1046 inches) metal and lined with a nonsparking material. Hinges and hasps must be attached so they cannot be removed from the outside. One steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline>-inch diameter is sufficient for locking purposes. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.209"> <num value="555.209" style="-uslm-sgm:SECTNO">§ 555.209</num> <heading style="-uslm-sgm:SUBJECT">Construction of type 3 magazines.</heading> <content style="-uslm-sgm:P">A type 3 magazine is a “day-box” or other portable magazine. It must be fire-resistant, weather-resistant, and theft-resistant. A type 3 magazine is to be constructed of not less than number 12-gauge (.1046 inches) steel, lined with at least either <inline role="fraction" style="-uslm-sgm:FR">1/2</inline>-inch plywood or <inline role="fraction" style="-uslm-sgm:FR">1/2</inline>-inch Masonite-type hardboard. Doors must overlap sides by at least one inch. Hinges and hasps are to be attached by welding, riveting or bolting (nuts on inside). One steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline>-inch diameter is sufficient for locking purposes. Explosive materials are not to be left unattended in type 3 magazines and must be removed to type 1 or 2 magazines for unattended storage. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.210"> <num value="555.210" style="-uslm-sgm:SECTNO">§ 555.210</num> <heading style="-uslm-sgm:SUBJECT">Construction of type 4 magazines.</heading> <chapeau style="-uslm-sgm:P">A type 4 magazine is a building, igloo or “Army-type structure”, tunnel, dugout, box, trailer, or a semitrailer or other mobile magazine.</chapeau> <paragraph identifier="/us/cfr/t27/s555.210/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Outdoor magazines—</heading> <paragraph identifier="/us/cfr/t27/s555.210/a/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Outdoor magazines are to be fire-resistant, weather-resistant, and theft-resistant. The ground around outdoor magazines must slope away for drainage or other adequate drainage be provided. When unattended, vehicular magazines must have wheels removed or otherwise be effectively immobilized by kingpin locking devices or other methods approved by the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Construction.</heading> <content> Outdoor magazines are to be constructed of masonry, metal-covered wood, fabricated metal, or a combination of these materials. Foundations are to be constructed of brick, concrete, cement block, stone, or metal or wood posts. If piers or posts are used, in lieu of a continuous foundation, the space under the building is to be enclosed with fire-resistant material. The walls and floors are to be constructed of, or covered with, a nonsparking material or lattice work. The doors must be metal or solid wood covered with metal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside of door). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Indoor magazine—</heading> <paragraph identifier="/us/cfr/t27/s555.210/b/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Indoor magazines are to be fire-resistant and theft-resistant. They need not be weather-resistant if the buildings in which they are stored provide protection from the weather. No indoor magazine is to be located in a residence or dwelling. The indoor storage of low explosives must not exceed a quantity of <?page num="172"?>50 pounds. More than one indoor magazine may be located in the same building if the total quantity of explosive materials stored does not exceed 50 pounds. Detonators that will not mass detonate must be stored in a separate magazine and the total number of electric detonators must not exceed 5,000.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Construction.</heading> <content> Indoor magazines are to be constructed of masonry, metal-covered wood, fabricated metal, or a combination of these materials. The walls and floors are to be constructed of, or covered with, a nonsparking material. The doors must be metal or solid wood covered with metal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside of door). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.210/b/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. Indoor magazines located in secure rooms that are locked as provided in this subparagraph may have each door locked with one steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter, if the door hinges and lock hasp are securely fastened to the magazine. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside. </content> </paragraph> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.211"> <num value="555.211" style="-uslm-sgm:SECTNO">§ 555.211</num> <heading style="-uslm-sgm:SUBJECT">Construction of type 5 magazines.</heading> <chapeau style="-uslm-sgm:P">A type 5 magazine is a building, igloo or “Army-type structure”, tunnel, dugout, bin, box, trailer, or a semitrailer or other mobile facility.</chapeau> <paragraph identifier="/us/cfr/t27/s555.211/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Outdoor magazines—</heading> <paragraph identifier="/us/cfr/t27/s555.211/a/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Outdoor magazines are to be weather-resistant and theft-resistant. The ground around magazines must slope away for drainage or other adequate drainage be provided. When unattended, vehicular magazines must have wheels removed or otherwise be effectively immobilized by kingpin locking devices or other methods approved by the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/a/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Construction.</heading> <content> The doors are to be constructed of solid wood or metal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/a/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside of door). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/a/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. Trailers, semitrailers, and similar vehicular magazines may, for each door, be locked with one steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter, if the door hinges and lock hasp are securely fastened to the magazine and to the door frame. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/a/5" style="-uslm-sgm:P"> <num value="5">(5) </num> <heading>Placards.</heading> <content> The placards required by Department of Transportation regulations at <ref href="/us/cfr/t49/p172">49 CFR part 172</ref>, subpart F, for the transportation of blasting agents shall be displayed on all magazines.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Indoor magazines—</heading> <paragraph identifier="/us/cfr/t27/s555.211/b/1" class="inline"> <num value="1">(1) </num> <heading>General.</heading> <content> Indoor magazines are to be theft-resistant. They need not be weather-resistant if the buildings in which they are stored provide protection from the weather. No indoor magazine is to be located in a residence or dwelling. Indoor magazines containing quantities of blasting agents in excess of 50 pounds are subject to the requirements of <ref href="/us/cfr/t27/s555.206">§ 555.206</ref> of this subpart. <?page num="173"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/b/2" style="-uslm-sgm:P"> <num value="2">(2) </num> <heading>Construction.</heading> <content> The doors are to be constructed of wood or metal.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/b/3" style="-uslm-sgm:P"> <num value="3">(3) </num> <heading>Hinges and hasps.</heading> <content> Hinges and hasps are to be attached to doors by welding, riveting, or bolting (nuts on inside). Hinges and hasps must be installed so that they cannot be removed when the doors are closed and locked.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.211/b/4" style="-uslm-sgm:P"> <num value="4">(4) </num> <heading>Locks.</heading> <content> Each door is to be equipped with (i) two mortise locks; (ii) two padlocks fastened in separate hasps and staples; (iii) a combination of a mortise lock and a padlock; (iv) a mortise lock that requires two keys to open; or (v) a three-point lock. Padlocks must have at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter. Padlocks must be protected with not less than <inline role="fraction" style="-uslm-sgm:FR">1/4</inline> inch steel hoods constructed so as to prevent sawing or lever action on the locks, hasps, and staples. Indoor magazines located in secure rooms that are locked as provided in this subparagraph may have each door locked with one steel padlock (which need not be protected by a steel hood) having at least five tumblers and a case-hardened shackle of at least <inline role="fraction" style="-uslm-sgm:FR">3/8</inline> inch diameter, if the door hinges and lock hasps are securely fastened to the magazine and to the door frame. These requirements do not apply to magazine doors that are adequately secured on the inside by means of a bolt, lock, or bar that cannot be actuated from the outside.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–298, <ref href="/us/fr/55/21863">55 FR 21863</ref>, <date date="1990-05-30" role="amended">May 30, 1990</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.212"> <num value="555.212" style="-uslm-sgm:SECTNO">§ 555.212</num> <heading style="-uslm-sgm:SUBJECT">Smoking and open flames.</heading> <chapeau style="-uslm-sgm:P">Smoking, matches, open flames, and spark producing devices are not permitted:</chapeau> <paragraph identifier="/us/cfr/t27/s555.212/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> In any magazine;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.212/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Within 50 feet of any outdoor magazine; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.212/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Within any room containing an indoor magazine. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.213"> <num value="555.213" style="-uslm-sgm:SECTNO">§ 555.213</num> <heading style="-uslm-sgm:SUBJECT">Quantity and storage restrictions.</heading> <paragraph identifier="/us/cfr/t27/s555.213/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Explosive materials in excess of 300,000 pounds or detonators in excess of 20 million are not to be stored in one magazine unless approved by the Director.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.213/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <chapeau> Detonators are not to be stored in the same magazine with other explosive materials, except under the following circumstances:</chapeau> <paragraph identifier="/us/cfr/t27/s555.213/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> In a type 4 magazine, detonators that will not mass detonate may be stored with electric squibs, safety fuse, shock tube, igniters, and igniter cord.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.213/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> In a type 1 or type 2 magazine, detonators may be stored with delay devices and any of the items listed in paragraph (b)(1) of this section.</content> </paragraph> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–487, <ref href="/us/fr/68/3748">68 FR 3748</ref>, <date date="2003-01-24">Jan. 24, 2003</date>, as amended by ATF 15F, <ref href="/us/fr/75/3163">75 FR 3163</ref>, <date date="2010-01-20" role="amended">Jan. 20, 2010</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.214"> <num value="555.214" style="-uslm-sgm:SECTNO">§ 555.214</num> <heading style="-uslm-sgm:SUBJECT">Storage within types 1, 2, 3, and 4 magazines.</heading> <paragraph identifier="/us/cfr/t27/s555.214/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Explosive materials within a magazine are not to be placed directly against interior walls and must be stored so as not to interfere with ventilation. To prevent contact of stored explosive materials with walls, a nonsparking lattice work or other nonsparking material may be used.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.214/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Containers of explosive materials are to be stored so that marks are visible. Stocks of explosive materials are to be stored so they can be easily counted and checked upon inspection.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.214/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Except with respect to fiberboard or other nonmetal containers, containers of explosive materials are not to be unpacked or repacked inside a magazine or within 50 feet of a magazine, and must not be unpacked or repacked close to other explosive materials. Containers of explosive materials must be closed while being stored.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.214/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> Tools used for opening or closing containers of explosive materials are to be of nonsparking materials, except that metal slitters may be used for opening fiberboard containers. A wood wedge and a fiber, rubber, or wooden mallet are to be used for opening or closing wood containers of explosive materials. Metal tools other than nonsparking transfer conveyors are not to be stored in any magazine containing high explosives. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.215"> <num value="555.215" style="-uslm-sgm:SECTNO">§ 555.215</num> <heading style="-uslm-sgm:SUBJECT">Housekeeping.</heading> <content style="-uslm-sgm:P">Magazines are to be kept clean, dry, and free of grit, paper, empty packages and containers, and rubbish. Floors are to be regularly swept. Brooms and other utensils used in the cleaning and maintenance of magazines must have no spark-producing metal parts, and <?page num="174"?>may be kept in magazines. Floors stained by leakage from explosive materials are to be cleaned according to instructions of the explosives manufacturer. When any explosive material has deteriorated it is to be destroyed in accordance with the advice or instructions of the manufacturer. The area surrounding magazines is to be kept clear of rubbish, brush, dry grass, or trees (except live trees more than 10 feet tall), for not less than 25 feet in all directions. Volatile materials are to be kept a distance of not less than 50 feet from outdoor magazines. Living foliage which is used to stabilize the earthen covering of a magazine need not be removed. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.216"> <num value="555.216" style="-uslm-sgm:SECTNO">§ 555.216</num> <heading style="-uslm-sgm:SUBJECT">Repair of magazines.</heading> <content style="-uslm-sgm:P">Before repairing the interior of magazines, all explosive materials are to be removed and the interior cleaned. Before repairing the exterior of magazines, all explosive materials must be removed if there exists any possibility that repairs may produce sparks or flame. Explosive materials removed from magazines under repair must be (a) placed in other magazines appropriate for the storage of those explosive materials under this subpart, or (b) placed a safe distance from the magazines under repair where they are to be properly guarded and protected until the repairs have been completed. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.217"> <num value="555.217" style="-uslm-sgm:SECTNO">§ 555.217</num> <heading style="-uslm-sgm:SUBJECT">Lighting.</heading> <paragraph identifier="/us/cfr/t27/s555.217/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Battery-activated safety lights or battery-activated safety lanterns may be used in explosives storage magazines.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.217/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Electric lighting used in any explosives storage magazine must meet the standards prescribed by the “National Electrical Code,” (National Fire Protection Association, NFPA 70–81), for the conditions present in the magazine at any time. All electrical switches are to be located outside of the magazine and also meet the standards prescribed by the National Electrical Code.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.217/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> Copies of invoices, work orders or similar documents which indicate the lighting complies with the National Electrical Code must be available for inspection by ATF officers. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.218"> <num value="555.218" style="-uslm-sgm:SECTNO">§ 555.218</num> <heading style="-uslm-sgm:SUBJECT">Table of distances for storage of explosive materials.</heading> <content> <xhtml:table cols="10" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c10,L2,7,7,5,5,5,5,6,6,5,5"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Quantity of explosives</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="8">Distances in feet</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Pounds over</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Pounds not over</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Inhabited buildings</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Public highways with traffic volume of 3000 or fewer vehicles/day</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Passenger railways—public highways with traffic volume of more than 3,000 vehicles/day</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Separation of magazines</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Barricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Unbarricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Barricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Unbarricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Barricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Unbarricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Barricaded</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Unbarricaded</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">0</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">5</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">70</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">140</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">51</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">102</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">6</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">5</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">90</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">180</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">70</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">64</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">128</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">8</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">16</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">10</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">110</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">220</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">45</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">90</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">81</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">162</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">20</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">125</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">93</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">186</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">11</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">22</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">30</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">140</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">280</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">55</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">110</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">103</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">206</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">24</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">40</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">150</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">120</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">110</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">220</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">14</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">28</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; 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-uslm-sgm-I:I01">150,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">160,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,935</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">580</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,160</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,629</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">245</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">490</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">160,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">170,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,965</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">590</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,180</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,662</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">255</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">510</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">170,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">180,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,990</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">600</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,695</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">265</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">530</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">180,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">190,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,010</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,010</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">605</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,210</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,725</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">275</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">550</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">190,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,030</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,030</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">610</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,220</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,755</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">285</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">570</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">210,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,055</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,055</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">620</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,240</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,782</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">295</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">590</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">210,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">230,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">635</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,270</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,836</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">315</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">630</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">230,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,155</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,155</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">650</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,890</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">335</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">670</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">250,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">275,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,215</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,215</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">670</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,340</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,950</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">360</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">720</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">275,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,275</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,275</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">690</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,380</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">385</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">770</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <note style="-uslm-sgm:EXTRACT"> <heading style="-uslm-sgm:HD1">Table: American Table of Distances for Storage of Explosives (December 1910), as Revised and Approved by the Institute of Makers of Explosives—July, 1991.</heading> <heading style="-uslm-sgm:HD2">Notes to the Table of Distances for Storage of Explosives</heading> <p style="-uslm-sgm:P">(1) Terms found in the table of distances for storage of explosive materials are defined in <ref href="/us/cfr/t27/s555.11">§ 555.11</ref>.</p> <p style="-uslm-sgm:P">(2) When two or more storage magazines are located on the same property, each magazine must comply with the minimum distances specified from inhabited buildings, railways, and highways, and, in addition, they should be separated from each other by not less than the distances shown for “Separation of Magazines,” except that the quantity of explosives contained in cap magazines shall govern in regard to the spacing of said cap magazines from magazines containing other explosives. If any two or more magazines are separated from each other by less than the specified “Separation of Magazines” distances, then such two or more magazines, as a group, must be considered as one magazine, and the total quantity of explosives stored in such group must be treated as if stored in a single magazine located on the site of any magazine of the group, and must comply with the minimum of distances <?page num="176"?>specified from other magazines, inhabited buildings, railways, and highways.</p> <p style="-uslm-sgm:P">(3) All types of blasting caps in strengths through No. 8 cap should be rated at 1<inline role="fraction" style="-uslm-sgm:FR">1/2</inline> lbs. (1.5 lbs.) of explosives per 1,000 caps. For strengths higher than No. 8 cap, consult the manufacturer.</p> <p style="-uslm-sgm:P">(4) For quantity and distance purposes, detonating cord of 50 or 60 grains per foot should be calculated as equivalent to 9 lbs. of high explosives per 1,000 feet. Heavier or lighter core loads should be rated proportionately.</p> </note> <source style="-uslm-sgm:CITA">[T.D. ATF–87, <ref href="/us/fr/46/40384">46 FR 40384</ref>, <date date="1981-08-07">Aug. 7, 1981</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45003">63 FR 45003</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>; T.D. ATF–446, <ref href="/us/fr/66/16602">66 FR 16602</ref>, <date date="2001-03-27" role="amended">Mar. 27, 2001</date>; T.D. ATF–446a, <ref href="/us/fr/66/19089">66 FR 19089</ref>, <date date="2001-04-13" role="amended">Apr. 13, 2001</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.219"> <num value="555.219" style="-uslm-sgm:SECTNO">§ 555.219</num> <heading style="-uslm-sgm:SUBJECT">Table of distances for storage of low explosives.</heading> <content> <xhtml:table cols="5" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c5,L2,6.1,6.1,5.2,5.2,5.2"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Pounds</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">From inhabited building distance (feet)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">From public railroad and highway distance (feet)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">From above ground magazine (feet)</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Over</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Not over</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">0</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">75</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">75</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">1,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">5,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">115</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">115</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">75</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">5,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">150</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">150</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">100</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">10,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">190</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">190</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">125</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">20,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">215</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">215</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">145</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">30,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">235</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">235</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">155</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">40,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">165</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">50,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">260</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">260</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">175</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">60,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">70,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">270</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">270</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">185</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">70,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">80,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">280</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">280</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">190</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">80,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">90,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">295</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">295</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">195</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">90,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">100,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">100,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">375</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">375</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">450</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">450</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.220"> <num value="555.220" style="-uslm-sgm:SECTNO">§ 555.220</num> <heading style="-uslm-sgm:SUBJECT">Table of separation distances of ammonium nitrate and blasting agents from explosives or blasting agents.</heading> <content> <xhtml:table cols="5" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c5,L2,6.1,6.1,5.2,5.2,5.2"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Table: Department of Defense Ammunition and Explosives Standards, Table 5–4.1 Extract; 4145.27 M, March 1969</p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Donor weight (pounds)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" colspan="2">Minimum separation distance of acceptor from donor when barricaded (ft.)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED" rowspan="2">Minimum thickness of artificial barricades (in.)</xhtml:th> </xhtml:tr> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Over</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Not over</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Ammonium nitrate</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Blasting agent</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01" /> <xhtml:td style="-uslm-sgm:ENT">100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">3</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">11</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">4</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">14</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">600</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">5</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">18</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">600</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">6</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">22</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">1,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">1,600</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">7</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">1,600</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">8</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">29</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">2,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">3,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">9</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">32</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">15</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">3,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">4,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">36</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">15</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">4,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">6,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">11</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">15</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">6,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">8,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">43</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">8,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">10,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">13</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">47</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">10,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">12,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">14</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">12,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">16,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">15</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">54</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">16,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">16</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">58</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">20,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">18</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">65</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">25,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">19</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">68</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">30,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">20</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">72</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">35,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">21</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">76</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">40,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">45,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">22</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">79</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">45,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">23</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">83</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">50,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">55,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">24</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">86</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">55,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">90</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">35</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">60,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">70,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">26</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">94</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">70,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">80,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">28</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">101</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">80,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">90,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">30</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">108</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">90,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">100,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">32</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">115</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">100,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">120,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">34</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">122</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">120,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">140,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">133</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">140,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">160,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">40</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">144</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">160,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">180,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">44</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">158</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">180,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">48</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">173</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">200,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">220,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">52</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">187</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">220,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">250,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">56</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">202</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">250,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">275,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">216</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">275,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300,000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">64</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">230</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">60</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <note style="-uslm-sgm:EXTRACT"> <heading style="-uslm-sgm:HD1">Table: National Fire Protection Association (NFPA) Official Standard No. 492, 1968</heading> <heading style="-uslm-sgm:HD2">Notes of Table of Separation Distances of Ammonium Nitrate and Blasting Agents From Explosives or Blasting Agents</heading> <p style="-uslm-sgm:P">(1) This table specifies separation distances to prevent explosion of ammonium nitrate and ammonium nitrate-based blasting agents by propagation from nearby stores of high explosives or blasting agents referred to in the table as the “donor.” Ammonium nitrate, by itself, is not considered to be a donor when applying this table. Ammonium nitrate, ammonium nitrate-fuel oil or combinations thereof are acceptors. If stores of ammonium nitrate are located within the sympathetic detonation distance of explosives or blasting agents, one-half the mass of the ammonium nitrate is to be included in the mass of the donor.</p> <p style="-uslm-sgm:P">(2) When the ammonium nitrate and/or blasting agent is not barricaded, the distances shown in the table must be multiplied by six. These distances allow for the possibility of high velocity metal fragments from mixers, hoppers, truck bodies, sheet metal structures, metal containers, and the like <?page num="177"?>which may enclose the “donor.” Where explosives storage is in bullet-resistant magazines or where the storage is protected by a bullet-resistant wall, distances and barricade thicknesses in excess of those prescribed in the table in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref> are not required.</p> <p style="-uslm-sgm:P">(3) These distances apply to ammonium nitrate that passes the insensitivity test prescribed in the definition of ammonium nitrate fertilizer issued by the Fertilizer Institute. <ref id="fnd3e13107" idref="fnd3e13113" style="-uslm-sgm:SU">1</ref> Ammonium nitrate failing to pass the test must be stored at separation distances in accordance with the table in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</p> <footnote id="fnd3e13113" style="-uslm-sgm:FTNT"> <content> <p style="-uslm-sgm:P"> <ref idref="fnd3e13107" style="-uslm-sgm:SU">1</ref> Definition and Test Procedures for Ammonium Nitrate Fertilizer, Fertilizer Institute 1015–18th St. N.W. Washington, DC 20036.</p> </content> </footnote> <p style="-uslm-sgm:P">(4) These distances apply to blasting agents which pass the insensitivity test prescribed in regulations of the U.S. Department of Transportation (<ref href="/us/cfr/t49/p173">49 CFR part 173</ref>).</p> <p style="-uslm-sgm:P">(5) Earth or sand dikes, or enclosures filled with the prescribed minimum thickness of earth or sand are acceptable artificial barricades. Natural barricades, such as hills or timber of sufficient density that the surrounding exposures which require protection cannot be seen from the “donor” when the trees are bare of leaves, are also acceptable.</p> <p style="-uslm-sgm:P">(6) For determining the distances to be maintained from inhabited buildings, passenger railways, and public highways, use the table in <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</p> </note> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.221"> <num value="555.221" style="-uslm-sgm:SECTNO">§ 555.221</num> <heading style="-uslm-sgm:SUBJECT">Requirements for display fireworks, pyrotechnic compositions, and explosive materials used in assembling fireworks or articles pyrotechnic.</heading> <paragraph identifier="/us/cfr/t27/s555.221/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Display fireworks, pyrotechnic compositions, and explosive materials used to assemble fireworks and articles pyrotechnic shall be stored at all times as required by this Subpart unless they are in the process of manufacture, assembly, packaging, or are being transported.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.221/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> No more than 500 pounds (227 kg) of pyrotechnic compositions or explosive materials are permitted at one time in any fireworks mixing building, any building or area in which the pyrotechnic compositions or explosive materials are pressed or otherwise prepared for finishing or assembly, or any finishing or assembly building. All pyrotechnic compositions or explosive materials not in immediate use will be stored in covered, non-ferrous containers.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.221/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> The maximum quantity of flash powder permitted in any fireworks process building is 10 pounds (4.5 kg).</content> </paragraph> <paragraph identifier="/us/cfr/t27/s555.221/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> All dry explosive powders and mixtures, partially assembled display fireworks, and finished display fireworks shall be removed from fireworks process buildings at the conclusion of a day's operations and placed in approved magazines.</content> </paragraph> <source style="-uslm-sgm:CITA">[T.D. ATF–293, <ref href="/us/fr/55/3722">55 FR 3722</ref>, <date date="1990-02-05">Feb. 5, 1990</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45004">63 FR 45004</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.222"> <num value="555.222" style="-uslm-sgm:SECTNO">§ 555.222</num> <heading style="-uslm-sgm:SUBJECT">Table of distances between fireworks process buildings and between fireworks process and fireworks nonprocess buildings.</heading> <content> <xhtml:table cols="3" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c3,L2,s10,r15,r15"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Net weight of fireworks <ref idref="fnd3e13207" id="fnd3e13147" style="-uslm-sgm:SU">1</ref> (pounds)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Display fireworks <ref idref="fnd3e13211" id="fnd3e13152" style="-uslm-sgm:SU">2</ref> (feet)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Consumer fireworks <ref idref="fnd3e13215" id="fnd3e13157" style="-uslm-sgm:SU">3</ref> (feet)</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tfoot> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13207" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13147" style="-uslm-sgm:SU">1</ref> Net weight is the weight of all pyrotechnic compositions, and explosive materials and fuse only.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13211" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13152" style="-uslm-sgm:SU">2</ref> The distances in this column apply only with natural or artificial barricades. If such barricades are not used, the distances must be doubled.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13215" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13157" style="-uslm-sgm:SU">3</ref> While consumer fireworks or articles pyrotechnic in a finished state are not subject to regulation, explosive materials used to manufacture or assemble such fireworks or articles are subject to regulation. Thus, fireworks process buildings where consumer fireworks or articles pyrotechnic are being processed shall meet these requirements.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13219" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">4</sup> A maximum of 500 pounds of in-process pyrotechnic compositions, either loose or in partially-assembled fireworks, is permitted in any fireworks process building. Finished display fireworks may not be stored in a fireworks process building.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13224" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">5</sup> A maximum of 10 pounds of flash powder, either in loose form or in assembled units, is permitted in any fireworks process building. Quantities in excess of 10 pounds must be kept in an approved magazine.</content> </footnote> </xhtml:td> </xhtml:tr> </xhtml:tfoot> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01"> 0–100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">57</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">101–200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">69</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">201–300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">77</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">301–400</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">85</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">401–500</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">91</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">37</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Above 500</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">Not permitted <sup style="-uslm-sgm:SU">4 5</sup> </xhtml:td> <xhtml:td style="-uslm-sgm:ENT">Not permitted <sup style="-uslm-sgm:SU">4 5</sup> </xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <source style="-uslm-sgm:CITA">[T.D. ATF–293, <ref href="/us/fr/55/3723">55 FR 3723</ref>, <date date="1990-02-05">Feb. 5, 1990</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45004">63 FR 45004</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.223"> <num value="555.223" style="-uslm-sgm:SECTNO">§ 555.223</num> <heading style="-uslm-sgm:SUBJECT">Table of distances between fireworks process buildings and other specified areas.</heading> <content> <xhtml:table cols="3" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c3,L2,s10,r10,r10"> <xhtml:caption> <p style="-uslm-sgm:TTITLE">Distance from Passenger Railways, Public Highways, Fireworks Plant Buildings used to Store Consumer Fireworks and Articles Pyrotechnic, Magazines and Fireworks Shipping Buildings, and Inhabited Buildings. <sup style="-uslm-sgm:SU">3 4 5</sup> </p> </xhtml:caption> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Net weight of fireworks <ref idref="fnd3e13298" id="fnd3e13242" style="-uslm-sgm:SU">1</ref> (pounds)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Display fireworks <ref idref="fnd3e13298" id="fnd3e13247" style="-uslm-sgm:SU">1</ref> (feet)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Consumer fireworks <ref idref="fnd3e13303" id="fnd3e13252" style="-uslm-sgm:SU">2</ref> (feet)</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tfoot> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13298" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13242" style="-uslm-sgm:SU">1</ref> Net weight is the weight of all pyrotechnic compositions, and exposive materials and fuse only. <?page num="178"?></content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13303" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13252" style="-uslm-sgm:SU">2</ref> While consumer fireworks or articles pyrotechnic in a finished state are not subject to regulation, explosive materials used to manufacture or assemble such fireworks or articles are subject to regulation. Thus, fireworks process buildings where consumer fireworks or articles pyrotechnic are being processed shall meet these requirements.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13307" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">3</sup> This table does not apply to the separation distances between fireworks process buildings (see <ref href="/us/cfr/t27/s555.222">§ 555.222</ref>) and between magazines (see <ref href="/us/cfr/t27/s555.218">§§ 555.218</ref> and 555.224).</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13312" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">4</sup> The distances in this table apply with or without artificial or natural barricades or screen barricades. However, the use of barricades is highly recommended.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13316" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">5</sup> No work of any kind, except to place or move items other than explosive materials from storage, shall be conducted in any building designated as a warehouse. A fireworks plant warehouse is not subject to <ref href="/us/cfr/t27/s555.222">§ 555.222</ref> or this section, tables of distances.</content> </footnote> </xhtml:td> </xhtml:tr> </xhtml:tfoot> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01"> 0–100</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">25</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">101–200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">201–300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">301–400</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">401–500</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">50</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Above 500</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">Not permitted</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">Not permitted.</xhtml:td> </xhtml:tr> </xhtml:tbody> </xhtml:table> <source style="-uslm-sgm:CITA">[T.D. ATF–293, <ref href="/us/fr/55/3723">55 FR 3723</ref>, <date date="1990-02-05">Feb. 5, 1990</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45004">63 FR 45004</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s555.224"> <num value="555.224" style="-uslm-sgm:SECTNO">§ 555.224</num> <heading style="-uslm-sgm:SUBJECT">Table of distances for the storage of display fireworks (except bulk salutes).</heading> <content> <xhtml:table cols="3" style="-uslm-sgm:GPOTABLE; -uslm-sgm-GPOTABLE:c3,L2,s10,r10,10"> <xhtml:thead style="-uslm-sgm:BOXHD"> <xhtml:tr> <xhtml:th style="-uslm-sgm:CHED">Net weight of firework <ref idref="fnd3e13371" id="fnd3e13330" style="-uslm-sgm:SU">1</ref> (pounds)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Distance between magazine and inhabited building, passenger railway, or public highway <sup style="-uslm-sgm:SU">3 4</sup> (feet)</xhtml:th> <xhtml:th style="-uslm-sgm:CHED">Distance between magazines <sup style="-uslm-sgm:SU">2 3</sup> (feet)</xhtml:th> </xhtml:tr> </xhtml:thead> <xhtml:tfoot> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13371" style="-uslm-sgm:TNOTE"> <content> <ref idref="fnd3e13330" style="-uslm-sgm:SU">1</ref> Net weight is the weight of all pyrotechnic compositions, and explosive materials and fuse only.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13375" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">2</sup> For the purposes of applying this table, the term “magazine” also includes fireworks shipping buildings for display fireworks.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13379" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">3</sup> For fireworks storage magazines in use prior to (30 days from the date of publication of the final rule in the <inline style="-uslm-sgm:E" class="-gpo-grid-0-4">Federal Register</inline>), the distances in this table may be halved if properly barricaded between the magazine and potential receptor sites.</content> </footnote> </xhtml:td> </xhtml:tr> <xhtml:tr> <xhtml:td colspan="3"> <footnote id="fnd3e13386" style="-uslm-sgm:TNOTE"> <content> <sup style="-uslm-sgm:SU">4</sup> This table does not apply to the storage of bulk salutes. Use table at <ref href="/us/cfr/t27/s555.218">§ 555.218</ref>.</content> </footnote> </xhtml:td> </xhtml:tr> </xhtml:tfoot> <xhtml:tbody> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">0–1000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">150</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">100</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">1001–5000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">230</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">150</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">5001–10000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">300</xhtml:td> <xhtml:td style="-uslm-sgm:ENT">200</xhtml:td> </xhtml:tr> <xhtml:tr style="-uslm-sgm:ROW"> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-I:I01">Above 10000</xhtml:td> <xhtml:td style="-uslm-sgm:ENT; -uslm-sgm-O:xl">Use table <ref href="/us/cfr/t27/s555.218">§ 555.218</ref></xhtml:td> <xhtml:td style="-uslm-sgm:ENT" /> </xhtml:tr> </xhtml:tbody> </xhtml:table> <source style="-uslm-sgm:CITA">[T.D. ATF–293, <ref href="/us/fr/55/3723">55 FR 3723</ref>, <date date="1990-02-05">Feb. 5, 1990</date>, as amended by T.D. ATF–400, <ref href="/us/fr/63/45004">63 FR 45004</ref>, <date date="1998-08-24" role="amended">Aug. 24, 1998</date>] </source> </content> </section> </subpart> </part> </subchapter> <subchapter style="-uslm-sgm:SUBCHAP" role="P" identifier="/us/cfr/t27/ch2/schD"><?page num="179"?> <num value="D" style="-uslm-sgm:HED">SUBCHAPTER D—</num> <heading style="-uslm-sgm:HED">MISCELLANEOUS REGULATIONS RELATING TO ALCOHOL AND TOBACCO </heading> <ear style="-uslm-sgm:EAR">Pt. 646</ear> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/p646"> <num value="646" style="-uslm-sgm:HED">PART 646—</num> <heading style="-uslm-sgm:HED">CONTRABAND CIGARETTES</heading> <toc style="-uslm-sgm:CONTENTS"> <headingItem style="-uslm-sgm:SECHD" role="columnHeader"> <designator>Sec. </designator> </headingItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>General</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.141">646.141</designator> <label style="-uslm-sgm:SUBJECT">Scope of part.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.142">646.142</designator> <label style="-uslm-sgm:SUBJECT">Territorial extent.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.143">646.143</designator> <label style="-uslm-sgm:SUBJECT">Meaning of terms. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Records</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.146">646.146</designator> <label style="-uslm-sgm:SUBJECT">General requirements.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.147">646.147</designator> <label style="-uslm-sgm:SUBJECT">Required information.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.150">646.150</designator> <label style="-uslm-sgm:SUBJECT">Retention of records. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Other Provisions Relating to the Distribution of Cigarettes</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.153">646.153</designator> <label style="-uslm-sgm:SUBJECT">Authority of appropriate ATF officers to enter business premises. </label> </referenceItem> </groupItem> <groupItem style="-uslm-sgm:SUBJGRP"> <headingItem style="-uslm-sgm:HED"> <label>Penalties and Forfeitures</label> </headingItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.154">646.154</designator> <label style="-uslm-sgm:SUBJECT">Penalties.</label> </referenceItem> <referenceItem> <designator style="-uslm-sgm:SECTNO" href="/us/cfr/t27/s646.155">646.155</designator> <label style="-uslm-sgm:SUBJECT">Forfeitures.</label> </referenceItem> </groupItem> </toc> <authority style="-uslm-sgm:AUTH"> <heading style="-uslm-sgm:HED">Authority:</heading> <ref href="/us/usc/t18/s2341–2346">18 U.S.C. 2341–2346</ref>, unless otherwise noted.</authority> <source style="-uslm-sgm:SOURCE"> <heading style="-uslm-sgm:HED">Source:</heading> <ref href="/us/fr/45/48612">45 FR 48612</ref>, <date date="1980-07-21">July 21, 1980</date>, unless otherwise noted. Redesignated by T.D. ATF–487, <ref href="/us/fr/68/3753">68 FR 3753</ref>, <date date="2003-01-24" role="redesignated">Jan. 24, 2003</date>.</source> <editorialNote style="-uslm-sgm:EDNOTE"> <heading style="-uslm-sgm:HED">Editorial Note:</heading> <p style="-uslm-sgm:P">Nomenclature changes to part 646 appear by T.D. ATF–487, <ref href="/us/fr/68/4753">68 FR 4753</ref>, <date date="2003-01-24">Jan. 24, 2003</date>.</p> </editorialNote> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">General </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.141"> <num value="646.141" style="-uslm-sgm:SECTNO">§ 646.141</num> <heading style="-uslm-sgm:SUBJECT">Scope of part.</heading> <content style="-uslm-sgm:P">The regulations in this subpart relate to the distribution of cigarettes in excess of 60,000 in a single transaction. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.142"> <num value="646.142" style="-uslm-sgm:SECTNO">§ 646.142</num> <heading style="-uslm-sgm:SUBJECT">Territorial extent.</heading> <content style="-uslm-sgm:P">The provisions of the regulations in this part apply in the several States of the United States, the District of Columbia, the Commonwealth of Puerto Rico, and the Virgin Islands. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.143"> <num value="646.143" style="-uslm-sgm:SECTNO">§ 646.143</num> <heading style="-uslm-sgm:SUBJECT">Meaning of terms.</heading> <chapeau> <p style="-uslm-sgm:P">When used in this part, terms are defined as follows in this section. Words in the plural shall include the singular, and vice versa. Words indicating the masculine gender shall include the feminine. The terms “includes” and “including” do not exclude other things not named which are in the same general class or are otherwise within the scope of the term defined.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Appropriate ATF officer.</inline> An officer or employee of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) authorized to perform any functions relating to the administration or enforcement of this part by ATF Order 1130.28, Delegation of the Director's Authorities in <ref href="/us/cfr/t27/p45">27 CFR Parts 45</ref> and 646.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Business premises.</inline> When used with respect to a distributor, the property on which the cigarettes are kept or stored. The business premises includes the property where the records of a distributor are kept.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Common or contract carrier.</inline> A carrier holding a certificate of convenience and necessity, a permit for contract carrier by motor vehicle, or other valid operating authority under the Interstate Commerce Act, or under equivalent operating authority from a regulatory agency of the United States or of any State.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Contraband cigarettes.</inline> Any quantity of cigarettes in excess of 60,000, if—</p> </chapeau> <paragraph identifier="/us/cfr/t27/s646.143/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> The cigarettes bear no evidence of the payment of applicable State cigarette taxes in the State where the cigarettes are found;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> The State in which the cigarettes are found requires a stamp, impression, or other indication to be placed on packages or other containers of cigarettes to evidence payment of cigarette taxes; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> <p> The cigarettes are in the possession of any person other than an exempted person.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Disposition.</inline> The movement of cigarettes from a person's business premises, wherever situated, by shipment or other means of distribution.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Distribute.</inline> To sell, ship, issue, give, transfer, or otherwise dispose of.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Distributor.</inline> Any person who distributes more than 60,000 cigarettes in a single transaction.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Exempted person.</inline> Any person who is—</p> </content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Holding a permit issued pursuant to Chapter 52 of the Internal Revenue Code of 1954 as a manufacturer of tobacco products or as an export warehouse proprietor; <?page num="180"?></content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Operating a customs bonded warehouse pursuant to section 311 or 555 of the Tariff Act of 1930 (<ref href="/us/usc/t19/s1311">19 U.S.C. 1311</ref> or 1555);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/c" style="-uslm-sgm:P"> <num value="c">(c)</num> <content> An agent of a tobacco products manufacturer, an export warehouse proprietor, or an operator of a customs bonded warehouse;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/d" style="-uslm-sgm:P"> <num value="d">(d)</num> <content> A common or contract carrier transporting the cigarettes involved under a proper bill of lading or freight bill which states the quantity, source, and destination of the cigarettes;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/e" style="-uslm-sgm:P"> <num value="e">(e)</num> <content> Licensed or otherwise authorized by the State, in which he possesses cigarettes, to account for and pay cigarette taxes imposed by that State; and who has complied with the accounting and payment requirements relating to his license or authorization with respect to the cigarettes involved; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/f" style="-uslm-sgm:P"> <num value="f">(f)</num> <content> An agent of the United States, of an individual State, or of a political subdivision of a State and having possession of cigarettes in connection with the performance of official duties.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.143/g" style="-uslm-sgm:P"> <num value="g">(g)</num> <content> <p> Operating within a foreign-trade zone established under 19 U.S.C., section 81b, when the cigarettes involved have been entered into the zone under zone-restricted status or, in respect to foreign cigarettes, have been admitted into the zone but have not been entered in the United States.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">Person.</inline> Any individual, corporation, company, association, firm, partnership, society, or joint stock company.</p> <p style="-uslm-sgm:P"> <inline style="-uslm-sgm:E" class="-gpo-grid-0-3">State.</inline> A State of the United States, the District of Columbia, the Commonwealth of Puerto Rico, or the Virgin Islands.</p> </content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/45/48612">45 FR 48612</ref>, <date date="1980-07-21">July 21, 1980</date>, as amended by T.D. ATF–472, <ref href="/us/fr/67/8881">67 FR 8881</ref>, <date date="2002-02-27" role="amended">Feb. 27, 2002</date>; T.D. ATF 2013R–9F, <ref href="/us/fr/79/46694">79 FR 46694</ref>, <date date="2014-08-11" role="amended">Aug. 11, 2014</date>] </source> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Records </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.146"> <num value="646.146" style="-uslm-sgm:SECTNO">§ 646.146</num> <heading style="-uslm-sgm:SUBJECT">General requirements.</heading> <content style="-uslm-sgm:P">Each distributor of cigarettes shall keep copies of invoices, bills of lading, or other suitable commercial records relating to each disposition of more than 60,000 cigarettes. Dividing a single agreement for the disposition of more than 60,000 cigarettes into the delivery of smaller components of 60,000 cigarettes or less does not exempt the distributor from the recordkeeping requirements of this part. The distributor shall include the information prescribed in <ref href="/us/cfr/t27/s646.147">§ 646.147</ref> in his commercial records of disposition. </content> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.147"> <num value="646.147" style="-uslm-sgm:SECTNO">§ 646.147</num> <heading style="-uslm-sgm:SUBJECT">Required information.</heading> <paragraph identifier="/us/cfr/t27/s646.147/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>Distributors who are exempted persons.</heading> <chapeau> Each distributor who is an exempted person as defined in <ref href="/us/cfr/t27/s646.143">§ 646.143</ref> shall show the following information in his commercial records.</chapeau> <paragraph identifier="/us/cfr/t27/s646.147/a/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <chapeau> For each disposition of more than 60,000 cigarettes to an exempted person; or for each disposition of more than 60,000 cigarettes to a person who is not an exempted person and which is delivered by the distributor to the recipient's place of business, the distributor shall show on dated records—</chapeau> <paragraph identifier="/us/cfr/t27/s646.147/a/1/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The full name of the purchaser (or the recipient if there is no purchaser);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/1/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The street address (including city and state) to which the cigarettes are destined; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/1/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The quantity of cigarettes disposed of.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <chapeau> For each disposition of more than 60,000 cigarettes, other than the dispositions specified in paragraph (a)(1) of this section, the distributor shall show on dated records—</chapeau> <paragraph identifier="/us/cfr/t27/s646.147/a/2/i" style="-uslm-sgm:P"> <num value="i">(i)</num> <content> The full name of the purchaser (if any);</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/ii" style="-uslm-sgm:P"> <num value="ii">(ii)</num> <content> The name, address (including city and state), and signature of the person receiving the cigarettes;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/iii" style="-uslm-sgm:P"> <num value="iii">(iii)</num> <content> The street address (including city and state) to which the cigarettes are destined;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/iv" style="-uslm-sgm:P"> <num value="iv">(iv)</num> <content> The quantity of cigarettes disposed of;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/v" style="-uslm-sgm:P"> <num value="v">(v)</num> <content> The driver's license number of the individual receiving the cigarettes;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/vi" style="-uslm-sgm:P"> <num value="vi">(vi)</num> <content> The license number of the vehicle in which the cigarettes are removed from the distributor's business premises;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/vii" style="-uslm-sgm:P"> <num value="vii">(vii)</num> <content> A declaration by the individual receiving the cigarettes of the specific purpose of receipt (such as personal use, resale, delivery to another person, etc.); and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/a/2/viii" style="-uslm-sgm:P"> <num value="viii">(viii)</num> <content> A declaration by the person receiving the cigarettes of the name and address of his principal when he is acting as an agent. </content> </paragraph> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s646.147/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Distributors who are not exempted persons.</heading> <content> <p> Each distributor who is not an exempted person as defined in <ref href="/us/cfr/t27/s646.143">§ 646.143</ref> shall show on dated commercial <?page num="181"?>records the information specified in paragraphs (a)(2) (i) through (viii) of this section for each disposition of more than 60,000 cigarettes.</p> <note style="-uslm-sgm:APPRO" role="approval">(Approved by the Office of Management and Budget under control number 1512–0391)</note> </content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/45/48612">45 FR 48612</ref>, <date date="1980-07-21">July 21, 1980</date>, as amended by T.D. ATF–172, <ref href="/us/fr/49/14943">49 FR 14943</ref>, <date date="1984-04-16" role="amended">Apr. 16, 1984</date>] </source> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.150"> <num value="646.150" style="-uslm-sgm:SECTNO">§ 646.150</num> <heading style="-uslm-sgm:SUBJECT">Retention of records.</heading> <paragraph identifier="/us/cfr/t27/s646.150/a" style="-uslm-sgm:P"> <num value="a">(a) </num> <heading>General.</heading> <content> Each distributor of cigarettes shall retain the records required by <ref href="/us/cfr/t27/s646.146">§§ 646.146</ref> and 646.147 for three years following the close of the year in which the records are made. The distributor shall keep the required records on his business premises.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.150/b" style="-uslm-sgm:P"> <num value="b">(b) </num> <heading>Shorter retention periods.</heading> <chapeau> The appropriate ATF officer may, pursuant to an application submitted by a distributor, approve a shorter retention period where—</chapeau> <paragraph identifier="/us/cfr/t27/s646.150/b/1" style="-uslm-sgm:P"> <num value="1">(1)</num> <content> The distributor requesting the shorter retention period is an agent of a tobacco products manufacturer;</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.150/b/2" style="-uslm-sgm:P"> <num value="2">(2)</num> <content> The tobacco products manufacturer will keep the required record for each disposition of more than 60,000 cigarettes from the agent's premises for the full retention period specified in paragraph (a) of this section; and</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.150/b/3" style="-uslm-sgm:P"> <num value="3">(3)</num> <content> The approval of a shorter retention period will not unduly hinder the administration of enforcement of this subpart.</content> </paragraph> </paragraph> <paragraph identifier="/us/cfr/t27/s646.150/c" style="-uslm-sgm:P"> <num value="c">(c) </num> <heading>Application requirements.</heading> <content> Each distributor proposing to employ a shorter retention period shall submit a written application, in duplicate, to the appropriate ATF officer. A distributor may not employ a shorter retention period until approval is received from the appropriate ATF officer. Each application should indicate the duration of the proposed retention period and should include the information required by paragraph (b) of this section.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/45/48612">45 FR 48612</ref>, <date date="1980-07-21">July 21, 1980</date>, as amended by T.D. ATF–472, <ref href="/us/fr/67/8880">67 FR 8880</ref>, 8881, <date date="2002-02-27" role="amended">Feb. 27, 2002</date>] </source> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Other Provisions Relating to the Distribution of Cigarettes </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.153"> <num value="646.153" style="-uslm-sgm:SECTNO">§ 646.153</num> <heading style="-uslm-sgm:SUBJECT">Authority of appropriate ATF officers to enter business premises.</heading> <chapeau style="-uslm-sgm:P">Any appropriate ATF officer may enter the business premises of any distributor of cigarettes to inspect the records required by <ref href="/us/cfr/t27/s646.146">§§ 646.146</ref> through 646.147 or to inspect any cigarettes stored on the premises—</chapeau> <paragraph identifier="/us/cfr/t27/s646.153/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Pursuant to duly issued search warrant or an administrative inspection warrant; or</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.153/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Upon the consent of the distributor to enter his premises.</content> </paragraph> <source style="-uslm-sgm:CITA">[<ref href="/us/fr/45/48612">45 FR 48612</ref>, <date date="1980-07-21">July 21, 1980</date>, as amended by T.D. ATF–472, <ref href="/us/fr/67/8881">67 FR 8881</ref>, <date date="2002-02-27" role="amended">Feb. 27, 2002</date>] </source> </section> </level> <level style="-uslm-sgm:SUBJGRP"> <heading style="-uslm-sgm:HED">Penalties and Forfeitures </heading> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.154"> <num value="646.154" style="-uslm-sgm:SECTNO">§ 646.154</num> <heading style="-uslm-sgm:SUBJECT">Penalties.</heading> <paragraph identifier="/us/cfr/t27/s646.154/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any person who knowingly ships, transports, receives, possesses, sells, distributes, or purchases contraband cigarettes shall be fined not more than $100,000 or imprisoned not more than five years, or both.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.154/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any person who knowingly violates any regulation contained in this part or makes any false statement or misrepresentation with respect to the information required to be recorded by this part shall be fined not more than $5,000 or imprisoned not more than three years, or both. </content> </paragraph> </section> <section style="-uslm-sgm:SECTION" identifier="/us/cfr/t27/s646.155"> <num value="646.155" style="-uslm-sgm:SECTNO">§ 646.155</num> <heading style="-uslm-sgm:SUBJECT">Forfeitures.</heading> <paragraph identifier="/us/cfr/t27/s646.155/a" style="-uslm-sgm:P"> <num value="a">(a)</num> <content> Any contraband cigarettes involved in any violation of the provisions of <ref href="/us/usc/t18/ch114">18 U.S.C. chapter 114</ref> shall be subject to seizure and forfeiture. All provisions of the Internal Revenue Code of 1954 (title 26 U.S.C.) relating to the seizure, forfeiture, and disposition of firearms, as defined in section 5845(a) of that Code, shall, so far as applicable, extend to seizures and forfeitures of contraband cigarettes under the provisions of <ref href="/us/usc/t18/ch114">18 U.S.C. chapter 114</ref>.</content> </paragraph> <paragraph identifier="/us/cfr/t27/s646.155/b" style="-uslm-sgm:P"> <num value="b">(b)</num> <content> Any vessel, vehicle or aircraft used to transport, carry, convey, or conceal or possess any contraband cigarettes with respect to which there has been committed any violation of any provision of <ref href="/us/usc/t18/ch114">18 U.S.C. chapter 114</ref> or the regulations in this subpart shall be subject to seizure and forfeiture under the Customs laws, as provided by the Act of <date date="1939-08-09">August 9, 1939</date> (<ref href="/us/usc/t49/s781–788">49 U.S.C. 781–788</ref>).</content> </paragraph> <authority style="-uslm-sgm:SECAUTH">(<ref href="/us/usc/t18/s2344">18 U.S.C. 2344</ref>; <ref href="/us/stat/53/1291">53 Stat. 1291</ref> (<ref href="/us/usc/t49/s782">49 U.S.C. 782</ref>)) </authority> </section> </level> </part> <part style="-uslm-sgm:PART" identifier="/us/cfr/t27/pNaN"> <heading style="-uslm-sgm:RESERVED" /> </part> </subchapter> </chapter>
FINDING AIDS

A list of CFR titles, subtitles, chapters, subchapters and parts and an alphabetical list of agencies publishing in the CFR are included in the CFR Index and Finding Aids volume to the Code of Federal Regulations which is published separately and revised annually.

Table of CFR Titles and Chapters

Alphabetical List of Agencies Appearing in the CFR

List of CFR Sections Affected

Table of CFR Titles and Chapters (Revised as of April 1, 2017) Chap. I II III IV Subtitle A— I II Subtitle B— III IV VI VII VIII IX X XI XII XIII XIV XV XVIII XX XXII XXIII XXIV XXV XXVI XXVII XXVIII XXIX XXX XXXI XXXII XXXIII XXXIV XXXV XXXVI XXXVII LVIII LIX I I I II III IV V VI VIII IX XI XIV XVI XXI XXII XXIII XXIV XXV XXVI XXVIII XXIX XXX XXXI XXXIII XXXIV XXXV XXXVI XXXVII XL XLI XLII XLIII XLV XLVI XLVII XLVIII XLIX L LII LIII LIV LV LVI LVII LVIII LIX LX LXI LXII LXIII LXIV LXV LXVI LXVII LXVIII LXIX LXX LXXI LXXIII LXXIV LXXVI LXXVII LXXX LXXXIII LXXXIV LXXXVI XCVII XCVIII XCIX C I X Subtitle A— Subtitle B— I II III IV V VI VII VIII IX X XI XIV XV XVI XVII XVIII XX XXV XXVI XXVII XXVIII XXIX XXX XXXI XXXII XXXIII XXXIV XXXV XXXVI XXXVII XXXVIII XLI XLII I V I II III I II III X XIII XVII XVIII I II I II III IV V VI VII VIII IX X XI XII XIII XIV XV XVI XVII XVIII I III IV V I II III V VI Subtitle A— Subtitle B— I II III IV VII VIII IX XI XIII XIV Subtitle C— XX Subtitle D— XXIII I II I II IV I III VI VIII XIII I II III IV I II III IV V VI VII VIII IX I II III I II III IV V VII IX X XI XII XIII XIV XV XVI XVII I II III Subtitle A— Subtitle B— I II III IV V VI VII VIII IX X XII XV XX XXIV XXV I II III IV V VI VII I I II I III V VI VII VIII IX XI Subtitle A— Subtitle B— I II III IV V IX X XII XIV XVII XX XXV XXVII XL I II IV V VII XII Subtitle A— Subtitle B— I II IV V VI VII VIII IX X Subtitle A— I V VI VII Subtitle B— XII XVI XVII XVIII XIX XX XXI XXIV XXVII XXVIII I II IV Subtitle A— Subtitle B— I II III IV V VI VII Subtitle C— XI XII I II III IV V VI VII VIII IX X XI XII XV XVI I II III IV I II I III I IV V VI VII VIII Subtitle A— Subtitle B— 50 51 60 61 62—100 Subtitle C— 101 102 103—104 105 109 114 115 128 129—200 Subtitle D— Subtitle E— Subtitle F— 300 301 302 303 304 I IV V Subtitle A— Subtitle B— I II III I IV Subtitle A— Subtitle B— II III IV V VI VII VIII IX X XI XII XIII XVI XVII XVIII XXI XXIII XXIV XXV I II III IV I II III IV 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 23 24 25 28 29 30 34 51 52 53 54 57 61 63 99 Subtitle A— Subtitle B— I II III IV V VI VII VIII X XI XII I II III IV V VI Alphabetical List of Agencies Appearing in the CFR (Revised as of April 1, 2017) Agency CFR Title, Subtitle or Chapter 1, I 1, III 36, VIII 7, XXV 5, LXXXIII 22, XV 48, 57 2, VII; 22, II 48, 7 7, I, IX, X, XI 7, V 2, IV; 5, LXXIII 7, XXV 7, I, IX, X, XI 7, V 7, III; 9, I 7, XXX 7, XIV 7, XXXVII 2, IX; 7, XXIX 7, XXXI 7, VII, XVIII 48, 4 7, IV 7, II 9, III 7, XV 36, II 7, VIII; 9, II 7, XXVII 7, XXVI 7, XLI 7, XXXVI 7, XXXIV 7, VI 7, XXVIII 7, XXXII 7, XVIII, XLII 7, XLII 7, XVIII, XXXV 7, XVI 7, XVII, XVIII, XLII 7, Subtitle A 7, XXXIII 7, XXXVIII 32, VII 48, 53 14, VI 27, I 27, II 49, VII 36, IV 25, VII 7, III; 9, I 5, IX 36, XI 45, XXIII 5, XI 32, V 33, II; 36, III 48, 51 34, V 41, 51 22, V 48, 19 34, IV 15, I 42, IV 32, XIX 40, VI 7, XXX 45, III 45, II, III, IV, X, XIII 5, LXVIII; 45, VII 34, I 5, XCVIII 5, LXX 33, I; 46, I; 49, IV 46, III 2, XIII; 44, IV; 50, VI 15, I 15, VIII 13, III 44, IV 48, 13 15, IV 15, VII 15, III; 19, III 15, II 50, II, IV 15, IX; 50, II, III, IV, VI 15, XXIII; 47, III, IV 15, IX 37, I 37, IV 15, Subtitle A 15, XI 37, IV 14, III 7, XIV 5, XLI; 17, I 24, V, VI 45, X 12, I 29, IX 5, LXXXIV; 12, X 5, LXXI; 16, II 37, III 2, XXII; 45, XII, XXV 48, 99 40, V 5, LXX; 28, VIII 19, I 32, I 2, XI; 5, XXVI; 32, Subtitle A; 40, VII 32, I 32, VII 32, V; 33, II; 36, III; 48, 51 48, 2 32, I 32, I, XII; 48, 54 33, II; 36, III 32, I 32, VI; 48, 52 2, XI; 32, I 32, I 32, I 32, XII; 48, 54 10, XVII 18, III 45, IX 5, LXX; 28, VIII 21, II 15, XIII 15, VIII 13, III 7, XXXVII 2, XXXIV; 5, LIII 34, V 34, IV 34, I 34, VII 34, II 48, 34 34, VI 34, Subtitle A 34, III 34, IV 34, VII 2, LVIII; 11, II 34, II 13, V 13, IV 29, XXV 20, IV 5, V 20, V 20, VI 50, IV 2, IX; 5, XXIII; 10, II, III, X 48, 9 5, XXIV; 18, I 41, 109 7, XXIX 33, II; 36, III 31, VI 2, XV; 5, LIV; 40, I, IV, VII 48, 15 41, 115 7, XXXI 5, LXII; 29, XIV 24, I 3, I 40, V 2, Subtitle A; 5, III, LXXVII; 14, VI; 48, 99 2, XXXVI; 21, III 32, XXI; 47, 2 3 32, XXIV; 47, II 15, XX 2, XXXV; 5, LII; 12, IV 45, II 5, XXXI; 12, VI 5, XXX; 12, XIV 7, VII, XVIII 48, 1 14, I 14, III 31, IX 5, XXIX; 47, I 41, 60 7, IV 5, XXII; 12, III 5, XXXVII; 11, I 44, I 48, 21 48, 16 5, XXIV; 18, I 12, XI 12, VIII 23, I, II 1, IV 12, XVII 5, LXXX; 12, XII 12, IX 5, XIV, XLIX; 22, XIV 31, VII 41, 102 46, IV 29, XII 5, LXXIV; 29, XXVII 49, III 28, III 48, 99 41, 101 49, II 1, I 1, II 12, II 5, LVIII 5, VI, LXXVI 5, XIV 5, XLVII; 16, I 49, VI 41, Subtitle F 31, X 12, XVI 12, XIII 45, XXI 31, II 50, I, IV 21, I 7, II 9, III 7, XV 31, V 45, V 22, IX 22, XIV 22, XIV 15, IV 36, II 5, LVII; 41, 105 48, 61 48, 5 41, 102 41, 101 41, Subtitle F 41, 300 41, 304 41, 303 41, 302 41, 301 30, IV 4, I 5, XVI 24, III 7, VIII; 9, II 2, LIX; 40, VIII 45, XVIII 2, III; 5, XLV; 45, Subtitle A 42, IV 45, III 45, II, III, IV, X, XIII 45, X 45, II 48, 3 21, I 25, V 42, V 42, I 45, IV 2, XXX; 5, XXXVI; 6, I; 8, I 33, I; 46, I; 49, IV 46, III 19, I 44, I 5, XCVII 19, IV 49, XII 24, XXIV 2, XXIV; 5, LXV; 24, Subtitle B 24, V, VI 24, I 48, 24 12, XVII 24, III 24, II, VIII, X, XX 24, IV 24, XII 24, IX 24, Subtitle A, VII 24, II, VIII, X, XX 24, IV 19, IV 8, V 28, VII 28, VI 25, I, V 25, VI 25, II 25, V 15, VII 7, XXVII 32, XX 7, XXVI 42, V 24, XII, XV 22, XVII 5, LXIII; 22, X 2, XIV 25, VII 50, IV 48, 14 41, 114 50, I, IV 30, IV 25, I, V 25, VI 25, II 43, II 25, III 36, I 30, XII 30, V 43, I 30, II 2, XIV; 43, Subtitle A 30, VII 26, I 22, XI 22, II 48, 7 22, XII 22, IV 5, V 15, III; 19, III 19, II 5, XL 31, VIII 45, XXIV 22, XVI 20, VIII 2, XXVIII; 5, XXVIII; 28, I, XI; 40, IV 27, II 21, II 48, 28 31, IX 28, III 45, V 8, V 28, VI 28, V 41, 128 2, XXIX; 5, XLII 29, XXV 20, IV 20, V 20, VI 48, 29 41, 60 41, 50 29, II, IV 30, I 29, XVII 41, 50 29, Subtitle A 41, 61; 20, IX 29, V 20, I, VII 29, II, IV 43, II 45, XVI 36, VII 37, III 37, II 7, XX 5, III, LXXVII; 14, VI; 48, 99 50, V 46, II 5, II, LXIV 32, XXVII 5, XCIX 22, XIII 30, I 15, XIV 1, IV 31, I 36, XVI 2, XXXI 2, XVIII; 5, LIX; 14, V 48, 18 7, XLI 7, XXXVI 2, XXII; 45, XII, XXV 2, XXVI; 5, LXVI; 36, XII 32, XX 1, IV 1, IV 45, XVII 5, C; 34, XII 32, XVIII 5, LXXXVI; 12, VII 28, IX 2, XXXVI; 21, III 2, XXXII 2, XXXIII 45, XI 32, I 23, II, III; 47, VI; 49, V 32, I 25, III 7, XXXIV 15, II 5, IV; 32, XVII 5, LXI; 29, I 50, II, IV 29, X 15, IX; 50, II, III, IV, VI 36, I 29, III 49, VII 2, XXV; 5, XLIII; 45, VI 48, 25 32, XXI 47, II 15, XXIII; 47, III, IV 49, VIII 7, VI 30, XII 25, IV 32, VI 48, 52 24, XXV 10, XVIII 2, XX; 5, XLVIII; 10, I 48, 20 29, XVII 29, XX 30, V 36, XV 7, XXVIII 5, XXXIII; 22, VII 37, I 41, 304 41, 303 2, XXXVII; 22, III 36, IX 29, XL 5, I, XXXV; 5, IV; 45, VIII 5, XCVII 48, 17 48, 21 48, 16 49, I 5, XLVI; 39, III 5, LX; 39, I 34, VI 1, IV 3 36, X 28, V 6, X 7, XXXII 37, IV 41, 50 24, IX 42, I 20, II 43, I 45, IV 41, 302 49, XI 7, XVIII, XLII 7, XLII 7, XVIII, XXXV 7, XVI 7, XVII, XVIII, XLII 30, II 33, IV 32, XXIV 47, II 31, IV 5, XXXIV; 17, II 32, XVI 2, XXVII; 13, I 36, V 2, XXIII; 20, III; 48, 23 5, XI 5, VIII 34, III 2, VI; 22, I; 28, XI 48, 6 30, VII 49, X 18, VIII 15, XI 37, IV 5, LXIX; 18, XIII 12, V 15, XX 2, XII; 5, L 14, III 48, 63 44, IV 48, 12 14, I 23, I, II 49, III 49, II 49, VI 46, II 23, II, III; 47, IV; 49, V 49, I 33, IV 14, II; 49, Subtitle A 49, XI 7, XXXIII 49, XII 49, XI 41, 301 2, X;5, XXI; 12, XV; 17, IV; 31, IX 27, I 12, XVIII 12, I 19, I 31, VI 48, 10 31, IX 31, VII 31, X 31, II 31, V 26, I 31, VIII 31, I 31, IV 31, Subtitle A 12, V 45, XVIII 22, IV 22, XI 37, II 43, III 2, VIII; 38, I 48, 8 41, 61; 20, IX 32, XXVIII 29, V 18, VI 20, I, VII 7, XXXVIII 27 CFR (4–1–17 Edition) List of CFR Sections Affected List of CFR Sections Affected

All changes in this volume of the Code of Federal Regulations (CFR) that were made by documents published in the Federal Register since January 1, 2012 are enumerated in the following list. Entries indicate the nature of the changes effected. Page numbers refer to Federal Register pages. The user should consult the entries for chapters, parts and subparts as well as sections for revisions.

For changes to this volume of the CFR prior to this listing, consult the annual edition of the monthly List of CFR Sections Affected (LSA). The LSA is available at www.fdsys.gov. For changes to this volume of the CFR prior to 2001, see the “List of CFR Sections Affected, 1949–1963, 1964–1972, 1973–1985, and 1986–2000” published in 11 separate volumes. The “List of CFR Sections Affected 1986–2000” is available at www.fdsys.gov.

27 CFR 77 FR Page Chapter II 478 33629 478.11 33629 33633 478.32 33629 478.44 33629 478.45 33629 478.99 33629 478.120 33629 478.124 33630 33634 478.125 33634 27 CFR 78 FR Page Chapter II 447 23676 447.1 23676 447.11 23677 447.21 23677 27 CFR 79 FR Page Chapter II 447.11 46692 447.21 17028 447.32 46692 447.35 46692 447.43 7396 447.58 46692 478.11 46692 478.21 46692 478.56 46692 478.72 46692 478.73 46692 478.74 46692 478.76 46692 478.78 46692 478.103 46692 478.124a 45092 478.125 45092 478.126 46692 479.11 46692 479.21 46693 479.22 46693 479.26 46693 479.34 46693 479.37 46693 479.38 46693 479.46 46693 479.47 46693 479.50 46693 479.84 46693 479.111 7396 479.172 46693 555.11 46693 555.21 46693 555.22 46693 555.25 46693 555.45 46693 555.46 46693 555.49 46693 555.50 46693 555.54 46693 555.56 46693 555.57 46693 555.59 46693 555.60 46694 555.61 46694 555.63 46694 555.71 46694 555.72 46694 555.73 46694 555.74 46694 555.75 46694 555.76 46694 555.78 46694 555.79 46694 555.80 46694 555.104 46694 555.122 46694 555.123 46694 555.124 46694 555.125 46694 555.126 46694 555.128 46694 555.141 46694 555.142 46694 555.201 46694 646.143 46694 27 CFR 80 FR Page Chapter II 447.21 30617 555.11 59581 27 CFR 81 FR Page Chapter II 478 1318 478.39a 1318 478.72 32235 478.73 32235 478.74 32235 478.125 38071 478.125a 38071 479 2721 479.11 2721 479.62 2721 479.63 2721 479.84 2722 479.85 2722 479.90 2723 479.90a 2723 (No regulations published from January 1, 2017, through April 1, 2017)